Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | SVP General Counsel, Secretary | June 13, 2024 | June 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date June 13, 2024 · Filed June 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 91,905 |
Ending reported balance
After 2024-06-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-06-13 · Conversion · Acquired 21,993 · Balance 104,029 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Row 2 · 2024-06-13 · Sale · Disposed 12,124 · Balance 91,905 F2: Shares sold pursuant to Mr. Kay's 10b5-1 plan to satisfy income tax withholding obligations in connection with the exercise of a stock option. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.12 · Expires 2027-05-15 | Direct | 0 |
Reported balance
After 2024-06-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-06-13 · Exercise / conversion · Disposed 21,993 · Balance 0 F3: This stock option is fully vested. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $6.12 · Expires 2027-05-15 | Direct | 21,993 |
Reported balance
After 2024-06-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-13 · Exercise / conversion · Acquired 21,993 · Balance 21,993 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-13 · Conversion · Disposed 21,993 · Balance 0 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
F2: Shares sold pursuant to Mr. Kay's 10b5-1 plan to satisfy income tax withholding obligations in connection with the exercise of a stock option.
F3: This stock option is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2020 Filed Dec 4, 2020 00:21 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 14,416 | $285.03 | $4,109,011.22 |
DisclosureSEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 7 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,589 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.50 to $285.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:21 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,730 | $283.87 | $1,910,439.04 |
DisclosureSEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,005 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.43 to $284.36 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:21 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,415 | $282.81 | $965,785.91 |
DisclosureSEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,735 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.34 to $283.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:21 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,603 | $281.86 | $1,015,523.57 |
DisclosureSEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,150 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $281.32 to $282.31 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:21 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,162 | $280.80 | $887,903.83 |
DisclosureSEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,753 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $280.12 to $281.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:21 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 45,000 | $6.12 | $275,400.00 |
DisclosureSEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:21 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 23,603 | $5.64 | $133,120.92 |
DisclosureSEC source: 0001716837-20-000209 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 02:10 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,312 | $235.75 | $309,304.00 |
DisclosureSEC source: 0001716837-20-000196 · edgar.xml · nonDerivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,312 F2 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 02:10 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,324 | $237.81 | $314,855.94 |
DisclosureSEC source: 0001716837-20-000196 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,624 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 02:10 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,636 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000196 · edgar.xml · derivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,546 Underlying: Class A Common Stock · 2,636 shares Expires 2028-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on March 1, 2020. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 02:10 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 2,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000196 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 19, 2020 02:10 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000196 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,312 Read SEC document |
| September 03, 2020 Filed Sep 3, 2020 23:12 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,312 | $172.78 | $226,687.36 |
DisclosureSEC source: 0001716837-20-000173 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,812 F2 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 23:12 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,325 | $177.38 | $235,026.91 |
DisclosureSEC source: 0001716837-20-000173 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,124 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 23:12 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,637 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000173 · edgar.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,182 Underlying: Class A Common Stock · 2,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on March 1, 2020. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 23:12 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 2,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000173 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:35 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 43,192 | $0.00 Strike: $145.71 | $0.00 |
DisclosureSEC source: 0001716837-20-000158 · edgar.xml · derivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,192 Underlying: Class A Common Stock · 43,192 shares Expires 2030-08-16 F1 · derivative.exercise_date: This Option vests in 12 equal monthly installments beginning on the vesting commencement date of 1/4/2023. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 10,000 | $5.64 Strike: $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · derivative · entry 12 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 10,000 | $5.64 Strike: $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · derivative · entry 11 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $5.64 Strike: $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · derivative · entry 10 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,603 Underlying: Class B Common Stock · 10,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,049 | $151.53 | $158,956.96 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 9 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,812 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.29 to $151.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,638 | $150.70 | $246,852.33 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 8 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,861 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.28 to $151.19 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,000 | $149.68 | $299,361.80 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 7 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,499 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.27 to $150.24 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,402 | $148.68 | $208,449.64 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,499 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.29 to $149.18 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,011 | $147.72 | $297,072.56 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,901 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.27 to $148.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,619 | $146.73 | $237,547.78 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,912 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.23 to $147.12 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 142 | $145.20 | $20,618.40 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,531 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 139 | $144.28 | $20,054.28 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,673 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.93 to $144.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 22:46 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 10,000 | $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000143 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 10,000 | $5.64 Strike: $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · derivative · entry 14 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 10,000 | $5.64 Strike: $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · derivative · entry 13 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $5.64 Strike: $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · derivative · entry 12 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,603 Underlying: Class B Common Stock · 10,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 270 | $154.61 | $41,744.35 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 11 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,812 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.12 to $155.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 274 | $153.24 | $41,988.94 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 10 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,082 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.09 to $154.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 633 | $151.18 | $95,699.79 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 9 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,356 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.90 to $151.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,134 | $150.21 | $320,557.96 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 8 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,989 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.87 to $150.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,831 | $149.36 | $572,194.33 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 7 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,123 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.87 to $149.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,738 | $148.35 | $257,828.48 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,954 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.83 to $148.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 260 | $147.28 | $38,292.98 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,692 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.79 to $147.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 389 | $146.28 | $56,902.10 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,952 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.79 to $146.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 125 | $144.93 | $18,116.68 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,341 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.64 to $145.34 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 346 | $143.79 | $49,752.38 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,466 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.15 to $144.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 23:58 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 10,000 | $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000137 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 22:09 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 10,000 | $5.64 Strike: $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000125 · edgar.xml · derivative · entry 16 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 22:09 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 10,000 | $5.64 Strike: $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000125 · edgar.xml · derivative · entry 15 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 22:09 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $5.64 Strike: $5.64 | $56,400.00 |
DisclosureSEC source: 0001716837-20-000125 · edgar.xml · derivative · entry 14 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,603 Underlying: Class B Common Stock · 10,000 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 22:09 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 155 | $120.24 | $18,636.91 |
DisclosureSEC source: 0001716837-20-000125 · edgar.xml · nonDerivative · entry 13 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,812 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.18 to $120.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 22:09 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 593 | $119.56 | $70,900.03 |
DisclosureSEC source: 0001716837-20-000125 · edgar.xml · nonDerivative · entry 12 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,967 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.13 to $120.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 22:09 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 179 | $118.07 | $21,134.15 |
DisclosureSEC source: 0001716837-20-000125 · edgar.xml · nonDerivative · entry 11 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,560 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.63 to $118.54 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 22:09 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 627 | $117.08 | $73,406.90 |
DisclosureSEC source: 0001716837-20-000125 · edgar.xml · nonDerivative · entry 10 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,739 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.62 to $117.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.