organization · Reporting owner

Institutional Venture Management XIII, LLC

Disclosed activity across 4 companies

Tapewire entity: 89902
SEC CIK: 0001493921

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
MINDBODY, Inc.MB · Entity 160063	10% owner	March 15, 2017	March 17, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MINDBODY, Inc.

Report date March 15, 2017 · Filed March 17, 2017

Jointly reported with Institutional Venture Partners XIII, L.P., FOGELSONG NORMAN A, Chaffee Todd C, Harrick Stephen J, Miller J Sanford, Phelps Dennis B

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	1,602,682	Reported balance After 2017-03-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-03-15 · Conversion · Acquired 1,602,682 · Balance 1,602,682 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, as the managing directors of IVM XIII, share voting and dispositive power with respect to the shares held by IVP XIII. Each of these reporting individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	1,602,683	Reported balance After 2017-03-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-03-15 · Conversion · Disposed 1,602,682 · Balance 1,602,683 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, as the managing directors of IVM XIII, share voting and dispositive power with respect to the shares held by IVP XIII. Each of these reporting individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, as the managing directors of IVM XIII, share voting and dispositive power with respect to the shares held by IVP XIII. Each of these reporting individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Honest Company, Inc.

Report date November 15, 2023 · Filed November 16, 2023

Jointly reported with Institutional Venture Partners XIII, L.P., Chaffee Todd C, FOGELSONG NORMAN A, Harrick Stephen J, Miller J Sanford, Phelps Dennis B

Section 16 reporting ended · disclosed 2023-11-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Institutional Venture Partners XIII, L.P.	9,363,416	Last balance in matching sequence After 2023-11-16 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2023-11-15 · Sale · Disposed 236,747 · Balance 9,487,703 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.57 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Row 2 · 2023-11-16 · Sale · Disposed 124,287 · Balance 9,363,416 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	77,733	Reported balance Holding disclosure · report date 2023-11-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 77,733 F4: The shares are held of record or beneficially by IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership with respect to the shares held of record or beneficially by IVM XIII. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.57 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The shares are held of record or beneficially by IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership with respect to the shares held of record or beneficially by IVM XIII. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.

Inspirato Inc

Report date June 12, 2024 · Filed June 14, 2024

Jointly reported with Institutional Venture Partners XIII, L.P., Chaffee Todd C, FOGELSONG NORMAN A, Harrick Stephen J, Miller J Sanford, Phelps Dennis B

Section 16 reporting ended · disclosed 2024-06-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	360,987	Last balance in matching sequence After 2024-06-13 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2024-06-12 · Sale · Disposed 11,603 · Balance 368,626 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.89 to $3.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The securities are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVMXIII, may be deemed to have shared voting and dispositive power with respect to the securities held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Row 2 · 2024-06-13 · Sale · Disposed 7,639 · Balance 360,987 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.03 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The securities are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVMXIII, may be deemed to have shared voting and dispositive power with respect to the securities held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.89 to $3.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The securities are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVMXIII, may be deemed to have shared voting and dispositive power with respect to the securities held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.03 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

On Deck Capital, Inc.

Report date August 20, 2018 · Filed August 22, 2018

Jointly reported with Institutional Venture Management XIV, LLC, Institutional Venture Partners XIV, L.P., Institutional Venture Partners XIII, L.P., Chaffee Todd C, FOGELSONG NORMAN A, Harrick Stephen J, Maltz Jules A., Miller J Sanford, Phelps Dennis B

Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Institutional Venture Partners XIII, L.P.	2,029,251	Reported balance After 2018-08-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-08-20 · Other · Disposed 2,025,000 · Balance 2,029,251 F2: Represents a pro rata in kind distribution without consideration by Institutional Venture Partners XIII, L.P. ("IVP XIII") to their respective partners, including its general partner, Institutional Venture Management XIII, LLC ("IVM XIII"). F3: These shares are owned directly by IVP XIII, of which IVM XIII is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Institutional Venture Management XIII, LLC	0	Last balance in matching sequence After 2018-08-20 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2018-08-20 · Other · Acquired 30,375 · Balance 30,375 F4: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by IVP XIII described in footnote (2). F5: The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Row 4 · 2018-08-20 · Other · Disposed 30,375 · Balance 0 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F5: The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Todd C. Chaffee	5,729	Reported balance After 2018-08-20 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2018-08-20 · Other · Acquired 5,729 · Balance 5,729 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members.
Common StockSEC Table I · non-derivative	IndirectBy Norman A. & Jill M. Fogelsong A Trust U/T/A Dated 3/22/84	4,584	Reported balance After 2018-08-20 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2018-08-20 · Other · Acquired 4,584 · Balance 4,584 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F7: The shares are held by the Norman A. & Jill M. Fogelsong A Trust U/T/A Dated 3/22/84 ("Fogelsong A Trust"). Norman A. Fogelsong is a trustee of the Fogelsong A Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Fogelsong Children's Trust U/T/D 8/1/85	1,145	Reported balance After 2018-08-20 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2018-08-20 · Other · Acquired 1,145 · Balance 1,145 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F8: The shares are held by the Fogelsong Children's Trust U/T/D 8/1/85 ("Fogelsong Children's Trust"). Norman A. Fogelsong is a trustee of the Fogelsong Children's Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy The Harrick Min Family Trust U/D/T 11/30/05	5,729	Reported balance After 2018-08-20 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2018-08-20 · Other · Acquired 5,729 · Balance 5,729 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F9: The shares are held by The Harrick Min Family Trust U/D/T 11/30/05 ("Harrick Min Trust"). Stephen J. Harrick is a trustee of the Harrick Min Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Dennis B. Phelps, Jr. Trust	5,729	Reported balance After 2018-08-20 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2018-08-20 · Other · Acquired 5,729 · Balance 5,729 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F10: The shares are held by the Dennis B. Phelps, Jr. Trust ("Phelps Trust"). Dennis B. Phelps, Jr. is the trustee of the Phelps Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Miller Venture Partners	5,729	Reported balance After 2018-08-20 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2018-08-20 · Other · Acquired 5,729 · Balance 5,729 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F11: The shares are held by Miller Venture Partners ("Miller Partners"). J. Sanford Miller is the general partner of Miller Partners and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Jules A. Maltz	804	Reported balance After 2018-08-20 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2018-08-20 · Other · Acquired 804 · Balance 804 F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members.
Common StockSEC Table I · non-derivative	IndirectBy Institutional Venture Partners XIV, L.P.	4,054,250	Reported balance Holding disclosure · report date 2018-08-20 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 4,054,250 F1: These shares are owned directly by Institutional Venture Partners XIV, L.P. ("IVP XIV"), of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr., J. Sanford Miller and Jules A. Maltz. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned directly by Institutional Venture Partners XIV, L.P. ("IVP XIV"), of which Institutional Venture Management XIV, LLC ("IVM XIV") is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIV are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr., J. Sanford Miller and Jules A. Maltz. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F2: Represents a pro rata in kind distribution without consideration by Institutional Venture Partners XIII, L.P. ("IVP XIII") to their respective partners, including its general partner, Institutional Venture Management XIII, LLC ("IVM XIII").

F3: These shares are owned directly by IVP XIII, of which IVM XIII is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F4: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by IVP XIII described in footnote (2).

F5: The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F6: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members.

F7: The shares are held by the Norman A. & Jill M. Fogelsong A Trust U/T/A Dated 3/22/84 ("Fogelsong A Trust"). Norman A. Fogelsong is a trustee of the Fogelsong A Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F8: The shares are held by the Fogelsong Children's Trust U/T/D 8/1/85 ("Fogelsong Children's Trust"). Norman A. Fogelsong is a trustee of the Fogelsong Children's Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F9: The shares are held by The Harrick Min Family Trust U/D/T 11/30/05 ("Harrick Min Trust"). Stephen J. Harrick is a trustee of the Harrick Min Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F10: The shares are held by the Dennis B. Phelps, Jr. Trust ("Phelps Trust"). Dennis B. Phelps, Jr. is the trustee of the Phelps Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F11: The shares are held by Miller Venture Partners ("Miller Partners"). J. Sanford Miller is the general partner of Miller Partners and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 06, 2023 Filed Jun 6, 2023 17:41 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	2,908	$1.05	$3,053.40	Disclosure SEC source: 0001209191-23-034831 · doc4.xml · nonDerivative · entry 3 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,219,758 Read SEC document
June 05, 2023 Filed Jun 6, 2023 17:41 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	112,248	$0.98	$110,003.04	Disclosure SEC source: 0001209191-23-034831 · doc4.xml · nonDerivative · entry 2 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,222,666 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
June 02, 2023 Filed Jun 6, 2023 17:41 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	60,022	$0.96	$57,621.12	Disclosure SEC source: 0001209191-23-034831 · doc4.xml · nonDerivative · entry 1 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,334,914 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $0.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
June 01, 2023 Filed Jun 1, 2023 20:54 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	232	$0.95	$220.40	Disclosure SEC source: 0001209191-23-033477 · doc4.xml · nonDerivative · entry 3 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,394,936 Read SEC document
May 31, 2023 Filed Jun 1, 2023 20:54 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	64,627	$0.95	$61,395.65	Disclosure SEC source: 0001209191-23-033477 · doc4.xml · nonDerivative · entry 2 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,395,168 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $0.96 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
May 30, 2023 Filed Jun 1, 2023 20:54 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	721	$0.95	$684.95	Disclosure SEC source: 0001209191-23-033477 · doc4.xml · nonDerivative · entry 1 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,459,795 Read SEC document
May 26, 2023 Filed May 26, 2023 17:45 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	224	$0.95	$212.80	Disclosure SEC source: 0001209191-23-032673 · doc4.xml · nonDerivative · entry 3 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,460,516 Read SEC document
May 25, 2023 Filed May 26, 2023 17:45 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	3,440	$0.95	$3,268.00	Disclosure SEC source: 0001209191-23-032673 · doc4.xml · nonDerivative · entry 2 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,460,740 Read SEC document
May 24, 2023 Filed May 26, 2023 18:22 UTC	Honest Company, Inc. HNST · Entity 5346	OtherCommon Stock (RSUs)	105,845	$0.00	$0.00	Disclosure SEC source: 0001209191-23-032689 · doc4.xml · nonDerivative · entry 1 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Institutional Venture Management XIII, LLC Disclosed balance after: 202,403 F1 · kind: Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XIII, LLC ("IVM XIII"). F2 · kind: The RSUs vest on the earlier of (i) May 24, 2024, and (ii) the date immediately prior to the 2024 Annual Meeting of stockholders and are payable in an equivalent number of shares of the Issuer's Common Stock. F3 · ownership.nature: The shares are held of record or beneficially by IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership with respect to the shares held of record or beneficially by IVM XIII. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 24, 2023 Filed May 26, 2023 17:45 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	12,442	$0.95	$11,819.90	Disclosure SEC source: 0001209191-23-032673 · doc4.xml · nonDerivative · entry 1 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,464,180 Read SEC document
May 23, 2023 Filed May 23, 2023 19:36 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	76,831	$0.95	$72,989.45	Disclosure SEC source: 0001209191-23-031776 · doc4.xml · nonDerivative · entry 3 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,476,622 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $0.96 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
May 22, 2023 Filed May 23, 2023 19:36 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	58,089	$0.95	$55,184.55	Disclosure SEC source: 0001209191-23-031776 · doc4.xml · nonDerivative · entry 2 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,553,453 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $0.96 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
May 19, 2023 Filed May 23, 2023 19:36 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	70,416	$0.96	$67,599.36	Disclosure SEC source: 0001209191-23-031776 · doc4.xml · nonDerivative · entry 1 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,611,542 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $0.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
May 12, 2023 Filed May 16, 2023 16:10 UTC	Inspirato Inc ISPO · Entity 67580	SaleClass A Common Stock	34,500	$0.98	$33,810.00	Disclosure SEC source: 0001209191-23-029768 · doc4.xml · nonDerivative · entry 1 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,681,958 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.03 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
January 01, 2023 Filed Jan 4, 2023 19:08 UTC	Honest Company, Inc. HNST · Entity 5346	OtherCommon Stock	25,100	$2.89	$72,539.00	Disclosure SEC source: 0001209191-23-001389 · doc4.xml · nonDerivative · entry 1 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Management XIII, LLC Disclosed balance after: 96,558 F1 · kind: Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XIII, LLC ("IVM XIII"). F2 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the Eric Liaw's election, Mr. Liaw was issued the RSUs for the annual retainer for fiscal year 2023.The RSUs vest in four installments on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023 and are payable in an equivalent number of shares of the Issuer's Common Stock. F3 · shares: The number of shares of RSUs is equal to $72,500 divided by $2.89, the average of the closing price of the Issuer's common stock on the Nasdaq Global Select Market for the 30 days prior to the date of grant. F3 · price: The number of shares of RSUs is equal to $72,500 divided by $2.89, the average of the closing price of the Issuer's common stock on the Nasdaq Global Select Market for the 30 days prior to the date of grant. F4 · balance_after: Includes 73,715 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. F5 · ownership.nature: The shares are held of record or beneficially by IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership with respect to the shares held of record or beneficially by IVM XIII. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 25, 2022 Filed Dec 14, 2022 16:09 UTC	Honest Company, Inc. HNST · Entity 5346	OtherCommon Stock (RSUs)	48,615	$0.00	$0.00	Disclosure SEC source: 0001209191-22-061181 · doc4.xml · nonDerivative · entry 1 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Management XIII, LLC Disclosed balance after: 71,458 F1 · kind: Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XIII, LLC ("IVM XIII"). F2 · kind: The RSUs vest on the earlier of (i) May 25, 2023, and (ii) the date immediately prior to the 2023 Annual Meeting of stockholders and are payable in an equivalent number of shares of the Issuer's Common Stock. F3 · ownership.nature: The shares are held of record or beneficially by IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership with respect to the shares held of record or beneficially by IVM XIII. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:07 UTC	Honest Company, Inc. HNST · Entity 5346	OtherCommon Stock (RSUs)	8,355	$0.00	$0.00	Disclosure SEC source: 0001209191-22-001228 · doc4.xml · nonDerivative · entry 1 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Management XIII, LLC Disclosed balance after: 22,843 F1 · kind: Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XIII, LLC ("IVM XIII"). F2 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the Eric Liaw's election, Mr. Liaw was issued the RSUs for the annual retainer for fiscal year 2022. The RSUs vest in four installments on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022 and are payable in an equivalent number of shares of the Issuer's Common Stock. F3 · ownership.nature: The shares are held of record or beneficially by IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership with respect to the shares held of record or beneficially by IVM XIII. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
July 01, 2021 Filed Oct 1, 2021 21:32 UTC	Honest Company, Inc. HNST · Entity 5346	OtherCommon Stock (RSUs)	2,039	$0.00	$0.00	Disclosure SEC source: 0001209191-21-058664 · doc4.xml · nonDerivative · entry 1 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Management XIII, LLC Disclosed balance after: 14,488 F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the Eric Liaw's election, Mr. Liaw was issued the RSUs for the portion of the annual retainer for the last two quarters of fiscal 2021. The RSUs vest in two installments on September 30, 2021 and December 31, 2021 and are payable in an equivalent number of shares of the Issuer's Common Stock. F2 · kind: Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XIII, LLC ("IVM XIII"). F3 · ownership.nature: The shares are held of record or beneficially by IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership with respect to the shares held of record or beneficially by IVM XIII. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionSeries E Convertible Preferred Stock · Derivative	1,030,358	$0.00	$0.00	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · derivative · entry 12 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,030,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionSeries D Convertible Preferred Stock · Derivative	131,132	$0.00	$0.00	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · derivative · entry 11 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 138,596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C and Series D Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-1.056925 basis, and had no expiration date. F3 · derivative.exercise_date: Each share of Series C and Series D Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-1.056925 basis, and had no expiration date. F3 · derivative.expiration_date: Each share of Series C and Series D Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-1.056925 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionSeries C Convertible Preferred Stock · Derivative	724,388	$0.00	$0.00	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · derivative · entry 10 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 765,624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C and Series D Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-1.056925 basis, and had no expiration date. F3 · derivative.exercise_date: Each share of Series C and Series D Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-1.056925 basis, and had no expiration date. F3 · derivative.expiration_date: Each share of Series C and Series D Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-1.056925 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionSeries B Convertible Preferred Stock · Derivative	2,275,788	$0.00	$0.00	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · derivative · entry 9 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,275,788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionSeries A-1 Convertible Preferred Stock · Derivative	4,126,434	$0.00	$0.00	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · derivative · entry 8 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 4,126,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionSeries A Convertible Preferred Stock · Derivative	1,891,254	$0.00	$0.00	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · derivative · entry 7 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,891,254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionCommon Stock	1,030,358	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · nonDerivative · entry 6 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 11,596,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionCommon Stock	138,596	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · nonDerivative · entry 5 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 10,566,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Series C and Series D Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-1.056925 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionCommon Stock	765,624	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · nonDerivative · entry 4 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 10,427,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Series C and Series D Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-1.056925 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionCommon Stock	2,275,788	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · nonDerivative · entry 3 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 9,662,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionCommon Stock	4,126,434	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · nonDerivative · entry 2 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 7,386,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed May 11, 2021 17:05 UTC	Honest Company, Inc. HNST · Entity 5346	ConversionCommon Stock	1,891,254	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-031748 · doc4.xml · nonDerivative · entry 1 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 3,260,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A, Series A-1, Series B and Series E Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
May 07, 2021 Filed Dec 14, 2022 16:07 UTC Amendment	Honest Company, Inc. HNST · Entity 5346	SaleCommon Stock	1,200,000	$16.00	$19,200,000.00	Disclosure SEC source: 0001209191-22-061175 · doc4a.xml · nonDerivative · entry 1 Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 10,396,904 F1 · date: This amendment is being filed to update the Form 4 filed originally with the U.S. Securities and Exchange Commission on May 11, 2021 to report the sale of shares by IVP XIII in the Issuer's initial public offering that occurred on May 7, 2021, but were inadvertently omitted from the original Form 4 filing due to administrative error. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein. Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:59 UTC	On Deck Capital, Inc. ONDK · Entity 145936	OtherCommon Stock	804	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 11 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Jules A. Maltz Disclosed balance after: 804 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:59 UTC	On Deck Capital, Inc. ONDK · Entity 145936	OtherCommon Stock	5,729	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 10 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Miller Venture Partners Disclosed balance after: 5,729 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F11 · ownership.nature: The shares are held by Miller Venture Partners ("Miller Partners"). J. Sanford Miller is the general partner of Miller Partners and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:59 UTC	On Deck Capital, Inc. ONDK · Entity 145936	OtherCommon Stock	5,729	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 9 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dennis B. Phelps, Jr. Trust Disclosed balance after: 5,729 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F10 · ownership.nature: The shares are held by the Dennis B. Phelps, Jr. Trust ("Phelps Trust"). Dennis B. Phelps, Jr. is the trustee of the Phelps Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:59 UTC	On Deck Capital, Inc. ONDK · Entity 145936	OtherCommon Stock	5,729	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 8 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Harrick Min Family Trust U/D/T 11/30/05 Disclosed balance after: 5,729 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F9 · ownership.nature: The shares are held by The Harrick Min Family Trust U/D/T 11/30/05 ("Harrick Min Trust"). Stephen J. Harrick is a trustee of the Harrick Min Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:59 UTC	On Deck Capital, Inc. ONDK · Entity 145936	OtherCommon Stock	1,145	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 7 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fogelsong Children's Trust U/T/D 8/1/85 Disclosed balance after: 1,145 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F8 · ownership.nature: The shares are held by the Fogelsong Children's Trust U/T/D 8/1/85 ("Fogelsong Children's Trust"). Norman A. Fogelsong is a trustee of the Fogelsong Children's Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:59 UTC	On Deck Capital, Inc. ONDK · Entity 145936	OtherCommon Stock	4,584	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 6 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Norman A. & Jill M. Fogelsong A Trust U/T/A Dated 3/22/84 Disclosed balance after: 4,584 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F7 · ownership.nature: The shares are held by the Norman A. & Jill M. Fogelsong A Trust U/T/A Dated 3/22/84 ("Fogelsong A Trust"). Norman A. Fogelsong is a trustee of the Fogelsong A Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:59 UTC	On Deck Capital, Inc. ONDK · Entity 145936	OtherCommon Stock	5,729	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 5 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Todd C. Chaffee Disclosed balance after: 5,729 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:59 UTC	On Deck Capital, Inc. ONDK · Entity 145936	OtherCommon Stock	30,375	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 4 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Management XIII, LLC Disclosed balance after: 0 F6 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by IVM XIII without consideration to its members. F5 · ownership.nature: The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:59 UTC	On Deck Capital, Inc. ONDK · Entity 145936	OtherCommon Stock	30,375	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 3 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Management XIII, LLC Disclosed balance after: 30,375 F4 · kind: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by IVP XIII described in footnote (2). F5 · ownership.nature: The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:59 UTC	On Deck Capital, Inc. ONDK · Entity 145936	OtherCommon Stock	2,025,000	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047982 · doc4.xml · nonDerivative · entry 2 Institutional Venture Management XIV, LLC · CIK 0001550304 · 10% owner Institutional Venture Partners XIV, L.P. · CIK 0001550180 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Maltz Jules A. · CIK 0001553254 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Institutional Venture Partners XIII, L.P. Disclosed balance after: 2,029,251 F2 · kind: Represents a pro rata in kind distribution without consideration by Institutional Venture Partners XIII, L.P. ("IVP XIII") to their respective partners, including its general partner, Institutional Venture Management XIII, LLC ("IVM XIII"). F3 · ownership.nature: These shares are owned directly by IVP XIII, of which IVM XIII is the sole general partner and exercises voting and investment power over these shares. The managing directors of IVM XIII are Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Dennis B. Phelps, Jr. and J. Sanford Miller. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document
March 15, 2017 Filed Mar 17, 2017 18:59 UTC	MINDBODY, Inc. MB · Entity 160063	ConversionClass B Common Stock · Derivative	1,602,682	$0.00	$0.00	Disclosure SEC source: 0001209191-17-021557 · doc4.xml · derivative · entry 2 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,602,683 Underlying: Class A Common Stock · 1,602,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, as the managing directors of IVM XIII, share voting and dispositive power with respect to the shares held by IVP XIII. Each of these reporting individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein. Read SEC document
March 15, 2017 Filed Mar 17, 2017 18:59 UTC	MINDBODY, Inc. MB · Entity 160063	ConversionClass A Common Stock	1,602,682	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-021557 · doc4.xml · nonDerivative · entry 1 Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner FOGELSONG NORMAN A · CIK 0001140932 · 10% owner Chaffee Todd C · CIK 0001300134 · 10% owner Harrick Stephen J · CIK 0001299975 · 10% owner Miller J Sanford · CIK 0001359524 · 10% owner Phelps Dennis B · CIK 0001299965 · 10% owner Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,602,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, as the managing directors of IVM XIII, share voting and dispositive power with respect to the shares held by IVP XIII. Each of these reporting individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.