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Kroll Werner

Disclosed activity across 2 companies

Tapewire entity
88663
SEC CIK
0001609320

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QuidelOrtho CorpQDEL · Entity 4986SVP, Research & DevelopmentJuly 28, 2024July 30, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QuidelOrtho Corp

Report date July 28, 2024 · Filed July 30, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect36,357 Ending reported balance After 2024-07-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-07-28 · Grant · Acquired 1,170 · Balance 36,951

F1: Reflects release of restricted stock units that were previously reported on a Form 4.

Row 2 · 2024-07-28 · Tax withholding · Disposed 594 · Balance 36,357

F2: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-07-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-07-28 · Exercise / conversion · Disposed 1,170 · Balance 0

F3: Each restricted stock unit represents the right to receive one share of QuidelOrtho Corporation common stock.

F4: 1,170 shares vested on July 28, 2022; 1,170 shares vested on July 28, 2023; and 1,170 shares vested on July 28, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects release of restricted stock units that were previously reported on a Form 4.

F2: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

F3: Each restricted stock unit represents the right to receive one share of QuidelOrtho Corporation common stock.

F4: 1,170 shares vested on July 28, 2022; 1,170 shares vested on July 28, 2023; and 1,170 shares vested on July 28, 2024.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

QUIDEL CORP /DE/

Report date May 27, 2022 · Filed June 01, 2022

Section 16 reporting ended · disclosed 2022-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-05-27 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-05-27 · Grant · Acquired 4,376 · Balance 20,932

F1: Reflects release of restricted stock units that were previously reported on a Form 4.

Row 2 · 2022-05-27 · Tax withholding · Disposed 2,170 · Balance 18,762

F2: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

Row 3 · 2022-05-27 · Disposition to issuer · Disposed 18,762 · Balance 0

F3: Pursuant to the Business Combination Agreement, dated as of December 22, 2021 (the "Business Combination Agreement") by and among Quidel Corporation ("Quidel"), Ortho Clinical Diagnostics Holdings plc, QuidelOrtho Corporation ("QuidelOrtho"), Orca Holdco, Inc., Laguna Merger Sub, Inc. and Orca Holdco 2, Inc., each share of common stock of Quidel beneficially owned by the Reporting Person at the effective time of the transaction contemplated by the Business Combination Agreement will be exchanged for one share of common stock of QuidelOrtho.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-05-27 · Exercise / conversion · Disposed 4,376 · Balance 0

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F5: Vested in full.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-05-27 · Disposition to issuer · Disposed 3,925 · Balance 0

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F8: Pursuant to the Business Combination Agreement, the Quidel restricted stock units will be converted into an equal number of restricted stock units representing the right to receive shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F9: 3,925 shares will vest on February 4, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-27 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-05-27 · Disposition to issuer · Disposed 2,743 · Balance 0

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F8: Pursuant to the Business Combination Agreement, the Quidel restricted stock units will be converted into an equal number of restricted stock units representing the right to receive shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F10: Release of restricted stock units was deferred pursuant to Quidel's deferred compensation program applicable to participating employees and will occur according to the elected deferral schedule.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-27 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-05-27 · Disposition to issuer · Disposed 823 · Balance 0

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F8: Pursuant to the Business Combination Agreement, the Quidel restricted stock units will be converted into an equal number of restricted stock units representing the right to receive shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F10: Release of restricted stock units was deferred pursuant to Quidel's deferred compensation program applicable to participating employees and will occur according to the elected deferral schedule.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-27 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-05-27 · Disposition to issuer · Disposed 4,268 · Balance 0

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F8: Pursuant to the Business Combination Agreement, the Quidel restricted stock units will be converted into an equal number of restricted stock units representing the right to receive shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F11: 4,268 shares will vest on February 4, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-27 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-05-27 · Disposition to issuer · Disposed 1,962 · Balance 0

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F8: Pursuant to the Business Combination Agreement, the Quidel restricted stock units will be converted into an equal number of restricted stock units representing the right to receive shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F12: 1,962 shares will vest in equal installments on July 1, 2022 and July 1, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-27 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-05-27 · Disposition to issuer · Disposed 2,625 · Balance 0

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F8: Pursuant to the Business Combination Agreement, the Quidel restricted stock units will be converted into an equal number of restricted stock units representing the right to receive shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F13: 1,312 shares will vest on February 1, 2023; and 1,313 shares will vest on February 1, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-27 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2022-05-27 · Disposition to issuer · Disposed 3,510 · Balance 0

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F8: Pursuant to the Business Combination Agreement, the Quidel restricted stock units will be converted into an equal number of restricted stock units representing the right to receive shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F14: 3,510 shares will vest in equal installments on July 28, 2022, July 28, 2023 and July 28, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-27 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2022-05-27 · Disposition to issuer · Disposed 10,642 · Balance 0

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F8: Pursuant to the Business Combination Agreement, the Quidel restricted stock units will be converted into an equal number of restricted stock units representing the right to receive shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F15: 3,547 shares will vest on each of January 31, 2023 and January 31, 2024; 3,548 shares will vest on January 31, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-27 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2022-05-27 · Disposition to issuer · Disposed 7,256 · Balance 0

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F8: Pursuant to the Business Combination Agreement, the Quidel restricted stock units will be converted into an equal number of restricted stock units representing the right to receive shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F16: 3,628 shares will vest on January 31, 2024; the remaining 3,628 shares will vest in equal installments on January 31, 2025 and January 31, 2026.

Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $46.41 · Expires 2028-01-16Direct0 Reported balance After 2022-05-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-05-27 · Disposition to issuer · Disposed 2,303 · Balance 0

F6: Pursuant to the Business Combination Agreement, the Quidel Non-Qualified Stock Options will be converted into an equal number of Non-Qualified Stock Options to purchase shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F5: Vested in full.

Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $59.12 · Expires 2029-02-04Direct0 Reported balance After 2022-05-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-05-27 · Disposition to issuer · Disposed 3,924 · Balance 0

F6: Pursuant to the Business Combination Agreement, the Quidel Non-Qualified Stock Options will be converted into an equal number of Non-Qualified Stock Options to purchase shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F7: 5,888 shares are vested in full; 1,962 shares will vest on February 4, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects release of restricted stock units that were previously reported on a Form 4.

F2: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

F3: Pursuant to the Business Combination Agreement, dated as of December 22, 2021 (the "Business Combination Agreement") by and among Quidel Corporation ("Quidel"), Ortho Clinical Diagnostics Holdings plc, QuidelOrtho Corporation ("QuidelOrtho"), Orca Holdco, Inc., Laguna Merger Sub, Inc. and Orca Holdco 2, Inc., each share of common stock of Quidel beneficially owned by the Reporting Person at the effective time of the transaction contemplated by the Business Combination Agreement will be exchanged for one share of common stock of QuidelOrtho.

F4: Each restricted stock unit represents the right to receive one share of Quidel common stock.

F5: Vested in full.

F6: Pursuant to the Business Combination Agreement, the Quidel Non-Qualified Stock Options will be converted into an equal number of Non-Qualified Stock Options to purchase shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F7: 5,888 shares are vested in full; 1,962 shares will vest on February 4, 2023.

F8: Pursuant to the Business Combination Agreement, the Quidel restricted stock units will be converted into an equal number of restricted stock units representing the right to receive shares of common stock of QuidelOrtho on the same terms and conditions (including applicable vesting conditions).

F9: 3,925 shares will vest on February 4, 2023.

F10: Release of restricted stock units was deferred pursuant to Quidel's deferred compensation program applicable to participating employees and will occur according to the elected deferral schedule.

F11: 4,268 shares will vest on February 4, 2023.

F12: 1,962 shares will vest in equal installments on July 1, 2022 and July 1, 2023.

F13: 1,312 shares will vest on February 1, 2023; and 1,313 shares will vest on February 1, 2024.

F14: 3,510 shares will vest in equal installments on July 28, 2022, July 28, 2023 and July 28, 2024.

F15: 3,547 shares will vest on each of January 31, 2023 and January 31, 2024; 3,548 shares will vest on January 31, 2025.

F16: 3,628 shares will vest on January 31, 2024; the remaining 3,628 shares will vest in equal installments on January 31, 2025 and January 31, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2019 Filed Dec 5, 2019 21:35 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 SaleCommon Stock 12,974 $68.02 $882,477.21
Disclosure

SEC source: 0001209191-19-059404 · doc4.xml · nonDerivative · entry 4

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,795

F4 · price: The weighted average sale price for these transactions was $66.018852 per share, with a range of $67.95 to $68.12. Upon request, the Reporting Person hereby undertakes to provide to staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder, the full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:35 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 SaleCommon Stock 6,620 $68.01 $450,229.51
Disclosure

SEC source: 0001209191-19-059404 · doc4.xml · nonDerivative · entry 3

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,769

F3 · price: The weighted average sale price for these transactions was $68.010509 per share, with a range of $67.95 to $68.12. Upon request, the Reporting Person hereby undertakes to provide to staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder, the full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:35 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionCommon Stock 6,620 $22.85 $151,267.00
Disclosure

SEC source: 0001209191-19-059404 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:35 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 SaleCommon Stock 3,357 $68.03 $228,371.67
Disclosure

SEC source: 0001209191-19-059404 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,769

F1 · price: The weighted average sale price for these transactions was $68.028508 per share, with a range of $67.95 to $68.10. Upon request, the Reporting Person hereby undertakes to provide to staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder, the full information regarding the number of shares sold at each separate price.

F2 · balance_after: The amount of securities beneficially owned following this transaction include an additional 357 shares due to the Reporting Person's purchase of shares pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 27, 2019 Filed May 29, 2019 18:50 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Tax withholdingCommon Stock 2,170 $54.42 $118,091.40
Disclosure

SEC source: 0001209191-19-033287 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,769

F2 · shares: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

Read SEC document
May 27, 2019 Filed May 29, 2019 18:50 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantCommon Stock 4,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033287 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,939

F1 · shares: Reflects vesting of prior restricted stock units, which were previously reported on a Form 4.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:23 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantRestricted Stock Units (Premium) · Derivative 823 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009918 · doc4.xml · derivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823

Underlying: Common Stock · 823 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Quidel Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest on the first anniversary date of the grant date, February 11, 2020.

F3 · derivative.expiration_date: The restricted stock units were received in lieu of a percentage of the reporting person's 2018 cash bonus pursuant to the Quidel Corporation Deferred Bonus Compensation Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:23 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantRestricted Stock Units (Converted) · Derivative 2,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009918 · doc4.xml · derivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,743

Underlying: Common Stock · 2,743 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Quidel Corporation common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the grant, February 11, 2019.

F3 · derivative.expiration_date: The restricted stock units were received in lieu of a percentage of the reporting person's 2018 cash bonus pursuant to the Quidel Corporation Deferred Bonus Compensation Plan.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:39 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Tax withholdingCommon Stock 424 $58.37 $24,748.88
Disclosure

SEC source: 0001209191-19-009527 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,562

F2 · shares: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 20:39 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantCommon Stock 1,201 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009527 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,986

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:24 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Tax withholdingCommon Stock 490 $59.00 $28,910.00
Disclosure

SEC source: 0001209191-19-007938 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,785

F2 · shares: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

F3 · balance_after: The amount of securities beneficially owned following this transaction include an additional 69 shares due to the Reporting Person's purchase of shares pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:24 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantCommon Stock 1,201 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007938 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,206

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:24 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantRestricted Stock Units · Derivative 3,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007938 · doc4.xml · derivative · entry 4

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925

Underlying: Common Stock · 3,925 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Quidel Corporation common stock.

F6 · derivative.exercise_date: 3,925 shares will vest on the fourth anniversary date of the grant date, February 4, 2023.

F6 · derivative.expiration_date: 3,925 shares will vest on the fourth anniversary date of the grant date, February 4, 2023.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:24 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantNon-Qualified Stock Option · Derivative 7,850 $0.00 Strike: $59.12 $0.00
Disclosure

SEC source: 0001209191-19-007938 · doc4.xml · derivative · entry 3

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,850

Underlying: Common Stock · 7,850 shares

Expires 2029-02-04

F4 · derivative.exercise_date: 3,925 shares will vest on the second anniversary date of the grant date, February 4, 2021. 1,963 shares will vest on the third anniversary date of the grant date, February 4, 2022. 1,962 shares will vest on the fourth anniversary date of the grant date, February 4, 2023.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:00 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 SaleCommon Stock 2,500 $66.16 $165,392.00
Disclosure

SEC source: 0001209191-18-037605 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,005

F1 · price: The weighted average sale price for these transactions was $66.1568 per share, with a range of $66.15 to $66.18. Upon request, the Reporting Person hereby undertakes to provide to staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder, the full information regarding the number of shares sold at each separate price.

Read SEC document
May 27, 2018 Filed May 30, 2018 20:13 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Tax withholdingCommon Stock 3,783 $61.20 $231,519.60
Disclosure

SEC source: 0001209191-18-034287 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,505

F2 · shares: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

Read SEC document
May 27, 2018 Filed May 30, 2018 20:13 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantCommon Stock 10,940 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034287 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,288

F1 · shares: Reflects vesting of prior restricted stock units, which were previously reported on a Form 4.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 20:30 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Tax withholdingCommon Stock 2,479 $45.10 $111,802.90
Disclosure

SEC source: 0001209191-18-011686 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,348

F3 · shares: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of performance-based restricted stock units.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 20:30 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantCommon Stock 7,171 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011686 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,827

F1 · shares: Reporting Person acquired these shares in connection with full achievement of performance metrics associated with performance-based restricted stock units awarded on 2/15/2017.

F2 · balance_after: The amount of securities beneficially owned prior to this transaction included an additional 664 shares due to the Reporting Person's purchase of shares pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 20:12 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Tax withholdingCommon Stock 840 $42.94 $36,069.60
Disclosure

SEC source: 0001209191-18-009822 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,992

F2 · shares: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 20:12 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantCommon Stock 2,403 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009822 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,832

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 20:21 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Tax withholdingCommon Stock 490 $43.58 $21,354.20
Disclosure

SEC source: 0001209191-18-008286 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,429

F2 · shares: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

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February 05, 2018 Filed Feb 7, 2018 20:21 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantCommon Stock 1,201 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008286 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,919

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

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January 29, 2018 Filed Jan 31, 2018 20:06 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantRestricted Stock Units · Derivative 2,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006331 · doc4.xml · derivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,970

Underlying: Common Stock · 2,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one (1) share of Quidel Corporation common stock.

F2 · derivative.exercise_date: 2,970 shares will vest on the third anniversary date of the grant date, January 29, 2021.

F2 · derivative.expiration_date: 2,970 shares will vest on the third anniversary date of the grant date, January 29, 2021.

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January 29, 2018 Filed Jan 31, 2018 20:06 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantNon-Qualified Stock Option · Derivative 2,970 $0.00 Strike: $47.85 $0.00
Disclosure

SEC source: 0001209191-18-006331 · doc4.xml · derivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,970

Underlying: Common Stock · 2,970 shares

Expires 2028-01-29

Read SEC document
January 16, 2018 Filed Jan 23, 2018 17:30 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantRestricted Stock Units · Derivative 4,606 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-004959 · doc4.xml · derivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,606

Underlying: Common Stock · 4,606 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Quidel Corporation common stock.

F3 · derivative.exercise_date: 4,606 shares will vest on the fourth anniversary date of the grant date, January 16, 2022.

F3 · derivative.expiration_date: 4,606 shares will vest on the fourth anniversary date of the grant date, January 16, 2022.

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January 16, 2018 Filed Jan 23, 2018 17:30 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantNon-Qualified Stock Option · Derivative 9,212 $0.00 Strike: $46.41 $0.00
Disclosure

SEC source: 0001209191-18-004959 · doc4.xml · derivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,212

Underlying: Common Stock · 9,212 shares

Expires 2028-01-16

F1 · derivative.exercise_date: 4,606 shares will vest on the second anniversary date of the grant date, January 16, 2020. 2,303 shares will vest on the third anniversary date of the grant date, January 16, 2021. 2,303 shares will vest on the fourth anniversary date of the grant date, January 16, 2022.

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December 08, 2017 Filed Dec 12, 2017 20:14 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionNon-Qualified Stock Option · Derivative 9,258 $0.00 Strike: $23.41 $0.00
Disclosure

SEC source: 0001209191-17-065297 · doc4.xml · derivative · entry 6

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,596

Underlying: Common Stock · 9,258 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 20:14 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionNon-Qualified Stock Option · Derivative 7,100 $0.00 Strike: $23.41 $0.00
Disclosure

SEC source: 0001209191-17-065297 · doc4.xml · derivative · entry 5

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,854

Underlying: Common Stock · 7,100 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 20:14 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 SaleCommon Stock 9,258 $40.41 $374,081.53
Disclosure

SEC source: 0001209191-17-065297 · doc4.xml · nonDerivative · entry 4

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718

F2 · price: The weighted average sale price for these transactions was $40.406319 per share, with a range of $40.36 to $40.45. Upon request, the Reporting Person hereby undertakes to provide to staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder, the full information regarding the number of shares sold at each separate price.

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December 08, 2017 Filed Dec 12, 2017 20:14 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionCommon Stock 9,258 $23.41 $216,729.78
Disclosure

SEC source: 0001209191-17-065297 · doc4.xml · nonDerivative · entry 3

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 20:14 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 SaleCommon Stock 7,100 $40.49 $287,447.76
Disclosure

SEC source: 0001209191-17-065297 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718

F1 · price: The weighted average sale price for these transactions was $40.485564 per share, with a range of $40.40 to $40.62. Upon request, the Reporting Person hereby undertakes to provide to staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder, the full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 20:14 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionCommon Stock 7,100 $23.41 $166,211.00
Disclosure

SEC source: 0001209191-17-065297 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 20:05 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionNon-Qualified Stock Option · Derivative 1,238 $0.00 Strike: $23.41 $0.00
Disclosure

SEC source: 0001209191-17-064568 · doc4.xml · derivative · entry 6

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,954

Underlying: Common Stock · 1,238 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 17,596 shares vested on 02/05/2017; 8,798 shares will vest on 02/05/2018; and 8,798 shares will vest on 02/05/2019.

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December 05, 2017 Filed Dec 7, 2017 20:05 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionNon-Qualified Stock Option · Derivative 12,298 $0.00 Strike: $22.85 $0.00
Disclosure

SEC source: 0001209191-17-064568 · doc4.xml · derivative · entry 5

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,620

Underlying: Common Stock · 12,298 shares

Expires 2024-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 13,242 shares vested on 05/27/2016; 6,621 shares vested on 05/27/2017; and 6,620 shares will vest on 05/27/2018.

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December 05, 2017 Filed Dec 7, 2017 20:05 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 SaleCommon Stock 1,238 $40.51 $50,151.38
Disclosure

SEC source: 0001209191-17-064568 · doc4.xml · nonDerivative · entry 4

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718

Read SEC document
December 05, 2017 Filed Dec 7, 2017 20:05 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionCommon Stock 1,238 $23.41 $28,981.58
Disclosure

SEC source: 0001209191-17-064568 · doc4.xml · nonDerivative · entry 3

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 20:05 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 SaleCommon Stock 12,298 $40.51 $498,191.98
Disclosure

SEC source: 0001209191-17-064568 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718

Read SEC document
December 05, 2017 Filed Dec 7, 2017 20:05 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionCommon Stock 12,298 $22.85 $281,009.30
Disclosure

SEC source: 0001209191-17-064568 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 20:27 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionNon-Qualified Stock Option · Derivative 7,565 $0.00 Strike: $22.85 $0.00
Disclosure

SEC source: 0001209191-17-059864 · doc4.xml · derivative · entry 3

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,918

Underlying: Common Stock · 7,565 shares

Expires 2024-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 13,242 shares vested on the second anniversary date of the grant date, May 27, 2016. 6,621 shares vested on the third anniversary date of the grant date, May 27, 2017. 6,620 shares will vest on the fourth anniversary date of the grant date, May 27, 2018.

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November 06, 2017 Filed Nov 8, 2017 20:27 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 SaleCommon Stock 7,565 $39.50 $298,817.50
Disclosure

SEC source: 0001209191-17-059864 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718

F1 · balance_after: The amount of securities beneficially owned following this transaction include an additional 1,022 shares due to the Reporting Person's purchase of shares pursuant to the Issuer's Employee Stock Purchase Plan.

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November 06, 2017 Filed Nov 8, 2017 20:27 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Exercise / conversionCommon Stock 7,565 $22.85 $172,860.25
Disclosure

SEC source: 0001209191-17-059864 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 17, 2017 20:55 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantRestricted Stock Units (Premium) · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012418 · doc4.xml · derivative · entry 4

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055

Underlying: Common Stock · 1,055 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Quidel Corporation common stock.

F6 · derivative.exercise_date: The restricted stock units vest on the first anniversary date of the grant date, February 17, 2018.

F5 · derivative.expiration_date: The restricted stock units were received in lieu of a percentage of the reporting persons 2016 cash bonus pursuant to the 2016 Employee Deferred Bonus Compensation Plan.

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February 17, 2017 Filed Feb 17, 2017 20:55 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantRestricted Stock Units (Converted) · Derivative 3,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012418 · doc4.xml · derivative · entry 3

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,519

Underlying: Common Stock · 3,519 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Quidel Corporation common stock.

F4 · derivative.exercise_date: The restricted stock units vest on the date of grant, February 17, 2017.

F5 · derivative.expiration_date: The restricted stock units were received in lieu of a percentage of the reporting persons 2016 cash bonus pursuant to the 2016 Employee Deferred Bonus Compensation Plan.

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February 15, 2017 Filed Feb 17, 2017 20:55 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantRestricted Stock Units · Derivative 7,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012418 · doc4.xml · derivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,172

Underlying: Common Stock · 7,172 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Quidel Corporation common stock.

F3 · derivative.exercise_date: 7,172 shares will vest on the fourth anniversary date of the grant date, February 15, 2021.

F3 · derivative.expiration_date: 7,172 shares will vest on the fourth anniversary date of the grant date, February 15, 2021.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 20:55 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantNon-Qualified Stock Options · Derivative 14,343 $0.00 Strike: $21.08 $0.00
Disclosure

SEC source: 0001209191-17-012418 · doc4.xml · derivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,343

Underlying: Common Stock · 14,343 shares

Expires 2027-02-15

F1 · derivative.exercise_date: 7,172 shares will vest on the second anniversary date of the grant date, February 15, 2019. 3,586 shares will vest on the third anniversary date of the grant date, February 15, 2020. 3,585 shares will vest on the fourth anniversary date of the grant date, February 15, 2021.

Read SEC document
February 05, 2017 Filed Feb 8, 2017 21:08 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 Tax withholdingCommon Stock 1,052 $19.15 $20,145.80
Disclosure

SEC source: 0001209191-17-008951 · doc4.xml · nonDerivative · entry 2

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696

F3 · shares: Disposition of shares, as set forth above, was in connection with the Issuer's withholding of common shares to satisfy tax withholding obligations related to the issuance of common shares upon release of restricted stock units.

Read SEC document
February 05, 2017 Filed Feb 8, 2017 21:08 UTC QUIDEL CORP /DE/ QDEL · Entity 126712 GrantCommon Stock 2,403 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008951 · doc4.xml · nonDerivative · entry 1

Kroll Werner · CIK 0001609320 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,748

F1 · shares: Reflects release of restricted stock units that were previously reported on Form 4.

F2 · balance_after: The amount of securities beneficially owned following this transaction include an additional 1,345 shares due to the Reporting Person's purchase of shares pursuant to the Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.