person · Reporting owner
Otto-Bernstein Katharina
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Paramount Group, Inc.PGRE · Entity 70969 | Director · 10% owner | May 16, 2024 | May 20, 2024 |
| Retail Value Inc.RVIC · Entity 122267 | 10% owner | September 20, 2022 | September 22, 2022 |
| SITE Centers Corp.SITC · Entity 6497 | 10% owner | August 26, 2021 | September 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Paramount Group, Inc.
Report date May 16, 2024 · Filed May 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 25,000 |
Reported balance
After 2024-05-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-16 · Grant · Acquired 25,000 · Balance 25,000 F1: LTIP Units issued pursuant to the Issuer's 2024 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date. F2: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. |
Filing footnotes · ownership attribution and instrument terms
F1: LTIP Units issued pursuant to the Issuer's 2024 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date.
F2: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.
Retail Value Inc.
Report date September 20, 2022 · Filed September 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,349,471 |
Reported balance
After 2022-09-20 transaction · row 1
1 source rowRow 1 · 2022-09-20 · Sale · Disposed 394,432 · Balance 3,349,471 |
SITE Centers Corp.
Report date August 26, 2021 · Filed September 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,877,752 |
Reported balance
After 2021-08-26 transaction · row 1
1 source rowRow 1 · 2021-08-26 · Sale · Disposed 250,000 · Balance 7,877,752 F1: The reporting person effected multiple same-way open market transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2: Reflects the weighted average sale price. The range of prices for the shares sold on August 26, 2021 was $15.510 to $15.745. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person effected multiple same-way open market transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for the shares sold on August 26, 2021 was $15.510 to $15.745.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2024 Filed May 20, 2024 16:34 UTC | Paramount Group, Inc. PGRE · Entity 70969 | GrantLTIP Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062451 · ownership.xml · derivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · security: LTIP Units issued pursuant to the Issuer's 2024 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date. F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's 2024 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. Read SEC document |
| May 18, 2023 Filed May 22, 2023 16:38 UTC | Paramount Group, Inc. PGRE · Entity 70969 | GrantLTIP Units · Derivative | 27,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-013557 · doc4.xml · derivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,650 Underlying: Common Stock · 27,650 shares Expires not disclosed F1 · security: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date. F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 16:05 UTC | Retail Value Inc. RVIC · Entity 122267 | SaleCommon Stock | 394,432 | $0.39 | $153,828.48 |
DisclosureSEC source: 0000899243-22-031693 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,349,471 Read SEC document |
| July 31, 2022 Filed Aug 2, 2022 17:08 UTC | Paramount Group, Inc. PGRE · Entity 70969 | OtherPartnership Units · Derivative | 145,753 | $7.85 | $1,144,161.05 |
DisclosureSEC source: 0001567619-22-014811 · doc1.xml · derivative · entry 3 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,933 Underlying: Common Stock · 224,933 shares Expires not disclosed F1 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F1 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F3 · kind: On July 31, 2022, following the transactions described in footnote (2), the reporting person acquired 145,753 OP Units from PPC in a private transaction. F1 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F1 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F4 · balance_after: Includes 39,482 OP Units previously acquired by the reporting person upon the automatic conversion of LTIP Units in the Operating Partnership that had been previously granted to the reporting person by the Operating Partnership. Excludes 39,800 LTIP Units in the Operating Partnership currently owned by the reporting person. Read SEC document |
| July 31, 2022 Filed Aug 2, 2022 17:08 UTC | Paramount Group, Inc. PGRE · Entity 70969 | OtherPartnership Units · Derivative | 48,986 | $7.85 | $384,540.10 |
DisclosureSEC source: 0001567619-22-014811 · doc1.xml · derivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By ParkProperty Capital, LP Disclosed balance after: 0 Underlying: Common Stock · 48,986 shares Expires not disclosed F1 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F1 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F3 · kind: On July 31, 2022, following the transactions described in footnote (2), the reporting person acquired 145,753 OP Units from PPC in a private transaction. F1 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F1 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. Read SEC document |
| July 31, 2022 Filed Aug 2, 2022 17:08 UTC | Paramount Group, Inc. PGRE · Entity 70969 | OtherPartnership Units · Derivative | 29,937 | $7.85 | $235,005.45 |
DisclosureSEC source: 0001567619-22-014811 · doc1.xml · derivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By ParkProperty Capital, LP Disclosed balance after: 48,986 Underlying: Common Stock · 29,937 shares Expires not disclosed F1 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F1 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F2 · kind: On July 31, 2022, ParkProperty Capital, LP (formerly CNBB-RDF Holdings, LP), a limited partnership in which the reporting person has direct and indirect ownership interests ("PPC"), acquired 89,074 OP Units in the Operating Partnership in private transactions from certain individuals, which transactions valued such units at $7.85 per unit, in satisfaction of amounts due under promissory notes previously entered into by such individuals in favor of PPC. F1 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F1 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. Read SEC document |
| May 12, 2022 Filed May 16, 2022 17:04 UTC | Paramount Group, Inc. PGRE · Entity 70969 | GrantLTIP Units · Derivative | 13,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018167 · doc4.xml · derivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,857 Underlying: Common Stock · 13,857 shares Expires not disclosed F1 · security: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date. F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. Read SEC document |
| April 29, 2022 Filed Apr 29, 2022 18:21 UTC | Paramount Group, Inc. PGRE · Entity 70969 | OtherPartnership Units · Derivative | 19,049 | $9.78 | $186,299.22 |
DisclosureSEC source: 0001104659-22-053898 · tm2213987-2_4seq1.xml · derivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By ParkProperty Capital, LP Disclosed balance after: 19,049 Underlying: Common Stock · 19,049 shares Expires not disclosed F1 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F1 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F2 · kind: On April 29, 2022, ParkProperty Capital, LP (formerly CNBB-RDF Holdings, LP), a limited partnership in which the reporting person has direct and indirect ownership interests ("PPC"), acquired 56,679 OP Units in the Operating Partnership in private transactions from certain individuals, which transactions valued such units at $9.78 per unit, in satisfaction of amounts due under promissory notes previously entered into by such individuals in favor of PPC. F1 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. F1 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is redeemable for cash equal to the fair market value of one share of common stock of Paramount Group, Inc. (the "Issuer"), except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock of the Issuer. These redemption rights have no expiration date. Read SEC document |
| August 26, 2021 Filed Sep 9, 2021 20:30 UTC | SITE Centers Corp. SITC · Entity 6497 | SaleCommon Stock | 250,000 | $15.60 | $3,899,500.00 |
DisclosureSEC source: 0000899243-21-035430 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,877,752 F1 · kind: The reporting person effected multiple same-way open market transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for the shares sold on August 26, 2021 was $15.510 to $15.745. Read SEC document |
| May 13, 2021 Filed May 17, 2021 16:56 UTC | Paramount Group, Inc. PGRE · Entity 70969 | GrantLTIP Units · Derivative | 11,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019627 · doc4.xml · derivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,731 Underlying: Common Stock · 11,731 shares Expires not disclosed F1 · security: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date. F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's Amended and Restated 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued service as a director through such date. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. Read SEC document |
| May 19, 2020 Filed May 21, 2020 16:53 UTC | Paramount Group, Inc. PGRE · Entity 70969 | GrantLTIP Units · Derivative | 14,212 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-013878 · doc4.xml · derivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,212 Underlying: Common Stock · 14,212 shares Expires not disclosed F1 · security: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date. F2 · derivative.exercise_price: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F1 · derivative.exercise_date: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. Such OP Units are generally not redeemable without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 17:01 UTC | Paramount Group, Inc. PGRE · Entity 70969 | PurchaseCommon Stock, par value $0.01 per share | 110,000 | $9.75 | $1,072,500.00 |
DisclosureSEC source: 0001104659-20-034804 · a4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,274,852 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.743 to $9.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:00 UTC | Paramount Group, Inc. PGRE · Entity 70969 | PurchasePartnership Units · Derivative | 39,698 | $13.49 | $535,526.02 |
DisclosureSEC source: 0001104659-19-069158 · a4.xml · derivative · entry 6 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,948 Underlying: Common Stock · 39,698 shares Expires not disclosed F2 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. F2 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. F2 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. F2 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. F4 · balance_after: Includes 17,250 OP Units previously acquired by the reporting person upon the automatic conversion of LTIP Units in the Operating Partnership that had been previously granted to the reporting person by the Operating Partnership. Excludes 22,232 LTIP Units in the Operating Partnership currently owned by the reporting person. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:00 UTC | Paramount Group, Inc. PGRE · Entity 70969 | SalePartnership Units · Derivative | 13,342 | $13.49 | $179,983.58 |
DisclosureSEC source: 0001104659-19-069158 · a4.xml · derivative · entry 5 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CNBB-RDF Holdings, LP Disclosed balance after: 0 Underlying: Common Stock · 13,342 shares Expires not disclosed F2 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. F2 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. F2 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. F2 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:00 UTC | Paramount Group, Inc. PGRE · Entity 70969 | OtherPartnership Units · Derivative | 13,342 | $13.49 | $179,983.58 |
DisclosureSEC source: 0001104659-19-069158 · a4.xml · derivative · entry 4 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CNBB-RDF Holdings, LP Disclosed balance after: 13,342 Underlying: Common Stock · 13,342 shares Expires not disclosed F2 · security: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. F2 · derivative.exercise_price: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. F3 · kind: On November 27, 2019, CNBB acquired 39,698 OP Units in private transactions from certain individuals, which transactions valued such units at $13.49 per unit, in satisfaction of amounts due under promissory notes previously entered into by such individuals in favor or CNBB. Following such transactions, on November 27, 2019, the reporting person acquired the 39,698 OP Units from CNBB in a private transaction. F2 · derivative.exercise_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. F2 · derivative.expiration_date: Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:00 UTC | Paramount Group, Inc. PGRE · Entity 70969 | PurchaseCommon Stock, par value $0.01 per share | 33,363 | $13.49 | $450,066.87 |
DisclosureSEC source: 0001104659-19-069158 · a4.xml · nonDerivative · entry 3 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,164,852 Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:00 UTC | Paramount Group, Inc. PGRE · Entity 70969 | SaleCommon Stock, par value $0.01 per share | 11,213 | $13.49 | $151,263.37 |
DisclosureSEC source: 0001104659-19-069158 · a4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CNBB-RDF Holdings, LP Disclosed balance after: 0 Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:00 UTC | Paramount Group, Inc. PGRE · Entity 70969 | OtherCommon Stock, par value $0.01 per share | 11,213 | $13.49 | $151,263.37 |
DisclosureSEC source: 0001104659-19-069158 · a4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By CNBB-RDF Holdings, LP Disclosed balance after: 11,213 F1 · kind: On November 27, 2019, CNBB-RDF Holdings, LP, a limited partnership in which the reporting person has direct and indirect ownership interests ("CNBB"), acquired 33,363 shares of common stock of Paramount Group, Inc. (the "Issuer") in private transactions from certain individuals, which transactions valued such shares at $13.49 per share, in satisfaction of amounts due under promissory notes previously entered into by such individuals in favor of CNBB. Following such transactions, on November 27, 2019, the reporting person acquired the 33,363 shares of common stock of the Issuer from CNBB in a private transaction. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 16:31 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 21,338 | $36.01 | $768,293.89 |
DisclosureSEC source: 0000899243-19-025970 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.66 - $36.19. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 16:31 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 44,262 | $35.86 | $1,587,407.94 |
DisclosureSEC source: 0000899243-19-025970 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,338 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.67 - $36.19. F4 · balance_after: The reporting person's Form 4 filed on August 29, 2019 stated that the amount of beneficially owned securities included 21,813 shares received in connection with the issuer's pro rata dividend to its shareholders. The amount of beneficially owned securities in this report reflects a correction to the number of shares received in connection with such pro rata dividend, which was 21,812 shares. Read SEC document |
| October 22, 2019 Filed Oct 23, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 22,500 | $36.08 | $811,800.00 |
DisclosureSEC source: 0000899243-19-025864 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,601 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.73 - $36.62. Read SEC document |
| October 21, 2019 Filed Oct 23, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 15,352 | $36.49 | $560,166.85 |
DisclosureSEC source: 0000899243-19-025864 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,101 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.08 - $36.74. Read SEC document |
| October 18, 2019 Filed Oct 21, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 13,548 | $35.92 | $486,579.13 |
DisclosureSEC source: 0000899243-19-025806 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,453 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.75 - $36.17. Read SEC document |
| October 17, 2019 Filed Oct 21, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 15,700 | $36.33 | $570,382.57 |
DisclosureSEC source: 0000899243-19-025806 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,001 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.00 - $36.78. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 16:31 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 21,325 | $36.33 | $774,671.14 |
DisclosureSEC source: 0000899243-19-025687 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,701 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.04 - 36.46. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:31 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 26,200 | $36.20 | $948,319.48 |
DisclosureSEC source: 0000899243-19-025687 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,026 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.94 - 36.45. Read SEC document |
| October 14, 2019 Filed Oct 15, 2019 16:33 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 18,841 | $36.16 | $681,288.68 |
DisclosureSEC source: 0000899243-19-025563 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,226 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $35.85 - $36.62. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 16:33 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 10,286 | $36.83 | $378,845.72 |
DisclosureSEC source: 0000899243-19-025563 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,067 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $36.93. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 100 | $36.84 | $3,684.00 |
DisclosureSEC source: 0000899243-19-025418 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,353 Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 1,673 | $36.84 | $61,625.79 |
DisclosureSEC source: 0000899243-19-025302 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,453 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $36.92. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 11,367 | $36.89 | $419,332.04 |
DisclosureSEC source: 0000899243-19-025302 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,126 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.11. Read SEC document |
| October 03, 2019 Filed Oct 4, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 8,218 | $36.89 | $303,192.43 |
DisclosureSEC source: 0000899243-19-025100 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,493 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.05. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 23,295 | $36.87 | $858,963.52 |
DisclosureSEC source: 0000899243-19-025100 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,711 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $36.94. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 16:31 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 7,394 | $36.95 | $273,243.05 |
DisclosureSEC source: 0000899243-19-024688 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,006 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.14. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:31 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 18,300 | $37.29 | $682,353.93 |
DisclosureSEC source: 0000899243-19-024688 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,400 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.02 - $37.52. Read SEC document |
| September 27, 2019 Filed Sep 30, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 18,700 | $37.44 | $700,139.22 |
DisclosureSEC source: 0000899243-19-024421 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,700 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.18 - $37.88. Read SEC document |
| September 26, 2019 Filed Sep 27, 2019 16:32 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 80,376 | $37.71 | $3,031,260.28 |
DisclosureSEC source: 0000899243-19-024341 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,400 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.34 - $38.08. Read SEC document |
| September 25, 2019 Filed Sep 27, 2019 16:32 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 67,460 | $37.04 | $2,498,954.51 |
DisclosureSEC source: 0000899243-19-024341 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,776 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.32. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 35,500 | $37.00 | $1,313,606.50 |
DisclosureSEC source: 0000899243-19-024247 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,236 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.43. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 31,299 | $37.09 | $1,160,767.23 |
DisclosureSEC source: 0000899243-19-024247 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,736 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.90 - $37.42. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Sock | 33,600 | $37.38 | $1,256,004.96 |
DisclosureSEC source: 0000899243-19-024054 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,035 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.99 - $37.60. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 24,453 | $37.52 | $917,364.08 |
DisclosureSEC source: 0000899243-19-024054 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,635 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.25 - $37.76. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 16:32 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 25,400 | $37.53 | $953,155.32 |
DisclosureSEC source: 0000899243-19-023997 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,088 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.89 - $37.91. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 10,300 | $37.46 | $385,874.05 |
DisclosureSEC source: 0000899243-19-023824 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,488 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.25 - $37.62. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 17,500 | $37.52 | $656,619.25 |
DisclosureSEC source: 0000899243-19-023824 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,788 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.19 - $37.87. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 22,200 | $37.84 | $840,070.20 |
DisclosureSEC source: 0000899243-19-023641 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,288 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $37.26 - $38.20. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 26,400 | $37.02 | $977,430.96 |
DisclosureSEC source: 0000899243-19-023641 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,488 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.83 - $37.36. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 16:32 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 18,200 | $36.95 | $672,480.90 |
DisclosureSEC source: 0000899243-19-023427 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,888 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.29. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 16:32 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 12,600 | $36.92 | $465,220.98 |
DisclosureSEC source: 0000899243-19-023427 · doc4.xml · nonDerivative · entry 1 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,088 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.82 - $37.18. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 16:30 UTC | Retail Value Inc. RVI · Entity 122267 | SaleCommon Stock | 16,500 | $37.27 | $614,890.65 |
DisclosureSEC source: 0000899243-19-023257 · doc4.xml · nonDerivative · entry 2 Otto-Bernstein Katharina · CIK 0001463104 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,688 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction is $36.90 - 37.87. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.