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person · Reporting owner

Gordon Stephen

Disclosed activity across 1 company

Tapewire entity
90236
SEC CIK
0001774274

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TransMedics Group, Inc.TMDX · Entity 4261Chief Financial OfficerJune 03, 2024June 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TransMedics Group, Inc.

Report date June 03, 2024 · Filed June 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,299 Ending reported balance After 2024-06-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-06-03 · Exercise / conversion · Acquired 2,060 · Balance 23,359

F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan entered into on September 14, 2023.

Row 2 · 2024-06-03 · Sale · Disposed 2,060 · Balance 21,299

F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan entered into on September 14, 2023.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.46 · Expires 2031-02-24Direct15,417 Reported balance After 2024-06-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-06-03 · Exercise / conversion · Disposed 2,060 · Balance 15,417

F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan entered into on September 14, 2023.

F2: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on February 24, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan entered into on September 14, 2023.

F2: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on February 24, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2023 Filed Feb 3, 2023 22:06 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000899243-23-003882 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,728

Underlying: Common Stock · 5,000 shares

Expires 2030-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on February 27, 2024.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:06 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 5,000 $62.64 $313,200.00
Disclosure

SEC source: 0000899243-23-003882 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:06 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 5,000 $16.14 $80,700.00
Disclosure

SEC source: 0000899243-23-003882 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 23:02 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000899243-23-002079 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,728

Underlying: Common Stock · 5,000 shares

Expires 2030-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on February 27, 2024.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 23:02 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 5,000 $60.12 $300,600.00
Disclosure

SEC source: 0000899243-23-002079 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 23:02 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 5,000 $16.14 $80,700.00
Disclosure

SEC source: 0000899243-23-002079 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:30 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000899243-22-037662 · doc4.xml · derivative · entry 4

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,728

Underlying: Common Stock · 10,000 shares

Expires 2030-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on February 27, 2024.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:30 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 31 $62.15 $1,926.65
Disclosure

SEC source: 0000899243-22-037662 · doc4.xml · nonDerivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $62.10 to $62.15, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:30 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 9,969 $61.30 $611,099.70
Disclosure

SEC source: 0000899243-22-037662 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,745

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $61.05 to $62.04, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:30 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 10,000 $16.14 $161,400.00
Disclosure

SEC source: 0000899243-22-037662 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 9,272 $0.00 Strike: $16.14 $0.00
Disclosure

SEC source: 0000899243-22-035449 · doc4.xml · derivative · entry 5

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,728

Underlying: Common Stock · 9,272 shares

Expires 2030-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on February 27, 2024.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 728 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000899243-22-035449 · doc4.xml · derivative · entry 4

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 728 shares

Expires 2027-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 10,000 $56.72 $567,200.00
Disclosure

SEC source: 0000899243-22-035449 · doc4.xml · nonDerivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $56.66 to $57.48, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 9,272 $16.14 $149,650.08
Disclosure

SEC source: 0000899243-22-035449 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 728 $2.21 $1,608.88
Disclosure

SEC source: 0000899243-22-035449 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:33 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000899243-22-032662 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728

Underlying: Common Stock · 10,000 shares

Expires 2027-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:33 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 10,000 $41.74 $417,400.00
Disclosure

SEC source: 0000899243-22-032662 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:33 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 10,000 $2.21 $22,100.00
Disclosure

SEC source: 0000899243-22-032662 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000899243-22-030303 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,728

Underlying: Common Stock · 10,000 shares

Expires 2027-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 10,000 $50.93 $509,300.00
Disclosure

SEC source: 0000899243-22-030303 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $50.90 to $50.97, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 10,000 $2.21 $22,100.00
Disclosure

SEC source: 0000899243-22-030303 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 22:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000899243-22-028140 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,728

Underlying: Common Stock · 10,000 shares

Expires 2027-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 22:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 10,000 $48.09 $480,900.00
Disclosure

SEC source: 0000899243-22-028140 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $48.01 to $48.79, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 22:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 10,000 $2.21 $22,100.00
Disclosure

SEC source: 0000899243-22-028140 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 22:19 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000899243-22-025484 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,728

Underlying: Common Stock · 10,000 shares

Expires 2027-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 22:19 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 10,000 $35.00 $350,000.00
Disclosure

SEC source: 0000899243-22-025484 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 22:19 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 10,000 $2.21 $22,100.00
Disclosure

SEC source: 0000899243-22-025484 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:45 UTC TransMedics Group, Inc. TMDX · Entity 4261 GrantStock Option (Right to Buy) · Derivative 52,000 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000899243-22-007674 · doc4.xml · derivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 52,000 shares

Expires 2032-02-22

F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on February 22, 2026.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 22:14 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0000899243-21-035480 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 22:14 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 10,000 $35.00 $350,000.00
Disclosure

SEC source: 0000899243-21-035480 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 22:14 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 10,000 $0.67 $6,700.00
Disclosure

SEC source: 0000899243-21-035480 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 21:02 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0000899243-21-028668 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 21:02 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 10,000 $35.00 $350,000.00
Disclosure

SEC source: 0000899243-21-028668 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 21:02 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 10,000 $0.67 $6,700.00
Disclosure

SEC source: 0000899243-21-028668 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:08 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0000899243-21-025021 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:08 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 10,000 $30.00 $300,000.00
Disclosure

SEC source: 0000899243-21-025021 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

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June 17, 2021 Filed Jun 21, 2021 21:08 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 10,000 $0.67 $6,650.00
Disclosure

SEC source: 0000899243-21-025021 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:10 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 5,714 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0000899243-21-021820 · doc4.xml · derivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,999

Underlying: Common Stock · 5,714 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully vested.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:10 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 5,714 $0.67 $3,828.38
Disclosure

SEC source: 0000899243-21-021820 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:14 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0000899243-21-012009 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,713

Underlying: Common Stock · 10,000 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:14 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 10,000 $39.81 $398,100.00
Disclosure

SEC source: 0000899243-21-012009 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $39.59 to $40.58, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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March 15, 2021 Filed Mar 16, 2021 22:14 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 10,000 $0.67 $6,700.00
Disclosure

SEC source: 0000899243-21-012009 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:53 UTC TransMedics Group, Inc. TMDX · Entity 4261 GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $38.46 $0.00
Disclosure

SEC source: 0000899243-21-008458 · doc4.xml · derivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2031-02-24

F1 · derivative.exercise_date: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.

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February 16, 2021 Filed Feb 17, 2021 22:43 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0000899243-21-006942 · doc4.xml · derivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,713

Underlying: Common Stock · 10,000 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 22:43 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 10,000 $31.33 $313,300.00
Disclosure

SEC source: 0000899243-21-006942 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $31.00 to $31.82, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 22:43 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 10,000 $0.67 $6,700.00
Disclosure

SEC source: 0000899243-21-006942 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 00:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionStock Option (Right to Buy) · Derivative 1,429 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0000899243-21-005748 · doc4.xml · derivative · entry 4

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,713

Underlying: Common Stock · 1,429 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 00:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 1,429 $25.01 $35,739.29
Disclosure

SEC source: 0000899243-21-005748 · doc4.xml · nonDerivative · entry 3

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 00:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 Exercise / conversionCommon Stock 1,429 $0.67 $957.43
Disclosure

SEC source: 0000899243-21-005748 · doc4.xml · nonDerivative · entry 2

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 00:00 UTC TransMedics Group, Inc. TMDX · Entity 4261 SaleCommon Stock 8,571 $25.01 $214,360.71
Disclosure

SEC source: 0000899243-21-005748 · doc4.xml · nonDerivative · entry 1

Gordon Stephen · CIK 0001774274 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.