Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Chicken Soup for the Soul Entertainment, Inc.
Report date December 14, 2020 · Filed December 16, 2020
Jointly reported with Greenhaven Road Investment Management, L.P., MVM Funds LLC, Greenhaven Road Capital Fund 1, L.P., Greenhaven Road Capital Fund 2, L.P.
Section 16 reporting ended · disclosed 2020-12-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock ($0.0001 par value)SEC Table I · non-derivative | IndirectBy: Greenhaven Road Capital Fund 1, L.P. | 258,540 |
Last balance in matching sequence
After 2020-12-15 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-12-14 · Sale · Disposed 495 · Balance 270,105 F3: All prices reported herein are exclusive of brokerage commissions. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 3 · 2020-12-15 · Sale · Disposed 11,565 · Balance 258,540 F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
| Common Stock ($0.0001 par value)SEC Table I · non-derivative | IndirectBy: Greenhaven Road Capital Fund 2, L.P. | 231,535 |
Last balance in matching sequence
After 2020-12-15 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2020-12-14 · Sale · Disposed 677 · Balance 247,376 F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 4 · 2020-12-15 · Sale · Disposed 15,841 · Balance 231,535 F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
F3: All prices reported herein are exclusive of brokerage commissions.
MARKETWISE, INC.
Report date May 17, 2024 · Filed May 22, 2024
Jointly reported with Greenhaven Road Investment Management, L.P., Greenhaven Road Capital Fund 2, L.P., MVM Funds LLC, Greenhaven Road Capital Fund 1, L.P.
Section 16 reporting ended · disclosed 2024-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Greenhaven Road Capital Fund 1, L.P. | 1,893,408 |
Reported balance
After 2024-05-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-05-17 · Sale · Disposed 47,385 · Balance 1,893,408 F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Greenhaven Road Capital Fund 2, L.P. | 2,399,904 |
Reported balance
After 2024-05-17 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-05-17 · Sale · Disposed 55,919 · Balance 2,399,904 F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is also the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is also the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Purple Innovation, Inc.
Report date March 13, 2018 · Filed July 11, 2018
Jointly reported with Greenhaven Road Investment Management, L.P., MVM Funds LLC, Greenhaven Road Capital Fund 1, L.P., Greenhaven Road Capital Fund 2, L.P.
Section 16 reporting ended · disclosed 2018-07-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock ($0.0001 par value)SEC Table I · non-derivative | IndirectBy: Greenhaven Road Capital Fund 1, L.P. | 0 |
Last balance in matching sequence
After 2018-06-08 transaction · row 18
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
14 source rowsRow 1 · 2018-03-13 · Sale · Disposed 7,228 · Balance 390,512 F3: All prices reported herein are exclusive of brokerage commissions. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.99 to $11.02, inclusive. The Reporting Persons undertake to provide to Purple Innovation, Inc., any security holder of Purple Innovation, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (8) and (10) through (14) of this Form 4. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 2 · 2018-03-14 · Sale · Disposed 300 · Balance 390,212 F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 3 · 2018-03-16 · Sale · Disposed 17,307 · Balance 372,905 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.8650, inclusive. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 4 · 2018-03-16 · Sale · Disposed 13,363 · Balance 359,542 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.86, inclusive. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 5 · 2018-03-21 · Sale · Disposed 4,000 · Balance 355,542 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.66, inclusive. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 6 · 2018-03-23 · Sale · Disposed 5,369 · Balance 350,173 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.49 to $9.62, inclusive. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 7 · 2018-03-26 · Sale · Disposed 709 · Balance 349,464 F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 8 · 2018-03-28 · Sale · Disposed 382 · Balance 349,082 F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 9 · 2018-04-01 · Other · Disposed 113,211 · Balance 235,871 F9: Represents a transfer from Fund 1 to Fund 2. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 10 · 2018-04-26 · Sale · Disposed 1,000 · Balance 234,871 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.56 to $8.58, inclusive. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 11 · 2018-05-16 · Sale · Disposed 35,254 · Balance 199,617 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.81, inclusive. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 14 · 2018-05-17 · Sale · Disposed 6,356 · Balance 193,261 F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.6046 to $6.6719, inclusive. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 16 · 2018-05-18 · Sale · Disposed 4,492 · Balance 188,769 F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.5029 to $6.5140, inclusive. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 18 · 2018-06-08 · Sale · Disposed 188,769 · Balance 0 F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
| Common Stock ($0.0001 par value)SEC Table I · non-derivative | IndirectBy: Greenhaven Road Capital Fund 2, L.P. | 0 |
Last balance in matching sequence
After 2018-06-08 transaction · row 19
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 12 · 2018-05-16 · Sale · Disposed 13,995 · Balance 99,216 F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8815 to $7.81, inclusive. F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 13 · 2018-05-16 · Purchase · Acquired 4,000 · Balance 103,216 F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 15 · 2018-05-17 · Sale · Disposed 3,131 · Balance 100,085 F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.6046 to $6.6719, inclusive. F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 17 · 2018-05-18 · Sale · Disposed 2,213 · Balance 97,872 F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.5029 to $6.5140, inclusive. F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Row 19 · 2018-06-08 · Sale · Disposed 97,872 · Balance 0 F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2020-08-13 | IndirectBy: Greenhaven Road Capital Fund 1, L.P. | 2,132,000 |
Reported balance
After 2018-03-16 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2018-03-16 · Purchase · Acquired 60,600 · Balance 2,132,000 F15: Two Warrants are exercisable into one share of Common Stock at a price of $11.50 per share of Common Stock. F17: Price shown is for one Warrant to purchase one-half of a share of Common Stock. F16: Exercisable into shares of Common Stock at any time at the option of Fund 1. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2020-08-13 | IndirectBy: Greenhaven Road Capital Fund 1, L.P. | 1,440,568 |
Reported balance
After 2018-04-01 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2018-04-01 · Other · Disposed 691,432 · Balance 1,440,568 F15: Two Warrants are exercisable into one share of Common Stock at a price of $11.50 per share of Common Stock. F9: Represents a transfer from Fund 1 to Fund 2. F17: Price shown is for one Warrant to purchase one-half of a share of Common Stock. F16: Exercisable into shares of Common Stock at any time at the option of Fund 1. F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
F3: All prices reported herein are exclusive of brokerage commissions.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.99 to $11.02, inclusive. The Reporting Persons undertake to provide to Purple Innovation, Inc., any security holder of Purple Innovation, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (8) and (10) through (14) of this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.8650, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.86, inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.66, inclusive.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.49 to $9.62, inclusive.
F9: Represents a transfer from Fund 1 to Fund 2.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.56 to $8.58, inclusive.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.81, inclusive.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8815 to $7.81, inclusive.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.6046 to $6.6719, inclusive.
F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.5029 to $6.5140, inclusive.
F15: Two Warrants are exercisable into one share of Common Stock at a price of $11.50 per share of Common Stock.
F16: Exercisable into shares of Common Stock at any time at the option of Fund 1.
F17: Price shown is for one Warrant to purchase one-half of a share of Common Stock.
SharpSpring, Inc.
Report date September 01, 2021 · Filed September 03, 2021
Jointly reported with MVM Funds LLC, Greenhaven Road Capital Fund 1, L.P., Greenhaven Road Capital Fund 2, L.P.
Section 16 reporting ended · disclosed 2021-09-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | IndirectBy: Greenhaven Road Capital Fund 1, L.P. | 0 |
Reported balance
After 2021-09-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-01 · Disposition to issuer · Disposed 674,458 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated June 21, 2021, by and among the registrant, Constant Contact, Inc. ("Parent"), a Delaware corporation, and Groove Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("MergerSub"), as of the effective time of the merger of MergerSub with and into the registrant (the "Merger"), these shares of the registrant's common stock were canceled and converted to the right to receive $17.10 in cash per share (the "Per Share Merger Consideration"). F3: Greenhaven Road Capital Fund 1, L.P. ("Greenhaven Fund 1") is a private investment vehicle. Greenhaven Fund 1 directly owns the securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Greenhaven Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Greenhaven Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any. |
| Common stockSEC Table I · non-derivative | Indirectreenhaven Road Capital Fund 1, L.P. | 0 |
Reported balance
After 2021-09-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-09-01 · Disposition to issuer · Disposed 691,216 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated June 21, 2021, by and among the registrant, Constant Contact, Inc. ("Parent"), a Delaware corporation, and Groove Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("MergerSub"), as of the effective time of the merger of MergerSub with and into the registrant (the "Merger"), these shares of the registrant's common stock were canceled and converted to the right to receive $17.10 in cash per share (the "Per Share Merger Consideration"). F4: Greenhaven Road Capital Fund 2, L.P. ("Greenhaven Fund 2") is a private investment vehicle. Greenhaven Fund 2 directly owns the securities reported herein. The Investment Manager is the investment manager of Greenhaven Fund 2. The General Partner is the general partner of Greenhaven Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.42 · Expires 2020-08-15 | Direct | 0 |
Reported balance
After 2021-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-01 · Disposition to issuer · Disposed 16,000 · Balance 0 F2: Each of the reporting person's unvested options vested immediately prior to the consummation of the Merger, and each outstanding vested stock option was subsequently canceled, with the reporting person entitled to receive a payment in cash, without interest, equal to the product of (i) the total number of shares subject to the cancelled stock option and (ii) the excess, if any, of (A) the Per Share Merger Consideration over (B) the exercise price per share subject to the cancelled company stock option. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated June 21, 2021, by and among the registrant, Constant Contact, Inc. ("Parent"), a Delaware corporation, and Groove Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("MergerSub"), as of the effective time of the merger of MergerSub with and into the registrant (the "Merger"), these shares of the registrant's common stock were canceled and converted to the right to receive $17.10 in cash per share (the "Per Share Merger Consideration").
F2: Each of the reporting person's unvested options vested immediately prior to the consummation of the Merger, and each outstanding vested stock option was subsequently canceled, with the reporting person entitled to receive a payment in cash, without interest, equal to the product of (i) the total number of shares subject to the cancelled stock option and (ii) the excess, if any, of (A) the Per Share Merger Consideration over (B) the exercise price per share subject to the cancelled company stock option.
F3: Greenhaven Road Capital Fund 1, L.P. ("Greenhaven Fund 1") is a private investment vehicle. Greenhaven Fund 1 directly owns the securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Greenhaven Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Greenhaven Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.
F4: Greenhaven Road Capital Fund 2, L.P. ("Greenhaven Fund 2") is a private investment vehicle. Greenhaven Fund 2 directly owns the securities reported herein. The Investment Manager is the investment manager of Greenhaven Fund 2. The General Partner is the general partner of Greenhaven Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2020 Filed Dec 11, 2020 18:41 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,614 | $16.19 | $42,333.21 |
DisclosureSEC source: 0001104659-20-134854 · tm2038369d1_4.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 268,259 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 18:41 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 1,908 | $16.19 | $30,899.68 |
DisclosureSEC source: 0001104659-20-134854 · tm2038369d1_4.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 285,352 F3 · price: All prices reported herein are exclusive of brokerage commissions. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 08, 2020 Filed Dec 8, 2020 17:51 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 8,734 | $15.90 | $138,879.33 |
DisclosureSEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 6 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 270,873 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 08, 2020 Filed Dec 8, 2020 17:51 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 6,376 | $15.90 | $101,384.78 |
DisclosureSEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 5 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 287,260 F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 17:51 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,139 | $16.25 | $34,761.74 |
DisclosureSEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 4 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 279,607 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 17:51 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 1,561 | $16.25 | $25,368.44 |
DisclosureSEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 3 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 293,636 F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 17:51 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 3,716 | $16.48 | $61,236.71 |
DisclosureSEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 281,746 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 17:51 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,713 | $16.48 | $44,708.07 |
DisclosureSEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 295,197 F3 · price: All prices reported herein are exclusive of brokerage commissions. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 03, 2020 Filed Dec 3, 2020 18:16 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 1,821 | $16.58 | $30,195.09 |
DisclosureSEC source: 0001104659-20-132088 · tm2037713d1_4.xml · nonDerivative · entry 4 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 285,462 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 03, 2020 Filed Dec 3, 2020 18:16 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 1,329 | $16.58 | $22,036.95 |
DisclosureSEC source: 0001104659-20-132088 · tm2037713d1_4.xml · nonDerivative · entry 3 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 297,910 F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 18:16 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 884 | $16.94 | $14,970.54 |
DisclosureSEC source: 0001104659-20-132088 · tm2037713d1_4.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 287,283 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 18:16 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 646 | $16.94 | $10,940.01 |
DisclosureSEC source: 0001104659-20-132088 · tm2037713d1_4.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 299,239 F3 · price: All prices reported herein are exclusive of brokerage commissions. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 27, 2020 Filed Nov 27, 2020 14:35 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 405 | $16.60 | $6,723.00 |
DisclosureSEC source: 0001104659-20-129961 · tm2037229-1_4.xml · nonDerivative · entry 4 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 288,167 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 27, 2020 Filed Nov 27, 2020 14:35 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 295 | $16.60 | $4,897.00 |
DisclosureSEC source: 0001104659-20-129961 · tm2037229-1_4.xml · nonDerivative · entry 3 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 299,885 F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 14:35 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 6,011 | $16.04 | $96,414.04 |
DisclosureSEC source: 0001104659-20-129961 · tm2037229-1_4.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 288,572 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 14:35 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 4,389 | $16.04 | $70,397.80 |
DisclosureSEC source: 0001104659-20-129961 · tm2037229-1_4.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 300,180 F3 · price: All prices reported herein are exclusive of brokerage commissions. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 23, 2020 Filed Nov 23, 2020 18:15 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 6,742 | $16.44 | $110,871.52 |
DisclosureSEC source: 0001104659-20-128576 · tm2036983-1_4.xml · nonDerivative · entry 4 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 294,583 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2516 to $16.52, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4. F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 23, 2020 Filed Nov 23, 2020 18:15 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 4,922 | $16.44 | $80,941.80 |
DisclosureSEC source: 0001104659-20-128576 · tm2036983-1_4.xml · nonDerivative · entry 3 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 304,569 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2516 to $16.52, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:15 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 8,968 | $16.05 | $143,924.74 |
DisclosureSEC source: 0001104659-20-128576 · tm2036983-1_4.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 301,325 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:15 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 6,547 | $16.05 | $105,070.84 |
DisclosureSEC source: 0001104659-20-128576 · tm2036983-1_4.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 309,491 F3 · price: All prices reported herein are exclusive of brokerage commissions. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 17:35 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 13,328 | $15.14 | $201,785.92 |
DisclosureSEC source: 0001104659-20-126437 · tm2036296-1_4.xml · nonDerivative · entry 4 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 310,293 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 17:35 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 9,572 | $15.14 | $144,920.08 |
DisclosureSEC source: 0001104659-20-126437 · tm2036296-1_4.xml · nonDerivative · entry 3 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 316,038 F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 17:35 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 29,100 | $15.33 | $446,103.00 |
DisclosureSEC source: 0001104659-20-126437 · tm2036296-1_4.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 323,621 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 17:35 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 20,900 | $15.33 | $320,397.00 |
DisclosureSEC source: 0001104659-20-126437 · tm2036296-1_4.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 325,610 F3 · price: All prices reported herein are exclusive of brokerage commissions. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 12, 2020 Filed Nov 12, 2020 17:28 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 22,749 | $15.63 | $355,566.87 |
DisclosureSEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 8 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 352,720 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $15.87, inclusive. F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 12, 2020 Filed Nov 12, 2020 17:28 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 22,344 | $15.63 | $349,236.72 |
DisclosureSEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 7 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 346,510 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $15.87, inclusive. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 18:12 UTC Amendment | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 22,748 | $15.63 | $355,551.24 |
DisclosureSEC source: 0001104659-20-125187 · tm2036024d1_4a.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 352,721 F2 · shares: This Form 4 amendment amends the Form 4 filing made on November 12, 2020 (the "Original Filing"), solely with respect to the line item transaction for Fund 2 on November 12, 2020. The Original Filing overstated by one share the aggregate securities disposed of by Fund 2. Except as noted herein, the Original Filing otherwise remains effective. F3 · price: All prices reported herein are exclusive of brokerage commissions. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $15.87, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4. F2 · balance_after: This Form 4 amendment amends the Form 4 filing made on November 12, 2020 (the "Original Filing"), solely with respect to the line item transaction for Fund 2 on November 12, 2020. The Original Filing overstated by one share the aggregate securities disposed of by Fund 2. Except as noted herein, the Original Filing otherwise remains effective. F1 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 2 and Greenhaven Road Capital Fund 1, L.P. ("Fund 1"), also a private investment vehicle. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1, Fund 2, and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 17:28 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 10,089 | $15.15 | $152,868.53 |
DisclosureSEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 6 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 375,469 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 17:28 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 9,911 | $15.15 | $150,171.47 |
DisclosureSEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 5 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 368,854 F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 17:28 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 4,943 | $14.62 | $72,281.49 |
DisclosureSEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 4 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 385,558 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.61 to $14.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) of this Form 4. F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 17:28 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 4,857 | $14.62 | $71,023.91 |
DisclosureSEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 3 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 378,765 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.61 to $14.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) of this Form 4. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 17:28 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 1,680 | $15.00 | $25,204.54 |
DisclosureSEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 390,501 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 17:28 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 1,650 | $15.00 | $24,754.46 |
DisclosureSEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 383,622 F3 · price: All prices reported herein are exclusive of brokerage commissions. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 02, 2020 Filed Nov 2, 2020 16:16 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,992 | $15.00 | $44,880.00 |
DisclosureSEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 6 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 391,913 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 02, 2020 Filed Nov 2, 2020 16:16 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,408 | $15.00 | $36,120.00 |
DisclosureSEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 5 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 385,540 F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 02, 2020 Filed Nov 12, 2020 13:15 UTC Amendment | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,724 | $15.01 | $40,884.79 |
DisclosureSEC source: 0001104659-20-124250 · tm2035742d1_form4a.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 392,181 F3 · shares: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective. F3 · price: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective. F3 · balance_after: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective. F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 02, 2020 Filed Nov 12, 2020 13:15 UTC Amendment | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,676 | $15.01 | $40,164.35 |
DisclosureSEC source: 0001104659-20-124250 · tm2035742d1_form4a.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 385,272 F3 · shares: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective. F3 · price: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective. F4 · price: All prices reported herein are exclusive of brokerage commissions. F3 · balance_after: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 16:16 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,276 | $15.43 | $35,118.45 |
DisclosureSEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 4 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 394,905 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 16:16 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,235 | $15.43 | $34,485.83 |
DisclosureSEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 3 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 387,948 F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 16:16 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 10,243 | $15.37 | $157,450.27 |
DisclosureSEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 397,181 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.34 to $15.41, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4. F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 16:16 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 10,062 | $15.37 | $154,668.03 |
DisclosureSEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 390,183 F3 · price: All prices reported herein are exclusive of brokerage commissions. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.34 to $15.41, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 13:03 UTC | SharpSpring, Inc. SHSP · Entity 135727 | GrantCommon stock | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-011357 · section16.xml · nonDerivative · entry 2 Miller Scott Stewart · CIK 0001744819 · Director · 10% owner Greenhaven Road Investment Management, L.P. · CIK 0001741129 · Director MVM Funds LLC · CIK 0001741338 · Director Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · Director Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 690,402 F1 · kind: Acquired directly from issuer for director services. F3 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Greenhaven Fund 2") is a private investment vehicle. Greenhaven Fund 2 directly owns the securities reported herein. The Investment Manager is the investment manager of Greenhaven Fund 2. The General Partner is the general partner of Greenhaven Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 13:03 UTC | SharpSpring, Inc. SHSP · Entity 135727 | GrantCommon stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-011357 · section16.xml · nonDerivative · entry 1 Miller Scott Stewart · CIK 0001744819 · Director · 10% owner Greenhaven Road Investment Management, L.P. · CIK 0001741129 · Director MVM Funds LLC · CIK 0001741338 · Director Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · Director Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 673,898 F1 · kind: Acquired directly from issuer for director services. F2 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Greenhaven Fund 1") is a private investment vehicle. Greenhaven Fund 1 directly owns the securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Greenhaven Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Greenhaven Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 16:53 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 3,954 | $16.04 | $63,414.25 |
DisclosureSEC source: 0001104659-20-113949 · tm2032901d1_4.xml · nonDerivative · entry 4 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 407,424 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 16:53 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,839 | $16.04 | $45,531.88 |
DisclosureSEC source: 0001104659-20-113949 · tm2032901d1_4.xml · nonDerivative · entry 3 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 400,245 F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 16:53 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,579 | $16.28 | $41,977.87 |
DisclosureSEC source: 0001104659-20-113949 · tm2032901d1_4.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 411,378 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 16:53 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 2,526 | $16.28 | $41,115.20 |
DisclosureSEC source: 0001104659-20-113949 · tm2032901d1_4.xml · nonDerivative · entry 1 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 403,084 F3 · price: All prices reported herein are exclusive of brokerage commissions. F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 15:47 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 1,158 | $14.13 | $16,362.54 |
DisclosureSEC source: 0001104659-20-101833 · tm2030116d1_4.xml · nonDerivative · entry 4 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 413,957 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 15:47 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 821 | $14.13 | $11,600.73 |
DisclosureSEC source: 0001104659-20-101833 · tm2030116d1_4.xml · nonDerivative · entry 3 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P. Disclosed balance after: 405,610 F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 15:47 UTC | Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 | SaleCommon Stock ($0.0001 par value) | 5,948 | $17.03 | $101,277.79 |
DisclosureSEC source: 0001104659-20-101833 · tm2030116d1_4.xml · nonDerivative · entry 2 Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner MVM Funds LLC · CIK 0001741338 · 10% owner Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner Miller Scott Stewart · CIK 0001744819 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P. Disclosed balance after: 415,115 F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.