Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | SVP General Counsel, Secretary | June 13, 2024 | June 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date June 13, 2024 · Filed June 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 91,905 |
Ending reported balance
After 2024-06-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-06-13 · Conversion · Acquired 21,993 · Balance 104,029 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Row 2 · 2024-06-13 · Sale · Disposed 12,124 · Balance 91,905 F2: Shares sold pursuant to Mr. Kay's 10b5-1 plan to satisfy income tax withholding obligations in connection with the exercise of a stock option. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.12 · Expires 2027-05-15 | Direct | 0 |
Reported balance
After 2024-06-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-06-13 · Exercise / conversion · Disposed 21,993 · Balance 0 F3: This stock option is fully vested. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $6.12 · Expires 2027-05-15 | Direct | 21,993 |
Reported balance
After 2024-06-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-13 · Exercise / conversion · Acquired 21,993 · Balance 21,993 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-13 · Conversion · Disposed 21,993 · Balance 0 F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
F2: Shares sold pursuant to Mr. Kay's 10b5-1 plan to satisfy income tax withholding obligations in connection with the exercise of a stock option.
F3: This stock option is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2024 Filed Jun 17, 2024 23:55 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 21,993 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012732 · form4.xml · derivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 21,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 23:55 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 21,993 | $6.12 Strike: $6.12 | $134,597.16 |
DisclosureSEC source: 0001062993-24-012732 · form4.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,993 Underlying: Class A Common Stock · 21,993 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 23:55 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,993 | $6.12 Strike: $6.12 | $134,597.16 |
DisclosureSEC source: 0001062993-24-012732 · form4.xml · derivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 21,993 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 23:55 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 12,124 | $55.59 | $673,973.16 |
DisclosureSEC source: 0001062993-24-012732 · form4.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,905 F2 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan to satisfy income tax withholding obligations in connection with the exercise of a stock option. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 23:55 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 21,993 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-012732 · form4.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 22:15 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,322 | $57.09 | $189,652.98 |
DisclosureSEC source: 0001062993-24-012011 · form4.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 82,036 F2 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:15 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012011 · form4.xml · derivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,289 Underlying: Class A Common Stock · 1,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F6 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024. F6 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:15 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012011 · form4.xml · derivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,950 Underlying: Class A Common Stock · 4,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:15 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012011 · form4.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,605 Underlying: Class A Common Stock · 2,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:15 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 3,836 | $57.94 | $222,257.84 |
DisclosureSEC source: 0001062993-24-012011 · form4.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,358 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 22:15 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 7,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012011 · form4.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,310 | $63.20 | $272,392.00 |
DisclosureSEC source: 0001062993-24-005631 · form4.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,459 F2 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 1,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005631 · form4.xml · derivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,434 Underlying: Class A Common Stock · 1,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F6 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024. F6 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005631 · form4.xml · derivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,389 Underlying: Class A Common Stock · 4,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005631 · form4.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,756 Underlying: Class A Common Stock · 2,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 2,678 | $63.35 | $169,651.30 |
DisclosureSEC source: 0001062993-24-005631 · form4.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,769 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 7,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005631 · form4.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 23:29 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,166 | $89.19 | $103,995.54 |
DisclosureSEC source: 0001062993-23-021154 · form4.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,713 F2 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 23:29 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,238 | $89.03 | $288,279.14 |
DisclosureSEC source: 0001062993-23-021154 · form4.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,879 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:29 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021154 · form4.xml · derivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,828 Underlying: Class A Common Stock · 4,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:29 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021154 · form4.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,907 Underlying: Class A Common Stock · 2,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:29 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 6,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021154 · form4.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:37 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 53,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018296 · form4.xml · derivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,266 Underlying: Class A Common Stock · 53,266 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023. F2 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 00:26 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,397 | $92.89 | $129,767.33 |
DisclosureSEC source: 0001062993-23-017747 · form4.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,527 F2 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 00:26 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 754 | $82.69 | $62,348.26 |
DisclosureSEC source: 0001062993-23-017747 · form4.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,924 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 7, 2023 00:26 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017747 · form4.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,059 Underlying: Class A Common Stock · 2,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 7, 2023 00:26 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017747 · form4.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 2,436 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 13 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 2,436 | $5.64 Strike: $5.64 | $13,739.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 12 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,436 Underlying: Class A Common Stock · 2,436 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,436 | $5.64 Strike: $5.64 | $13,739.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 11 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 2,436 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 40 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 10 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 40 | $2.94 Strike: $2.94 | $117.60 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 9 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40 Underlying: Class A Common Stock · 40 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40 | $2.94 Strike: $2.94 | $117.60 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 8 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 40 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 3,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 7 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 3,216 | $2.94 Strike: $2.94 | $9,455.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,216 Underlying: Class A Common Stock · 3,216 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,216 | $2.94 Strike: $2.94 | $9,455.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 3,216 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,692 | $91.68 | $521,842.56 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · nonDerivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,527 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 2,436 | $5.64 | $13,739.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 84,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 40 | $2.94 | $117.60 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 3,216 | $2.94 | $9,455.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,397 | $59.44 | $83,037.68 |
DisclosureSEC source: 0001062993-23-012995 · form4.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,527 F2 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 00:20 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 754 | $60.06 | $45,285.24 |
DisclosureSEC source: 0001062993-23-012995 · form4.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,924 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:20 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012995 · form4.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,210 Underlying: Class A Common Stock · 2,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:20 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012995 · form4.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2023 Filed Mar 4, 2023 00:31 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,386 | $64.34 | $89,175.24 |
DisclosureSEC source: 0001716837-23-000019 · edgar.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,527 F2 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan. Read SEC document |
| March 02, 2023 Filed Mar 4, 2023 00:31 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 765 | $61.93 | $47,376.45 |
DisclosureSEC source: 0001716837-23-000019 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,913 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:31 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-23-000019 · edgar.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,361 Underlying: Class A Common Stock · 2,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:31 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-23-000019 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 23:21 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,763 | $75.00 | $207,225.00 |
DisclosureSEC source: 0001716837-23-000008 · edgar.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,527 F1 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 23:43 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,469 | $56.46 | $82,939.74 |
DisclosureSEC source: 0001716837-22-000144 · edgar.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,290 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.