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Lutey Mary Ellen

Disclosed activity across 1 company

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88097
SEC CIK
0001563908

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SM Energy CoSM · Entity 3577SVP - Expl., Development & EHSAugust 20, 2024August 22, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SM Energy Co

Report date August 20, 2024 · Filed August 22, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 Par ValueSEC Table I · non-derivativeDirect123,831 Reported balance After 2024-08-20 transaction · row 1
1 source row

Row 1 · 2024-08-20 · Gift · Disposed 1,000 · Balance 123,831

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 6, 2021 22:11 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 338 $24.63 $8,324.94
Disclosure

SEC source: 0000893538-21-000056 · wf-form4_162560948879449.xml · nonDerivative · entry 6

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 36,891

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:11 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000056 · wf-form4_162560948879449.xml · nonDerivative · entry 5

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 37,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:11 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 493 $24.63 $12,142.59
Disclosure

SEC source: 0000893538-21-000056 · wf-form4_162560948879449.xml · nonDerivative · entry 4

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,128

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:11 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000056 · wf-form4_162560948879449.xml · nonDerivative · entry 3

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:11 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 1,224 $5.20 $6,364.80
Disclosure

SEC source: 0000893538-21-000056 · wf-form4_162560948879449.xml · nonDerivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 36,061

F2 · kind: The Reporting Person's spouse purchased 1,224 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:11 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 1,278 $5.20 $6,645.60
Disclosure

SEC source: 0000893538-21-000056 · wf-form4_162560948879449.xml · nonDerivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,918

F1 · kind: The Reporting Person purchased 1,278 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:03 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 9,615 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000157 · wf-form4_160867457265801.xml · derivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,615

Underlying: Common Stock, $.01 Par Value · 9,615 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer and is eligible to earn grants of restricted stock units.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:03 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 24,038 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000157 · wf-form4_160867457265801.xml · derivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,038

Underlying: Common Stock, $.01 Par Value · 24,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022, and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022, and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022, and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 26

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,602

Underlying: Common Stock, $.01 Par Value · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 25

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,379

Underlying: Common Stock, $.01 Par Value · 4,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 24

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,168

Underlying: Common Stock, $.01 Par Value · 1,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 23

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

Underlying: Common Stock, $.01 Par Value · 1,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 22

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 1,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · derivative · entry 21

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 2,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 2,281 $3.75 $8,553.75
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 20

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 34,837

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 9,364 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 19

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 37,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 9,364 shares of the Issuer's common stock had been earned by the Reporting Person's spouse under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person's spouse on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 5,442 $3.75 $20,407.50
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 18

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,640

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 22,345 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 17

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 22,345 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 439 $3.75 $1,646.25
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 16

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 27,754

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 1,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 15

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 28,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 1,021 $3.75 $3,828.75
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 14

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,737

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 13

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 285 $3.75 $1,068.75
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 12

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 26,393

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 11

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 26,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 415 $3.75 $1,556.25
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 10

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,569

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 9

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 271 $3.75 $1,016.25
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 8

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 25,510

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 1,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 7

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 25,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 645 $3.75 $2,418.75
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 6

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,281

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 5

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 4

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 24,672

F5 · kind: The Reporting Person's spouse purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 3

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,279

F4 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 951 $9.55 $9,082.05
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,448

F2 · kind: The Reporting Person's spouse purchased 951 shares of the Issuer's common stock on December 31, 2019, through the Issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
December 31, 2019 Filed Jul 6, 2020 23:15 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 912 $9.55 $8,709.60
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,055

F1 · kind: The Reporting Person purchased 912 shares of the Issuer's common stock on December 31, 2019, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:25 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 5,402 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000107 · wf-form4_156521671127627.xml · derivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 5,402

Underlying: Common Stock · 5,402 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:25 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 12,568 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000107 · wf-form4_156521671127627.xml · derivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,568

Underlying: Common Stock · 12,568 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · derivative · entry 22

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 2,336

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · derivative · entry 21

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,406

Underlying: Common Stock · 1,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · derivative · entry 20

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 1,109

Underlying: Common Stock · 1,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · derivative · entry 19

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 2,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 535 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · derivative · entry 18

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 0

Underlying: Common Stock · 535 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · derivative · entry 17

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock; $.01 Par Value 285 $12.52 $3,568.20
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 16

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 21,497

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock; $.01 Par Value 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 15

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 21,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock; $.01 Par Value 415 $12.52 $5,195.80
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 14

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,143

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock; $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 13

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock; $.01 Par Value 271 $12.52 $3,392.92
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 12

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 20,615

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock; $.01 Par Value 1,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 11

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 20,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock; $.01 Par Value 645 $12.52 $8,075.40
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 10

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,855

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock; $.01 Par Value 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 9

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.