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DAVIS STEPHEN

Disclosed activity across 3 companies

Tapewire entity
88198
SEC CIK
0001131146

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACADIA PHARMACEUTICALS INCACAD · Entity 3913Director · CEOAugust 16, 2024August 20, 2024
BELLICUM PHARMACEUTICALS, INCBLCM · Entity 107976DirectorJanuary 03, 2023January 05, 2023
HERON THERAPEUTICS, INC. /DE/HRTX · Entity 7133DirectorDecember 16, 2022December 20, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACADIA PHARMACEUTICALS INC

Report date August 16, 2024 · Filed August 20, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect173,520 Reported balance After 2024-08-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-08-16 · Grant · Acquired 17,333 · Balance 173,520

F1: Represents acquisition of the Issuer's common stock upon vesting of the performance stock units granted to the Reporting Person on April 5, 2022 at incremental 25% of target. Together with the vesting on March 25, 2024, the performance stock units have vested at 75% of target.

F2: Includes 956 shares acquired by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 15, 2024.

Common StockSEC Table I · non-derivativeDirect218,302 Reported balance After 2024-08-16 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-08-16 · Grant · Acquired 44,782 · Balance 218,302

F3: Represents acquisition of the Issuer's common stock upon vesting of the performance stock units granted to the Reporting Person on May 1, 2023 at 50% of target.

Common StockSEC Table I · non-derivativeDirect186,555 Reported balance After 2024-08-19 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2024-08-19 · Sale · Disposed 31,747 · Balance 186,555

F4: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of performance stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.28 to $15.325, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Filing footnotes · ownership attribution and instrument terms

F1: Represents acquisition of the Issuer's common stock upon vesting of the performance stock units granted to the Reporting Person on April 5, 2022 at incremental 25% of target. Together with the vesting on March 25, 2024, the performance stock units have vested at 75% of target.

F2: Includes 956 shares acquired by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 15, 2024.

F3: Represents acquisition of the Issuer's common stock upon vesting of the performance stock units granted to the Reporting Person on May 1, 2023 at 50% of target.

F4: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of performance stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.28 to $15.325, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

BELLICUM PHARMACEUTICALS, INC

Report date January 03, 2023 · Filed January 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect136,854 Reported balance After 2023-01-03 transaction · row 1
1 source row

Row 1 · 2023-01-03 · Exercise / conversion · Acquired 74,739 · Balance 136,854

F1: The Reporting Person was granted Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of BLCM common stock. The RSUs vest in full on January 3, 2024, the one-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person was granted Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of BLCM common stock. The RSUs vest in full on January 3, 2024, the one-year anniversary of the grant date.

HERON THERAPEUTICS, INC. /DE/

Report date December 16, 2022 · Filed December 20, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect52,032 Reported balance After 2022-12-16 transaction · row 1
1 source row

Row 1 · 2022-12-16 · Grant · Acquired 38,580 · Balance 52,032

F1: The shares were granted as restricted stock units which vest in full on December 16, 2023.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.74 · Expires 2032-12-16Direct77,160 Reported balance After 2022-12-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-12-16 · Grant · Acquired 77,160 · Balance 77,160

F2: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were granted as restricted stock units which vest in full on December 16, 2023.

F2: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2024 Filed Aug 20, 2024 22:40 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 31,747 $15.28 $485,094.16
Disclosure

SEC source: 0001415889-24-021724 · form4-08202024_100838.xml · nonDerivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,555

F4 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of performance stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.28 to $15.325, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 22:40 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantCommon Stock 44,782 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021724 · form4-08202024_100838.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,302

F3 · price: Represents acquisition of the Issuer's common stock upon vesting of the performance stock units granted to the Reporting Person on May 1, 2023 at 50% of target.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 22:40 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantCommon Stock 17,333 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021724 · form4-08202024_100838.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,520

F1 · price: Represents acquisition of the Issuer's common stock upon vesting of the performance stock units granted to the Reporting Person on April 5, 2022 at incremental 25% of target. Together with the vesting on March 25, 2024, the performance stock units have vested at 75% of target.

F2 · balance_after: Includes 956 shares acquired by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 15, 2024.

Read SEC document
May 02, 2024 Filed May 3, 2024 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 11,427 $16.94 $193,573.38
Disclosure

SEC source: 0001415889-24-012238 · form4-05032024_060513.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,231

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.94 to $17.015, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 01, 2024 Filed May 3, 2024 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 22,391 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012238 · form4-05032024_060513.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,173

Underlying: Common Stock · 22,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning May 1, 2024.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning May 1, 2024.

Read SEC document
May 01, 2024 Filed May 3, 2024 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 22,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-012238 · form4-05032024_060513.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 17,716 $17.87 $316,584.92
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · nonDerivative · entry 4

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,267

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.77 to $17.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 8,858 $17.87 $158,292.46
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · nonDerivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,983

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.775 to $17.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 34,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · derivative · entry 6

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,666

Underlying: Common Stock · 34,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: Subject to accelerated vesting in certain circumstances, the restricted stock units vest as follows: 37.5% of the shares vest 18 months from April 5, 2022 (the "grant date"); 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Subject to accelerated vesting in certain circumstances, the restricted stock units vest as follows: 37.5% of the shares vest 18 months from April 5, 2022 (the "grant date"); 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 17,333 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · derivative · entry 5

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,667

Underlying: Common Stock · 17,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 34,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 17,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:58 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 17,714 $17.90 $317,080.60
Disclosure

SEC source: 0001415889-24-009271 · form4-03272024_110307.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,842

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of performance stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:58 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantStock Option (Right to Buy) · Derivative 286,451 $0.00 Strike: $17.84 $0.00
Disclosure

SEC source: 0001415889-24-009271 · form4-03272024_110307.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,451

Underlying: Common Stock · 286,451 shares

Expires 2034-03-24

F3 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on March 25, 2025. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:58 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantCommon Stock 34,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009271 · form4-03272024_110307.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,556

F1 · price: Represents acquisition of the Issuer's common stock upon vesting of the performance stock units granted to the Reporting Person on April 5, 2022 at 50% of target.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 23:02 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 5,577 $24.67 $137,584.59
Disclosure

SEC source: 0001415889-24-005572 · form4-02272024_110210.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,890

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:02 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 10,946 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005572 · form4-02272024_110210.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,946

Underlying: Common Stock · 10,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:02 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 10,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005572 · form4-02272024_110210.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 23:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 3,732 $29.96 $111,810.72
Disclosure

SEC source: 0001209191-24-001269 · doc4.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,521

F3 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.63 to $29.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 06, 2024 Filed Jan 9, 2024 23:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 9,528 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001269 · doc4.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning January 6, 2021.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning January 6, 2021.

Read SEC document
January 06, 2024 Filed Jan 9, 2024 23:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 9,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-001269 · doc4.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · balance_after: Includes 1,594 shares acquired by the Reporting Person under the Issuer's 2004 Employee Stock Purchase Plan on May 15, 2023. On October 6, 2023, the Reporting Person filed a Form 4 which reported the same acquisition of shares in a footnote to Table I, Column 5, but inadvertently omitted such shares from the total in Table I, Column 5. The May 15, 2023 acquisition by the Reporting Person under the Issuer's 2004 Employee Stock Purchase Plan is now correctly included in Table I, Column 5 of this Form 4.

Read SEC document
October 06, 2023 Filed Oct 7, 2023 01:59 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 103,999 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052389 · doc4.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,332

Underlying: Common Stock · 103,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: Subject to accelerated vesting in certain circumstances, the restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: Subject to accelerated vesting in certain circumstances, the restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date.

Read SEC document
October 06, 2023 Filed Oct 7, 2023 01:59 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 51,563 $21.96 $1,132,323.48
Disclosure

SEC source: 0001209191-23-052389 · doc4.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,131

F3 · price: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
October 05, 2023 Filed Oct 7, 2023 01:59 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 103,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052389 · doc4.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · balance_after: Includes 1,594 shares acquired by the Reporting Person under the Issuer's 2004 Employee Stock Purchase Plan on May 15, 2023.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $20.77 $0.00
Disclosure

SEC source: 0001209191-23-042641 · doc4.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 100,000 shares

Expires 2024-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the stock option vest and become exercisable on July 15, 2015. The remaining shares vest and become exercisable thereafter in 36 equal monthly installments.

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July 14, 2023 Filed Jul 18, 2023 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 100,000 $30.04 $3,004,350.00
Disclosure

SEC source: 0001209191-23-042641 · doc4.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,695

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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July 14, 2023 Filed Jul 18, 2023 22:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 100,000 $20.77 $2,077,000.00
Disclosure

SEC source: 0001209191-23-042641 · doc4.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 00:27 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 55,104 $25.05 $1,380,448.88
Disclosure

SEC source: 0001209191-23-042246 · doc4.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,695

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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July 11, 2023 Filed Jul 14, 2023 00:27 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 16,498 $25.00 $412,450.00
Disclosure

SEC source: 0001209191-23-042246 · doc4.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,799

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023.

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May 01, 2023 Filed May 2, 2023 23:02 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 7,806 $21.18 $165,331.08
Disclosure

SEC source: 0001209191-23-026742 · doc4.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,297

F1 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units.

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May 01, 2023 Filed May 4, 2023 01:16 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantRestricted Stock Units · Derivative 89,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027206 · doc4.xml · derivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,564

Underlying: Common Stock · 89,564 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ACADIA common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning May 1, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning May 1, 2024.

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May 01, 2023 Filed May 4, 2023 01:16 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 GrantStock Options (Right to Buy) · Derivative 295,503 $0.00 Strike: $21.75 $0.00
Disclosure

SEC source: 0001209191-23-027206 · doc4.xml · derivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,503

Underlying: Common Stock · 295,503 shares

Expires 2033-05-01

F1 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on May 1, 2024. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter.

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April 29, 2023 Filed May 2, 2023 23:02 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026742 · doc4.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning April 29, 2020.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning April 29, 2020.

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April 29, 2023 Filed May 2, 2023 23:02 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026742 · doc4.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2023 Filed Apr 8, 2023 00:34 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 8,582 $18.16 $155,849.12
Disclosure

SEC source: 0001209191-23-023862 · doc4.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,478

F2 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.16 to $18.1752, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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April 05, 2023 Filed Apr 8, 2023 00:34 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 17,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023862 · doc4.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 17,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

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April 05, 2023 Filed Apr 8, 2023 00:34 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 17,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-023862 · doc4.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 02:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 3,851 $18.78 $72,321.78
Disclosure

SEC source: 0001209191-23-013472 · doc4.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,727

F2 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 10,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013472 · doc4.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,892

Underlying: Common Stock · 10,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 02:00 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 10,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-013472 · doc4.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 01:38 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 3,904 $17.13 $66,876.69
Disclosure

SEC source: 0001209191-23-002900 · doc4.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,633

F2 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.13 to $17.1939, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:38 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 9,528 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002900 · doc4.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,528

Underlying: Common Stock · 9,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Acadia common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning January 6, 2021.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning January 6, 2021.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 01:38 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 9,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-002900 · doc4.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Acadia common stock.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 13:12 UTC BELLICUM PHARMACEUTICALS, INC BLCM · Entity 107976 Exercise / conversionCommon Stock 74,739 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000421 · wf-form4_167294233628004.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of BLCM common stock. The RSUs vest in full on January 3, 2024, the one-year anniversary of the grant date.

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December 16, 2022 Filed Dec 20, 2022 22:19 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 GrantStock Option (Right to Buy) · Derivative 77,160 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001209191-22-062184 · doc4.xml · derivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,160

Underlying: Common Stock · 77,160 shares

Expires 2032-12-16

F2 · derivative.exercise_date: The stock options vest and become exercisable in 12 equal monthly installments beginning one month after the date of grant.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:19 UTC HERON THERAPEUTICS, INC. /DE/ HRTX · Entity 7133 GrantCommon Stock 38,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062184 · doc4.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,032

F1 · shares: The shares were granted as restricted stock units which vest in full on December 16, 2023.

Read SEC document
October 15, 2022 Filed Oct 19, 2022 01:16 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionRestricted Stock Units · Derivative 5,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054026 · doc4.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning 10/15/19.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning 10/15/19.

Read SEC document
October 15, 2022 Filed Oct 19, 2022 01:16 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 SaleCommon Stock 2,804 $15.81 $44,331.24
Disclosure

SEC source: 0001209191-22-054026 · doc4.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,009

F2 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
October 15, 2022 Filed Oct 19, 2022 01:16 UTC ACADIA PHARMACEUTICALS INC ACAD · Entity 3913 Exercise / conversionCommon Stock 5,938 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-054026 · doc4.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 10:30 UTC BELLICUM PHARMACEUTICALS, INC BLCM · Entity 107976 Exercise / conversionCommon Stock 43,400 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024220 · wf-form4_166212900271886.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of BLCM common stock. The RSUs vest in full on September 1, 2023, the one-year anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.