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Momen Ronnie

Disclosed activity across 1 company

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90478
SEC CIK
0001747276

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Happen, Inc.LC · Entity 4526Bank-Chief Business OfficerMay 25, 2024May 29, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Happen, Inc.

Report date May 25, 2024 · Filed May 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect272,907 Ending reported balance After 2024-05-25 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-05-25 · Exercise / conversion · Acquired 10,270 · Balance 266,302

F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Row 2 · 2024-05-25 · Exercise / conversion · Acquired 13,948 · Balance 280,250

F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Row 3 · 2024-05-25 · Exercise / conversion · Acquired 12,274 · Balance 292,524

F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Row 4 · 2024-05-25 · Tax withholding · Disposed 19,617 · Balance 272,907

F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct30,810 Reported balance After 2024-05-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-05-25 · Exercise / conversion · Disposed 10,270 · Balance 30,810

F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4: Not applicable.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct97,636 Reported balance After 2024-05-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-05-25 · Exercise / conversion · Disposed 13,948 · Balance 97,636

F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4: Not applicable.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct135,015 Reported balance After 2024-05-25 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-05-25 · Exercise / conversion · Disposed 12,274 · Balance 135,015

F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

F3: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4: Not applicable.

F5: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F6: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2024 Filed May 29, 2024 22:27 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,274 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016835 · form4.xml · derivative · entry 7

Momen Ronnie · CIK 0001747276 · Bank-Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,015

Underlying: Common Stock · 12,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2024 Filed May 29, 2024 22:27 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,948 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016835 · form4.xml · derivative · entry 6

Momen Ronnie · CIK 0001747276 · Bank-Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,636

Underlying: Common Stock · 13,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2024 Filed May 29, 2024 22:27 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016835 · form4.xml · derivative · entry 5

Momen Ronnie · CIK 0001747276 · Bank-Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,810

Underlying: Common Stock · 10,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2024 Filed May 29, 2024 22:27 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 19,617 $9.02 $176,945.34
Disclosure

SEC source: 0001127602-24-016835 · form4.xml · nonDerivative · entry 4

Momen Ronnie · CIK 0001747276 · Bank-Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,907

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2024 Filed May 29, 2024 22:27 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 12,274 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016835 · form4.xml · nonDerivative · entry 3

Momen Ronnie · CIK 0001747276 · Bank-Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2024 Filed May 29, 2024 22:27 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 13,948 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016835 · form4.xml · nonDerivative · entry 2

Momen Ronnie · CIK 0001747276 · Bank-Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2024 Filed May 29, 2024 22:27 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 10,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016835 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 08, 2024 Filed May 10, 2024 21:14 UTC Happen, Inc. LC · Entity 4526 GiftCommon Stock 5,972 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015024 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,032

F1 · shares: Does not represent a sale of shares. Represents the transfer of 5,972 shares by the Reporting Person of Issuer common stock by bona fide gift.

Read SEC document
March 21, 2024 Filed Mar 26, 2024 00:34 UTC Happen, Inc. LC · Entity 4526 GrantRestricted Stock Unit (RSU) · Derivative 147,289 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011144 · form4.xml · derivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,289

Underlying: Common Stock · 147,289 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,948 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · derivative · entry 9

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,584

Underlying: Common Stock · 13,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · derivative · entry 8

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,080

Underlying: Common Stock · 10,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,755 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · derivative · entry 7

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · derivative · entry 6

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 22,596 $8.15 $184,157.40
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · nonDerivative · entry 5

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,004

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 13,948 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · nonDerivative · entry 4

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 10,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · nonDerivative · entry 3

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 9,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · nonDerivative · entry 2

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 23:13 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 6,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007321 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:47 UTC Happen, Inc. LC · Entity 4526 GiftCommon Stock 6,356 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005246 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,909

F1 · shares: Does not represent a sale of shares. Represents the transfer of 6,356 shares by the Reporting Person of Issuer common stock by bona fide gift.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 23:40 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,948 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028370 · form4.xml · derivative · entry 9

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,532

Underlying: Common Stock · 13,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 23:40 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028370 · form4.xml · derivative · entry 8

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,350

Underlying: Common Stock · 10,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 23:40 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,755 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028370 · form4.xml · derivative · entry 7

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,755

Underlying: Common Stock · 9,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 23:40 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028370 · form4.xml · derivative · entry 6

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,718

Underlying: Common Stock · 6,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 23:40 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 21,427 $5.61 $120,205.47
Disclosure

SEC source: 0001127602-23-028370 · form4.xml · nonDerivative · entry 5

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,265

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 23:40 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 13,948 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028370 · form4.xml · nonDerivative · entry 4

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 23:40 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 10,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028370 · form4.xml · nonDerivative · entry 3

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 23:40 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 9,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028370 · form4.xml · nonDerivative · entry 2

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 23:40 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 6,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028370 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 23:57 UTC Happen, Inc. LC · Entity 4526 GiftCommon Stock 6,356 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028165 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,001

F1 · shares: Transaction represents the transfer of 6,356 shares by the Reporting Person of Issuer common stock by bona fide gift.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:42 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,948 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023402 · form4.xml · derivative · entry 9

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,480

Underlying: Common Stock · 13,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:42 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023402 · form4.xml · derivative · entry 8

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,620

Underlying: Common Stock · 10,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:42 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,755 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023402 · form4.xml · derivative · entry 7

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,510

Underlying: Common Stock · 9,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:42 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023402 · form4.xml · derivative · entry 6

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,436

Underlying: Common Stock · 6,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:42 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 21,427 $6.88 $147,417.76
Disclosure

SEC source: 0001127602-23-023402 · form4.xml · nonDerivative · entry 5

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,357

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:42 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 13,948 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023402 · form4.xml · nonDerivative · entry 4

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:42 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 10,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023402 · form4.xml · nonDerivative · entry 3

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:42 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 9,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023402 · form4.xml · nonDerivative · entry 2

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:42 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 6,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023402 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 23:10 UTC Happen, Inc. LC · Entity 4526 GiftCommon Stock 14,354 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023027 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,093

F1 · shares: Transaction represents the transfer of 14,354 shares by the Reporting Person of Issuer common stock by bona fide gift.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:12 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 51,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019085 · form4.xml · derivative · entry 4

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on June 15, 2023.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:12 UTC Happen, Inc. LC · Entity 4526 GrantRestricted Stock Unit (RSU) · Derivative 51,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019085 · form4.xml · derivative · entry 3

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,185

Underlying: Common Stock · 51,185 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of June 2020 through May 2023. The RSUs vested as to 100% of the total shares on June 15, 2023.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:12 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 26,949 $9.41 $253,590.09
Disclosure

SEC source: 0001127602-23-019085 · form4.xml · nonDerivative · entry 2

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,447

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:12 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 51,185 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019085 · form4.xml · nonDerivative · entry 1

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:18 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,948 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017095 · form4.xml · derivative · entry 9

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,428

Underlying: Common Stock · 13,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:18 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017095 · form4.xml · derivative · entry 8

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,890

Underlying: Common Stock · 10,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:18 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017095 · form4.xml · derivative · entry 7

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,265

Underlying: Common Stock · 9,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:18 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017095 · form4.xml · derivative · entry 6

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,154

Underlying: Common Stock · 6,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:18 UTC Happen, Inc. LC · Entity 4526 Tax withholdingCommon Stock 21,426 $8.10 $173,550.60
Disclosure

SEC source: 0001127602-23-017095 · form4.xml · nonDerivative · entry 5

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,211

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:18 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 13,948 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017095 · form4.xml · nonDerivative · entry 4

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
May 25, 2023 Filed May 30, 2023 23:18 UTC Happen, Inc. LC · Entity 4526 Exercise / conversionCommon Stock 10,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017095 · form4.xml · nonDerivative · entry 3

Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.