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Disclosed activity across 10 companies

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMICUS THERAPEUTICS, INC.FOLD · Entity 51196DirectorJune 04, 2020June 08, 2020
GILEAD SCIENCES, INC.GILD · Entity 405DirectorApril 30, 2026May 04, 2026
Jazz Pharmaceuticals plcJAZZ · Entity 818DirectorAugust 31, 2026September 02, 2026
LISATA THERAPEUTICS, INC.LSTA · Entity 7814DirectorSeptember 17, 2026September 29, 2026
Royalty Pharma plcRPRX · Entity 3100DirectorJune 05, 2026June 08, 2026
Structure Therapeutics Inc.GPCR · Entity 1222DirectorJune 17, 2026June 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMICUS THERAPEUTICS, INC.

Report date June 04, 2020 · Filed June 08, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect131,000 Reported balance After 2020-06-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-06-04 · Grant · Acquired 5,855 · Balance 131,000

F1: Granted in the form of Restricted Stock Units ("RSUs"), these RSUs will vest in full on the one year anniversary of the grant date and shall be payable in common stock. One (1) RSU is the equivalent of one (1) share of Amicus common stock.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.81 · Expires 2030-06-04Direct18,574 Reported balance After 2020-06-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-06-04 · Grant · Acquired 18,574 · Balance 18,574

F2: One hundred percent of the shares subject to this option will vest and become exercisable on the one year anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Granted in the form of Restricted Stock Units ("RSUs"), these RSUs will vest in full on the one year anniversary of the grant date and shall be payable in common stock. One (1) RSU is the equivalent of one (1) share of Amicus common stock.

F2: One hundred percent of the shares subject to this option will vest and become exercisable on the one year anniversary of the date of grant.

GILEAD SCIENCES, INC.

Report date April 30, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,484 Reported balance After 2026-04-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-30 · Grant · Acquired 1,146 · Balance 5,484

F1: Represents 1,146 restricted stock units ("RSUs") granted under the Gilead Sciences, Inc. 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of Gilead Sciences, Inc.'s common stock. The RSUs vested immediately upon the grant date of April 30, 2026.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $130.84 · Expires 2036-04-30Direct4,884 Reported balance After 2026-04-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-30 · Grant · Acquired 4,884 · Balance 4,884

F2: 100% of the shares subject to the stock option vested immediately upon the grant date of April 30, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 1,146 restricted stock units ("RSUs") granted under the Gilead Sciences, Inc. 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of Gilead Sciences, Inc.'s common stock. The RSUs vested immediately upon the grant date of April 30, 2026.

F2: 100% of the shares subject to the stock option vested immediately upon the grant date of April 30, 2026.

Jazz Pharmaceuticals plc

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect2,389 Ending reported balance After 2026-08-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-31 · Tax withholding · Disposed 6 · Balance 3,126

F1: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Row 2 · 2026-08-31 · Tax withholding · Disposed 737 · Balance 2,389

F1: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

LISATA THERAPEUTICS, INC.

Report date September 17, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,260 Reported balance Holding disclosure · report date 2026-09-17 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 19,260

F1: The reported shares of Common Stock and shares of Common Stock underlying shares of Series C Non-Voting Convertible Preferred Stock represent shares received in exchange for 2,354,899 shares of common stock of Marea Therapeutics, Inc. ("Marea") in connection with the Issuer's merger (the "Merger") with Marea pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 17, 2026, by and among the Issuer, Marea, Mariner Merger Sub I, Inc. and Mariner Merger Sub II, LLC. Under the terms of the Merger Agreement, at the effective time of the Merger, each outstanding share of Marea's

F2: (continued from Footnote 1) common stock was cancelled and converted into the right to receive 0.9723 shares of Common Stock or, in lieu thereof, 0.0009723 shares of Series C Non-Voting Convertible Preferred Stock (representing 0.9723 shares of Common Stock on an as-converted basis). A portion of the reported shares of Common Stock and Series C Non-Voting Convertible Preferred Stock are subject to an Issuer right of repurchase that lapses in accordance with time- or milestone-based vesting conditions set forth in the applicable stock purchase agreements.

Series C Non-Voting Convertible Preferred StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2026-09-17 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F3: Each share of Series C Non-Voting Convertible Preferred Stock will automatically convert into 1,000 shares of Common Stock upon the approval of such conversion by the Issuer's stockholders in accordance with the rules of the Nasdaq Stock Market LLC, subject to a beneficial ownership limitation to be established by the holder of between 4.9% and 19.99% of the outstanding Common Stock. The Series C Non-Voting Convertible Preferred Stock does not have a conversion price and has no expiration date.

F1: The reported shares of Common Stock and shares of Common Stock underlying shares of Series C Non-Voting Convertible Preferred Stock represent shares received in exchange for 2,354,899 shares of common stock of Marea Therapeutics, Inc. ("Marea") in connection with the Issuer's merger (the "Merger") with Marea pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 17, 2026, by and among the Issuer, Marea, Mariner Merger Sub I, Inc. and Mariner Merger Sub II, LLC. Under the terms of the Merger Agreement, at the effective time of the Merger, each outstanding share of Marea's

F2: (continued from Footnote 1) common stock was cancelled and converted into the right to receive 0.9723 shares of Common Stock or, in lieu thereof, 0.0009723 shares of Series C Non-Voting Convertible Preferred Stock (representing 0.9723 shares of Common Stock on an as-converted basis). A portion of the reported shares of Common Stock and Series C Non-Voting Convertible Preferred Stock are subject to an Issuer right of repurchase that lapses in accordance with time- or milestone-based vesting conditions set forth in the applicable stock purchase agreements.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares of Common Stock and shares of Common Stock underlying shares of Series C Non-Voting Convertible Preferred Stock represent shares received in exchange for 2,354,899 shares of common stock of Marea Therapeutics, Inc. ("Marea") in connection with the Issuer's merger (the "Merger") with Marea pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 17, 2026, by and among the Issuer, Marea, Mariner Merger Sub I, Inc. and Mariner Merger Sub II, LLC. Under the terms of the Merger Agreement, at the effective time of the Merger, each outstanding share of Marea's

F2: (continued from Footnote 1) common stock was cancelled and converted into the right to receive 0.9723 shares of Common Stock or, in lieu thereof, 0.0009723 shares of Series C Non-Voting Convertible Preferred Stock (representing 0.9723 shares of Common Stock on an as-converted basis). A portion of the reported shares of Common Stock and Series C Non-Voting Convertible Preferred Stock are subject to an Issuer right of repurchase that lapses in accordance with time- or milestone-based vesting conditions set forth in the applicable stock purchase agreements.

F3: Each share of Series C Non-Voting Convertible Preferred Stock will automatically convert into 1,000 shares of Common Stock upon the approval of such conversion by the Issuer's stockholders in accordance with the rules of the Nasdaq Stock Market LLC, subject to a beneficial ownership limitation to be established by the holder of between 4.9% and 19.99% of the outstanding Common Stock. The Series C Non-Voting Convertible Preferred Stock does not have a conversion price and has no expiration date.

Royalty Pharma plc

Report date June 05, 2026 · Filed June 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect58,393 Reported balance After 2026-06-05 transaction · row 1
1 source row

Row 1 · 2026-06-05 · Grant · Acquired 4,545 · Balance 58,393

F1: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") that is generally scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder.

Structure Therapeutics Inc.

Report date June 17, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2036-06-16Direct39,453 Reported balance After 2026-06-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-17 · Grant · Acquired 39,453 · Balance 39,453

F1: The option exercise price per share is equal to the fair market value per Ordinary Share on the grant date based on the trading price of the Issuer's American Depositary Shares ("ADSs").

F2: The shares vest in equal monthly installments over the 12 months following June 17, 2026, provided that the grant will in any case be fully vested on the date immediately prior to the date of the Issuer's 2027 annual shareholder meeting,

F3: The Ordinary Shares of the Issuer may be represented by ADSs. Each ADS represents three Ordinary Shares of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The option exercise price per share is equal to the fair market value per Ordinary Share on the grant date based on the trading price of the Issuer's American Depositary Shares ("ADSs").

F2: The shares vest in equal monthly installments over the 12 months following June 17, 2026, provided that the grant will in any case be fully vested on the date immediately prior to the date of the Issuer's 2027 annual shareholder meeting,

F3: The Ordinary Shares of the Issuer may be represented by ADSs. Each ADS represents three Ordinary Shares of the Issuer.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Cascadian Therapeutics, Inc.

Report date March 09, 2018 · Filed March 13, 2018

Section 16 reporting ended · disclosed 2018-03-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-03-09 transaction · row 1
1 source row

Row 1 · 2018-03-09 · Other · Disposed 37,394 · Balance 0

F1: Shares of Common Stock tendered in the tender offer launched by Valley Acquisition Sub, Inc. on February 8, 2018 pursuant to that certain Agreement and Plan of Merger, dated January 30, 2018, among Seattle Genetics, Inc., Valley Acquisition Sub, Inc., and Cascadian Therapeutics, Inc. (the "Merger Agreement"), to acquire all of the outstanding shares of common stock of Cascadian Therapeutics, Inc., par value $0.0001 per share, at a purchase price of $10.00 per share ("Offer Price"), net to the seller in cash, without interest and less any required withholding taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-03-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-03-09 · Disposition to issuer · Disposed 13,927 · Balance 0

F2: Pursuant to the Merger Agreement, the restricted stock units were cancelled in exchange for a cash payment of $139,270, which is the product of the total number of shares subject to such restricted stock unit grant multiplied by the Offer Price.

F3: The restricted stock units were granted on June 9, 2017 and vest on the one-year anniversary of the grant date.

F4: The restricted stock units expire upon the earlier of the settlement of the units and the unitholder's termination of service.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Common Stock tendered in the tender offer launched by Valley Acquisition Sub, Inc. on February 8, 2018 pursuant to that certain Agreement and Plan of Merger, dated January 30, 2018, among Seattle Genetics, Inc., Valley Acquisition Sub, Inc., and Cascadian Therapeutics, Inc. (the "Merger Agreement"), to acquire all of the outstanding shares of common stock of Cascadian Therapeutics, Inc., par value $0.0001 per share, at a purchase price of $10.00 per share ("Offer Price"), net to the seller in cash, without interest and less any required withholding taxes.

F2: Pursuant to the Merger Agreement, the restricted stock units were cancelled in exchange for a cash payment of $139,270, which is the product of the total number of shares subject to such restricted stock unit grant multiplied by the Offer Price.

F3: The restricted stock units were granted on June 9, 2017 and vest on the one-year anniversary of the grant date.

F4: The restricted stock units expire upon the earlier of the settlement of the units and the unitholder's termination of service.

Global Blood Therapeutics, Inc.

Report date October 05, 2022 · Filed October 06, 2022

Section 16 reporting ended · disclosed 2022-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-10-05 transaction · row 1
1 source row

Row 1 · 2022-10-05 · Disposition to issuer · Disposed 576,318 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 7, 2022, by and among the Issuer, Pfizer Inc., a Delaware corporation ("Parent"), and Ribeye Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), effective as of the effective time of the Merger (the "Effective Time") on October 5, 2022. At the Effective Time, each share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), reported in this Form 4 was converted into the right to receive $68.50 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F2: (Continued from Footnote 1) From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled.

Common StockSEC Table I · non-derivativeIndirectBy Trust 10 Reported balance After 2022-10-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-10-05 · Disposition to issuer · Disposed 119,650 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 7, 2022, by and among the Issuer, Pfizer Inc., a Delaware corporation ("Parent"), and Ribeye Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), effective as of the effective time of the Merger (the "Effective Time") on October 5, 2022. At the Effective Time, each share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), reported in this Form 4 was converted into the right to receive $68.50 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F2: (Continued from Footnote 1) From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled.

Common StockSEC Table I · non-derivativeIndirectBy Trust 20 Reported balance After 2022-10-05 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-10-05 · Disposition to issuer · Disposed 119,650 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 7, 2022, by and among the Issuer, Pfizer Inc., a Delaware corporation ("Parent"), and Ribeye Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), effective as of the effective time of the Merger (the "Effective Time") on October 5, 2022. At the Effective Time, each share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), reported in this Form 4 was converted into the right to receive $68.50 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F2: (Continued from Footnote 1) From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled.

Common StockSEC Table I · non-derivativeIndirectBy Trust 30 Reported balance After 2022-10-05 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2022-10-05 · Disposition to issuer · Disposed 102,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 7, 2022, by and among the Issuer, Pfizer Inc., a Delaware corporation ("Parent"), and Ribeye Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), effective as of the effective time of the Merger (the "Effective Time") on October 5, 2022. At the Effective Time, each share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), reported in this Form 4 was converted into the right to receive $68.50 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F2: (Continued from Footnote 1) From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled.

Common StockSEC Table I · non-derivativeIndirectBy Daughter0 Reported balance After 2022-10-05 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2022-10-05 · Disposition to issuer · Disposed 2,500 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 7, 2022, by and among the Issuer, Pfizer Inc., a Delaware corporation ("Parent"), and Ribeye Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), effective as of the effective time of the Merger (the "Effective Time") on October 5, 2022. At the Effective Time, each share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), reported in this Form 4 was converted into the right to receive $68.50 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F2: (Continued from Footnote 1) From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled.

Common StockSEC Table I · non-derivativeIndirectBy Daughter0 Reported balance After 2022-10-05 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2022-10-05 · Disposition to issuer · Disposed 2,500 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 7, 2022, by and among the Issuer, Pfizer Inc., a Delaware corporation ("Parent"), and Ribeye Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), effective as of the effective time of the Merger (the "Effective Time") on October 5, 2022. At the Effective Time, each share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), reported in this Form 4 was converted into the right to receive $68.50 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F2: (Continued from Footnote 1) From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-10-05 · Disposition to issuer · Disposed 11,250 · Balance 0

F3: Each (i) restricted stock unit of the Issuer subject only to service-based vesting requirements ("RSU") and (ii) restricted stock unit of the Issuer subject to performance-based vesting requirements ("PSU") represented a contingent right to receive one share of Common Stock.

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding RSU, was canceled and converted into the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such RSU immediately prior to the completion of the Merger multiplied by (ii) the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-10-05 · Disposition to issuer · Disposed 26,865 · Balance 0

F3: Each (i) restricted stock unit of the Issuer subject only to service-based vesting requirements ("RSU") and (ii) restricted stock unit of the Issuer subject to performance-based vesting requirements ("PSU") represented a contingent right to receive one share of Common Stock.

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding RSU, was canceled and converted into the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such RSU immediately prior to the completion of the Merger multiplied by (ii) the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-05 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-10-05 · Disposition to issuer · Disposed 47,223 · Balance 0

F3: Each (i) restricted stock unit of the Issuer subject only to service-based vesting requirements ("RSU") and (ii) restricted stock unit of the Issuer subject to performance-based vesting requirements ("PSU") represented a contingent right to receive one share of Common Stock.

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding RSU, was canceled and converted into the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such RSU immediately prior to the completion of the Merger multiplied by (ii) the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-05 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-10-05 · Disposition to issuer · Disposed 63,768 · Balance 0

F3: Each (i) restricted stock unit of the Issuer subject only to service-based vesting requirements ("RSU") and (ii) restricted stock unit of the Issuer subject to performance-based vesting requirements ("PSU") represented a contingent right to receive one share of Common Stock.

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding RSU, was canceled and converted into the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such RSU immediately prior to the completion of the Merger multiplied by (ii) the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-05 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-10-05 · Disposition to issuer · Disposed 109,116 · Balance 0

F3: Each (i) restricted stock unit of the Issuer subject only to service-based vesting requirements ("RSU") and (ii) restricted stock unit of the Issuer subject to performance-based vesting requirements ("PSU") represented a contingent right to receive one share of Common Stock.

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding PSU was canceled and converted into the right to receive an amount in cash equal to (i) (x) with respect to a PSU subject to vesting based on the Issuer's relative total shareholder return, approximately 199.5% of the target number of shares of Common Stock subject to such PSU immediately prior to the Effective Time and (y) with respect to a PSU subject to vesting based on the Issuer's relative percentage of patient share, the target number of shares of Common Stock subject to such PSU immediately prior to the Effective Time, in each case multiplied by (ii) the Merger Consideration. Includes 36,239 additional shares of Common Stock deemed vested as of immediately prior to the Effective Time in accordance with the preceding sentence.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-10-05 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-10-05 · Disposition to issuer · Disposed 141,400 · Balance 0

F3: Each (i) restricted stock unit of the Issuer subject only to service-based vesting requirements ("RSU") and (ii) restricted stock unit of the Issuer subject to performance-based vesting requirements ("PSU") represented a contingent right to receive one share of Common Stock.

F6: Each outstanding PSU tied to a price hurdle with respect to a share of Common Stock (and not relative total shareholder return) was forfeited at the Effective Time.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.40Direct0 Reported balance After 2022-10-05 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2022-10-05 · Disposition to issuer · Disposed 114,515 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding option to purchase shares of Common Stock granted under an Issuer equity plan (each, an "Issuer Stock Option"), whether vested or unvested, was canceled in exchange for the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such Issuer Stock Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Issuer Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.60Direct0 Reported balance After 2022-10-05 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2022-10-05 · Disposition to issuer · Disposed 122,000 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding option to purchase shares of Common Stock granted under an Issuer equity plan (each, an "Issuer Stock Option"), whether vested or unvested, was canceled in exchange for the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such Issuer Stock Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Issuer Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.44Direct0 Reported balance After 2022-10-05 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2022-10-05 · Disposition to issuer · Disposed 145,000 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding option to purchase shares of Common Stock granted under an Issuer equity plan (each, an "Issuer Stock Option"), whether vested or unvested, was canceled in exchange for the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such Issuer Stock Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Issuer Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.82Direct0 Reported balance After 2022-10-05 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2022-10-05 · Disposition to issuer · Disposed 114,190 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding option to purchase shares of Common Stock granted under an Issuer equity plan (each, an "Issuer Stock Option"), whether vested or unvested, was canceled in exchange for the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such Issuer Stock Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Issuer Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.48Direct0 Reported balance After 2022-10-05 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2022-10-05 · Disposition to issuer · Disposed 132,433 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding option to purchase shares of Common Stock granted under an Issuer equity plan (each, an "Issuer Stock Option"), whether vested or unvested, was canceled in exchange for the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such Issuer Stock Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Issuer Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.87Direct0 Reported balance After 2022-10-05 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2022-10-05 · Disposition to issuer · Disposed 118,090 · Balance 0

F7: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding option to purchase shares of Common Stock granted under an Issuer equity plan (each, an "Issuer Stock Option"), whether vested or unvested, was canceled in exchange for the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such Issuer Stock Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Issuer Stock Option.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 7, 2022, by and among the Issuer, Pfizer Inc., a Delaware corporation ("Parent"), and Ribeye Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), effective as of the effective time of the Merger (the "Effective Time") on October 5, 2022. At the Effective Time, each share of the Issuer's common stock, par value $0.001 per share ("Common Stock"), reported in this Form 4 was converted into the right to receive $68.50 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F2: (Continued from Footnote 1) From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled.

F3: Each (i) restricted stock unit of the Issuer subject only to service-based vesting requirements ("RSU") and (ii) restricted stock unit of the Issuer subject to performance-based vesting requirements ("PSU") represented a contingent right to receive one share of Common Stock.

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding RSU, was canceled and converted into the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such RSU immediately prior to the completion of the Merger multiplied by (ii) the Merger Consideration.

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding PSU was canceled and converted into the right to receive an amount in cash equal to (i) (x) with respect to a PSU subject to vesting based on the Issuer's relative total shareholder return, approximately 199.5% of the target number of shares of Common Stock subject to such PSU immediately prior to the Effective Time and (y) with respect to a PSU subject to vesting based on the Issuer's relative percentage of patient share, the target number of shares of Common Stock subject to such PSU immediately prior to the Effective Time, in each case multiplied by (ii) the Merger Consideration. Includes 36,239 additional shares of Common Stock deemed vested as of immediately prior to the Effective Time in accordance with the preceding sentence.

F6: Each outstanding PSU tied to a price hurdle with respect to a share of Common Stock (and not relative total shareholder return) was forfeited at the Effective Time.

F7: Pursuant to the terms of the Merger Agreement, at the Effective Time, subject to all required withholding taxes, each outstanding option to purchase shares of Common Stock granted under an Issuer equity plan (each, an "Issuer Stock Option"), whether vested or unvested, was canceled in exchange for the right to receive an amount in cash equal to (i) the number of shares of Common Stock subject to such Issuer Stock Option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such Issuer Stock Option.

PORTOLA PHARMACEUTICALS INC

Report date July 02, 2020 · Filed July 02, 2020

Section 16 reporting ended · disclosed 2020-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2020-07-02 transaction · row 1
1 source row

Row 1 · 2020-07-02 · Disposition to issuer · Disposed 15,575 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2020, by and among Portola Pharmaceuticals, Inc. (the "Issuer"), Alexion Pharmaceuticals, Inc. ("Alexion") and Odyssey Merger Sub Inc. ("Merger Sub") (the "Merger Agreement"), on July 2, 2020, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a direct, wholly owned subsidiary of Alexion (the "Merger"). At the effective time of the Merger (the "Effective Time"), each restricted stock unit ("RSU") was accelerated and canceled as of immediately prior to, and contingent upon, the Effective Time, in exchange for the right to receive a cash amount equal to the product of (i) the number of shares deliverable under such RSU multiplied by (ii) $18.00.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.94 · Expires 2030-06-11Direct0 Reported balance After 2020-07-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-07-02 · Disposition to issuer · Disposed 11,377 · Balance 0

F2: At the Effective Time, each of these unvested and outstanding options was accelerated, canceled and converted into the right to receive a cash amount equal to the product of (i) the number of shares that are subject to such options and (ii) $18.00 less the applicable exercise price per share of such options, subject to any applicable withholding or other taxes required by applicable law.

Stock Option (Right to Buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-07-02 · Disposition to issuer · Disposed 14,812 · Balance 0

F3: In connection with the Merger, these options were accelerated and canceled without payment.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2020, by and among Portola Pharmaceuticals, Inc. (the "Issuer"), Alexion Pharmaceuticals, Inc. ("Alexion") and Odyssey Merger Sub Inc. ("Merger Sub") (the "Merger Agreement"), on July 2, 2020, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a direct, wholly owned subsidiary of Alexion (the "Merger"). At the effective time of the Merger (the "Effective Time"), each restricted stock unit ("RSU") was accelerated and canceled as of immediately prior to, and contingent upon, the Effective Time, in exchange for the right to receive a cash amount equal to the product of (i) the number of shares deliverable under such RSU multiplied by (ii) $18.00.

F2: At the Effective Time, each of these unvested and outstanding options was accelerated, canceled and converted into the right to receive a cash amount equal to the product of (i) the number of shares that are subject to such options and (ii) $18.00 less the applicable exercise price per share of such options, subject to any applicable withholding or other taxes required by applicable law.

F3: In connection with the Merger, these options were accelerated and canceled without payment.

Seagen Inc.

Report date December 14, 2023 · Filed December 15, 2023

Section 16 reporting ended · disclosed 2023-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-12-14 transaction · row 1
1 source row

Row 1 · 2023-12-14 · Disposition to issuer · Disposed 4,255 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash in an amount equal to $229.00 per share of Common Stock (the "Merger Consideration").

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $161.82 · Expires 2030-08-17Direct0 Reported balance After 2023-12-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-12-14 · Disposition to issuer · Disposed 4,460 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $147.50 · Expires 2031-05-14Direct0 Reported balance After 2023-12-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-12-14 · Disposition to issuer · Disposed 3,462 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $135.63 · Expires 2032-05-13Direct0 Reported balance After 2023-12-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-12-14 · Disposition to issuer · Disposed 3,676 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-12-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-12-14 · Disposition to issuer · Disposed 449 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU"), other than any Post-Signing Company RSU (as defined below), was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Merger Consideration, multiplied by (ii) the number of shares of Common Stock then subject to such Company RSU.

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-12-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-12-14 · Disposition to issuer · Disposed 2,044 · Balance 0

F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding Company RSU granted after March 12, 2023 that was unvested as of immediately prior to the Effective Time (each, a "Post-Signing Company RSU") was cancelled and converted into the right to receive a Parent cash-based award subject to service-based vesting requirements with respect to an amount in cash equal to the product of (i) the Merger Consideration, multiplied by (ii) the number of shares of Common Stock then subject to such Post-Signing Company RSU.

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash in an amount equal to $229.00 per share of Common Stock (the "Merger Consideration").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU"), other than any Post-Signing Company RSU (as defined below), was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Merger Consideration, multiplied by (ii) the number of shares of Common Stock then subject to such Company RSU.

F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding Company RSU granted after March 12, 2023 that was unvested as of immediately prior to the Effective Time (each, a "Post-Signing Company RSU") was cancelled and converted into the right to receive a Parent cash-based award subject to service-based vesting requirements with respect to an amount in cash equal to the product of (i) the Merger Consideration, multiplied by (ii) the number of shares of Common Stock then subject to such Post-Signing Company RSU.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2020 Filed Aug 18, 2020 19:53 UTC Seagen Inc. SGEN · Entity 13956 GrantNon-Qualified Stock Option (right to buy) · Derivative 4,460 $0.00 Strike: $161.82 $0.00
Disclosure

SEC source: 0001203311-20-000079 · edgardoc.xml · derivative · entry 2

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,460

Underlying: Common Stock · 4,460 shares

Expires 2030-08-17

F3 · derivative.exercise_date: Options shall vest at a rate of 25% one year from the grant date and monthly thereafter until all options are fully vested four years from the grant date.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 19:53 UTC Seagen Inc. SGEN · Entity 13956 GrantCommon Stock 1,799 $0.00 $0.00
Disclosure

SEC source: 0001203311-20-000079 · edgardoc.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

F1 · security: These shares represent restricted stock units and will be settled in common stock upon vesting.

F2 · date: Shares shall vest at a rate of 25% on each anniversary of the grant date until all shares are fully vested four years from the grant date.

Read SEC document
August 13, 2020 Filed Aug 18, 2020 00:40 UTC Royalty Pharma plc RPRX · Entity 3100 GrantClass A Ordinary Shares 7,280 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-015966 · dp134615_4-love.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,280

Read SEC document
August 01, 2020 Filed Aug 5, 2020 01:30 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionRestricted Stock Units · Derivative 8,955 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-021329 · doc4.xml · derivative · entry 12

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,685

Underlying: Common Stock · 8,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2020, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

F7 · derivative.expiration_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2020, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 01:30 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-021329 · doc4.xml · derivative · entry 11

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2019, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

F6 · derivative.expiration_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2019, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 01:30 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionRestricted Stock Units · Derivative 9,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-021329 · doc4.xml · derivative · entry 10

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,250

Underlying: Common Stock · 9,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2018, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

F5 · derivative.expiration_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2018, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 01:30 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionRestricted Stock Units · Derivative 12,062 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-021329 · doc4.xml · derivative · entry 9

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,063

Underlying: Common Stock · 12,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2017, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

F4 · derivative.expiration_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2017, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 01:30 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Tax withholdingCommon Stock 20,834 $67.48 $1,405,878.32
Disclosure

SEC source: 0000899243-20-021329 · doc4.xml · nonDerivative · entry 3

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,816

F3 · shares: Represents number of shares of Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 42,017 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 01:30 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionCommon Stock 42,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-021329 · doc4.xml · nonDerivative · entry 2

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 16:32 UTC PORTOLA PHARMACEUTICALS INC PTLA · Entity 147987 Disposition to issuerStock Option (Right to Buy) · Derivative 14,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040332 · doc4.xml · derivative · entry 3

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,812 shares

Expires not disclosed

F3 · derivative.exercise_price: In connection with the Merger, these options were accelerated and canceled without payment.

F3 · price: In connection with the Merger, these options were accelerated and canceled without payment.

F3 · derivative.exercise_date: In connection with the Merger, these options were accelerated and canceled without payment.

F3 · derivative.expiration_date: In connection with the Merger, these options were accelerated and canceled without payment.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 16:32 UTC PORTOLA PHARMACEUTICALS INC PTLA · Entity 147987 Disposition to issuerStock Option (Right to Buy) · Derivative 11,377 $0.06 Strike: $17.94 $682.62
Disclosure

SEC source: 0001209191-20-040332 · doc4.xml · derivative · entry 2

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,377 shares

Expires 2030-06-11

F2 · price: At the Effective Time, each of these unvested and outstanding options was accelerated, canceled and converted into the right to receive a cash amount equal to the product of (i) the number of shares that are subject to such options and (ii) $18.00 less the applicable exercise price per share of such options, subject to any applicable withholding or other taxes required by applicable law.

F2 · derivative.exercise_date: At the Effective Time, each of these unvested and outstanding options was accelerated, canceled and converted into the right to receive a cash amount equal to the product of (i) the number of shares that are subject to such options and (ii) $18.00 less the applicable exercise price per share of such options, subject to any applicable withholding or other taxes required by applicable law.

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July 02, 2020 Filed Jul 2, 2020 16:32 UTC PORTOLA PHARMACEUTICALS INC PTLA · Entity 147987 Disposition to issuerRestricted Stock Units 15,575 $18.00 $280,350.00
Disclosure

SEC source: 0001209191-20-040332 · doc4.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: Pursuant to the Agreement and Plan of Merger, dated as of May 5, 2020, by and among Portola Pharmaceuticals, Inc. (the "Issuer"), Alexion Pharmaceuticals, Inc. ("Alexion") and Odyssey Merger Sub Inc. ("Merger Sub") (the "Merger Agreement"), on July 2, 2020, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a direct, wholly owned subsidiary of Alexion (the "Merger"). At the effective time of the Merger (the "Effective Time"), each restricted stock unit ("RSU") was accelerated and canceled as of immediately prior to, and contingent upon, the Effective Time, in exchange for the right to receive a cash amount equal to the product of (i) the number of shares deliverable under such RSU multiplied by (ii) $18.00.

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June 12, 2020 Filed Jun 15, 2020 19:06 UTC PORTOLA PHARMACEUTICALS INC PTLA · Entity 147987 GrantStock Option (Right to Buy) · Derivative 11,377 $0.00 Strike: $17.94 $0.00
Disclosure

SEC source: 0001209191-20-036776 · doc4.xml · derivative · entry 2

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,377

Underlying: Common Stock · 11,377 shares

Expires 2030-06-11

F2 · derivative.exercise_date: The Option shall vest as follows: 1/12th of the shares subject to the option shall vest on the first of each month after the grant date, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan) as of each such date.

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June 12, 2020 Filed Jun 15, 2020 19:06 UTC PORTOLA PHARMACEUTICALS INC PTLA · Entity 147987 GrantCommon Stock 7,281 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036776 · doc4.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,575

F1 · shares: Grant of Restricted Stock Units ("RSUs") in consideration of services rendered. The RSUs fully vest on March 1, 2021, subject to the Reporting Person's Continuous Services (as defined in the Issuer's 2013 Equity Incentive Plan) as of such date.

Read SEC document
June 12, 2020 Filed Aug 5, 2020 01:30 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 GiftCommon Stock 306,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-021329 · doc4.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,633

F1 · shares: On June 12, 2020, the Reporting Person transferred 102,000 shares by gift to each of three trusts for the benefit of the Reporting Person's daughters.

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June 04, 2020 Filed Jun 8, 2020 20:57 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 GrantStock Options (right to buy) · Derivative 18,574 $0.00 Strike: $12.81 $0.00
Disclosure

SEC source: 0001209191-20-035005 · doc4.xml · derivative · entry 2

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,574

Underlying: Common Stock · 18,574 shares

Expires 2030-06-04

F2 · derivative.exercise_date: One hundred percent of the shares subject to this option will vest and become exercisable on the one year anniversary of the date of grant.

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June 04, 2020 Filed Jun 8, 2020 20:57 UTC AMICUS THERAPEUTICS, INC. FOLD · Entity 51196 GrantCommon Stock 5,855 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035005 · doc4.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,000

F1 · security: Granted in the form of Restricted Stock Units ("RSUs"), these RSUs will vest in full on the one year anniversary of the grant date and shall be payable in common stock. One (1) RSU is the equivalent of one (1) share of Amicus common stock.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:47 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 GrantRestricted Stock Units · Derivative 141,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015151 · doc4.xml · derivative · entry 1

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,400

Underlying: Common Stock · 141,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs vest in installments conditioned upon the achievement, on or before June 30, 2024, of up to three specified market price thresholds of the Issuer, subject to the Reporting Person's continuous service with the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

F2 · derivative.expiration_date: The RSUs vest in installments conditioned upon the achievement, on or before June 30, 2024, of up to three specified market price thresholds of the Issuer, subject to the Reporting Person's continuous service with the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 20:17 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 40,000 $80.00 $3,200,160.00
Disclosure

SEC source: 0000899243-20-011549 · doc4.xml · nonDerivative · entry 3

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,633

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $80.00 to $80.05 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:17 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 1,517 $80.63 $122,319.81
Disclosure

SEC source: 0000899243-20-011549 · doc4.xml · nonDerivative · entry 2

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,633

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $80.00 to $80.90 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:17 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 1,300 $81.15 $105,493.96
Disclosure

SEC source: 0000899243-20-011549 · doc4.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,150

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $81.02 to $81.24 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:20 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 1,818 $70.92 $128,939.65
Disclosure

SEC source: 0000899243-20-005344 · doc4.xml · nonDerivative · entry 2

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,450

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $70.72 to $71.14 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:20 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 2,189 $70.22 $153,720.77
Disclosure

SEC source: 0000899243-20-005344 · doc4.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,268

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $69.71 to $70.68 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 01:51 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 GrantStock Option (Right to Buy) · Derivative 114,190 $0.00 Strike: $65.82 $0.00
Disclosure

SEC source: 0000899243-20-003043 · doc4.xml · derivative · entry 10

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,190

Underlying: Common Stock · 114,190 shares

Expires 2030-02-02

F8 · derivative.exercise_date: The shares of Common Stock underlying the option vest in 16 equal quarterly installments over 4 years from February 1, 2020, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The option is subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 01:51 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 GrantRestricted Stock Units · Derivative 71,640 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003043 · doc4.xml · derivative · entry 9

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,640

Underlying: Common Stock · 71,640 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2020, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

F7 · derivative.expiration_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2020, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 01:51 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003043 · doc4.xml · derivative · entry 8

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2019, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

F6 · derivative.expiration_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2019, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 01:51 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionRestricted Stock Units · Derivative 9,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003043 · doc4.xml · derivative · entry 7

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 9,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2018, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

F5 · derivative.expiration_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2018, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 01:51 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionRestricted Stock Units · Derivative 12,063 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003043 · doc4.xml · derivative · entry 6

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,125

Underlying: Common Stock · 12,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2017, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

F4 · derivative.expiration_date: The shares of Common Stock underlying the RSUs vest in 8 equal semi-annual installments over 4 years from February 1, 2017, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting date. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 01:51 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Tax withholdingCommon Stock 14,169 $65.26 $924,668.94
Disclosure

SEC source: 0000899243-20-003043 · doc4.xml · nonDerivative · entry 3

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,457

F3 · shares: Represents number of shares of Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 33,063 shares of Common Stock underlying the Reporting Person's RSUs.

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February 01, 2020 Filed Feb 5, 2020 01:51 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionCommon Stock 33,063 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-003043 · doc4.xml · nonDerivative · entry 2

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:51 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 GrantCommon Stock 579 $36.68 $21,237.72
Disclosure

SEC source: 0000899243-20-003043 · doc4.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062,563

F1 · shares: Shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
January 22, 2020 Filed Jan 23, 2020 21:05 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 1,031 $82.45 $85,011.00
Disclosure

SEC source: 0000899243-20-001815 · doc4.xml · nonDerivative · entry 6

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,984

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: Represents the weighted average sale price of the shares sold ranging from $82.355 to $82.60 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 21:05 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 32,150 $81.85 $2,631,599.67
Disclosure

SEC source: 0000899243-20-001815 · doc4.xml · nonDerivative · entry 5

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063,015

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price of the shares sold ranging from $81.35 to $82.345 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 21:05 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 6,819 $81.01 $552,435.83
Disclosure

SEC source: 0000899243-20-001815 · doc4.xml · nonDerivative · entry 4

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,165

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $80.35 to $81.34 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:05 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 523 $83.56 $43,702.66
Disclosure

SEC source: 0000899243-20-001815 · doc4.xml · nonDerivative · entry 3

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101,984

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $83.355 to $83.73 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:05 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 10,166 $82.78 $841,561.81
Disclosure

SEC source: 0000899243-20-001815 · doc4.xml · nonDerivative · entry 2

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,507

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $82.32 to $83.18 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:05 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 29,311 $81.98 $2,402,836.64
Disclosure

SEC source: 0000899243-20-001815 · doc4.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,673

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $81.31 to $82.30 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 01:21 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionRestricted Stock Units · Derivative 87,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029494 · doc4.xml · derivative · entry 5

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On August 11, 2017, the Reporting Person was granted 262,500 RSUs, which vest in installments upon the achievement of specified market capitalization milestones of the Issuer on or before December 31, 2019, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting milestone. On December 13, 2019, the final performance milestone was achieved, resulting in the vesting of the remaining 87,500 shares of Common Stock underlying the RSU grant.

F3 · derivative.expiration_date: On August 11, 2017, the Reporting Person was granted 262,500 RSUs, which vest in installments upon the achievement of specified market capitalization milestones of the Issuer on or before December 31, 2019, so long as the Reporting Person continues as an employee or other service provider of the Issuer through each vesting milestone. On December 13, 2019, the final performance milestone was achieved, resulting in the vesting of the remaining 87,500 shares of Common Stock underlying the RSU grant.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 01:21 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Tax withholdingCommon Stock 43,383 $76.88 $3,335,285.04
Disclosure

SEC source: 0000899243-19-029494 · doc4.xml · nonDerivative · entry 2

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,984

F2 · shares: Represents number of shares of Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 87,500 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 01:21 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 Exercise / conversionCommon Stock 87,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029494 · doc4.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 23:25 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 3,716 $76.15 $282,973.40
Disclosure

SEC source: 0000899243-19-028797 · doc4.xml · nonDerivative · entry 9

LOVE TED W · CIK 0001188919 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,867

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 23:25 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 23,152 $77.72 $1,799,327.14
Disclosure

SEC source: 0000899243-19-028797 · doc4.xml · nonDerivative · entry 8

LOVE TED W · CIK 0001188919 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101,583

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: Represents the weighted average sale price of the shares sold ranging from $77.28 to $77.94 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 06, 2019 Filed Dec 9, 2019 23:25 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 6,800 $76.78 $522,121.68
Disclosure

SEC source: 0000899243-19-028797 · doc4.xml · nonDerivative · entry 7

LOVE TED W · CIK 0001188919 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,735

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: Represents the weighted average sale price of the shares sold ranging from $76.27 to $77.26 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 06, 2019 Filed Dec 9, 2019 23:25 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 6,332 $75.73 $479,511.60
Disclosure

SEC source: 0000899243-19-028797 · doc4.xml · nonDerivative · entry 6

LOVE TED W · CIK 0001188919 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,535

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price of the shares sold ranging from $75.16 to $76.15 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 05, 2019 Filed Dec 9, 2019 23:25 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 6,750 $75.39 $508,873.05
Disclosure

SEC source: 0000899243-19-028797 · doc4.xml · nonDerivative · entry 5

LOVE TED W · CIK 0001188919 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137,867

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $75.08 to $75.73 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 05, 2019 Filed Dec 9, 2019 23:25 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 8,525 $74.66 $636,478.21
Disclosure

SEC source: 0000899243-19-028797 · doc4.xml · nonDerivative · entry 4

LOVE TED W · CIK 0001188919 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144,617

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $74.08 to $75.07 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 05, 2019 Filed Dec 9, 2019 23:25 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 996 $74.08 $73,783.68
Disclosure

SEC source: 0000899243-19-028797 · doc4.xml · nonDerivative · entry 3

LOVE TED W · CIK 0001188919 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,142

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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December 05, 2019 Filed Dec 9, 2019 23:25 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 12,442 $75.35 $937,474.84
Disclosure

SEC source: 0000899243-19-028797 · doc4.xml · nonDerivative · entry 2

LOVE TED W · CIK 0001188919 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154,138

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $75.01 to $75.80 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 05, 2019 Filed Dec 9, 2019 23:25 UTC Global Blood Therapeutics, Inc. GBT · Entity 123220 SaleCommon Stock 11,287 $74.62 $842,261.90
Disclosure

SEC source: 0000899243-19-028797 · doc4.xml · nonDerivative · entry 1

LOVE TED W · CIK 0001188919 · Director · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166,580

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $74.01 to $75.00 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 18, 2019 Filed Oct 2, 2019 16:20 UTC PORTOLA PHARMACEUTICALS INC PTLA · Entity 147987 GrantStock Option (Right to Buy) · Derivative 14,812 $0.00 Strike: $30.14 $0.00
Disclosure

SEC source: 0001209191-19-051672 · doc4.xml · derivative · entry 2

LOVE TED W · CIK 0001188919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,812

Underlying: Common Stock · 14,812 shares

Expires 2029-09-17

F2 · derivative.exercise_date: The Options will vest, subject to the Reporting Person's continuous service, on a monthly basis for the twelve-month period following the September 18, 2019 date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.