Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DETERMINE, INC.DTRM · Entity 158391 | Director | August 24, 2018 | August 28, 2018 |
| Powerfleet, Inc.PWFL · Entity 5655 | Director | June 18, 2024 | June 21, 2024 |
| TESSCO TECHNOLOGIES INCTESS · Entity 111281 | See Explanation of Responses | February 17, 2022 | February 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DETERMINE, INC.
Report date August 24, 2018 · Filed August 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 216,114 |
Reported balance
After 2018-08-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-24 · Grant · Acquired 37,800 · Balance 216,114 F1: Grant of Restricted Stock Units that vest in equal monthly installments over a 12 month period pursuant to that certain Amendment to Offer Letter dated August 22, 2018 by and between Determine, Inc. and Michael Brodsky. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.78 · Expires 2028-08-24 | Direct | 406,200 |
Reported balance
After 2018-08-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-24 · Grant · Acquired 75,600 · Balance 406,200 F3: Grant of stock options that vest in equal monthly installments over a 12 month period pursuant to that certain Amendment to Offer Letter dated August 22, 2018 by and between Determine, Inc. and Michael Brodsky. |
| Common StockSEC Table I · non-derivative | IndirectBy Vajra Fund I, L.P. | 156,843 |
Reported balance
Holding disclosure · report date 2018-08-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 156,843 F2: Issued in the name of Vajra Fund I, L.P. The reporting person is the General Partner of Vajra Fund I, L.P. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security | IndirectBy Vajra Fund I, L.P. | 39,171 |
Reported balance
Holding disclosure · report date 2018-08-24 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 39,171 F4: N/A F2: Issued in the name of Vajra Fund I, L.P. The reporting person is the General Partner of Vajra Fund I, L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units that vest in equal monthly installments over a 12 month period pursuant to that certain Amendment to Offer Letter dated August 22, 2018 by and between Determine, Inc. and Michael Brodsky.
F2: Issued in the name of Vajra Fund I, L.P. The reporting person is the General Partner of Vajra Fund I, L.P.
F3: Grant of stock options that vest in equal monthly installments over a 12 month period pursuant to that certain Amendment to Offer Letter dated August 22, 2018 by and between Determine, Inc. and Michael Brodsky.
F4: N/A
Powerfleet, Inc.
Report date June 18, 2024 · Filed June 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.31 · Expires 2034-06-18 | Direct | 125,000 |
Reported balance
After 2024-06-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-06-18 · Grant · Acquired 125,000 · Balance 125,000 F1: On June 18, 2024 (the "Grant Date"), the reporting person was granted options to purchase 125,000 shares of common stock, par value $0.01 per share, of Powerfleet, Inc. (the "Company") under the Company's 2018 Incentive Plan, as amended, in consideration of his services as a director of the Company. These options vest in equal installments on the last day of each fiscal quarter over a period of 10 fiscal quarters following the Grant Date, provided that the reporting person is serving as a director of the Company on each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 18, 2024 (the "Grant Date"), the reporting person was granted options to purchase 125,000 shares of common stock, par value $0.01 per share, of Powerfleet, Inc. (the "Company") under the Company's 2018 Incentive Plan, as amended, in consideration of his services as a director of the Company. These options vest in equal installments on the last day of each fiscal quarter over a period of 10 fiscal quarters following the Grant Date, provided that the reporting person is serving as a director of the Company on each such date.
TESSCO TECHNOLOGIES INC
Report date February 17, 2022 · Filed February 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2022-02-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,000 F1: The Reporting Person, Matthew Brewer, Joseph H. Quaglia and Kenneth Spangler (collectively, the "Nominees") have been nominated by Lakeview Investment Group & Trading Company LLC ("Lakeview") for election to the Issuer's board of directors. The Nominees may be deemed to be members of a Section 13(d) group with Lakeview and certain of its affiliates that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person, Matthew Brewer, Joseph H. Quaglia and Kenneth Spangler (collectively, the "Nominees") have been nominated by Lakeview Investment Group & Trading Company LLC ("Lakeview") for election to the Issuer's board of directors. The Nominees may be deemed to be members of a Section 13(d) group with Lakeview and certain of its affiliates that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ID SYSTEMS INC
Report date October 03, 2019 · Filed October 03, 2019
Section 16 reporting ended · disclosed 2019-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-10-03 transaction · row 1
1 source rowRow 1 · 2019-10-03 · Disposition to issuer · Disposed 147,559 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions (the "Transactions") contemplated by (i) the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 13, 2019, by and among I.D. Systems, Inc., a Delaware corporation ("I.D. Systems"), PowerFleet, Inc., a Delaware corporation and wholly-owned subsidiary of I.D. Systems prior to the Transactions ("PowerFleet"), Pointer Telocation Ltd., a public company limited by shares formed under the laws of the State of Israel ("Pointer"), Powerfleet Israel Holding Company Ltd., a private company limited by shares formed under the laws of the State of Israel and a wholly-owned subsidiary of PowerFleet ("Pointer Holdco"), and Powerfleet Israel Acquisition Company Ltd., a private company limited by shares formed under the laws of the State of Israel and a wholly-owned subsidiary of Pointer Holdco ("Pointer Merger Sub") (continued in following footnote) F2: (continued from previous footnote) and (ii) the Investment and Transaction Agreement, dated as of March 13, 2019, (as amended, the "Investment Agreement"), by and among I.D. Systems, PowerFleet, PowerFleet US Acquisition Inc., a Delaware corporation and wholly-owned subsidiary of PowerFleet prior to the Transactions ("I.D. Systems Merger Sub"), and ABRY Senior Equity V, L.P. and ABRY Senior Equity Co-Investment Fund V, L.P. (collectively, the "Investors"), affiliates of ABRY Partners II, LLC, pursuant to which, at the applicable effective time of each such merger on October 3, 2019, (1) I.D. Systems reorganized into a new holding company structure by merging I.D. Systems Merger Sub with and into I.D. Systems, with I.D. Systems surviving as a direct, wholly-owned subsidiary of PowerFleet (the "I.D. Systems Merger"), (continued in following footnote) F3: (continued from previous footnote) and (2) Pointer Merger Sub merged with and into Pointer, with Pointer surviving as a direct, wholly-owned subsidiary of Pointer Holdco and an indirect, wholly-owned subsidiary of PowerFleet. As a result of the Transactions, PowerFleet became a publicly traded corporation, and former I.D. Systems stockholders and former Pointer shareholders now own common stock of PowerFleet. In the I.D. Systems Merger, each share of I.D. Systems common stock, par value $0.01 per share ("I.D. Systems Common Stock"), was exchanged for one share of common stock, par value $0.01 per share, of PowerFleet ("PowerFleet Common Stock"). The closing price per share of I.D. Systems Common Stock on October 2, 2019 (the last trading day prior to the date of the effective time of the I.D. Systems Merger (the "I.D. Systems Merger Effective Time")) was $5.40. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Vajra Fund I, L.P. | 0 |
Reported balance
After 2019-10-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-10-03 · Disposition to issuer · Disposed 76,000 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions (the "Transactions") contemplated by (i) the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 13, 2019, by and among I.D. Systems, Inc., a Delaware corporation ("I.D. Systems"), PowerFleet, Inc., a Delaware corporation and wholly-owned subsidiary of I.D. Systems prior to the Transactions ("PowerFleet"), Pointer Telocation Ltd., a public company limited by shares formed under the laws of the State of Israel ("Pointer"), Powerfleet Israel Holding Company Ltd., a private company limited by shares formed under the laws of the State of Israel and a wholly-owned subsidiary of PowerFleet ("Pointer Holdco"), and Powerfleet Israel Acquisition Company Ltd., a private company limited by shares formed under the laws of the State of Israel and a wholly-owned subsidiary of Pointer Holdco ("Pointer Merger Sub") (continued in following footnote) F2: (continued from previous footnote) and (ii) the Investment and Transaction Agreement, dated as of March 13, 2019, (as amended, the "Investment Agreement"), by and among I.D. Systems, PowerFleet, PowerFleet US Acquisition Inc., a Delaware corporation and wholly-owned subsidiary of PowerFleet prior to the Transactions ("I.D. Systems Merger Sub"), and ABRY Senior Equity V, L.P. and ABRY Senior Equity Co-Investment Fund V, L.P. (collectively, the "Investors"), affiliates of ABRY Partners II, LLC, pursuant to which, at the applicable effective time of each such merger on October 3, 2019, (1) I.D. Systems reorganized into a new holding company structure by merging I.D. Systems Merger Sub with and into I.D. Systems, with I.D. Systems surviving as a direct, wholly-owned subsidiary of PowerFleet (the "I.D. Systems Merger"), (continued in following footnote) F3: (continued from previous footnote) and (2) Pointer Merger Sub merged with and into Pointer, with Pointer surviving as a direct, wholly-owned subsidiary of Pointer Holdco and an indirect, wholly-owned subsidiary of PowerFleet. As a result of the Transactions, PowerFleet became a publicly traded corporation, and former I.D. Systems stockholders and former Pointer shareholders now own common stock of PowerFleet. In the I.D. Systems Merger, each share of I.D. Systems common stock, par value $0.01 per share ("I.D. Systems Common Stock"), was exchanged for one share of common stock, par value $0.01 per share, of PowerFleet ("PowerFleet Common Stock"). The closing price per share of I.D. Systems Common Stock on October 2, 2019 (the last trading day prior to the date of the effective time of the I.D. Systems Merger (the "I.D. Systems Merger Effective Time")) was $5.40. F4: Michael Brodksy (the "Reporting Person"), as the general partner of Vajra Fund I, L.P. ("Vajra Fund"), may be deemed to beneficially own the securities held by Vajra Fund. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Stock options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2027-02-17 | Direct | 0 |
Reported balance
After 2019-10-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-10-03 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions (the "Transactions") contemplated by (i) the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 13, 2019, by and among I.D. Systems, Inc., a Delaware corporation ("I.D. Systems"), PowerFleet, Inc., a Delaware corporation and wholly-owned subsidiary of I.D. Systems prior to the Transactions ("PowerFleet"), Pointer Telocation Ltd., a public company limited by shares formed under the laws of the State of Israel ("Pointer"), Powerfleet Israel Holding Company Ltd., a private company limited by shares formed under the laws of the State of Israel and a wholly-owned subsidiary of PowerFleet ("Pointer Holdco"), and Powerfleet Israel Acquisition Company Ltd., a private company limited by shares formed under the laws of the State of Israel and a wholly-owned subsidiary of Pointer Holdco ("Pointer Merger Sub") (continued in following footnote) F2: (continued from previous footnote) and (ii) the Investment and Transaction Agreement, dated as of March 13, 2019, (as amended, the "Investment Agreement"), by and among I.D. Systems, PowerFleet, PowerFleet US Acquisition Inc., a Delaware corporation and wholly-owned subsidiary of PowerFleet prior to the Transactions ("I.D. Systems Merger Sub"), and ABRY Senior Equity V, L.P. and ABRY Senior Equity Co-Investment Fund V, L.P. (collectively, the "Investors"), affiliates of ABRY Partners II, LLC, pursuant to which, at the applicable effective time of each such merger on October 3, 2019, (1) I.D. Systems reorganized into a new holding company structure by merging I.D. Systems Merger Sub with and into I.D. Systems, with I.D. Systems surviving as a direct, wholly-owned subsidiary of PowerFleet (the "I.D. Systems Merger"), (continued in following footnote) F3: (continued from previous footnote) and (2) Pointer Merger Sub merged with and into Pointer, with Pointer surviving as a direct, wholly-owned subsidiary of Pointer Holdco and an indirect, wholly-owned subsidiary of PowerFleet. As a result of the Transactions, PowerFleet became a publicly traded corporation, and former I.D. Systems stockholders and former Pointer shareholders now own common stock of PowerFleet. In the I.D. Systems Merger, each share of I.D. Systems common stock, par value $0.01 per share ("I.D. Systems Common Stock"), was exchanged for one share of common stock, par value $0.01 per share, of PowerFleet ("PowerFleet Common Stock"). The closing price per share of I.D. Systems Common Stock on October 2, 2019 (the last trading day prior to the date of the effective time of the I.D. Systems Merger (the "I.D. Systems Merger Effective Time")) was $5.40. F6: In accordance with the terms of the Investment Agreement, each stock option of I.D. Systems that was outstanding immediately prior to the I.D. Systems Merger Effective Time (whether or not vested) was converted automatically into a stock option to purchase an identical number of shares of PowerFleet Common Stock, on the same terms and conditions as applied to such option immediately prior to the I.D. Systems Merger Effective Time. F5: 50% of these options were vested at the I.D. Systems Merger Effective Time. These options were assumed by PowerFleet in the I.D. Systems Merger and converted into options to purchase an identical number of shares of PowerFleet Common Stock for $6.00 per share, with the remaining 50% of these options vesting in two equal installments on February 17, 2020 and February 17, 2021. |
| Stock options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.69 · Expires 2024-09-08 | Direct | 0 |
Reported balance
After 2019-10-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-10-03 · Disposition to issuer · Disposed 45,000 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions (the "Transactions") contemplated by (i) the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 13, 2019, by and among I.D. Systems, Inc., a Delaware corporation ("I.D. Systems"), PowerFleet, Inc., a Delaware corporation and wholly-owned subsidiary of I.D. Systems prior to the Transactions ("PowerFleet"), Pointer Telocation Ltd., a public company limited by shares formed under the laws of the State of Israel ("Pointer"), Powerfleet Israel Holding Company Ltd., a private company limited by shares formed under the laws of the State of Israel and a wholly-owned subsidiary of PowerFleet ("Pointer Holdco"), and Powerfleet Israel Acquisition Company Ltd., a private company limited by shares formed under the laws of the State of Israel and a wholly-owned subsidiary of Pointer Holdco ("Pointer Merger Sub") (continued in following footnote) F2: (continued from previous footnote) and (ii) the Investment and Transaction Agreement, dated as of March 13, 2019, (as amended, the "Investment Agreement"), by and among I.D. Systems, PowerFleet, PowerFleet US Acquisition Inc., a Delaware corporation and wholly-owned subsidiary of PowerFleet prior to the Transactions ("I.D. Systems Merger Sub"), and ABRY Senior Equity V, L.P. and ABRY Senior Equity Co-Investment Fund V, L.P. (collectively, the "Investors"), affiliates of ABRY Partners II, LLC, pursuant to which, at the applicable effective time of each such merger on October 3, 2019, (1) I.D. Systems reorganized into a new holding company structure by merging I.D. Systems Merger Sub with and into I.D. Systems, with I.D. Systems surviving as a direct, wholly-owned subsidiary of PowerFleet (the "I.D. Systems Merger"), (continued in following footnote) F3: (continued from previous footnote) and (2) Pointer Merger Sub merged with and into Pointer, with Pointer surviving as a direct, wholly-owned subsidiary of Pointer Holdco and an indirect, wholly-owned subsidiary of PowerFleet. As a result of the Transactions, PowerFleet became a publicly traded corporation, and former I.D. Systems stockholders and former Pointer shareholders now own common stock of PowerFleet. In the I.D. Systems Merger, each share of I.D. Systems common stock, par value $0.01 per share ("I.D. Systems Common Stock"), was exchanged for one share of common stock, par value $0.01 per share, of PowerFleet ("PowerFleet Common Stock"). The closing price per share of I.D. Systems Common Stock on October 2, 2019 (the last trading day prior to the date of the effective time of the I.D. Systems Merger (the "I.D. Systems Merger Effective Time")) was $5.40. F6: In accordance with the terms of the Investment Agreement, each stock option of I.D. Systems that was outstanding immediately prior to the I.D. Systems Merger Effective Time (whether or not vested) was converted automatically into a stock option to purchase an identical number of shares of PowerFleet Common Stock, on the same terms and conditions as applied to such option immediately prior to the I.D. Systems Merger Effective Time. F7: These options were fully vested and exercisable at the I.D. Systems Merger Effective Time. These options were assumed by PowerFleet in the I.D. Systems Merger and converted into options to purchase an identical number of shares of PowerFleet Common Stock for $5.69 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the consummation of the transactions (the "Transactions") contemplated by (i) the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 13, 2019, by and among I.D. Systems, Inc., a Delaware corporation ("I.D. Systems"), PowerFleet, Inc., a Delaware corporation and wholly-owned subsidiary of I.D. Systems prior to the Transactions ("PowerFleet"), Pointer Telocation Ltd., a public company limited by shares formed under the laws of the State of Israel ("Pointer"), Powerfleet Israel Holding Company Ltd., a private company limited by shares formed under the laws of the State of Israel and a wholly-owned subsidiary of PowerFleet ("Pointer Holdco"), and Powerfleet Israel Acquisition Company Ltd., a private company limited by shares formed under the laws of the State of Israel and a wholly-owned subsidiary of Pointer Holdco ("Pointer Merger Sub") (continued in following footnote)
F2: (continued from previous footnote) and (ii) the Investment and Transaction Agreement, dated as of March 13, 2019, (as amended, the "Investment Agreement"), by and among I.D. Systems, PowerFleet, PowerFleet US Acquisition Inc., a Delaware corporation and wholly-owned subsidiary of PowerFleet prior to the Transactions ("I.D. Systems Merger Sub"), and ABRY Senior Equity V, L.P. and ABRY Senior Equity Co-Investment Fund V, L.P. (collectively, the "Investors"), affiliates of ABRY Partners II, LLC, pursuant to which, at the applicable effective time of each such merger on October 3, 2019, (1) I.D. Systems reorganized into a new holding company structure by merging I.D. Systems Merger Sub with and into I.D. Systems, with I.D. Systems surviving as a direct, wholly-owned subsidiary of PowerFleet (the "I.D. Systems Merger"), (continued in following footnote)
F3: (continued from previous footnote) and (2) Pointer Merger Sub merged with and into Pointer, with Pointer surviving as a direct, wholly-owned subsidiary of Pointer Holdco and an indirect, wholly-owned subsidiary of PowerFleet. As a result of the Transactions, PowerFleet became a publicly traded corporation, and former I.D. Systems stockholders and former Pointer shareholders now own common stock of PowerFleet. In the I.D. Systems Merger, each share of I.D. Systems common stock, par value $0.01 per share ("I.D. Systems Common Stock"), was exchanged for one share of common stock, par value $0.01 per share, of PowerFleet ("PowerFleet Common Stock"). The closing price per share of I.D. Systems Common Stock on October 2, 2019 (the last trading day prior to the date of the effective time of the I.D. Systems Merger (the "I.D. Systems Merger Effective Time")) was $5.40.
F4: Michael Brodksy (the "Reporting Person"), as the general partner of Vajra Fund I, L.P. ("Vajra Fund"), may be deemed to beneficially own the securities held by Vajra Fund. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F5: 50% of these options were vested at the I.D. Systems Merger Effective Time. These options were assumed by PowerFleet in the I.D. Systems Merger and converted into options to purchase an identical number of shares of PowerFleet Common Stock for $6.00 per share, with the remaining 50% of these options vesting in two equal installments on February 17, 2020 and February 17, 2021.
F6: In accordance with the terms of the Investment Agreement, each stock option of I.D. Systems that was outstanding immediately prior to the I.D. Systems Merger Effective Time (whether or not vested) was converted automatically into a stock option to purchase an identical number of shares of PowerFleet Common Stock, on the same terms and conditions as applied to such option immediately prior to the I.D. Systems Merger Effective Time.
F7: These options were fully vested and exercisable at the I.D. Systems Merger Effective Time. These options were assumed by PowerFleet in the I.D. Systems Merger and converted into options to purchase an identical number of shares of PowerFleet Common Stock for $5.69 per share.
SPARK NETWORKS INC
Report date November 02, 2017 · Filed November 06, 2017
Section 16 reporting ended · disclosed 2017-11-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-11-02 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2017-11-02 · Disposition to issuer · Disposed 70,632 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). Row 2 · 2017-11-02 · Exercise / conversion · Acquired 2,838 · Balance 2,838 F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. Row 3 · 2017-11-02 · Disposition to issuer · Disposed 2,838 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). Row 4 · 2017-11-02 · Exercise / conversion · Acquired 10,374 · Balance 10,374 F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. Row 5 · 2017-11-02 · Disposition to issuer · Disposed 10,374 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-11-02 · Exercise / conversion · Disposed 2,838 · Balance 0 F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-11-02 · Exercise / conversion · Disposed 10,374 · Balance 0 F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2024-03-21 | Direct | 0 |
Reported balance
After 2017-11-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-11-02 · Disposition to issuer · Disposed 24,000 · Balance 0 F3: The stock option was granted on March 21, 2017 for 24,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 24,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option divided by 0.1. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.45 · Expires 2022-11-05 | Direct | 0 |
Reported balance
After 2017-11-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-11-02 · Disposition to issuer · Disposed 50,000 · Balance 0 F4: The stock option was granted on November 5, 2015 for 50,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 50,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option, divided by 0.1. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger.
F3: The stock option was granted on March 21, 2017 for 24,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 24,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option divided by 0.1.
F4: The stock option was granted on November 5, 2015 for 50,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 50,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option, divided by 0.1.
TRANS WORLD CORP
Report date April 30, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.97 · Expires 2020-04-15 | Direct | 0 |
Reported balance
After 2018-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-30 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Cancelled pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for limited purposes therein, Far East Consortium International Limited, in exchange for a lump sum cash payment (less any applicable withholding) equal to the product of the number of shares of Common Stock subject to the option multiplied by the excess, of any, of $4.1886 over the exercise price per share of Common Stock under such option. F1: On April 15, 2015, the Reporting Person was granted five-year (5) non-qualified stock options ("NQSOs") to purchase 10,000 shares of the Issuer's common stock, $0.001 par value ("Common Stock"). These NQSOs provided for vesting in four equal parts, with the first part vested immediately upon the date of grant, and another part to vest upon the first anniversary of the grant date, another part to vest upon the second anniversary of the grant date, and so on. On each anniversary of the grant date, the exercise price increased by four percent (4%). |
Filing footnotes · ownership attribution and instrument terms
F1: On April 15, 2015, the Reporting Person was granted five-year (5) non-qualified stock options ("NQSOs") to purchase 10,000 shares of the Issuer's common stock, $0.001 par value ("Common Stock"). These NQSOs provided for vesting in four equal parts, with the first part vested immediately upon the date of grant, and another part to vest upon the first anniversary of the grant date, another part to vest upon the second anniversary of the grant date, and so on. On each anniversary of the grant date, the exercise price increased by four percent (4%).
F2: Cancelled pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for limited purposes therein, Far East Consortium International Limited, in exchange for a lump sum cash payment (less any applicable withholding) equal to the product of the number of shares of Common Stock subject to the option multiplied by the excess, of any, of $4.1886 over the exercise price per share of Common Stock under such option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2017 Filed Jun 30, 2017 19:24 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 2,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042609 · doc4.xml · derivative · entry 4 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,676 Underlying: Common Stock · 2,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F2 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2017 Omnibus Incentive Plan on June 29, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. One-third (1/3) of the restricted stock units subject to the award vest at the end of the second, third and fourth fiscal quarters during fiscal 2017, subject to the reporting person's continuous service as a director. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 19:24 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 10,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-042609 · doc4.xml · nonDerivative · entry 2 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 19:24 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 2,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-042609 · doc4.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 19:24 UTC | SPARK NETWORKS INC LOV · Entity 172072 | GrantRestricted Stock Unit · Derivative | 8,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042609 · doc4.xml · derivative · entry 3 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,514 Underlying: Common Stock · 8,514 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F2 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2017 Omnibus Incentive Plan on June 29, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. One-third (1/3) of the restricted stock units subject to the award vest at the end of the second, third and fourth fiscal quarters during fiscal 2017, subject to the reporting person's continuous service as a director. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:22 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 10,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025104 · doc4.xml · derivative · entry 2 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,122 Underlying: Common Stock · 10,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F2 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:22 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 10,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-025104 · doc4.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 18:12 UTC | SPARK NETWORKS INC LOV · Entity 172072 | GrantRestricted Stock Unit · Derivative | 41,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022633 · doc4.xml · derivative · entry 2 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,496 Underlying: Common Stock · 41,496 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F3 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 18:12 UTC | SPARK NETWORKS INC LOV · Entity 172072 | GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022633 · doc4.xml · derivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2024-03-21 F1 · derivative.exercise_date: Twenty-five percent (25%) of the options vest annually in four equal installments at end of each fiscal quarter during 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:16 UTC | DETERMINE, INC. DTRM · Entity 158391 | PurchaseCommon Stock | 7,000 | $2.60 | $18,166.40 |
DisclosureSEC source: 0001437749-17-003140 · rdgdoc.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Vajra Fund I, L.P. Disclosed balance after: 106,843 F1 · ownership.nature: Issued in the name of Vajra Fund I, L.P. The reporting person is the General Partner of Vajra Fund I, L.P. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:16 UTC | DETERMINE, INC. DTRM · Entity 158391 | PurchaseCommon Stock | 1,500 | $2.48 | $3,712.80 |
DisclosureSEC source: 0001437749-17-002907 · rdgdoc.xml · nonDerivative · entry 2 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Vajra Fund I, L.P. Disclosed balance after: 99,843 F1 · ownership.nature: Issued in the name of Vajra Fund I, L.P. The reporting person is the General Partner of Vajra Fund I, L.P. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 17:32 UTC | ID SYSTEMS INC IDSY · Entity 154608 | GrantStock options (right to buy) · Derivative | 50,000 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001493152-17-001841 · form4.xml · derivative · entry 3 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock, par value $0.01 per share · 50,000 shares Expires 2027-02-17 F3 · price: On the Grant Date, the Reporting Person was granted options to purchase 50,000 shares of Common Stock under the Company's 2015 Equity Compensation Plan in consideration of his services as the Chairman of the Board of the Company. These options vest in equal increments over a four-year period commencing on the Grant Date, such that 25% of the options will vest on the first, second, third and fourth anniversaries of the Grant Date, provided that the Reporting Person is serving as a director of the Company on each such date. F3 · derivative.exercise_date: On the Grant Date, the Reporting Person was granted options to purchase 50,000 shares of Common Stock under the Company's 2015 Equity Compensation Plan in consideration of his services as the Chairman of the Board of the Company. These options vest in equal increments over a four-year period commencing on the Grant Date, such that 25% of the options will vest on the first, second, third and fourth anniversaries of the Grant Date, provided that the Reporting Person is serving as a director of the Company on each such date. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 17:32 UTC | ID SYSTEMS INC IDSY · Entity 154608 | GrantCommon Stock, par value $0.01 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-001841 · form4.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,357 F1 · shares: On February 17, 2017 (the "Grant Date"), Michael Brodsky (the "Reporting Person") was granted 5,000 restricted shares of common stock, par value $0.01 per share ("Common Stock"), of I.D. Systems, Inc. (the "Company") under the Company's 2015 Non-Employee Director Equity Compensation Plan, as amended (the "Director Plan"), in consideration of his services as a director of the Company. Subject to the terms and conditions of a restricted stock award agreement and the Director Plan, this award vests as to 100% of such shares on the first anniversary of the Grant Date, provided that the Reporting Person is serving as a director of the Company on such date. F1 · price: On February 17, 2017 (the "Grant Date"), Michael Brodsky (the "Reporting Person") was granted 5,000 restricted shares of common stock, par value $0.01 per share ("Common Stock"), of I.D. Systems, Inc. (the "Company") under the Company's 2015 Non-Employee Director Equity Compensation Plan, as amended (the "Director Plan"), in consideration of his services as a director of the Company. Subject to the terms and conditions of a restricted stock award agreement and the Director Plan, this award vests as to 100% of such shares on the first anniversary of the Grant Date, provided that the Reporting Person is serving as a director of the Company on such date. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 18:16 UTC | DETERMINE, INC. DTRM · Entity 158391 | PurchaseCommon Stock | 20,000 | $2.47 | $49,434.00 |
DisclosureSEC source: 0001437749-17-002907 · rdgdoc.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Vajra Fund I, L.P. Disclosed balance after: 98,343 F1 · ownership.nature: Issued in the name of Vajra Fund I, L.P. The reporting person is the General Partner of Vajra Fund I, L.P. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:47 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 5,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001054 · doc4.xml · derivative · entry 2 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F2 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on July 25, 2016. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for the third and fourth quarters of 2016. Fifty percent (50%) of the restricted stock units subject to the award vest at the end of the third quarter on September 30, 2016, and the remaining fifty percent (50%) vest at the end of the fourth quarter on December 31, 2016, subject to the reporting person's continuous service as a director. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:47 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 5,327 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-001054 · doc4.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 16:16 UTC | SPARK NETWORKS INC LOV · Entity 172072 | OtherCommon Stock | 30,492 | $1.10 | $33,541.20 |
DisclosureSEC source: 0001209191-16-155155 · doc4.xml · nonDerivative · entry 2 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Vajra Fund I LP Disclosed balance after: 0 F3 · kind: Represents in-kind distribution of shares by the Fund to one of its limited partners, over which there are no longer any beneficial ownership or pecuniary interests therein. F2 · ownership.nature: The reporting person is a general partner of the Fund, which owns the reported securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:16 UTC | SPARK NETWORKS INC LOV · Entity 172072 | OtherCommon Stock | 454,508 | $1.13 | $513,594.04 |
DisclosureSEC source: 0001209191-16-155155 · doc4.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Vajra Fund I LP Disclosed balance after: 30,492 F1 · kind: Represents in-kind distribution of shares by Vajra Fund I LP (the "Fund") to its limited partners, over which there are no longer any beneficial ownership or pecuniary interests therein. F2 · ownership.nature: The reporting person is a general partner of the Fund, which owns the reported securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 16:22 UTC | ID SYSTEMS INC IDSY · Entity 154608 | GrantCommon Stock, par value $0.01 per share | 16,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-16-015821 · form4.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,357 F1 · shares: On December 8, 2016 (the "Grant Date"), Michael Brodsky (the "Reporting Person") was granted 16,913 restricted shares of common stock, par value $0.01 per share ("Common Stock"), of I.D. Systems, Inc. (the "Company") under the Company's 2015 Non-Employee Director Equity Compensation Plan, as amended (the "Plan"), in consideration of his services as a director of the Company. Subject to the terms and conditions of a restricted stock award agreement and the Plan, this award vests as to 100% of such shares on September 1, 2017, provided that the Reporting Person is serving as a director of the Company on such date. F1 · price: On December 8, 2016 (the "Grant Date"), Michael Brodsky (the "Reporting Person") was granted 16,913 restricted shares of common stock, par value $0.01 per share ("Common Stock"), of I.D. Systems, Inc. (the "Company") under the Company's 2015 Non-Employee Director Equity Compensation Plan, as amended (the "Plan"), in consideration of his services as a director of the Company. Subject to the terms and conditions of a restricted stock award agreement and the Plan, this award vests as to 100% of such shares on September 1, 2017, provided that the Reporting Person is serving as a director of the Company on such date. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 20:21 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 5,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150341 · doc4.xml · derivative · entry 3 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s common stock. F3 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units subject to the award vest on each three month anniversary of the grant, such that one hundred percent (100%) of the award shall be vested upon the one year anniversary of the grant. In addition, all of the restricted stock units subject to the award vest fully upon a change in control. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 20:21 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 5,795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-150341 · doc4.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s common stock. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:31 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 5,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144272 · doc4.xml · derivative · entry 3 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,537 Underlying: Common Stock · 5,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F3 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on July 25, 2016. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for the third and fourth quarters of 2016. Fifty percent (50%) of the restricted stock units subject to the award vest at the end of the third quarter on September 30, 2016, and the remaining fifty percent (50%) vest at the end of the fourth quarter on December 31, 2016, subject to the reporting person's continuous service as a director. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:31 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 5,327 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-144272 · doc4.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 13:51 UTC | DETERMINE, INC. DTRM · Entity 158391 | GrantStock Option (Right to buy) · Derivative | 100,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001437749-16-038406 · rdgdoc.xml · derivative · entry 5 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,600 Underlying: Common Stock · 100,000 shares Expires 2026-09-02 F5 · derivative.exercise_date: Grant of stock options, 50% of which vest after two years and the balance of which vest in equal monthly installments over a 24 month period thereafter pursuant to that certain Amendment to Offer Letter dated September 1, 2016 by and between Determine, Inc. and Michael Brodsky. The options will be subject to accelerated vesting in connection with a change in control of Determine, Inc. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 13:51 UTC | DETERMINE, INC. DTRM · Entity 158391 | GrantStock Option (Right to buy) · Derivative | 75,600 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001437749-16-038406 · rdgdoc.xml · derivative · entry 4 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,600 Underlying: Common Stock · 75,600 shares Expires 2026-09-02 F4 · derivative.exercise_date: Grant of stock options that vest in equal monthly installments over a 12 month period pursuant to that certain Amendment to Offer Letter dated September 1, 2016 by and between Determine, Inc. and Michael Brodsky. The options will be subject to accelerated vesting in connection with a change in control of Determine, Inc. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 13:51 UTC | DETERMINE, INC. DTRM · Entity 158391 | GrantCommon Stock | 37,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-038406 · rdgdoc.xml · nonDerivative · entry 2 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,314 F2 · security: Grant of Restricted Stock Units that vest in equal monthly installments over a 12 month period pursuant to that certain Amendment to Offer Letter dated September 1, 2016 by and between Determine, Inc. and Michael Brodsky. The Restricted Stock Units will be subject to accelerated vesting in connection with a change in control of Determine, Inc. Read SEC document |
| August 28, 2016 Filed Sep 7, 2016 13:51 UTC | DETERMINE, INC. DTRM · Entity 158391 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-038406 · rdgdoc.xml · nonDerivative · entry 1 Brodsky Michael · CIK 0001403388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,514 F1 · security: Grant of Restricted Stock Units that are fully vested as of the date of grant pursuant to that certain Amendment to Offer Letter dated August 28, 2015 by and between Determine, Inc. and Michael Brodsky. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.