Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | Director | May 22, 2024 | May 24, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date May 22, 2024 · Filed May 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 248,935 |
Ending reported balance
After 2024-05-23 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2024-05-22 · Exercise / conversion · Acquired 21,859 · Balance 251,936 Row 2 · 2024-05-22 · Exercise / conversion · Acquired 5,208 · Balance 257,144 Row 3 · 2024-05-22 · Sale · Disposed 21,045 · Balance 236,099 F1: This figure is the weighted average sales price of multiple trades ranging from $13.81 to $13.95 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Row 4 · 2024-05-23 · Exercise / conversion · Acquired 10,752 · Balance 246,851 Row 5 · 2024-05-23 · Exercise / conversion · Acquired 2,084 · Balance 248,935 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.79 · Expires 2030-05-20 | Direct | 10,752 |
Reported balance
After 2024-05-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-05-22 · Exercise / conversion · Disposed 21,859 · Balance 10,752 F3: This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.79 · Expires 2030-05-20 | Direct | 2,084 |
Reported balance
After 2024-05-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-05-22 · Exercise / conversion · Disposed 5,208 · Balance 2,084 F3: This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.79 · Expires 2030-05-20 | Direct | 0 |
Reported balance
After 2024-05-23 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-05-23 · Exercise / conversion · Disposed 10,752 · Balance 0 F3: This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.79 · Expires 2030-05-20 | Direct | 0 |
Reported balance
After 2024-05-23 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-05-23 · Exercise / conversion · Disposed 2,084 · Balance 0 F3: This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month. |
| Common StockSEC Table I · non-derivative | IndirectThe Robert and Iran Mao Rev Trust DTD 04-06-2006 | 96,208 |
Reported balance
Holding disclosure · report date 2024-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 96,208 F2: Mr. Mao is a co-trustee and exercises shared voting and investment power. |
Filing footnotes · ownership attribution and instrument terms
F1: This figure is the weighted average sales price of multiple trades ranging from $13.81 to $13.95 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
F2: Mr. Mao is a co-trustee and exercises shared voting and investment power.
F3: This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2024 Filed May 24, 2024 20:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,084 | $7.79 Strike: $7.79 | $16,234.36 |
DisclosureSEC source: 0001421517-24-000104 · wk-form4_1716584139.xml · derivative · entry 10 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,084 shares Expires 2030-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,752 | $7.79 Strike: $7.79 | $83,758.08 |
DisclosureSEC source: 0001421517-24-000104 · wk-form4_1716584139.xml · derivative · entry 9 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,752 shares Expires 2030-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 2,084 | $7.79 | $16,234.36 |
DisclosureSEC source: 0001421517-24-000104 · wk-form4_1716584139.xml · nonDerivative · entry 5 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 10,752 | $7.79 | $83,758.08 |
DisclosureSEC source: 0001421517-24-000104 · wk-form4_1716584139.xml · nonDerivative · entry 4 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,208 | $7.79 Strike: $7.79 | $40,570.32 |
DisclosureSEC source: 0001421517-24-000104 · wk-form4_1716584139.xml · derivative · entry 8 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,084 Underlying: Common Stock · 5,208 shares Expires 2030-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,859 | $7.79 Strike: $7.79 | $170,281.61 |
DisclosureSEC source: 0001421517-24-000104 · wk-form4_1716584139.xml · derivative · entry 7 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,752 Underlying: Common Stock · 21,859 shares Expires 2030-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option was granted on May 20, 2020. 25% of the underlying shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 21,045 | $13.86 | $291,656.34 |
DisclosureSEC source: 0001421517-24-000104 · wk-form4_1716584139.xml · nonDerivative · entry 3 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,099 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $13.81 to $13.95 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 5,208 | $7.79 | $40,570.32 |
DisclosureSEC source: 0001421517-24-000104 · wk-form4_1716584139.xml · nonDerivative · entry 2 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 21,859 | $7.79 | $170,281.61 |
DisclosureSEC source: 0001421517-24-000104 · wk-form4_1716584139.xml · nonDerivative · entry 1 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,327 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · derivative · entry 13 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,327 shares Expires 2026-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock option (Grant #835) was granted on June 23, 2016 and is fully vested. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,303 | $0.00 Strike: $9.98 | $0.00 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · derivative · entry 12 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,303 shares Expires 2029-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock option (Grant #1132) was granted on June 13, 2019 and is fully vested. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,879 | $0.00 Strike: $8.49 | $0.00 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · derivative · entry 11 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,879 shares Expires 2028-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option (Grant #1016) was granted on June 14, 2018 and is fully vested. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,726 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · derivative · entry 10 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,726 shares Expires 2027-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option (Grant #916) was granted on June 22, 2017 and is fully vested. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,509 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · derivative · entry 9 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,509 shares Expires 2025-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option (Grant #753) was granted on June 23, 2015 and is fully vested. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 21,303 | $9.98 | $212,603.94 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 7 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 15,879 | $8.49 | $134,812.71 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 6 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 16,726 | $7.71 | $128,957.46 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 5 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 15,270 | $15.74 | $240,368.12 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 4 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,169 F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.385 to $16.03 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 15,327 | $8.60 | $131,812.20 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 3 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 20,509 | $15.74 | $322,877.29 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 2 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,112 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $15.39 to $16.02 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 20,509 | $2.92 | $59,886.28 |
DisclosureSEC source: 0001421517-24-000065 · wk-form4_1709762235.xml · nonDerivative · entry 1 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,883 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · derivative · entry 10 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,509 Underlying: Common Stock · 32,883 shares Expires 2025-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option (Grant #753) was granted on June 23, 2015, and is fully vested. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,142 | $0.00 Strike: $3.53 | $0.00 |
DisclosureSEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · derivative · entry 9 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,142 shares Expires 2025-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option (Grant #697) was granted on February 9, 2015, and is fully vested. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 32,883 | $16.21 | $532,901.90 |
DisclosureSEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 6 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,112 F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.96 to $16.58 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 5,142 | $16.22 | $83,403.24 |
DisclosureSEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 5 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,995 F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.96 to $16.58 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 32,883 | $2.92 | $96,018.36 |
DisclosureSEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 4 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 5,142 | $3.53 | $18,151.26 |
DisclosureSEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 3 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 39,314 | $0.00 Strike: $3.53 | $0.00 |
DisclosureSEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · derivative · entry 8 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,142 Underlying: Common Stock · 39,314 shares Expires 2025-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option (Grant #697) was granted on February 9, 2015, and is fully vested. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 39,314 | $15.58 | $612,512.12 |
DisclosureSEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 2 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,112 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $15.435 to $15.76 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 39,314 | $3.53 | $138,778.42 |
DisclosureSEC source: 0001421517-24-000063 · wk-form4_1709598932.xml · nonDerivative · entry 1 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,306 | $0.00 Strike: $13.96 | $0.00 |
DisclosureSEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · derivative · entry 7 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,845 Underlying: Common Stock · 6,306 shares Expires 2031-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option (Grant #1567) was granted on February 1, 2021. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 38,540 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · derivative · entry 6 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,292 Underlying: Common Stock · 38,540 shares Expires 2030-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option (Grant #1316) was granted on May 20, 2020. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,662 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · derivative · entry 5 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,611 Underlying: Common Stock · 26,662 shares Expires 2030-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option (Grant #1315) was granted on May 20, 2020. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 6,306 | $13.96 | $88,031.76 |
DisclosureSEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · nonDerivative · entry 3 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 38,540 | $7.79 | $300,226.60 |
DisclosureSEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · nonDerivative · entry 2 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 26,662 | $7.79 | $207,696.98 |
DisclosureSEC source: 0001421517-23-000205 · wk-form4_1699912883.xml · nonDerivative · entry 1 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 00:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 121,383 | $0.00 Strike: $13.96 | $0.00 |
DisclosureSEC source: 0001421517-23-000197 · wk-form4_1699490314.xml · derivative · entry 11 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,151 Underlying: Common Stock · 121,383 shares Expires 2031-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option was granted on February 1, 2021. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 00:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,168 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001421517-23-000197 · wk-form4_1699490314.xml · derivative · entry 10 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,832 Underlying: Common Stock · 4,168 shares Expires 2030-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option was granted on May 20, 2023. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 00:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 34,340 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001421517-23-000197 · wk-form4_1699490314.xml · derivative · entry 9 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,273 Underlying: Common Stock · 34,340 shares Expires 2030-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option was granted on May 20, 2023. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 00:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 121,383 | $18.02 | $2,187,321.66 |
DisclosureSEC source: 0001421517-23-000197 · wk-form4_1699490314.xml · nonDerivative · entry 6 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,604 F2 · price: This figure is the weighted average sales price of multiple trades ranging from $17.81 to $18.22 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 00:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 121,383 | $13.96 | $1,694,506.68 |
DisclosureSEC source: 0001421517-23-000197 · wk-form4_1699490314.xml · nonDerivative · entry 5 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 00:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 4,168 | $7.79 | $32,468.72 |
DisclosureSEC source: 0001421517-23-000197 · wk-form4_1699490314.xml · nonDerivative · entry 4 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 00:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 34,340 | $7.79 | $267,508.60 |
DisclosureSEC source: 0001421517-23-000197 · wk-form4_1699490314.xml · nonDerivative · entry 3 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2023 Filed Nov 9, 2023 00:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001421517-23-000197 · wk-form4_1699490314.xml · derivative · entry 8 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,613 Underlying: Common Stock · 130,000 shares Expires 2030-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option was granted on May 20, 2023. Read SEC document |
| November 06, 2023 Filed Nov 9, 2023 00:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 130,000 | $17.76 | $2,308,800.00 |
DisclosureSEC source: 0001421517-23-000197 · wk-form4_1699490314.xml · nonDerivative · entry 2 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,096 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $17.54 to $17.93 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| November 06, 2023 Filed Nov 9, 2023 00:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 130,000 | $7.79 | $1,012,700.00 |
DisclosureSEC source: 0001421517-23-000197 · wk-form4_1699490314.xml · nonDerivative · entry 1 Mao Robert Yu Lang · CIK 0001232218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2023 Filed Oct 30, 2023 21:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 4,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-23-000180 · wk-form4_1698702844.xml · nonDerivative · entry 1 Mao Robert Yu Lang · CIK 0001232218 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,096 F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock. F2 · shares: The annual Board of Directors restricted stock unit award was pro-rated based upon date of appointment and will fully vest on the 2024 Annual Meeting date, anticipated to be on or about June 6, 2024. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 20:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 32,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-23-000134 · wk-form4_1690488092.xml · nonDerivative · entry 1 Mao Robert Yu Lang · CIK 0001232218 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,943 F1 · shares: Represents the grant of restricted stock units to the reporting person. Each restrictive stock unit represents a contingent right to receive one (1) share of the issuer's common stock at settlement. F2 · shares: These employee restricted stock units were granted on the transaction date. One third of the restricted stock units will vest on each of the first three anniversaries of the grant date. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 23:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 14,012 | $21.41 | $299,996.92 |
DisclosureSEC source: 0001421517-23-000013 · wf-form4_167529432949165.xml · nonDerivative · entry 1 MAO ROBERT YU LANG · CIK 0001232218 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,248 F1 · security: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vests on the first four anniversaries of the grant date. F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 21:59 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,236 | $5.43 Strike: $5.43 | $82,731.48 |
DisclosureSEC source: 0001421517-22-000126 · wf-form4_166025515222146.xml · derivative · entry 7 MAO ROBERT YU LANG · CIK 0001232218 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,236 shares Expires 2023-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option was granted on 9/3/2013. All the options are fully vested and exercisable on the date of the 2014 Shareholder Meeting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.