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Greenhaven Road Capital Fund 2, L.P.

Disclosed activity across 4 companies

Tapewire entity
90728
SEC CIK
0001736139

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Purple Innovation, Inc.PRPL · Entity 776410% ownerApril 01, 2018July 11, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Purple Innovation, Inc.

Report date April 01, 2018 · Filed July 11, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock ($0.0001 par value)SEC Table I · non-derivativeDirect113,211 Reported balance Holding disclosure · report date 2018-04-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 113,211

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2020-08-13DirectNot disclosed Reported balance Holding disclosure · report date 2018-04-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: Two Warrants are exercisable into one share of Common Stock at a price of $11.50 per share of Common Stock.

F2: Exercisable into shares of Common Stock at any time at the option of the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Two Warrants are exercisable into one share of Common Stock at a price of $11.50 per share of Common Stock.

F2: Exercisable into shares of Common Stock at any time at the option of the Reporting Person.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Chicken Soup for the Soul Entertainment, Inc.

Report date December 14, 2020 · Filed December 16, 2020

Jointly reported with Greenhaven Road Investment Management, L.P., MVM Funds LLC, Greenhaven Road Capital Fund 1, L.P., Miller Scott Stewart

Section 16 reporting ended · disclosed 2020-12-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock ($0.0001 par value)SEC Table I · non-derivativeIndirectBy: Greenhaven Road Capital Fund 1, L.P.258,540 Last balance in matching sequence After 2020-12-15 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-12-14 · Sale · Disposed 495 · Balance 270,105

F3: All prices reported herein are exclusive of brokerage commissions.

F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Row 3 · 2020-12-15 · Sale · Disposed 11,565 · Balance 258,540

F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Common Stock ($0.0001 par value)SEC Table I · non-derivativeIndirectBy: Greenhaven Road Capital Fund 2, L.P.231,535 Last balance in matching sequence After 2020-12-15 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2020-12-14 · Sale · Disposed 677 · Balance 247,376

F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Row 4 · 2020-12-15 · Sale · Disposed 15,841 · Balance 231,535

F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F3: All prices reported herein are exclusive of brokerage commissions.

Section 16 reporting ended · disclosed 2024-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy: Greenhaven Road Capital Fund 1, L.P.1,893,408 Reported balance After 2024-05-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-05-17 · Sale · Disposed 47,385 · Balance 1,893,408

F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy: Greenhaven Road Capital Fund 2, L.P.2,399,904 Reported balance After 2024-05-17 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-05-17 · Sale · Disposed 55,919 · Balance 2,399,904

F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is also the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F2: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is also the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

SharpSpring, Inc.

Report date September 01, 2021 · Filed September 03, 2021

Jointly reported with Miller Scott Stewart, MVM Funds LLC, Greenhaven Road Capital Fund 1, L.P.

Section 16 reporting ended · disclosed 2021-09-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeIndirectBy: Greenhaven Road Capital Fund 1, L.P.0 Reported balance After 2021-09-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-09-01 · Disposition to issuer · Disposed 674,458 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated June 21, 2021, by and among the registrant, Constant Contact, Inc. ("Parent"), a Delaware corporation, and Groove Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("MergerSub"), as of the effective time of the merger of MergerSub with and into the registrant (the "Merger"), these shares of the registrant's common stock were canceled and converted to the right to receive $17.10 in cash per share (the "Per Share Merger Consideration").

F3: Greenhaven Road Capital Fund 1, L.P. ("Greenhaven Fund 1") is a private investment vehicle. Greenhaven Fund 1 directly owns the securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Greenhaven Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Greenhaven Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.

Common stockSEC Table I · non-derivativeIndirectreenhaven Road Capital Fund 1, L.P.0 Reported balance After 2021-09-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-09-01 · Disposition to issuer · Disposed 691,216 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated June 21, 2021, by and among the registrant, Constant Contact, Inc. ("Parent"), a Delaware corporation, and Groove Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("MergerSub"), as of the effective time of the merger of MergerSub with and into the registrant (the "Merger"), these shares of the registrant's common stock were canceled and converted to the right to receive $17.10 in cash per share (the "Per Share Merger Consideration").

F4: Greenhaven Road Capital Fund 2, L.P. ("Greenhaven Fund 2") is a private investment vehicle. Greenhaven Fund 2 directly owns the securities reported herein. The Investment Manager is the investment manager of Greenhaven Fund 2. The General Partner is the general partner of Greenhaven Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.42 · Expires 2020-08-15Direct0 Reported balance After 2021-09-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-09-01 · Disposition to issuer · Disposed 16,000 · Balance 0

F2: Each of the reporting person's unvested options vested immediately prior to the consummation of the Merger, and each outstanding vested stock option was subsequently canceled, with the reporting person entitled to receive a payment in cash, without interest, equal to the product of (i) the total number of shares subject to the cancelled stock option and (ii) the excess, if any, of (A) the Per Share Merger Consideration over (B) the exercise price per share subject to the cancelled company stock option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated June 21, 2021, by and among the registrant, Constant Contact, Inc. ("Parent"), a Delaware corporation, and Groove Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("MergerSub"), as of the effective time of the merger of MergerSub with and into the registrant (the "Merger"), these shares of the registrant's common stock were canceled and converted to the right to receive $17.10 in cash per share (the "Per Share Merger Consideration").

F2: Each of the reporting person's unvested options vested immediately prior to the consummation of the Merger, and each outstanding vested stock option was subsequently canceled, with the reporting person entitled to receive a payment in cash, without interest, equal to the product of (i) the total number of shares subject to the cancelled stock option and (ii) the excess, if any, of (A) the Per Share Merger Consideration over (B) the exercise price per share subject to the cancelled company stock option.

F3: Greenhaven Road Capital Fund 1, L.P. ("Greenhaven Fund 1") is a private investment vehicle. Greenhaven Fund 1 directly owns the securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Greenhaven Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Greenhaven Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.

F4: Greenhaven Road Capital Fund 2, L.P. ("Greenhaven Fund 2") is a private investment vehicle. Greenhaven Fund 2 directly owns the securities reported herein. The Investment Manager is the investment manager of Greenhaven Fund 2. The General Partner is the general partner of Greenhaven Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2020 Filed Dec 11, 2020 18:41 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,614 $16.19 $42,333.21
Disclosure

SEC source: 0001104659-20-134854 · tm2038369d1_4.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 268,259

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 18:41 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 1,908 $16.19 $30,899.68
Disclosure

SEC source: 0001104659-20-134854 · tm2038369d1_4.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 285,352

F3 · price: All prices reported herein are exclusive of brokerage commissions.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
December 08, 2020 Filed Dec 8, 2020 17:51 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 8,734 $15.90 $138,879.33
Disclosure

SEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 6

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 270,873

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
December 08, 2020 Filed Dec 8, 2020 17:51 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 6,376 $15.90 $101,384.78
Disclosure

SEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 5

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 287,260

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 17:51 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,139 $16.25 $34,761.74
Disclosure

SEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 4

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 279,607

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 17:51 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 1,561 $16.25 $25,368.44
Disclosure

SEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 3

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 293,636

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 17:51 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 3,716 $16.48 $61,236.71
Disclosure

SEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 281,746

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 17:51 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,713 $16.48 $44,708.07
Disclosure

SEC source: 0001104659-20-133291 · tm2038047d1_4.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 295,197

F3 · price: All prices reported herein are exclusive of brokerage commissions.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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December 03, 2020 Filed Dec 3, 2020 18:16 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 1,821 $16.58 $30,195.09
Disclosure

SEC source: 0001104659-20-132088 · tm2037713d1_4.xml · nonDerivative · entry 4

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 285,462

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
December 03, 2020 Filed Dec 3, 2020 18:16 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 1,329 $16.58 $22,036.95
Disclosure

SEC source: 0001104659-20-132088 · tm2037713d1_4.xml · nonDerivative · entry 3

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 297,910

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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December 01, 2020 Filed Dec 3, 2020 18:16 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 884 $16.94 $14,970.54
Disclosure

SEC source: 0001104659-20-132088 · tm2037713d1_4.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 287,283

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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December 01, 2020 Filed Dec 3, 2020 18:16 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 646 $16.94 $10,940.01
Disclosure

SEC source: 0001104659-20-132088 · tm2037713d1_4.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 299,239

F3 · price: All prices reported herein are exclusive of brokerage commissions.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 27, 2020 Filed Nov 27, 2020 14:35 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 405 $16.60 $6,723.00
Disclosure

SEC source: 0001104659-20-129961 · tm2037229-1_4.xml · nonDerivative · entry 4

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 288,167

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 27, 2020 Filed Nov 27, 2020 14:35 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 295 $16.60 $4,897.00
Disclosure

SEC source: 0001104659-20-129961 · tm2037229-1_4.xml · nonDerivative · entry 3

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 299,885

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 24, 2020 Filed Nov 27, 2020 14:35 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 6,011 $16.04 $96,414.04
Disclosure

SEC source: 0001104659-20-129961 · tm2037229-1_4.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 288,572

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 24, 2020 Filed Nov 27, 2020 14:35 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 4,389 $16.04 $70,397.80
Disclosure

SEC source: 0001104659-20-129961 · tm2037229-1_4.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 300,180

F3 · price: All prices reported herein are exclusive of brokerage commissions.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 23, 2020 Filed Nov 23, 2020 18:15 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 6,742 $16.44 $110,871.52
Disclosure

SEC source: 0001104659-20-128576 · tm2036983-1_4.xml · nonDerivative · entry 4

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 294,583

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2516 to $16.52, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4.

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
November 23, 2020 Filed Nov 23, 2020 18:15 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 4,922 $16.44 $80,941.80
Disclosure

SEC source: 0001104659-20-128576 · tm2036983-1_4.xml · nonDerivative · entry 3

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 304,569

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2516 to $16.52, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 18:15 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 8,968 $16.05 $143,924.74
Disclosure

SEC source: 0001104659-20-128576 · tm2036983-1_4.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 301,325

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 18:15 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 6,547 $16.05 $105,070.84
Disclosure

SEC source: 0001104659-20-128576 · tm2036983-1_4.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 309,491

F3 · price: All prices reported herein are exclusive of brokerage commissions.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 17, 2020 Filed Nov 17, 2020 17:35 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 13,328 $15.14 $201,785.92
Disclosure

SEC source: 0001104659-20-126437 · tm2036296-1_4.xml · nonDerivative · entry 4

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 310,293

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 17:35 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 9,572 $15.14 $144,920.08
Disclosure

SEC source: 0001104659-20-126437 · tm2036296-1_4.xml · nonDerivative · entry 3

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 316,038

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 17:35 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 29,100 $15.33 $446,103.00
Disclosure

SEC source: 0001104659-20-126437 · tm2036296-1_4.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 323,621

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 17:35 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 20,900 $15.33 $320,397.00
Disclosure

SEC source: 0001104659-20-126437 · tm2036296-1_4.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 325,610

F3 · price: All prices reported herein are exclusive of brokerage commissions.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 17:28 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 22,749 $15.63 $355,566.87
Disclosure

SEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 8

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 352,720

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $15.87, inclusive.

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 12, 2020 Filed Nov 12, 2020 17:28 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 22,344 $15.63 $349,236.72
Disclosure

SEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 7

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 346,510

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $15.87, inclusive.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 12, 2020 Filed Nov 13, 2020 18:12 UTC Amendment Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 22,748 $15.63 $355,551.24
Disclosure

SEC source: 0001104659-20-125187 · tm2036024d1_4a.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 352,721

F2 · shares: This Form 4 amendment amends the Form 4 filing made on November 12, 2020 (the "Original Filing"), solely with respect to the line item transaction for Fund 2 on November 12, 2020. The Original Filing overstated by one share the aggregate securities disposed of by Fund 2. Except as noted herein, the Original Filing otherwise remains effective.

F3 · price: All prices reported herein are exclusive of brokerage commissions.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.40 to $15.87, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4.

F2 · balance_after: This Form 4 amendment amends the Form 4 filing made on November 12, 2020 (the "Original Filing"), solely with respect to the line item transaction for Fund 2 on November 12, 2020. The Original Filing overstated by one share the aggregate securities disposed of by Fund 2. Except as noted herein, the Original Filing otherwise remains effective.

F1 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 2 and Greenhaven Road Capital Fund 1, L.P. ("Fund 1"), also a private investment vehicle. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1, Fund 2, and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 17:28 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 10,089 $15.15 $152,868.53
Disclosure

SEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 6

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 375,469

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 11, 2020 Filed Nov 12, 2020 17:28 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 9,911 $15.15 $150,171.47
Disclosure

SEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 5

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 368,854

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 10, 2020 Filed Nov 12, 2020 17:28 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 4,943 $14.62 $72,281.49
Disclosure

SEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 4

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 385,558

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.61 to $14.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) of this Form 4.

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 10, 2020 Filed Nov 12, 2020 17:28 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 4,857 $14.62 $71,023.91
Disclosure

SEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 3

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 378,765

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.61 to $14.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) of this Form 4.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 09, 2020 Filed Nov 12, 2020 17:28 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 1,680 $15.00 $25,204.54
Disclosure

SEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 390,501

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 09, 2020 Filed Nov 12, 2020 17:28 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 1,650 $15.00 $24,754.46
Disclosure

SEC source: 0001104659-20-124500 · tm2035742d2_4.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 383,622

F3 · price: All prices reported herein are exclusive of brokerage commissions.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 02, 2020 Filed Nov 2, 2020 16:16 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,992 $15.00 $44,880.00
Disclosure

SEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 6

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 391,913

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 02, 2020 Filed Nov 2, 2020 16:16 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,408 $15.00 $36,120.00
Disclosure

SEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 5

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 385,540

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
November 02, 2020 Filed Nov 12, 2020 13:15 UTC Amendment Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,724 $15.01 $40,884.79
Disclosure

SEC source: 0001104659-20-124250 · tm2035742d1_form4a.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 392,181

F3 · shares: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective.

F3 · price: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective.

F3 · balance_after: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective.

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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November 02, 2020 Filed Nov 12, 2020 13:15 UTC Amendment Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,676 $15.01 $40,164.35
Disclosure

SEC source: 0001104659-20-124250 · tm2035742d1_form4a.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 385,272

F3 · shares: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective.

F3 · price: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective.

F4 · price: All prices reported herein are exclusive of brokerage commissions.

F3 · balance_after: This Form 4 amendment amends the Form 4 filing made on November 2, 2020 (the "Original Filing"), solely with respect to the line item transactions on November 2, 2020. The Original Filing correctly stated the aggregate securities disposed of, but incorrectly allocated the disposed securities to Fund 1 and Fund 2 and incorrectly truncated the decimals of the prices at which the transactions were made. Except as noted herein, the Original Filing otherwise remains effective.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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October 30, 2020 Filed Nov 2, 2020 16:16 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,276 $15.43 $35,118.45
Disclosure

SEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 4

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 394,905

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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October 30, 2020 Filed Nov 2, 2020 16:16 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,235 $15.43 $34,485.83
Disclosure

SEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 3

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 387,948

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
October 29, 2020 Filed Nov 2, 2020 16:16 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 10,243 $15.37 $157,450.27
Disclosure

SEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 397,181

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.34 to $15.41, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4.

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
October 29, 2020 Filed Nov 2, 2020 16:16 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 10,062 $15.37 $154,668.03
Disclosure

SEC source: 0001104659-20-120530 · tm2034823d1_4.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 390,183

F3 · price: All prices reported herein are exclusive of brokerage commissions.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.34 to $15.41, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 13:03 UTC SharpSpring, Inc. SHSP · Entity 135727 GrantCommon stock 419 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-011357 · section16.xml · nonDerivative · entry 2

Miller Scott Stewart · CIK 0001744819 · Director · 10% owner

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · Director

MVM Funds LLC · CIK 0001741338 · Director

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · Director

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 690,402

F1 · kind: Acquired directly from issuer for director services.

F3 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Greenhaven Fund 2") is a private investment vehicle. Greenhaven Fund 2 directly owns the securities reported herein. The Investment Manager is the investment manager of Greenhaven Fund 2. The General Partner is the general partner of Greenhaven Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.

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October 20, 2020 Filed Oct 22, 2020 13:03 UTC SharpSpring, Inc. SHSP · Entity 135727 GrantCommon stock 289 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-011357 · section16.xml · nonDerivative · entry 1

Miller Scott Stewart · CIK 0001744819 · Director · 10% owner

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · Director

MVM Funds LLC · CIK 0001741338 · Director

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · Director

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 673,898

F1 · kind: Acquired directly from issuer for director services.

F2 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Greenhaven Fund 1") is a private investment vehicle. Greenhaven Fund 1 directly owns the securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Greenhaven Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Greenhaven Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.

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October 08, 2020 Filed Oct 9, 2020 16:53 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 3,954 $16.04 $63,414.25
Disclosure

SEC source: 0001104659-20-113949 · tm2032901d1_4.xml · nonDerivative · entry 4

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 407,424

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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October 08, 2020 Filed Oct 9, 2020 16:53 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,839 $16.04 $45,531.88
Disclosure

SEC source: 0001104659-20-113949 · tm2032901d1_4.xml · nonDerivative · entry 3

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 400,245

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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October 07, 2020 Filed Oct 9, 2020 16:53 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,579 $16.28 $41,977.87
Disclosure

SEC source: 0001104659-20-113949 · tm2032901d1_4.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 411,378

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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October 07, 2020 Filed Oct 9, 2020 16:53 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 2,526 $16.28 $41,115.20
Disclosure

SEC source: 0001104659-20-113949 · tm2032901d1_4.xml · nonDerivative · entry 1

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 403,084

F3 · price: All prices reported herein are exclusive of brokerage commissions.

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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September 01, 2020 Filed Sep 2, 2020 15:47 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 1,158 $14.13 $16,362.54
Disclosure

SEC source: 0001104659-20-101833 · tm2030116d1_4.xml · nonDerivative · entry 4

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 413,957

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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September 01, 2020 Filed Sep 2, 2020 15:47 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 821 $14.13 $11,600.73
Disclosure

SEC source: 0001104659-20-101833 · tm2030116d1_4.xml · nonDerivative · entry 3

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 1, L.P.

Disclosed balance after: 405,610

F1 · ownership.nature: Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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August 31, 2020 Filed Sep 2, 2020 15:47 UTC Chicken Soup for the Soul Entertainment, Inc. CSSE · Entity 91216 SaleCommon Stock ($0.0001 par value) 5,948 $17.03 $101,277.79
Disclosure

SEC source: 0001104659-20-101833 · tm2030116d1_4.xml · nonDerivative · entry 2

Greenhaven Road Investment Management, L.P. · CIK 0001741129 · 10% owner

MVM Funds LLC · CIK 0001741338 · 10% owner

Greenhaven Road Capital Fund 1, L.P. · CIK 0001638331 · 10% owner

Greenhaven Road Capital Fund 2, L.P. · CIK 0001736139 · 10% owner

Miller Scott Stewart · CIK 0001744819 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Greenhaven Road Capital Fund 2, L.P.

Disclosed balance after: 415,115

F2 · ownership.nature: Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.