Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TXNM ENERGY INCTXNM · Entity 3794 | SVP, GEN COUNSEL & SECY | August 02, 2024 | August 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TXNM ENERGY INC
Report date August 02, 2024 · Filed August 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,492 |
Reported balance
After 2024-08-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-08-02 · Exercise / conversion · Acquired 8,922 · Balance 99,492 F1: Represents the portions of previous awards of restricted stock rights that vested effective as of August 2, 2024. |
| Common StockSEC Table I · non-derivative | Direct | 95,454 |
Reported balance
After 2024-08-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-08-02 · Tax withholding · Disposed 4,038 · Balance 95,454 F2: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 4,945 |
Reported balance
After 2024-08-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-08-02 · Exercise / conversion · Disposed 8,922 · Balance 4,945 F3: Each restricted stock right represents a contingent right to receive one share of common stock of the Company. F4: On December 5, 2023, the reporting person was granted 8,922 restricted stock rights vesting on the earliest of (i) 24 months from the grant date, (ii) the closing of the previously disclosed potential transaction among the Company, Avangrid, Inc. and NM Green Holdings, Inc., pursuant to which NM Green Holdings, Inc. was to merge with and into the Company with the Company surviving as a wholly-owned subsidiary of Avangrid, Inc. (the "Transaction"), or (iii) six months following the date on which either the Company or Avangrid, Inc. decides to abandon the Transaction; provided that the reporting person remains employed through the vesting date. As previously announced, on December 31, 2023, Avangrid, Inc. informed the Company that it was terminating the Transaction. As a result, the reporting person's restricted stock rights vested on the first trading day after the expiration of the blackout period that was in effect on the date on which the applicable six-month period expired. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the portions of previous awards of restricted stock rights that vested effective as of August 2, 2024.
F2: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.
F3: Each restricted stock right represents a contingent right to receive one share of common stock of the Company.
F4: On December 5, 2023, the reporting person was granted 8,922 restricted stock rights vesting on the earliest of (i) 24 months from the grant date, (ii) the closing of the previously disclosed potential transaction among the Company, Avangrid, Inc. and NM Green Holdings, Inc., pursuant to which NM Green Holdings, Inc. was to merge with and into the Company with the Company surviving as a wholly-owned subsidiary of Avangrid, Inc. (the "Transaction"), or (iii) six months following the date on which either the Company or Avangrid, Inc. decides to abandon the Transaction; provided that the reporting person remains employed through the vesting date. As previously announced, on December 31, 2023, Avangrid, Inc. informed the Company that it was terminating the Transaction. As a result, the reporting person's restricted stock rights vested on the first trading day after the expiration of the blackout period that was in effect on the date on which the applicable six-month period expired.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 4,373 | $47.42 | $207,367.66 |
DisclosureSEC source: 0001562180-21-002110 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,820 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 9,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002110 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2020 for the 2018-2020 performance period, and settled on March 5, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002349 · primarydocument.xml · derivative · entry 9 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,030 Underlying: Common Stock · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002349 · primarydocument.xml · derivative · entry 8 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 790 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002349 · primarydocument.xml · derivative · entry 7 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,520 Underlying: Common Stock · 790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 297 | $51.83 | $15,393.51 |
DisclosureSEC source: 0001562180-20-002349 · primarydocument.xml · nonDerivative · entry 6 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,662 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002349 · primarydocument.xml · nonDerivative · entry 5 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 363 | $51.83 | $18,814.29 |
DisclosureSEC source: 0001562180-20-002349 · primarydocument.xml · nonDerivative · entry 4 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,289 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002349 · primarydocument.xml · nonDerivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 350 | $51.83 | $18,140.50 |
DisclosureSEC source: 0001562180-20-002349 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,832 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 790 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002349 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:36 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002252 · primarydocument.xml · derivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,310 Underlying: Common Stock · 1,870 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:36 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 4,634 | $49.08 | $227,436.72 |
DisclosureSEC source: 0001562180-20-002252 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,392 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:36 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 10,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002252 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,026 F1 · security: The performance shares were earned as of December 31, 2019 for the 2017-2019 performance period, and settled on March 3, 2020. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 821 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · derivative · entry 10 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,440 Underlying: Common Stock · 821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 790 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · derivative · entry 9 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,261 Underlying: Common Stock · 790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 877 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · derivative · entry 8 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051 Underlying: Common Stock · 877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 364 | $44.94 | $16,358.16 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 7 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,643 F3 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F3 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 6 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F2 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 350 | $44.94 | $15,729.00 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 5 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,186 F3 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F3 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 4 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F2 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 389 | $44.94 | $17,481.66 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,746 F3 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F3 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F2 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | SaleCommon Stock | 4,800 | $44.32 | $212,736.00 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,258 F1 · price: Price represents a weighted average fill price ranging from $44.26 to $44.385. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:17 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 2,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001759 · primarydocument.xml · derivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,928 Underlying: Common Stock · 2,010 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2019. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2019. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:17 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 1,936 | $44.76 | $86,655.36 |
DisclosureSEC source: 0001562180-19-001759 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,058 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:17 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 4,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001759 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,994 F1 · security: The performance shares were earned as of December 31, 2018 for the 2016-2018 performance period, and settled on March 4, 2019. F1 · price: The performance shares were earned as of December 31, 2018 for the 2016-2018 performance period, and settled on March 4, 2019. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 791 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001572 · primarydocument.xml · derivative · entry 6 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,918 Underlying: Common Stock · 791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 877 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001572 · primarydocument.xml · derivative · entry 5 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,709 Underlying: Common Stock · 877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 351 | $35.10 | $12,320.10 |
DisclosureSEC source: 0001562180-18-001572 · primarydocument.xml · nonDerivative · entry 4 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,620 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001572 · primarydocument.xml · nonDerivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2018. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2018. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 389 | $35.10 | $13,653.90 |
DisclosureSEC source: 0001562180-18-001572 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,180 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001572 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2018. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2018. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 962 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001502 · primarydocument.xml · derivative · entry 6 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,586 Underlying: Common Stock · 962 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F6 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F6 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 426 | $35.85 | $15,272.10 |
DisclosureSEC source: 0001562180-18-001502 · primarydocument.xml · nonDerivative · entry 4 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,692 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001502 · primarydocument.xml · nonDerivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2018. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 2,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001502 · primarydocument.xml · derivative · entry 5 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,548 Underlying: Common Stock · 2,461 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2018. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2018. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 3,556 | $35.85 | $127,482.60 |
DisclosureSEC source: 0001562180-18-001502 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,156 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 8,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001502 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,712 F1 · security: The performance shares were earned as of December 31, 2017 for the 2015-2017 performance period, and settled on March 2, 2018. F1 · price: The performance shares were earned as of December 31, 2017 for the 2015-2017 performance period, and settled on March 2, 2018. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 21:22 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionStock Options · Derivative | 5,333 | $0.00 Strike: $12.22 | $0.00 |
DisclosureSEC source: 0001562180-17-002590 · primarydocument.xml · derivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vest in three equal annual installments from grant date of issuance. F2 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 21:22 UTC | TXNM ENERGY INC PNM · Entity 3794 | SaleCommon Stock | 5,333 | $40.43 | $215,613.19 |
DisclosureSEC source: 0001562180-17-002590 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,676 Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 21:22 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 5,333 | $12.22 | $65,169.26 |
DisclosureSEC source: 0001562180-17-002590 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 877 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001192 · primarydocument.xml · derivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,087 Underlying: Common Stock · 877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 411 | $36.40 | $14,960.40 |
DisclosureSEC source: 0001562180-17-001192 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,676 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001192 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 992 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001151 · primarydocument.xml · derivative · entry 8 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,593 Underlying: Common Stock · 992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 465 | $36.30 | $16,879.50 |
DisclosureSEC source: 0001562180-17-001151 · primarydocument.xml · nonDerivative · entry 6 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,210 F6 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F6 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001151 · primarydocument.xml · nonDerivative · entry 5 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. F5 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 451 | $36.30 | $16,371.30 |
DisclosureSEC source: 0001562180-17-001151 · primarydocument.xml · nonDerivative · entry 4 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,683 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001151 · primarydocument.xml · nonDerivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.