Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | SVP General Counsel, Secretary | June 13, 2024 | June 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date June 13, 2024 · Filed June 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 91,905 |
Ending reported balance
After 2024-06-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-06-13 · Conversion · Acquired 21,993 · Balance 104,029 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Row 2 · 2024-06-13 · Sale · Disposed 12,124 · Balance 91,905 F2: Shares sold pursuant to Mr. Kay's 10b5-1 plan to satisfy income tax withholding obligations in connection with the exercise of a stock option. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.12 · Expires 2027-05-15 | Direct | 0 |
Reported balance
After 2024-06-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-06-13 · Exercise / conversion · Disposed 21,993 · Balance 0 F3: This stock option is fully vested. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $6.12 · Expires 2027-05-15 | Direct | 21,993 |
Reported balance
After 2024-06-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-13 · Exercise / conversion · Acquired 21,993 · Balance 21,993 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-13 · Conversion · Disposed 21,993 · Balance 0 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
F2: Shares sold pursuant to Mr. Kay's 10b5-1 plan to satisfy income tax withholding obligations in connection with the exercise of a stock option.
F3: This stock option is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2020 Filed Mar 5, 2020 00:01 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,334 | $112.39 | $149,932.93 |
DisclosureSEC source: 0001716837-20-000021 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,114 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:01 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,636 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000021 · edgar.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,455 Underlying: Class A Common Stock · 2,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on March 1, 2020. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:01 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 2,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000021 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 6,808 | $6.12 Strike: $6.12 | $41,664.96 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · derivative · entry 17 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,808 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 6,808 | $6.12 | $41,664.96 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · nonDerivative · entry 10 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 4,000 | $5.64 Strike: $5.64 | $22,560.00 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · derivative · entry 16 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 Underlying: Class A Common Stock · 4,000 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 4,000 | $5.64 Strike: $5.64 | $22,560.00 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · derivative · entry 15 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,808 Underlying: Class A Common Stock · 4,000 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $5.64 Strike: $5.64 | $22,560.00 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · derivative · entry 14 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,436 Underlying: Class B Common Stock · 4,000 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 6,000 | $5.64 Strike: $5.64 | $33,840.00 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · derivative · entry 13 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 Underlying: Class A Common Stock · 6,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 6,000 | $5.64 Strike: $5.64 | $33,840.00 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · derivative · entry 12 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,808 Underlying: Class A Common Stock · 6,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $5.64 Strike: $5.64 | $33,840.00 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · derivative · entry 11 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,603 Underlying: Class B Common Stock · 6,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 198 | $142.12 | $28,138.79 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · nonDerivative · entry 9 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,004 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.09 to $142.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,264 | $141.50 | $320,365.06 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · nonDerivative · entry 8 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,202 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.07 to $142.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,005 | $140.64 | $422,623.50 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · nonDerivative · entry 7 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,466 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.06 to $141.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 293 | $139.16 | $40,773.50 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · nonDerivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,471 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.86 to $139.58 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,795 | $138.22 | $248,097.00 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · nonDerivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,764 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.75 to $138.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 744 | $137.16 | $102,044.58 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · nonDerivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,559 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.72 to $137.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 941 | $136.23 | $128,189.98 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,303 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.72 to $136.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 760 | $135.38 | $102,885.99 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,244 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.70 to $135.67 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 00:38 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 10,000 | $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000009 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 4,000 | $5.64 Strike: $5.64 | $22,560.00 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · derivative · entry 13 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 Underlying: Class A Common Stock · 4,000 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 4,000 | $5.64 Strike: $5.64 | $22,560.00 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · derivative · entry 12 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,808 Underlying: Class A Common Stock · 4,000 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $5.64 Strike: $5.64 | $22,560.00 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · derivative · entry 11 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,436 Underlying: Class B Common Stock · 4,000 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 6,000 | $5.64 Strike: $5.64 | $33,840.00 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · derivative · entry 10 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 Underlying: Class A Common Stock · 6,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 6,000 | $5.64 Strike: $5.64 | $33,840.00 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · derivative · entry 9 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,808 Underlying: Class A Common Stock · 6,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $5.64 Strike: $5.64 | $33,840.00 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · derivative · entry 8 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,603 Underlying: Class B Common Stock · 6,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 67 | $137.06 | $9,183.02 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · nonDerivative · entry 7 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,004 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 263 | $135.84 | $35,727.10 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · nonDerivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,071 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.41 to $136.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,491 | $134.80 | $470,574.23 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · nonDerivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,334 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.38 to $135.36 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,040 | $133.74 | $406,570.51 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · nonDerivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,825 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.35 to $134.20 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,719 | $132.85 | $361,210.72 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,865 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.34 to $133.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 420 | $131.71 | $55,317.74 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,584 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.29 to $132.28 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 00:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 10,000 | $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000003 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 9,000 | $5.64 Strike: $5.64 | $50,760.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 19 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 Underlying: Class A Common Stock · 9,000 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 9,000 | $5.64 Strike: $5.64 | $50,760.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 18 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,808 Underlying: Class A Common Stock · 9,000 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,000 | $5.64 Strike: $5.64 | $50,760.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 17 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,436 Underlying: Class B Common Stock · 9,000 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 4,000 | $2.94 Strike: $2.94 | $11,760.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 16 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 Underlying: Class A Common Stock · 4,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 4,000 | $2.94 Strike: $2.94 | $11,760.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 15 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,808 Underlying: Class A Common Stock · 4,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $2.94 Strike: $2.94 | $11,760.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 14 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40 Underlying: Class B Common Stock · 4,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 3,000 | $2.94 Strike: $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 13 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 Underlying: Class A Common Stock · 3,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 3,000 | $2.94 Strike: $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 12 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,808 Underlying: Class A Common Stock · 3,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,000 | $2.94 Strike: $2.94 | $8,820.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 11 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,216 Underlying: Class B Common Stock · 3,000 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 6,000 | $5.64 Strike: $5.64 | $33,840.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 10 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 Underlying: Class A Common Stock · 6,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 6,000 | $5.64 Strike: $5.64 | $33,840.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 9 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,808 Underlying: Class A Common Stock · 6,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $5.64 Strike: $5.64 | $33,840.00 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · derivative · entry 8 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,603 Underlying: Class B Common Stock · 6,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 212 | $137.05 | $29,055.49 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · nonDerivative · entry 7 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,004 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.04 to $137.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,215 | $136.33 | $847,276.66 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · nonDerivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,216 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.95 to $136.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 12,043 | $135.45 | $1,631,259.27 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · nonDerivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,431 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.95 to $135.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,679 | $134.50 | $360,316.12 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · nonDerivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,474 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.93 to $134.92 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 00:27 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 851 | $133.44 | $113,556.25 |
DisclosureSEC source: 0001716837-19-000208 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,153 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.90 to $133.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.