TapewireFind a company

person · Reporting owner

Otto-Bernstein Katharina

Disclosed activity across 3 companies

Tapewire entity
90821
SEC CIK
0001463104

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Paramount Group, Inc.PGRE · Entity 70969Director · 10% ownerMay 16, 2024May 20, 2024
Retail Value Inc.RVIC · Entity 12226710% ownerSeptember 20, 2022September 22, 2022
SITE Centers Corp.SITC · Entity 649710% ownerAugust 26, 2021September 09, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Paramount Group, Inc.

Report date May 16, 2024 · Filed May 20, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect25,000 Reported balance After 2024-05-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-05-16 · Grant · Acquired 25,000 · Balance 25,000

F1: LTIP Units issued pursuant to the Issuer's 2024 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.

F2: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

Filing footnotes · ownership attribution and instrument terms

F1: LTIP Units issued pursuant to the Issuer's 2024 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.

F2: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

Retail Value Inc.

Report date September 20, 2022 · Filed September 22, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,349,471 Reported balance After 2022-09-20 transaction · row 1
1 source row

Row 1 · 2022-09-20 · Sale · Disposed 394,432 · Balance 3,349,471

SITE Centers Corp.

Report date August 26, 2021 · Filed September 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,877,752 Reported balance After 2021-08-26 transaction · row 1
1 source row

Row 1 · 2021-08-26 · Sale · Disposed 250,000 · Balance 7,877,752

F1: The reporting person effected multiple same-way open market transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects the weighted average sale price. The range of prices for the shares sold on August 26, 2021 was $15.510 to $15.745.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person effected multiple same-way open market transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects the weighted average sale price. The range of prices for the shares sold on August 26, 2021 was $15.510 to $15.745.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2024 Filed May 20, 2024 16:34 UTC Paramount Group, Inc. PGRE · Entity 70969 GrantLTIP Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062451 · ownership.xml · derivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · security: LTIP Units issued pursuant to the Issuer's 2024 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's 2024 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.

F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

Read SEC document
May 18, 2023 Filed May 22, 2023 16:38 UTC Paramount Group, Inc. PGRE · Entity 70969 GrantLTIP Units · Derivative 27,650 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013557 · doc4.xml · derivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,650

Underlying: Common Stock · 27,650 shares

Expires not disclosed

F1 · security: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.

F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 16:05 UTC Retail Value Inc. RVIC · Entity 122267 SaleCommon Stock 394,432 $0.39 $153,828.48
Disclosure

SEC source: 0000899243-22-031693 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,349,471

Read SEC document
July 31, 2022 Filed Aug 2, 2022 17:08 UTC Paramount Group, Inc. PGRE · Entity 70969 OtherPartnership Units · Derivative 145,753 $7.85 $1,144,161.05
Disclosure

SEC source: 0001567619-22-014811 · doc1.xml · derivative · entry 3

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,933

Underlying: Common Stock · 224,933 shares

Expires not disclosed

F1 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F1 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F3 · kind: On July 31, 2022, following the transactions described in footnote (2), the reporting person acquired 145,753 OP Units from PPC in a private transaction.

F1 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F1 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F4 · balance_after: Includes 39,482 OP Units previously acquired by the reporting person upon the automatic conversion of LTIP Units in the Operating Partnership that had been previously granted to the reporting person by the Operating Partnership. Excludes 39,800 LTIP Units in the Operating Partnership currently owned by the reporting person.

Read SEC document
July 31, 2022 Filed Aug 2, 2022 17:08 UTC Paramount Group, Inc. PGRE · Entity 70969 OtherPartnership Units · Derivative 48,986 $7.85 $384,540.10
Disclosure

SEC source: 0001567619-22-014811 · doc1.xml · derivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By ParkProperty Capital, LP

Disclosed balance after: 0

Underlying: Common Stock · 48,986 shares

Expires not disclosed

F1 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F1 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F3 · kind: On July 31, 2022, following the transactions described in footnote (2), the reporting person acquired 145,753 OP Units from PPC in a private transaction.

F1 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F1 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

Read SEC document
July 31, 2022 Filed Aug 2, 2022 17:08 UTC Paramount Group, Inc. PGRE · Entity 70969 OtherPartnership Units · Derivative 29,937 $7.85 $235,005.45
Disclosure

SEC source: 0001567619-22-014811 · doc1.xml · derivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By ParkProperty Capital, LP

Disclosed balance after: 48,986

Underlying: Common Stock · 29,937 shares

Expires not disclosed

F1 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F1 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F2 · kind: On July 31, 2022, ParkProperty Capital, LP (formerly CNBB-RDF Holdings, LP), a limited partnership in which the reporting person has direct and indirect ownership interests ("PPC"), acquired 89,074 OP Units in the Operating Partnership in private transactions from certain individuals, which transactions valued such units at $7.85 per unit, in satisfaction of amounts due under promissory notes previously entered into by such individuals in favor of PPC.

F1 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F1 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

Read SEC document
May 12, 2022 Filed May 16, 2022 17:04 UTC Paramount Group, Inc. PGRE · Entity 70969 GrantLTIP Units · Derivative 13,857 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018167 · doc4.xml · derivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,857

Underlying: Common Stock · 13,857 shares

Expires not disclosed

F1 · security: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.

F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

Read SEC document
April 29, 2022 Filed Apr 29, 2022 18:21 UTC Paramount Group, Inc. PGRE · Entity 70969 OtherPartnership Units · Derivative 19,049 $9.78 $186,299.22
Disclosure

SEC source: 0001104659-22-053898 · tm2213987-2_4seq1.xml · derivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By ParkProperty Capital, LP

Disclosed balance after: 19,049

Underlying: Common Stock · 19,049 shares

Expires not disclosed

F1 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F1 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F2 · kind: On April 29, 2022, ParkProperty Capital, LP (formerly CNBB-RDF Holdings, LP), a limited partnership in which the reporting person has direct and indirect ownership interests ("PPC"), acquired 56,679 OP Units in the Operating Partnership in private transactions from certain individuals, which transactions valued such units at $9.78 per unit, in satisfaction of amounts due under promissory notes previously entered into by such individuals in favor of PPC.

F1 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

F1 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date.

Read SEC document
August 26, 2021 Filed Sep 9, 2021 20:30 UTC SITE Centers Corp. SITC · Entity 6497 SaleCommon Stock 250,000 $15.60 $3,899,500.00
Disclosure

SEC source: 0000899243-21-035430 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,877,752

F1 · kind: The reporting person effected multiple same-way open market transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for the shares sold on August 26, 2021 was $15.510 to $15.745.

Read SEC document
May 13, 2021 Filed May 17, 2021 16:56 UTC Paramount Group, Inc. PGRE · Entity 70969 GrantLTIP Units · Derivative 11,731 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-019627 · doc4.xml · derivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,731

Underlying: Common Stock · 11,731 shares

Expires not disclosed

F1 · security: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.

F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

Read SEC document
May 19, 2020 Filed May 21, 2020 16:53 UTC Paramount Group, Inc. PGRE · Entity 70969 GrantLTIP Units · Derivative 14,212 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013878 · doc4.xml · derivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,212

Underlying: Common Stock · 14,212 shares

Expires not disclosed

F1 · security: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date.

F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date.

F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 17:01 UTC Paramount Group, Inc. PGRE · Entity 70969 PurchaseCommon Stock, par value $0.01 per share 110,000 $9.75 $1,072,500.00
Disclosure

SEC source: 0001104659-20-034804 · a4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,274,852

F1 · price: This transaction was executed in multiple trades at prices ranging from $9.743 to $9.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:00 UTC Paramount Group, Inc. PGRE · Entity 70969 PurchasePartnership Units · Derivative 39,698 $13.49 $535,526.02
Disclosure

SEC source: 0001104659-19-069158 · a4.xml · derivative · entry 6

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,948

Underlying: Common Stock · 39,698 shares

Expires not disclosed

F2 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

F2 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

F2 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

F2 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

F4 · balance_after: Includes 17,250 OP Units previously acquired by the reporting person upon the automatic conversion of LTIP Units in the Operating Partnership that had been previously granted to the reporting person by the Operating Partnership. Excludes 22,232 LTIP Units in the Operating Partnership currently owned by the reporting person.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:00 UTC Paramount Group, Inc. PGRE · Entity 70969 SalePartnership Units · Derivative 13,342 $13.49 $179,983.58
Disclosure

SEC source: 0001104659-19-069158 · a4.xml · derivative · entry 5

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By CNBB-RDF Holdings, LP

Disclosed balance after: 0

Underlying: Common Stock · 13,342 shares

Expires not disclosed

F2 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

F2 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

F2 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

F2 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:00 UTC Paramount Group, Inc. PGRE · Entity 70969 OtherPartnership Units · Derivative 13,342 $13.49 $179,983.58
Disclosure

SEC source: 0001104659-19-069158 · a4.xml · derivative · entry 4

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By CNBB-RDF Holdings, LP

Disclosed balance after: 13,342

Underlying: Common Stock · 13,342 shares

Expires not disclosed

F2 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

F2 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

F3 · kind: On November 27, 2019, CNBB acquired 39,698 OP Units in private transactions from certain individuals, which transactions valued such units at $13.49 per unit, in satisfaction of amounts due under promissory notes previously entered into by such individuals in favor or CNBB. Following such transactions, on November 27, 2019, the reporting person acquired the 39,698 OP Units from CNBB in a private transaction.

F2 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

F2 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:00 UTC Paramount Group, Inc. PGRE · Entity 70969 PurchaseCommon Stock, par value $0.01 per share 33,363 $13.49 $450,066.87
Disclosure

SEC source: 0001104659-19-069158 · a4.xml · nonDerivative · entry 3

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,164,852

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:00 UTC Paramount Group, Inc. PGRE · Entity 70969 SaleCommon Stock, par value $0.01 per share 11,213 $13.49 $151,263.37
Disclosure

SEC source: 0001104659-19-069158 · a4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By CNBB-RDF Holdings, LP

Disclosed balance after: 0

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:00 UTC Paramount Group, Inc. PGRE · Entity 70969 OtherCommon Stock, par value $0.01 per share 11,213 $13.49 $151,263.37
Disclosure

SEC source: 0001104659-19-069158 · a4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By CNBB-RDF Holdings, LP

Disclosed balance after: 11,213

F1 · kind: On November 27, 2019, CNBB-RDF Holdings, LP, a limited partnership in which the reporting person has direct and indirect ownership interests ("CNBB"), acquired 33,363 shares of common stock of Paramount Group, Inc. (the "Issuer") in private transactions from certain individuals, which transactions valued such shares at $13.49 per share, in satisfaction of amounts due under promissory notes previously entered into by such individuals in favor of CNBB. Following such transactions, on November 27, 2019, the reporting person acquired the 33,363 shares of common stock of the Issuer from CNBB in a private transaction.

Read SEC document
October 24, 2019 Filed Oct 25, 2019 16:31 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 21,338 $36.01 $768,293.89
Disclosure

SEC source: 0000899243-19-025970 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.66 - $36.19.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 16:31 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 44,262 $35.86 $1,587,407.94
Disclosure

SEC source: 0000899243-19-025970 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,338

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.67 - $36.19.

F4 · balance_after: The reporting person's Form 4 filed on August 29, 2019 stated that the amount of beneficially owned securities included 21,813 shares received in connection with the issuer's pro rata dividend to its shareholders. The amount of beneficially owned securities in this report reflects a correction to the number of shares received in connection with such pro rata dividend, which was 21,812 shares.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 22,500 $36.08 $811,800.00
Disclosure

SEC source: 0000899243-19-025864 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,601

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.73 - $36.62.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 15,352 $36.49 $560,166.85
Disclosure

SEC source: 0000899243-19-025864 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,101

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.08 - $36.74.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 13,548 $35.92 $486,579.13
Disclosure

SEC source: 0000899243-19-025806 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,453

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.75 - $36.17.

Read SEC document
October 17, 2019 Filed Oct 21, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 15,700 $36.33 $570,382.57
Disclosure

SEC source: 0000899243-19-025806 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,001

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.00 - $36.78.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 16:31 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 21,325 $36.33 $774,671.14
Disclosure

SEC source: 0000899243-19-025687 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,701

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.04 - 36.46.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:31 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 26,200 $36.20 $948,319.48
Disclosure

SEC source: 0000899243-19-025687 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,026

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.94 - 36.45.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 16:33 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 18,841 $36.16 $681,288.68
Disclosure

SEC source: 0000899243-19-025563 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,226

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.85 - $36.62.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 16:33 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 10,286 $36.83 $378,845.72
Disclosure

SEC source: 0000899243-19-025563 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,067

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $36.93.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 100 $36.84 $3,684.00
Disclosure

SEC source: 0000899243-19-025418 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,353

Read SEC document
October 07, 2019 Filed Oct 8, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 1,673 $36.84 $61,625.79
Disclosure

SEC source: 0000899243-19-025302 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,453

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $36.92.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 11,367 $36.89 $419,332.04
Disclosure

SEC source: 0000899243-19-025302 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,126

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.11.

Read SEC document
October 03, 2019 Filed Oct 4, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 8,218 $36.89 $303,192.43
Disclosure

SEC source: 0000899243-19-025100 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,493

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.05.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 23,295 $36.87 $858,963.52
Disclosure

SEC source: 0000899243-19-025100 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,711

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $36.94.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 16:31 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 7,394 $36.95 $273,243.05
Disclosure

SEC source: 0000899243-19-024688 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,006

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.14.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:31 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 18,300 $37.29 $682,353.93
Disclosure

SEC source: 0000899243-19-024688 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,400

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.02 - $37.52.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 18,700 $37.44 $700,139.22
Disclosure

SEC source: 0000899243-19-024421 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,700

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.18 - $37.88.

Read SEC document
September 26, 2019 Filed Sep 27, 2019 16:32 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 80,376 $37.71 $3,031,260.28
Disclosure

SEC source: 0000899243-19-024341 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,400

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.34 - $38.08.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 16:32 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 67,460 $37.04 $2,498,954.51
Disclosure

SEC source: 0000899243-19-024341 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,776

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.32.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 35,500 $37.00 $1,313,606.50
Disclosure

SEC source: 0000899243-19-024247 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,236

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.43.

Read SEC document
September 23, 2019 Filed Sep 25, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 31,299 $37.09 $1,160,767.23
Disclosure

SEC source: 0000899243-19-024247 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,736

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.90 - $37.42.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Sock 33,600 $37.38 $1,256,004.96
Disclosure

SEC source: 0000899243-19-024054 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,035

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.99 - $37.60.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 24,453 $37.52 $917,364.08
Disclosure

SEC source: 0000899243-19-024054 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,635

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.25 - $37.76.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 16:32 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 25,400 $37.53 $953,155.32
Disclosure

SEC source: 0000899243-19-023997 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,088

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.89 - $37.91.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 10,300 $37.46 $385,874.05
Disclosure

SEC source: 0000899243-19-023824 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,488

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.25 - $37.62.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 17,500 $37.52 $656,619.25
Disclosure

SEC source: 0000899243-19-023824 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,788

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.19 - $37.87.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 22,200 $37.84 $840,070.20
Disclosure

SEC source: 0000899243-19-023641 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,288

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.26 - $38.20.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 26,400 $37.02 $977,430.96
Disclosure

SEC source: 0000899243-19-023641 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,488

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.83 - $37.36.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 16:32 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 18,200 $36.95 $672,480.90
Disclosure

SEC source: 0000899243-19-023427 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,888

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.29.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 16:32 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 12,600 $36.92 $465,220.98
Disclosure

SEC source: 0000899243-19-023427 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,088

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.18.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 16:30 UTC Retail Value Inc. RVI · Entity 122267 SaleCommon Stock 16,500 $37.27 $614,890.65
Disclosure

SEC source: 0000899243-19-023257 · doc4.xml · nonDerivative · entry 2

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,688

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.90 - 37.87.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.