Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cardlytics, Inc.CDLX · Entity 7603 | Director | May 23, 2024 | May 23, 2024 |
| GoPro, Inc.GPRO · Entity 6232 | SVP, Chf. Digital & Mktg. Off | May 16, 2022 | May 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cardlytics, Inc.
Report date May 23, 2024 · Filed May 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,911 |
Reported balance
After 2024-05-23 transaction · row 1
1 source rowRow 1 · 2024-05-23 · Exercise / conversion · Acquired 28,547 · Balance 42,911 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-05-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-23 · Exercise / conversion · Disposed 28,547 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2: The RSUs vested in full on the one-year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.
F2: The RSUs vested in full on the one-year anniversary of the date of grant.
GoPro, Inc.
Report date May 16, 2022 · Filed May 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 276,062 |
Reported balance
After 2022-05-16 transaction · row 1
1 source rowRow 1 · 2022-05-16 · Tax withholding · Disposed 24,983 · Balance 276,062 F1: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Pandora Media, LLC
Report date February 01, 2019 · Filed February 01, 2019
Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 1
1 source rowRow 1 · 2019-02-01 · Disposition to issuer · Disposed 392,876 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 23, 2018 among Pandora Media Inc., a Delaware corporation ("Pandora"), Sirius XM Holdings, Inc., a Delaware corporation ("Sirius XM"), and White Oaks Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sirius XM, pursuant to which, through a series of transactions Pandora became an indirect wholly owned subsidiary of Sirius XM (the "Transactions"), and each share of Pandora common stock, par value $0.0001 per share ("Pandora Common Stock"), outstanding immediately prior to the consummation of the Transactions, was converted into the right to receive 1.44 shares (the "Exchange Ratio") of Sirius XM common stock, par value $0.0001 per share ("Sirius XM Common Stock"). On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. Includes 374,252 restricted stock units that were assumed and converted into unvested restricted stock units of Sirius XM, with appropriate adjustments (based on the Exchange Ratio) to the number of shares of Sirius XM Common Stock to be received, and which have the same vesting schedule and settlement date as in effect as of immediately prior to the closing of the Transactions. |
| Common Stock (Right To Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $5.03 · Expires 2028-03-29 | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-01 · Disposition to issuer · Disposed 172,000 · Balance 0 F2: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options, and have the same vesting schedule and exercise conditions as in effect as of immediately prior to the closing of the Transactions. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 23, 2018 among Pandora Media Inc., a Delaware corporation ("Pandora"), Sirius XM Holdings, Inc., a Delaware corporation ("Sirius XM"), and White Oaks Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sirius XM, pursuant to which, through a series of transactions Pandora became an indirect wholly owned subsidiary of Sirius XM (the "Transactions"), and each share of Pandora common stock, par value $0.0001 per share ("Pandora Common Stock"), outstanding immediately prior to the consummation of the Transactions, was converted into the right to receive 1.44 shares (the "Exchange Ratio") of Sirius XM common stock, par value $0.0001 per share ("Sirius XM Common Stock"). On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. Includes 374,252 restricted stock units that were assumed and converted into unvested restricted stock units of Sirius XM, with appropriate adjustments (based on the Exchange Ratio) to the number of shares of Sirius XM Common Stock to be received, and which have the same vesting schedule and settlement date as in effect as of immediately prior to the closing of the Transactions.
F2: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options, and have the same vesting schedule and exercise conditions as in effect as of immediately prior to the closing of the Transactions. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2021 Filed Jul 2, 2021 20:01 UTC | GoPro, Inc. GPRO · Entity 6232 | SaleClass A Common Stock | 123,368 | $11.23 | $1,385,422.64 |
DisclosureSEC source: 0001209191-21-044859 · doc4.xml · nonDerivative · entry 2 Lapic S Aimee · CIK 0001724145 · SVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,418 F1 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 of Table I is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $11.12 to $11.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote of this Form 4. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:01 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionClass A Common Stock | 62,871 | $3.81 | $239,538.51 |
DisclosureSEC source: 0001209191-21-044859 · doc4.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · SVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 13:19 UTC | Cardlytics, Inc. CDLX · Entity 7603 | SaleCommon Stock | 3,176 | $127.32 | $404,368.32 |
DisclosureSEC source: 0001666071-21-000144 · wf-form4_162505915911722.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,198 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2021. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 21:10 UTC | Cardlytics, Inc. CDLX · Entity 7603 | SaleCommon Stock | 998 | $125.00 | $124,750.00 |
DisclosureSEC source: 0001666071-21-000140 · wf-form4_162456899512126.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,374 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2021. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 00:39 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionRestricted Stock Units · Derivative | 2,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-21-000125 · wf-form4_162276716346987.xml · derivative · entry 2 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,023 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant. F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 00:39 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionCommon Stock | 2,023 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-21-000125 · wf-form4_162276716346987.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. Read SEC document |
| May 21, 2021 Filed Jun 2, 2021 12:37 UTC | Cardlytics, Inc. CDLX · Entity 7603 | GrantRestricted Stock Units · Derivative | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-21-000117 · wf-form4_162263742185813.xml · derivative · entry 1 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 Underlying: Common Stock · 1,701 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. Read SEC document |
| May 17, 2021 Filed May 19, 2021 22:36 UTC | GoPro, Inc. GPRO · Entity 6232 | Tax withholdingClass A Common Stock | 22,339 | $9.89 | $220,932.71 |
DisclosureSEC source: 0001209191-21-034147 · doc4.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · SVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,915 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:06 UTC | GoPro, Inc. GPRO · Entity 6232 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 41,423 | $0.00 Strike: $7.91 | $0.00 |
DisclosureSEC source: 0001209191-21-014283 · doc4.xml · derivative · entry 2 Lapic S Aimee · CIK 0001724145 · SVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,423 Underlying: Class A Common Stock · 41,423 shares Expires 2031-02-22 F2 · derivative.exercise_date: The option vests over a four-year period as follows: 25% of the underlying shares shall vest on February 15, 2022, and 1/48 of the shares shall vest monthly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:06 UTC | GoPro, Inc. GPRO · Entity 6232 | GrantClass A Common Stock | 47,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014283 · doc4.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · SVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,254 F1 · kind: Represents an award of restricted stock units that vest over a four-year period as follows: 25% of the RSUs shall vest on February 15, 2022, and 25% of the RSUs shall vest each annual anniversary thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:04 UTC | GoPro, Inc. GPRO · Entity 6232 | Tax withholdingClass A Common Stock | 10,473 | $7.92 | $82,893.80 |
DisclosureSEC source: 0001209191-21-011786 · doc4.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · SVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,340 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:20 UTC | GoPro, Inc. GPRO · Entity 6232 | GrantClass A Common Stock | 86,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010139 · doc4.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · SVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,813 F1 · shares: Represents the acquisition of restricted stock units earned by Reporting Person upon achievement of performance goals for the one-year period ended December 31, 2020, as certified by the Compensation and Leadership Committee on February 10, 2021. The restricted stock units are scheduled to vest as to one-third (1/3) of the total RSUs earned on February 15, 2021, and an additional one-twelfth (1/12th) of the total RSUs earned each quarter thereafter until the RSUs are fully vested, subject to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 20:52 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionRestricted Stock Units · Derivative | 6,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-20-000196 · wf-form4_159320475760615.xml · derivative · entry 2 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant. F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 20:52 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionCommon Stock | 6,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-20-000196 · wf-form4_159320475760615.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 22:18 UTC | Cardlytics, Inc. CDLX · Entity 7603 | GrantRestricted Stock Units · Derivative | 2,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-20-000171 · wf-form4_159130908702020.xml · derivative · entry 1 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,023 Underlying: Common Stock · 2,023 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 23:21 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionRestricted Stock Units · Derivative | 1,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001666071-20-000099 · wf-form4_158647448221460.xml · derivative · entry 2 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant. F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 23:21 UTC | Cardlytics, Inc. CDLX · Entity 7603 | Exercise / conversionCommon Stock | 1,996 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001666071-20-000099 · wf-form4_158647448221460.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 21:30 UTC | Cardlytics, Inc. CDLX · Entity 7603 | GrantRestricted Stock Units · Derivative | 6,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039143 · doc4.xml · derivative · entry 1 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,353 Underlying: Common Stock · 6,353 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 21:26 UTC | Cardlytics, Inc. CDLX · Entity 7603 | GrantRestricted Stock Units · Derivative | 1,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024121 · doc4.xml · derivative · entry 1 Lapic S Aimee · CIK 0001724145 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,996 Underlying: Common Stock · 1,996 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent. F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 20:50 UTC | Pandora Media, LLC P · Entity 160675 | Disposition to issuerCommon Stock (Right To Purchase) · Derivative | 172,000 | Not disclosed Strike: $5.03 | Not disclosed |
DisclosureSEC source: 0001127602-19-003583 · form4.xml · derivative · entry 2 Lapic S Aimee · CIK 0001724145 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 172,000 shares Expires 2028-03-29 F2 · price: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options, and have the same vesting schedule and exercise conditions as in effect as of immediately prior to the closing of the Transactions. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. F2 · derivative.exercise_date: These options granted by Pandora under its stock incentive plans to purchase shares of Pandora Common Stock, whether vested or unvested, were disposed of pursuant to the Merger Agreement. Each option has been assumed and converted into options to purchase shares of Sirius XM Common Stock, with appropriate adjustments (based on the Exchange Ratio) to the exercise price and number of shares of Sirius XM Common Stock subject to such options, and have the same vesting schedule and exercise conditions as in effect as of immediately prior to the closing of the Transactions. On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 20:50 UTC | Pandora Media, LLC P · Entity 160675 | Disposition to issuerCommon Stock | 392,876 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-003583 · form4.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 23, 2018 among Pandora Media Inc., a Delaware corporation ("Pandora"), Sirius XM Holdings, Inc., a Delaware corporation ("Sirius XM"), and White Oaks Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sirius XM, pursuant to which, through a series of transactions Pandora became an indirect wholly owned subsidiary of Sirius XM (the "Transactions"), and each share of Pandora common stock, par value $0.0001 per share ("Pandora Common Stock"), outstanding immediately prior to the consummation of the Transactions, was converted into the right to receive 1.44 shares (the "Exchange Ratio") of Sirius XM common stock, par value $0.0001 per share ("Sirius XM Common Stock"). On February 1, 2019, the effective date of the Transactions, Sirius XM Common Stock had a market price of $5.98 per share. Includes 374,252 restricted stock units that were assumed and converted into unvested restricted stock units of Sirius XM, with appropriate adjustments (based on the Exchange Ratio) to the number of shares of Sirius XM Common Stock to be received, and which have the same vesting schedule and settlement date as in effect as of immediately prior to the closing of the Transactions. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:26 UTC | Pandora Media, LLC P · Entity 160675 | SaleCommon Stock | 9,312 | $9.01 | $83,901.12 |
DisclosureSEC source: 0001127602-18-036290 · form4.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,876 F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 17:30 UTC | Pandora Media, LLC P · Entity 160675 | SaleCommon Stock | 34,147 | $8.80 | $300,370.67 |
DisclosureSEC source: 0001127602-18-034024 · form4.xml · nonDerivative · entry 2 Lapic S Aimee · CIK 0001724145 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,188 F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $8.865, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:30 UTC | Pandora Media, LLC P · Entity 160675 | SaleCommon Stock | 62,667 | $8.90 | $557,824.03 |
DisclosureSEC source: 0001127602-18-034024 · form4.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,335 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: These shares were sold in multiple transactions at the price of $8.9014. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 18:09 UTC | Pandora Media, LLC P · Entity 160675 | GrantCommon Stock (Right To Purchase) · Derivative | 172,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0001127602-18-013137 · form4.xml · derivative · entry 1 Lapic S Aimee · CIK 0001724145 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,000 Underlying: Common Stock · 172,000 shares Expires 2028-03-29 F1 · derivative.exercise_date: The option grant will vest over a total of three years with 1/3 vesting on 2/15/2019 and thereafter 1/36th of the total number of shares vesting monthly. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 18:09 UTC | Pandora Media, LLC P · Entity 160675 | GrantCommon Stock | 499,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034579 · form4.xml · nonDerivative · entry 1 Lapic S Aimee · CIK 0001724145 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,002 F1 · shares: 25% of the RSUs vest on 11/15/2018 and thereafter 1/16th of the RSUs vest quarterly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.