Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROWN FORMAN CORP
Report date July 06, 2023 · Filed June 05, 2024
Section 16 reporting ended · disclosed 2024-06-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B CommonSEC Table I · non-derivative | Direct | 691,537 |
Reported balance
After 2023-07-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-07-06 · Gift · Acquired 12,776 · Balance 691,537 F1: Balance updated to reflect the effect of transactions that occurred after the reporting person's departure from the issuer's board of directors. |
| Class B CommonSEC Table I · non-derivative | IndirectBy Spouse | 7,201 |
Reported balance
Holding disclosure · report date 2023-07-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,201 |
| Class B CommonSEC Table I · non-derivative | IndirectCLB Trust fbo Child-1 | 38,678 |
Reported balance
Holding disclosure · report date 2023-07-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 38,678 |
| Class B CommonSEC Table I · non-derivative | IndirectCLB Trust fbo Child-2 | 41,474 |
Reported balance
Holding disclosure · report date 2023-07-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 41,474 |
| Class B CommonSEC Table I · non-derivative | IndirectCLB Trust fbo Child-3 | 41,474 |
Reported balance
Holding disclosure · report date 2023-07-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 41,474 |
| Class B CommonSEC Table I · non-derivative | IndirectHebe Exempt Trust fbo ABH | 38,102 |
Reported balance
Holding disclosure · report date 2023-07-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 38,102 |
| Class B CommonSEC Table I · non-derivative | IndirectTrust fbo Augusta Holland | 22,991 |
Reported balance
Holding disclosure · report date 2023-07-06 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 22,991 |
| Class B CommonSEC Table I · non-derivative | IndirectHolland Family Trust | 2,262 |
Reported balance
Holding disclosure · report date 2023-07-06 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,262 |
Filing footnotes · ownership attribution and instrument terms
F1: Balance updated to reflect the effect of transactions that occurred after the reporting person's departure from the issuer's board of directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 11, 2023 Filed Jul 12, 2023 22:52 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 16,922 | $66.19 | $1,120,067.18 |
DisclosureSEC source: 0000014693-23-000096 · wk-form4_1689202343.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 679,982 F1 · kind: On July 11, 2023, the reporting person transferred 16,922 Class B shares to a family trust in exchange for other assets. Read SEC document |
| July 06, 2023 Filed Jun 5, 2024 22:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 12,776 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000079 · wk-form4_1717625737.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Former Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 691,537 F1 · balance_after: Balance updated to reflect the effect of transactions that occurred after the reporting person's departure from the issuer's board of directors. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 22:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 150 | $66.96 | $10,044.00 |
DisclosureSEC source: 0000014693-23-000094 · wk-form4_1688596113.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Holland Family Trust Disclosed balance after: 2,262 Read SEC document |
| January 23, 2023 Filed Jun 9, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,586 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 4 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,005,089 Read SEC document |
| January 19, 2023 Filed Jun 9, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 15,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 8 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 696,904 Read SEC document |
| January 05, 2023 Filed Jun 9, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 6 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,742 Read SEC document |
| January 05, 2023 Filed Jun 9, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 3 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,006,675 Read SEC document |
| December 22, 2022 Filed Jun 9, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 5 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 6,484 Read SEC document |
| December 22, 2022 Filed Jun 9, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 2 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,006,417 Read SEC document |
| October 06, 2022 Filed Jun 9, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,006,182 Read SEC document |
| August 15, 2022 Filed Jun 9, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 7,344 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000067 · wk-form4_1686344620.xml · nonDerivative · entry 7 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 681,599 Read SEC document |
| December 13, 2021 Filed Jun 3, 2022 23:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000057 · wf-form4_165429949828475.xml · nonDerivative · entry 4 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,249 Read SEC document |
| December 13, 2021 Filed Jun 3, 2022 23:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000057 · wf-form4_165429949828475.xml · nonDerivative · entry 3 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,659 Read SEC document |
| December 13, 2021 Filed Jun 3, 2022 23:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,418 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000057 · wf-form4_165429949828475.xml · nonDerivative · entry 2 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,434 Read SEC document |
| October 04, 2021 Filed Jun 3, 2022 23:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 3,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000057 · wf-form4_165429949828475.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,255 F1 · balance_after: Total updated to reflect pro rata distribution of 46,250 Class A shares received from a family entity. Read SEC document |
| January 07, 2021 Filed Jun 3, 2021 21:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 3,363 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 6 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,277 Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 21:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 3,413 | $68.86 | $235,019.18 |
DisclosureSEC source: 0000014693-20-000147 · wf-form4_160202048423982.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010,027 F1 · kind: On October 2, 2020, the reporting person exchanged Class A shares for other assets held by a family trust. Read SEC document |
| October 01, 2020 Filed Jun 3, 2021 21:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 5 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,024 Read SEC document |
| October 01, 2020 Filed Jun 3, 2021 21:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 4 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,852 Read SEC document |
| October 01, 2020 Filed Jun 3, 2021 21:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 3 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,627 Read SEC document |
| September 25, 2020 Filed Jun 3, 2021 21:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 2 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,914 Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,717.8226 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000118 · wf-form4_159649042245990.xml · derivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,413.4426 Underlying: Class A Common · 2,717.8226 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| March 09, 2020 Filed Jun 3, 2021 21:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 4,814 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000069 · wf-form4_162275519098286.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,848 Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 21:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 5,495 | $63.59 | $349,399.58 |
DisclosureSEC source: 0000014693-19-000191 · wf-form4_157610087593451.xml · nonDerivative · entry 2 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,034 F2 · kind: On December 10, 2019, the reporting person exchanged Class B shares for other assets held by a family trust. Read SEC document |
| November 25, 2019 Filed Jun 3, 2020 21:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000056 · wf-form4_159121941539147.xml · nonDerivative · entry 3 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,799 Read SEC document |
| November 25, 2019 Filed Jun 3, 2020 21:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000056 · wf-form4_159121941539147.xml · nonDerivative · entry 2 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,440 Read SEC document |
| October 01, 2019 Filed Dec 11, 2019 21:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 3,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000191 · wf-form4_157610087593451.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,529 F1 · balance_after: Total has been updated to reflect the acquisition of 195,120 shares from a pro rata distribution by a limited liability company on July 26, 2019. Read SEC document |
| October 01, 2019 Filed Jun 3, 2020 21:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000056 · wf-form4_159121941539147.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,200 Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 22:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,530.9336 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000149 · wf-form4_156443897661566.xml · derivative · entry 8 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,569.2179 Underlying: Class A Common · 2,530.9336 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Read SEC document |
| July 05, 2019 Filed Jul 29, 2019 22:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 36,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000149 · wf-form4_156443897661566.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Hebe Exempt Trust fbo ABH Disclosed balance after: 38,102 Read SEC document |
| November 14, 2018 Filed Jun 5, 2019 22:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 6 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-3 Disclosed balance after: 6,293 F1 · balance_after: The reporting person will no longer report beneficial ownership of the following shares due to her and/or her husband's resignation as trustee in December 2018: Trust fbo Child-1; Trust fbo Child-2; Trust fbo Child-3; ABH GRAT 2007; ABH GRAT 2011; Holland Family Trust. Read SEC document |
| November 14, 2018 Filed Jun 5, 2019 22:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 5 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Child-2 Disclosed balance after: 6,293 F1 · balance_after: The reporting person will no longer report beneficial ownership of the following shares due to her and/or her husband's resignation as trustee in December 2018: Trust fbo Child-1; Trust fbo Child-2; Trust fbo Child-3; ABH GRAT 2007; ABH GRAT 2011; Holland Family Trust. Read SEC document |
| November 14, 2018 Filed Jun 5, 2019 22:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 4 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-1 Disclosed balance after: 8,375 F1 · balance_after: The reporting person will no longer report beneficial ownership of the following shares due to her and/or her husband's resignation as trustee in December 2018: Trust fbo Child-1; Trust fbo Child-2; Trust fbo Child-3; ABH GRAT 2007; ABH GRAT 2011; Holland Family Trust. Read SEC document |
| November 14, 2018 Filed Jun 5, 2019 22:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 3 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,559 Read SEC document |
| November 14, 2018 Filed Jun 5, 2019 22:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 2 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,800 Read SEC document |
| October 03, 2018 Filed Jun 5, 2019 22:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000084 · wf-form4_155977343222763.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,485 Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,121.7712 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000140 · wf-form4_153299134328730.xml · derivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,936.3423 Underlying: Class A Common · 2,121.7712 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend. Read SEC document |
| December 28, 2017 Filed Jun 14, 2018 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 6 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-3 Disclosed balance after: 5,978 Read SEC document |
| December 28, 2017 Filed Jun 14, 2018 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 5 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-2 Disclosed balance after: 5,978 Read SEC document |
| December 28, 2017 Filed Jun 14, 2018 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 4 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Child-1 Disclosed balance after: 8,060 Read SEC document |
| December 28, 2017 Filed Jun 14, 2018 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 3 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,244 Read SEC document |
| December 28, 2017 Filed Jun 14, 2018 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 2 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,335 Read SEC document |
| October 20, 2017 Filed Jun 14, 2018 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,577 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,124 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,200.5358 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000158 · wf-form4_150154336684715.xml · derivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,636.826 Underlying: Class A Common · 2,200.5358 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| March 23, 2017 Filed Mar 28, 2017 00:08 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000036 · wf-form4_149065972428502.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,701 Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 2,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000014693-17-000030 · wf-form4_149013887813741.xml · nonDerivative · entry 3 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Eleanor Lee Trusts Disclosed balance after: 23,640 F3 · kind: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B shares in exchange for an interest in a limited liability company. F3 · price: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B shares in exchange for an interest in a limited liability company. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 23:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 212,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000030 · wf-form4_149013887813741.xml · nonDerivative · entry 2 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 22,270 F2 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017. Read SEC document |
| January 12, 2017 Filed Mar 21, 2017 23:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 157,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000030 · wf-form4_149013887813741.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CLB 2012 Trust Disclosed balance after: 24,546 F1 · balance_after: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 23:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 115,020 | $46.51 | $5,349,580.20 |
DisclosureSEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 10 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · OB3 GST Exempt Trust Disclosed balance after: 175,964 F8 · kind: On December 22, 2016, a limited partnership transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership. F9 · balance_after: Reflects the acquisition of 30,472 additional shares in the August 2016 stock split. Read SEC document |
| October 10, 2016 Filed Dec 27, 2016 23:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-16-000265 · wf-form4_148287993380292.xml · nonDerivative · entry 9 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust fbo Children Disclosed balance after: 233,564 F7 · balance_after: Reflects the acquisition of 115,886 additional shares in the August 2016 stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.