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OConnell Diarmuid B.

Disclosed activity across 3 companies

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8
SEC CIK
0001730941

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALBEMARLE CORPALB · Entity 2581DirectorJuly 01, 2026July 06, 2026
DANA IncDAN · Entity 6DirectorAugust 28, 2026September 02, 2026
Tech & Energy Transition CorpTETC · Entity 141188DirectorMarch 16, 2021March 17, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALBEMARLE CORP

Report date July 01, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,590 Reported balance After 2026-07-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-01 · Grant · Acquired 1,250 · Balance 8,590

F1: Shares represent an annual installment of non-employee director stock compensation pursuant to the 2023 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation (the "2023 Directors Plan"). Shares to vest on July 1, 2027.

F2: Holdings have been adjusted to reflect a transfer of 893 shares of Common Stock pursuant to an agreement of separation of assets entered into by the Reporting Person.

Common StockSEC Table I · non-derivativeDirect8,626 Reported balance After 2026-07-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-07-01 · Grant · Acquired 36 · Balance 8,626

F3: Represents dividends accrued on shares underlying an award granted on July 1, 2025, that vested in full on July 1, 2026, which the Issuer elected to settle in shares of common stock issued under the 2023 Directors Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares represent an annual installment of non-employee director stock compensation pursuant to the 2023 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation (the "2023 Directors Plan"). Shares to vest on July 1, 2027.

F2: Holdings have been adjusted to reflect a transfer of 893 shares of Common Stock pursuant to an agreement of separation of assets entered into by the Reporting Person.

F3: Represents dividends accrued on shares underlying an award granted on July 1, 2025, that vested in full on July 1, 2026, which the Issuer elected to settle in shares of common stock issued under the 2023 Directors Plan.

DANA Inc

Report date August 28, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect60 Reported balance After 2026-08-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-28 · Grant · Acquired 21 · Balance 60

F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Tech & Energy Transition Corp

Report date March 16, 2021 · Filed March 17, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-03-16 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253444) under the heading "Description of Securities--Founder Shares," the Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253444) under the heading "Description of Securities--Founder Shares," the Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2022 Filed Feb 14, 2022 21:47 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 5,877 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002067 · doc4.xml · derivative · entry 4

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 5,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:47 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002067 · doc4.xml · derivative · entry 3

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 95 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:47 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 95 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002067 · doc4.xml · nonDerivative · entry 2

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:47 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 5,877 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002067 · doc4.xml · nonDerivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 21:52 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014234 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95

Underlying: Common Stock, par value $0.01 · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 20:46 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012132 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock, par value $0.01 · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 10:13 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0000915913-21-000137 · wf-form4_162556637380856.xml · nonDerivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,950

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2022.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 20:42 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008803 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44

Underlying: Common Stock, par value $0.01 · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 21:17 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005998 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Stock, par value $0.01 · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:58 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 8,312 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002421 · doc4.xml · derivative · entry 5

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 8,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:58 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002421 · doc4.xml · derivative · entry 4

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F4 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F4 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:58 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 140 $22.51 $3,151.40
Disclosure

SEC source: 0001225208-21-002421 · doc4.xml · nonDerivative · entry 2

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:58 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 8,312 $22.51 $187,103.12
Disclosure

SEC source: 0001225208-21-002421 · doc4.xml · nonDerivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:58 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 5,877 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002421 · doc4.xml · derivative · entry 3

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,877

Underlying: Common Stock, par value $0.01 · 5,877 shares

Expires not disclosed

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:22 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000127 · wf-form4_159372492979217.xml · nonDerivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:48 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005554 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock, par value $0.01 · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:55 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 7,033 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002654 · doc4.xml · derivative · entry 4

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 7,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:55 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 177 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002654 · doc4.xml · derivative · entry 3

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:55 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 177 $17.91 $3,170.07
Disclosure

SEC source: 0001225208-20-002654 · doc4.xml · nonDerivative · entry 2

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:55 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 7,033 $17.91 $125,961.03
Disclosure

SEC source: 0001225208-20-002654 · doc4.xml · nonDerivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 22:09 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 8,312 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002063 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,312

Underlying: Common Stock, par value $0.01 · 8,312 shares

Expires not disclosed

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:52 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015244 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock, par value $0.01 · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:04 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012265 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Underlying: Common Stock, par value $0.01 · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:42 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000064 · wf-form4_156219013806977.xml · nonDerivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2020.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 21:00 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009124 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85

Underlying: Common Stock, par value $0.01 · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
March 22, 2019 Filed Mar 27, 2019 00:36 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005817 · doc4.xml · derivative · entry 5

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42

Underlying: Common Stock, par value $0.01 · 42 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F5 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F5 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

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February 16, 2019 Filed Mar 27, 2019 00:36 UTC DANA Inc DAN · Entity 6 Exercise / conversionRestricted Stock Units · Derivative 4,284 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005817 · doc4.xml · derivative · entry 4

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 4,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

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February 16, 2019 Filed Mar 27, 2019 00:36 UTC DANA Inc DAN · Entity 6 Exercise / conversionDividend Equivalent Rights · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005817 · doc4.xml · derivative · entry 3

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 · 86 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.

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February 16, 2019 Filed Mar 27, 2019 00:36 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 86 $19.11 $1,643.46
Disclosure

SEC source: 0001225208-19-005817 · doc4.xml · nonDerivative · entry 2

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2019 Filed Mar 27, 2019 00:36 UTC DANA Inc DAN · Entity 6 Exercise / conversionCommon Stock, par value $0.01 4,284 $19.11 $81,867.24
Disclosure

SEC source: 0001225208-19-005817 · doc4.xml · nonDerivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:41 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 7,033 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002785 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,033

Underlying: Common Stock, par value $0.01 · 7,033 shares

Expires not disclosed

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:19 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016209 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86

Underlying: Common Stock, par value $0.01 · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 21:17 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013177 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57

Underlying: Common Stock, par value $0.01 · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 18:55 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019424 · doc4.xml · nonDerivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 2, 2019.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:50 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 318 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010187 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Stock, par value $0.01 · 318 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
May 08, 2018 Filed May 10, 2018 16:58 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012253 · doc4.xml · nonDerivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · shares: Shares represent a pro rata grant of non-employee director stock compensation to those directors who become directors after the first day of the Compensation Year pursuant to the 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 3, 2018.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 20:44 UTC DANA Inc DAN · Entity 6 GrantDividend Equivalent Rights · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006708 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock, par value $0.01 · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:32 UTC DANA Inc DAN · Entity 6 GrantRestricted Stock Units · Derivative 4,284 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003587 · doc4.xml · derivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,284

Underlying: Common Stock, par value $0.01 · 4,284 shares

Expires not disclosed

F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.

F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.