Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Roblox CorpRBLX · Entity 1073 | Chief Technology Officer | May 20, 2024 | May 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Roblox Corp
Report date May 20, 2024 · Filed May 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 480,269 |
Reported balance
After 2024-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-20 · Other · Disposed 11,757 · Balance 480,269 F1: In connection with the vesting on May 20, 2024, of restricted stock units previously granted to the reporting person, the reporting person's receipt of 11,757 shares of Class A common stock was deferred, resulting in the reporting person's receipt instead of 11,757 shares of phantom stock pursuant to Roblox Corporation's deferred compensation plan. The reporting person is therefore reporting the disposition of 11,757 shares of Class A common stock in exchange for an equal number of shares of phantom stock. F2: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| Class A Common StockSEC Table I · non-derivative | Direct | 469,320 |
Reported balance
After 2024-05-21 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-05-21 · Sale · Disposed 10,949 · Balance 469,320 F3: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale was to satisfy tax withholding obligations to be funded by a "sell to cover' transaction. F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $32.23 to $33.16, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 58,785 |
Reported balance
After 2024-05-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-05-20 · Other · Acquired 11,757 · Balance 58,785 F7: Each share of phantom stock represents a right to receive one share of Class A common stock. F1: In connection with the vesting on May 20, 2024, of restricted stock units previously granted to the reporting person, the reporting person's receipt of 11,757 shares of Class A common stock was deferred, resulting in the reporting person's receipt instead of 11,757 shares of phantom stock pursuant to Roblox Corporation's deferred compensation plan. The reporting person is therefore reporting the disposition of 11,757 shares of Class A common stock in exchange for an equal number of shares of phantom stock. F8: The phantom stock becomes payable in 3 equal annual installments starting on March 1, 2026 subject to the Reporting Person continuing as a service provider through March 1, 2026. Following the reporting person's termination from the Company, the phantom stock becomes payable in six equal installments through May 20, 2029 |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 111,983 |
Reported balance
Holding disclosure · report date 2024-05-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 111,983 F5: These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 111,982 |
Reported balance
Holding disclosure · report date 2024-05-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 111,982 F6: These shares are held directly by Lucy Simon LLC, a Delaware limited liability company for which the spouse of the Reporting Person serves as manager. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the limited liability company. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the vesting on May 20, 2024, of restricted stock units previously granted to the reporting person, the reporting person's receipt of 11,757 shares of Class A common stock was deferred, resulting in the reporting person's receipt instead of 11,757 shares of phantom stock pursuant to Roblox Corporation's deferred compensation plan. The reporting person is therefore reporting the disposition of 11,757 shares of Class A common stock in exchange for an equal number of shares of phantom stock.
F2: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale was to satisfy tax withholding obligations to be funded by a "sell to cover' transaction.
F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $32.23 to $33.16, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company.
F6: These shares are held directly by Lucy Simon LLC, a Delaware limited liability company for which the spouse of the Reporting Person serves as manager. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the limited liability company.
F7: Each share of phantom stock represents a right to receive one share of Class A common stock.
F8: The phantom stock becomes payable in 3 equal annual installments starting on March 1, 2026 subject to the Reporting Person continuing as a service provider through March 1, 2026. Following the reporting person's termination from the Company, the phantom stock becomes payable in six equal installments through May 20, 2029
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2021 Filed Nov 26, 2021 22:52 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 1,700 | $118.86 | $202,057.92 |
DisclosureSEC source: 0001315098-21-000073 · wf-form4_163796712962729.xml · nonDerivative · entry 5 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 133,283 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F7 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.45 to $119.34, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:52 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 2,200 | $117.77 | $259,088.94 |
DisclosureSEC source: 0001315098-21-000073 · wf-form4_163796712962729.xml · nonDerivative · entry 4 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 134,983 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F6 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.29 to $118.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:52 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 5,305 | $116.78 | $619,494.56 |
DisclosureSEC source: 0001315098-21-000073 · wf-form4_163796712962729.xml · nonDerivative · entry 3 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 137,183 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F5 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $116.25 to $117.18, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:52 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 4,958 | $115.65 | $573,386.25 |
DisclosureSEC source: 0001315098-21-000073 · wf-form4_163796712962729.xml · nonDerivative · entry 2 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 142,488 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F4 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $115.23 to $116.18, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 22:52 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 4,537 | $114.86 | $521,106.21 |
DisclosureSEC source: 0001315098-21-000073 · wf-form4_163796712962729.xml · nonDerivative · entry 1 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 147,446 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $114.23 to $115.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 23:10 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,333 | $3.41 Strike: $3.41 | $113,498.87 |
DisclosureSEC source: 0001315098-21-000049 · wf-form4_163719062599934.xml · derivative · entry 11 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,667 Underlying: Class A Common Stock · 33,333 shares Expires 2030-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 23:10 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 33,333 | $121.24 | $4,041,432.92 |
DisclosureSEC source: 0001315098-21-000049 · wf-form4_163719062599934.xml · nonDerivative · entry 6 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 23:10 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 33,333 | $3.41 | $113,498.87 |
DisclosureSEC source: 0001315098-21-000049 · wf-form4_163719062599934.xml · nonDerivative · entry 5 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:10 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 51,548 | $3.41 Strike: $3.41 | $175,520.94 |
DisclosureSEC source: 0001315098-21-000049 · wf-form4_163719062599934.xml · derivative · entry 10 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,000 Underlying: Class A Common Stock · 51,548 shares Expires 2030-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:10 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 51,548 | $110.02 | $5,671,475.91 |
DisclosureSEC source: 0001315098-21-000049 · wf-form4_163719062599934.xml · nonDerivative · entry 4 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.17, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:10 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 51,548 | $3.41 | $175,520.94 |
DisclosureSEC source: 0001315098-21-000049 · wf-form4_163719062599934.xml · nonDerivative · entry 3 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:10 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,777 | $3.41 Strike: $3.41 | $111,605.69 |
DisclosureSEC source: 0001315098-21-000049 · wf-form4_163719062599934.xml · derivative · entry 9 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 951,548 Underlying: Class A Common Stock · 32,777 shares Expires 2030-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:10 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 32,777 | $110.08 | $3,608,046.27 |
DisclosureSEC source: 0001315098-21-000049 · wf-form4_163719062599934.xml · nonDerivative · entry 2 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.25, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:10 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 32,777 | $3.41 | $111,605.69 |
DisclosureSEC source: 0001315098-21-000049 · wf-form4_163719062599934.xml · nonDerivative · entry 1 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 23:45 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 84,323 | $3.41 Strike: $3.41 | $287,119.82 |
DisclosureSEC source: 0001315098-21-000037 · wf-form4_163701989872711.xml · derivative · entry 9 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984,325 Underlying: Class A Common Stock · 84,323 shares Expires 2030-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 23:45 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 84,323 | $105.05 | $8,858,029.96 |
DisclosureSEC source: 0001315098-21-000037 · wf-form4_163701989872711.xml · nonDerivative · entry 5 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.735, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 23:45 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 84,323 | $3.41 | $287,119.82 |
DisclosureSEC source: 0001315098-21-000037 · wf-form4_163701989872711.xml · nonDerivative · entry 4 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:45 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 58,333 | $3.41 Strike: $3.41 | $198,623.87 |
DisclosureSEC source: 0001315098-21-000037 · wf-form4_163701989872711.xml · derivative · entry 8 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,648 Underlying: Class A Common Stock · 58,333 shares Expires 2030-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:45 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 41,665 | $100.00 | $4,166,583.33 |
DisclosureSEC source: 0001315098-21-000037 · wf-form4_163701989872711.xml · nonDerivative · entry 3 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.13, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:45 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 16,668 | $96.26 | $1,604,461.68 |
DisclosureSEC source: 0001315098-21-000037 · wf-form4_163701989872711.xml · nonDerivative · entry 2 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,401 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:45 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 58,333 | $3.41 | $198,623.87 |
DisclosureSEC source: 0001315098-21-000037 · wf-form4_163701989872711.xml · nonDerivative · entry 1 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 00:58 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,668 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-21-053404 · doc4.xml · derivative · entry 5 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126,981 Underlying: Class A Common Stock · 16,668 shares Expires 2030-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 00:58 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 16,668 | $90.00 | $1,500,120.00 |
DisclosureSEC source: 0001209191-21-053404 · doc4.xml · nonDerivative · entry 2 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 00:58 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 16,668 | $3.41 | $56,754.54 |
DisclosureSEC source: 0001209191-21-053404 · doc4.xml · nonDerivative · entry 1 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 21:46 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,334 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-21-044028 · doc4.xml · derivative · entry 5 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143,649 Underlying: Class A Common Stock · 8,334 shares Expires 2030-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/48th of the shares subject to the option vested on February 17,2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 21:46 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 8,334 | $90.00 | $750,060.00 |
DisclosureSEC source: 0001209191-21-044028 · doc4.xml · nonDerivative · entry 2 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · timeliness: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 21:46 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 8,334 | $3.41 | $28,377.27 |
DisclosureSEC source: 0001209191-21-044028 · doc4.xml · nonDerivative · entry 1 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · timeliness: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 23:07 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 42,658 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-21-037918 · doc4.xml · derivative · entry 9 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,151,983 Underlying: Class A Common Stock · 42,658 shares Expires 2030-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such vest date. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 23:07 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 42,658 | $100.01 | $4,266,205.25 |
DisclosureSEC source: 0001209191-21-037918 · doc4.xml · nonDerivative · entry 5 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · kind: All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 23:07 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 42,658 | $3.41 | $145,250.49 |
DisclosureSEC source: 0001209191-21-037918 · doc4.xml · nonDerivative · entry 4 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:07 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 42,658 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-21-037918 · doc4.xml · derivative · entry 8 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,641 Underlying: Class A Common Stock · 42,658 shares Expires 2030-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such vest date. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:07 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 1,000 | $94.69 | $94,690.00 |
DisclosureSEC source: 0001209191-21-037918 · doc4.xml · nonDerivative · entry 3 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 F1 · kind: All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:07 UTC | Roblox Corp RBLX · Entity 1073 | SaleClass A Common Stock | 41,658 | $93.70 | $3,903,550.39 |
DisclosureSEC source: 0001209191-21-037918 · doc4.xml · nonDerivative · entry 2 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,736 F1 · kind: All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021. F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $93.27 to $94.14, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:07 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 42,658 | $3.41 | $145,250.49 |
DisclosureSEC source: 0001209191-21-037918 · doc4.xml · nonDerivative · entry 1 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Feb 12, 2022 00:08 UTC | Roblox Corp RBLX · Entity 1073 | OtherClass A Common Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001315098-22-000028 · wf-form5_164462449414848.xml · nonDerivative · entry 1 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,737 F1 · kind: Represents a gift of one (1) share to all current employees. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:53 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionStock Option (Right to Buy) · Derivative | 29,368 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-21-018669 · doc4.xml · derivative · entry 4 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,237,299 Underlying: Class A Common Stock · 29,368 shares Expires 2030-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:53 UTC | Roblox Corp RBLX · Entity 1073 | Exercise / conversionClass A Common Stock | 29,368 | $3.41 | $99,998.04 |
DisclosureSEC source: 0001209191-21-018669 · doc4.xml · nonDerivative · entry 1 Sturman Daniel · CIK 0001835042 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.