Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | EVP, Chief Risk Officer | July 25, 2024 | July 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date July 25, 2024 · Filed July 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Bingham Trust | 45,530 |
Reported balance
After 2024-07-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-07-25 · Sale · Disposed 6,000 · Balance 45,530 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2024-07-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2024 Filed Jul 29, 2024 23:18 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 6,000 | $44.89 | $269,346.00 |
DisclosureSEC source: 0001437749-24-023781 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Bingham Trust Disclosed balance after: 45,530 Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 23:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 4,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-022039 · rdgdoc.xml · derivative · entry 5 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,997 Underlying: Common Stock · 4,997 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 23:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-022039 · rdgdoc.xml · derivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,498 Underlying: Common Stock · 2,498 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 23:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-022039 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,478 Underlying: Common Stock · 2,478 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 4,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · derivative · entry 10 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F3 · shares: Of the previously reported target award of 4,647 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · derivative · entry 9 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F2 · shares: Of the previously reported target award of 2,323 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · derivative · entry 8 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F1 · shares: Of the previously reported target award of 2,186 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 2,723 | $36.91 | $100,505.93 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 6 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,681 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 7,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 5 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 4,647 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,365 | $36.91 | $50,382.15 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,773 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 2,323 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,285 | $36.91 | $47,429.35 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,314 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 2,186 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| November 03, 2023 Filed Nov 8, 2023 00:32 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 6,000 | $37.42 | $224,543.40 |
DisclosureSEC source: 0001437749-23-030725 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Bingham Trust Disclosed balance after: 41,849 F1 · balance_after: Between August 22, 2023 and September 5, 2023, 47,849 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Kim R. Bingham and Angelina Bingham Trust as indirect ownership, without the payment of any consideration. Read SEC document |
| July 27, 2023 Filed Aug 1, 2023 00:40 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 4,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-021255 · rdgdoc.xml · derivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,792 Underlying: Common Stock · 4,792 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2025, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2024 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2025, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2024 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 27, 2023 Filed Aug 1, 2023 00:40 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,396 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-021255 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,396 Underlying: Common Stock · 2,396 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2025, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2024 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2025, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2024 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 27, 2023 Filed Aug 1, 2023 00:40 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-021255 · rdgdoc.xml · derivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,288 Underlying: Common Stock · 2,288 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2025, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2024 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2025, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2024 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 6,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · derivative · entry 9 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F3 · shares: Of the previously reported target award of 6,159 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 3,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · derivative · entry 8 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F2 · shares: Of the previously reported target award of 3,079 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · derivative · entry 7 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020. F1 · shares: Of the previously reported target award of 2,975 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 3,479 | $34.21 | $119,016.59 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 6 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,849 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 10,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 5 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 6,159 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,733 | $34.21 | $59,285.93 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,308 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 5,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 3,079 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,664 | $34.21 | $56,925.44 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,032 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 4,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009564 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 2,975 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 22:27 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 6,000 | $41.33 | $247,980.00 |
DisclosureSEC source: 0001437749-22-018501 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,884 Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:04 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 4,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-013951 · rdgdoc.xml · derivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,403 Underlying: Common Stock · 4,403 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:04 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-013951 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,201 Underlying: Common Stock · 2,201 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:04 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-013951 · rdgdoc.xml · derivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,142 Underlying: Common Stock · 2,142 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 4,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · derivative · entry 9 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F3 · shares: Of the previously reported target award of 4,727 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · derivative · entry 8 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F2 · shares: Of the previously reported target award of 2,363 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · derivative · entry 7 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F1 · shares: Of the previously reported target award of 2,258 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,401 | $44.52 | $62,372.52 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 6 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,884 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 5 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 4,727 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,356 | $44.52 | $60,369.12 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,235 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 2,363 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,115 | $44.52 | $49,639.80 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,670 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008107 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 2,258 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:01 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005215 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 1,734 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 1,734 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:01 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 698 | $46.54 | $32,484.92 |
DisclosureSEC source: 0001437749-22-005215 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,562 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:01 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005215 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person previously reported the award of 1,734 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 3,000 | $42.68 | $128,040.30 |
DisclosureSEC source: 0001437749-21-024948 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,526 Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 23:17 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 4,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017596 · rdgdoc.xml · derivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,647 Underlying: Common Stock · 4,647 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 23:17 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,323 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017596 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,323 Underlying: Common Stock · 2,323 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 23:17 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017596 · rdgdoc.xml · derivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186 Underlying: Common Stock · 2,186 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 3,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008288 · rdgdoc.xml · derivative · entry 6 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on March 15, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 19, 2018. F2 · shares: Of the previously reported target award of 3,969 shares of performance-based restricted stock units, 92.612% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 1,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008288 · rdgdoc.xml · derivative · entry 5 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 26, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 28, 2017. F1 · shares: Of the previously reported target award of 1,988 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 4,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008288 · rdgdoc.xml · nonDerivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 3,969 shares of performance-based restricted stock units, 92.612% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008288 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 1,988 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.