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Leal James

Disclosed activity across 1 company

Tapewire entity
90542
SEC CIK
0001866570

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TANDEM DIABETES CARE INCTNDM · Entity 4682Chief Manufacturing OfficerMay 23, 2024May 28, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TANDEM DIABETES CARE INC

Report date May 23, 2024 · Filed May 28, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,876 Ending reported balance After 2024-05-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-05-28 · Exercise / conversion · Acquired 310 · Balance 17,005

Row 2 · 2024-05-28 · Tax withholding · Disposed 129 · Balance 16,876

F1: Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect16,257 Reported balance After 2024-05-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-05-23 · Grant · Acquired 16,257 · Balance 16,257

F2: Awarded on May 23, 2024 pursuant to the Tandem Diabetes Care, Inc. 2023 Long-Term Incentive Plan (the 2023 Plan).

F3: Each restricted stock unit (RSU) represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2023 Plan.

F4: RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on 5/15/2025, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-05-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-05-28 · Exercise / conversion · Disposed 310 · Balance 0

F5: Awarded on May 27, 2020 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan).

F6: Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.

F7: RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on the one year anniversary of the grant date, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter, subject to the terms of the 2013 Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.

F2: Awarded on May 23, 2024 pursuant to the Tandem Diabetes Care, Inc. 2023 Long-Term Incentive Plan (the 2023 Plan).

F3: Each restricted stock unit (RSU) represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2023 Plan.

F4: RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on 5/15/2025, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter.

F5: Awarded on May 27, 2020 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan).

F6: Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.

F7: RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on the one year anniversary of the grant date, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter, subject to the terms of the 2013 Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2021 Filed Dec 1, 2021 19:59 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 1,667 $51.50 $85,850.50
Disclosure

SEC source: 0001438133-21-000226 · wf-form4_163840673830554.xml · nonDerivative · entry 3

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 19:59 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Tax withholdingCommon Stock 154 $129.66 $19,967.64
Disclosure

SEC source: 0001438133-21-000226 · wf-form4_163840673830554.xml · nonDerivative · entry 2

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008

F1 · kind: Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 19:59 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001438133-21-000226 · wf-form4_163840673830554.xml · nonDerivative · entry 1

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 16:35 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 GrantCommon Stock 101 $69.39 $7,008.39
Disclosure

SEC source: 0001438133-21-000207 · wf-form4_163718493616315.xml · nonDerivative · entry 1

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,852

F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 18, 2021 through November 15, 2021. This transaction is also exempt under Rule 16b-3(c).

Read SEC document
October 27, 2021 Filed Oct 28, 2021 17:07 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionStock Option · Derivative 238 $82.34 Strike: $82.34 $19,596.92
Disclosure

SEC source: 0001438133-21-000188 · wf-form4_163545525610710.xml · derivative · entry 5

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,386

Underlying: Common Stock · 238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested as to twenty-five (25%) of the underlying shares on 5/27/2021, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter, subject to the 2013 Plan.

F4 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 17:07 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionStock Option · Derivative 1,666 $51.50 Strike: $51.50 $85,799.00
Disclosure

SEC source: 0001438133-21-000188 · wf-form4_163545525610710.xml · derivative · entry 4

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested as to twenty-five (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter, subject to the terms of Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").

F4 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 17:07 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 SaleCommon Stock 1,904 $130.34 $248,167.36
Disclosure

SEC source: 0001438133-21-000188 · wf-form4_163545525610710.xml · nonDerivative · entry 3

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 17:07 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 238 $82.34 $19,596.92
Disclosure

SEC source: 0001438133-21-000188 · wf-form4_163545525610710.xml · nonDerivative · entry 2

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 17:07 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 1,666 $51.50 $85,799.00
Disclosure

SEC source: 0001438133-21-000188 · wf-form4_163545525610710.xml · nonDerivative · entry 1

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 16:46 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionStock Option · Derivative 238 $82.34 Strike: $82.34 $19,596.92
Disclosure

SEC source: 0001438133-21-000178 · wf-form4_163294839352691.xml · derivative · entry 7

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,624

Underlying: Common Stock · 238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options vested as to twenty-five (25%) of the underlying shares on 5/27/2021, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter, subject to the 2013 Plan.

F7 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 16:46 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionStock Option · Derivative 1,667 $51.50 Strike: $51.50 $85,850.50
Disclosure

SEC source: 0001438133-21-000178 · wf-form4_163294839352691.xml · derivative · entry 6

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,333

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vested as to twenty-five (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter, subject to the terms of Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").

F7 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 16:46 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 SaleCommon Stock 1,044 $122.71 $128,109.24
Disclosure

SEC source: 0001438133-21-000178 · wf-form4_163294839352691.xml · nonDerivative · entry 5

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

F5 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $122.18 to $122.93. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 16:46 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 SaleCommon Stock 201 $121.99 $24,519.99
Disclosure

SEC source: 0001438133-21-000178 · wf-form4_163294839352691.xml · nonDerivative · entry 4

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,795

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $121.04 to $122.03. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 16:46 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 SaleCommon Stock 660 $120.08 $79,252.80
Disclosure

SEC source: 0001438133-21-000178 · wf-form4_163294839352691.xml · nonDerivative · entry 3

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,996

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $120.00 to $120.63. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 16:46 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 238 $82.34 $19,596.92
Disclosure

SEC source: 0001438133-21-000178 · wf-form4_163294839352691.xml · nonDerivative · entry 2

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 16:46 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 1,667 $51.50 $85,850.50
Disclosure

SEC source: 0001438133-21-000178 · wf-form4_163294839352691.xml · nonDerivative · entry 1

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:38 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionStock Option · Derivative 3,574 $82.34 Strike: $82.34 $294,283.16
Disclosure

SEC source: 0001438133-21-000163 · wf-form4_163121987607887.xml · derivative · entry 3

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,862

Underlying: Common Stock · 3,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested as to twenty-five (25%) of the underlying shares on 5/27/2021, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter, subject to the terms of Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").

F4 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:38 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 SaleCommon Stock 3,574 $123.00 $439,602.00
Disclosure

SEC source: 0001438133-21-000163 · wf-form4_163121987607887.xml · nonDerivative · entry 2

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:38 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 3,574 $82.34 $294,283.16
Disclosure

SEC source: 0001438133-21-000163 · wf-form4_163121987607887.xml · nonDerivative · entry 1

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 16:38 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionStock Option · Derivative 1,667 $51.50 Strike: $51.50 $85,850.50
Disclosure

SEC source: 0001438133-21-000151 · wf-form4_163044226973410.xml · derivative · entry 7

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options vested as to twenty-five (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter, subject to the terms of Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").

F9 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 16:38 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionRestricted Stock Unit · Derivative 309 $0.00 $0.00
Disclosure

SEC source: 0001438133-21-000151 · wf-form4_163044226973410.xml · derivative · entry 6

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

Underlying: Common Stock · 309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan (the 2013 Plan).

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F7 · derivative.exercise_date: RSU vested as to twenty-five percent (25%) of the total number of shares subject to the RSU on 5/27/2021, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter.

F7 · derivative.expiration_date: RSU vested as to twenty-five percent (25%) of the total number of shares subject to the RSU on 5/27/2021, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 16:38 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 SaleCommon Stock 167 $111.12 $18,557.04
Disclosure

SEC source: 0001438133-21-000151 · wf-form4_163044226973410.xml · nonDerivative · entry 5

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

F3 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 16:38 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 SaleCommon Stock 1,500 $110.59 $165,885.00
Disclosure

SEC source: 0001438133-21-000151 · wf-form4_163044226973410.xml · nonDerivative · entry 4

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

F3 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

F4 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $110.00 to $110.98. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 16:38 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 1,667 $51.50 $85,850.50
Disclosure

SEC source: 0001438133-21-000151 · wf-form4_163044226973410.xml · nonDerivative · entry 3

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 16:38 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Tax withholdingCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001438133-21-000151 · wf-form4_163044226973410.xml · nonDerivative · entry 2

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

F1 · kind: Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 16:38 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 309 $0.00 $0.00
Disclosure

SEC source: 0001438133-21-000151 · wf-form4_163044226973410.xml · nonDerivative · entry 1

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2021 Filed Jul 29, 2021 17:49 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionStock Option · Derivative 1,666 $51.50 Strike: $51.50 $85,799.00
Disclosure

SEC source: 0001438133-21-000108 · wf-form4_162759527141267.xml · derivative · entry 3

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,667

Underlying: Common Stock · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested as to twenty-five percent (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter, subject to the terms of Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").

F5 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

Read SEC document
July 27, 2021 Filed Jul 29, 2021 17:49 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 SaleCommon Stock 1,666 $102.25 $170,349.17
Disclosure

SEC source: 0001438133-21-000108 · wf-form4_162759527141267.xml · nonDerivative · entry 2

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,596

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

F3 · price: The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $102.17 to $102.26. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Read SEC document
July 27, 2021 Filed Jul 29, 2021 17:49 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 1,666 $51.50 $85,799.00
Disclosure

SEC source: 0001438133-21-000108 · wf-form4_162759527141267.xml · nonDerivative · entry 1

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 17:47 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionStock Option · Derivative 468 $9.00 Strike: $9.00 $4,212.00
Disclosure

SEC source: 0001438133-21-000106 · wf-form4_162508960433428.xml · derivative · entry 5

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested as to twenty-five percent (25%) of the underlying shares on 5/17/2018, and the remaining shares vested in thirty-six (36) equal monthly installments thereafter.

F4 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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June 28, 2021 Filed Jun 30, 2021 17:47 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionStock Option · Derivative 6,667 $51.50 Strike: $51.50 $343,350.50
Disclosure

SEC source: 0001438133-21-000106 · wf-form4_162508960433428.xml · derivative · entry 4

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested as to twenty-five percent (25%) of the underlying shares on 2/15/2020, and the remaining shares shall vest in thirty-six (36) equal monthly installments thereafter, subject to the terms of Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").

F4 · derivative.expiration_date: The expiration date for these options is 10 years from the date of grant.

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June 28, 2021 Filed Jun 30, 2021 17:47 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 SaleCommon Stock 7,135 $100.00 $713,500.00
Disclosure

SEC source: 0001438133-21-000106 · wf-form4_162508960433428.xml · nonDerivative · entry 3

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,596

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.

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June 28, 2021 Filed Jun 30, 2021 17:47 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 468 $9.00 $4,212.00
Disclosure

SEC source: 0001438133-21-000106 · wf-form4_162508960433428.xml · nonDerivative · entry 2

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 17:47 UTC TANDEM DIABETES CARE INC TNDM · Entity 4682 Exercise / conversionCommon Stock 6,667 $51.50 $343,350.50
Disclosure

SEC source: 0001438133-21-000106 · wf-form4_162508960433428.xml · nonDerivative · entry 1

Leal James · CIK 0001866570 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock received upon exercise of a stock option award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.