Sotos Christopher S

SEC source: 0001179110-21-000224 · edgar.xml · derivative · entry 8

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 3,433 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-21-000224 · edgar.xml · derivative · entry 7

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

Underlying: Class C Common Stock, par value $.01 per share · 3,433 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F7 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-21-000224 · edgar.xml · derivative · entry 6

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 59,399 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Mr. Sotos was issued 39,599 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2018. Based on the Company reaching a certain level of total shareholder return ("TSR"), 59,399 RPSUs vested on January 2, 2021.

F6 · derivative.exercise_price: Mr. Sotos was entitled to receive (i) a maximum of 59,399 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 39,599 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 9,900 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

SEC source: 0001179110-21-000224 · edgar.xml · nonDerivative · entry 5

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,562

F8 · price: Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 29,567 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

SEC source: 0001179110-21-000224 · edgar.xml · nonDerivative · entry 4

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: In connection with the vesting of the RPSUs described above, a previously accrued 6,868 dividend equivalent rights ("DERs") and an incremental 3,433 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 8,908 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-21-000224 · edgar.xml · nonDerivative · entry 3

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Mr. Sotos was issued 39,599 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 2, 2018. Based on the Company reaching a certain level of total shareholder return ("TSR"), 59,399 RPSUs vested on January 2, 2021.

F6 · price: Mr. Sotos was entitled to receive (i) a maximum of 59,399 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 39,599 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 9,900 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

SEC source: 0001179110-21-000224 · edgar.xml · nonDerivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,297

F3 · price: On January 2, 2019, Mr. Sotos was issued 29,307 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2021, 9,759 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,532 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 923 DERs converted to Class C Common Stock, resulting in the reporting person holding 15,776 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-21-000224 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,829

F1 · price: On January 2, 2018, Mr. Sotos was issued 21,263 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2021, 7,102 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,793 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 1,231 DERs converted to Class C Common Stock, resulting in the reporting person holding 16,699 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-20-011658 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,622

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 17,930 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-20-009555 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,244

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 15,552 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-20-006881 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,509

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 12,817 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-20-004954 · edgar.xml · derivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,792

Underlying: Class C Common Stock, par value $.01 per share · 85,188 shares

Expires 2023-04-15

F4 · derivative.exercise_price: The Reporting Person was issued 56,792 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on April 15, 2020. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on April 15, 2023 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F5 · balance_after: Reporting Person will receive (i) a maximum of 85,188 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 56,792 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 14,198 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

SEC source: 0001179110-20-004954 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,449

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Mr. Sotos under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP").

F2 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F3 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversaryof the date of the grant.

SEC source: 0001179110-20-003095 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,433

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 10,757 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-20-000308 · edgar.xml · nonDerivative · entry 3

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,347

F5 · price: On January 3, 2017, Mr. Sotos was issued 26,274 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under the LTIP. These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2020, 8,776 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,998 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F6 · balance_after: In connection with the vesting of the RSUs described above, 1,703 DERs converted to Class C Common Stock, resulting in the reporting person holding 17,130 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-20-000394 · edgar.xml · derivative · entry 6

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 4,355 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-20-000394 · edgar.xml · derivative · entry 5

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355

Underlying: Class C Common Stock, par value $.01 per share · 4,355 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

F3 · derivative.exercise_date: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-20-000394 · edgar.xml · derivative · entry 4

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock, par value $.01 per share · 61,815 shares

Expires 2020-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Mr. Sotos was issued 39,375 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 3, 2017. Based on the Company reaching a certain level of total shareholder return ("TSR"), 61,815 RPSUs vested on January 3, 2020.

F2 · derivative.exercise_price: Mr. Sotos was entitled to receive (i) a maximum of 78,750 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 39,750 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,935 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

SEC source: 0001179110-20-000394 · edgar.xml · nonDerivative · entry 3

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,165

F4 · price: Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 36,352 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

SEC source: 0001179110-20-000394 · edgar.xml · nonDerivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: In connection with the vesting of the RPSUs described above, a previously accrued 7,641 dividend equivalent rights ("DERs") and an incremental 4,355 DERs vested and converted to Class C Common Stock resulting in the reporting person holding 9,489 DERs that may only be settled in Class C Common Stock. DERs accrue on the reporting person's outstanding RSUs and RPSUs, which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each DER is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-20-000394 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Mr. Sotos was issued 39,375 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) (the "Company") under the Company's Amended and Restated 2013 Equity Incentive Plan (the "LTIP") on January 3, 2017. Based on the Company reaching a certain level of total shareholder return ("TSR"), 61,815 RPSUs vested on January 3, 2020.

F2 · price: Mr. Sotos was entitled to receive (i) a maximum of 78,750 shares of Class C Common Stock if Company's TSR ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 39,750 shares if Company's TSR ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR was less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,935 shares if Company's TSR ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person would not have received any shares if Company's TSR was below the 25th percentile relative to the Peer Group for the performance period.

SEC source: 0001179110-20-000308 · edgar.xml · nonDerivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,345

F3 · price: On January 2, 2018, Mr. Sotos was issued 21,263 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2020, 7,081 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,000 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F4 · balance_after: In connection with the vesting of the RSUs described above, 884 DERs converted to Class C Common Stock, resulting in the reporting person holding 18,833 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-20-000308 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,345

F1 · price: On January 2, 2019, Mr. Sotos was issued 29,307 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2020, 9,759 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,738 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 480 DERs converted to Class C Common Stock, resulting in the reporting person holding 19,717 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-19-012350 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,083

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 20,197 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 1 share to the number of dividend equivalent rights as a result of rounding fractional shares.

SEC source: 0001179110-19-010118 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,969

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 18,083 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-19-007194 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,694

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 15,808 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-19-003612 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,100

SEC source: 0001179110-19-003280 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,113

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 13,227 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-19-000561 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,406

F1 · price: On August 8, 2016, Mr. Sotos was issued 80,192 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on January 2, 2017. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 4, 2019, 66,559 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 38,165 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 11,524 DERs converted to Class C Common Stock, resulting in the reporting person holding 10,520 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-19-000429 · edgar.xml · nonDerivative · entry 3

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,571

F6 · price: On January 3, 2017, Mr. Sotos was issued 26,274 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under the LTIP. These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 3, 2019, 8,749 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,590 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F7 · balance_after: In connection with the vesting of the RSUs described above, 1,207 DERs converted to Class C Common Stock, resulting in the reporting person holding 22,044 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-19-000429 · edgar.xml · derivative · entry 4

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,671

Underlying: Class C Common Stock, par value $.01 per share · 82,006 shares

Expires 2022-01-02

F8 · derivative.exercise_price: The Reporting Person was issued 54,671 Relative Performance Stock Units ("RPSUs") by Clearway Energy, Inc. under the LTIP on January 2, 2019. The RPSUs will convert to shares of Clearway Energy, Inc. Class C Common Stock on January 2, 2022 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F9 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 82,006 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 54,671 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 13,667 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile.

SEC source: 0001179110-19-000429 · edgar.xml · nonDerivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,161

F3 · shares: Represents RSUs issued to Mr. Sotos under the LTIP.

F4 · price: Each RSU is equivalent in value to one share of Clearway Energy, Inc.'s Class C Common Stock, par value $.01 per share.

F5 · balance_after: The Reporting Person will receive from Clearway Energy, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary of the date of the grant.

SEC source: 0001179110-19-000429 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,854

F1 · price: On January 2, 2018, Mr. Sotos was issued 21,263 Restricted Stock Units ("RSUs") by Clearway Energy, Inc. (f/k/a NRG Yield, Inc.) under Clearway Energy Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP"). These RSUs vest ratably over a three-year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of Clearway Energy Inc., par value $.01 per share. On January 2, 2019, 7,080 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,847 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 509 DERs converted to Class C Common Stock, resulting in the reporting person holding 23,251 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in Clearway Energy, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of Clearway Energy, Inc. Class C Common Stock.

SEC source: 0001179110-18-013441 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,701

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 23,760 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 2 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

SEC source: 0001179110-18-011156 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,999

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 20,058 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-18-008088 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,797

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 16,856 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-18-003676 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.13 to $16.20. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-18-003492 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,247

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 13,306 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-18-000625 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,721

F1 · price: On January 3, 2017, Mr. Sotos was issued 26,274 Restricted Stock Units ("RSUs") by NRG Yield, Inc. under NRG Yield, Inc.'s Equity Incentive Plan. These RSUs vest ratably over a three year period beginning on the first anniversary of the date of the grant. Each RSU is equivalent in value to one share of Class C Common Stock of NRG Yield, Inc., par value $.01 per share. On January 3, 2018, 8,749 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,546 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 538 dividend equivalent rights converted to Class C Common Stock, resulting in the reporting person holding 9,780 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG Yield, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of NRG Yield, Inc. Class C Common Stock.

SEC source: 0001179110-18-000534 · edgar.xml · derivative · entry 3

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,599

Underlying: Class C Common Stock, par value $.01 per share · 59,399 shares

Expires 2021-01-02

F6 · derivative.exercise_price: The Reporting Person was issued 39,599 Relative Performance Stock Units ("RPSUs") by NRG Yield, Inc. under the LTIP on January 2, 2018. The RPSUs will convert to shares of NRG Yield, Inc. Class C Common Stock on January 2, 2021 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F7 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 59,399 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period ("Maximum"); (ii) 39,599 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 9,900 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period.

SEC source: 0001179110-18-000534 · edgar.xml · nonDerivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,267

F3 · shares: Represents RSUs issued to Reporting Person under the LTIP.

F4 · price: Each RSU is equivalent in value to one share of NRG Yield, Inc.'s Class C Common Stock, par value $.01 per share.

F5 · balance_after: The Reporting Person will receive from NRG Yield, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant.

SEC source: 0001179110-18-000534 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,004

F1 · price: On August 8, 2016, Mr. Sotos was issued 80,192 Restricted Stock Units ("RSUs") by NRG Yield, Inc. under NRG Yield, Inc.'s Amended and Restated 2013 Equity Incentive Plan (the "LTIP") that vest as follows: (1) 4,812 shares on January 2, 2017, (2) 8,821 shares on January 2, 2018, and (3) 66,559 shares on January 4, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of NRG Yield, Inc., par value $.01. On January 2, 2018, 8,821 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 5,058 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 832 DERs converted to Class C Common Stock, resulting in the reporting person holding 10,318 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock units or market stock units, which become exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG Yield, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of NRG Yield, Inc. Class C Common Stock.

SEC source: 0001179110-17-014938 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,062

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 11,150 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 3 shares to the number of dividend equivalent rights as a result of rounding fractional shares.

SEC source: 0001179110-17-012086 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,805

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 8893 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-17-008642 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,594

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 6682 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-17-003899 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,412

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which become exercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc. as determined by the RSU or RPSU to which they relate.

F2 · balance_after: Includes 4500 dividend equivalent rights that may only be settled in Class C Common Stock.

SEC source: 0001179110-17-000563 · edgar.xml · derivative · entry 2

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,375

Underlying: Class C Common Stock, par value $.01 per share · 78,750 shares

Expires 2020-01-03

F4 · derivative.exercise_price: The Reporting Person was issued 39,375 Relative Performance Stock Units ("RPSUs") by NRG Yield, Inc. under the LTIP on January 3, 2017. The RPSUs will convert to shares of NRG Yield, Inc. Class C Common Stock on January 3, 2020 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below.

F5 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 78,750 shares of Class C Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 39,750 shares of Class C Common Stock if Company's TSR is ranked at the 50th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative twenty percent (-20%), the Company's TSR must be ranked at the 60th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,935 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period.

SEC source: 0001179110-17-000563 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,239

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Reporting Person under NRG Yield, Inc.'s 2013 Equity Incentive Plan ("LTIP").

F2 · price: Each RSU is equivalent in value to one share of NRG Yield, Inc.'s Class C Common Stock, par value $.01 per share.

F3 · balance_after: The Reporting Person will receive from NRG Yield, Inc. one such share of Class C Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant.

SEC source: 0001179110-17-000422 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,965

F1 · price: On August 8, 2016, Mr. Sotos was issued 80,192 Restricted Stock Units ("RSUs") by NRG Yield, Inc. under NRG Yield, Inc.'s Equity Incentive Plan that vest as follows: (1) 4,812 shares on January 2, 2017, (2) 8,821 shares on January 2, 2018, and (3) 66,559 shares on January 2, 2019. Each RSU is equivalent in value to one share of Class C Common Stock of NRG Yield, Inc., par value $.01. On January 2, 2017, 4,812 shares vested. Mr. Sotos elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form is being filed to reflect the surrender of 2,702 shares of Class C Common Stock to satisfy the grantee's tax withholding obligation.

F2 · balance_after: In connection with the vesting of the RSUs described above, 148 DERs converted to Class C Common Stock, resulting in the reporting person holding 2,327 dividend equivalent rights that may only be settled in Class C Common Stock. Dividend equivalent rights accrue on the reporting person's restricted stock units or market stock units, which become exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG Yield, Inc. Class C Common Stock. Each dividend equivalent right is the economic equivalent of one share of NRG Yield, Inc. Class C Common Stock.

SEC source: 0001179110-16-032382 · edgar.xml · nonDerivative · entry 1

Sotos Christopher S · CIK 0001578991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,667

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units, which become exercisable proportionately with the Restricted Stock Units to which they relate and may only be settled in Class C Common Stock of NRG Yield, Inc.

F2 · balance_after: Includes 2475 dividend equivalent rights that may only be settled in Class C Common Stock.