Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PURE BIOSCIENCE, INC.PURE · Entity 7969 | Director · 10% owner | August 20, 2024 | August 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PURE BIOSCIENCE, INC.
Report date August 20, 2024 · Filed August 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.07 · Expires 2034-08-20 | Direct | 125,000 |
Reported balance
After 2024-08-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-08-20 · Grant · Acquired 125,000 · Balance 125,000 F1: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of January 15, 2025 or the date of the Issuer's annual meeting of stockholders held in 2025, and (ii) 50% of the options will vest on the earlier of January 15, 2026 or the date of the Issuer's annual meeting of stockholders held in 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of January 15, 2025 or the date of the Issuer's annual meeting of stockholders held in 2025, and (ii) 50% of the options will vest on the earlier of January 15, 2026 or the date of the Issuer's annual meeting of stockholders held in 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2017 Filed Sep 27, 2017 22:13 UTC | PURE BIOSCIENCE, INC. PURE · Entity 7969 | Disposition to issuerWarrant · Derivative | 166,666 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001209191-17-054169 · doc4.xml · derivative · entry 6 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 0 Underlying: Common Stock · 166,666 shares Expires 2020-11-23 F3 · kind: On September 25, 2017, the Issuer completed the initial closing of a tender offer in which the Issuer offered to amend the terms of the outstanding warrants the Issuer issued to investors participating in private placement financings the Issuer completed on August 29, 2014 (the "2014 Warrants"), on November 23, 2015 (the "2015 Warrants") and on January 23, 2017 (the "2017 Warrants"). As part of the tender offer and in order to raise funds to support its continued operations, the Issuer offered to reduce the respective exercise prices of the 2014, 2015 and 2017 Warrants if the holders agreed to exercise their Warrants in cash by September 25, 2017. The Reporting Person holds a 2015 Warrant and elected to participate in the Issuer's tender offer. As a result, the exercise price and the expiration date, among other terms, of the 2015 Warrant held by the Reporting Person were amended. F3 · price: On September 25, 2017, the Issuer completed the initial closing of a tender offer in which the Issuer offered to amend the terms of the outstanding warrants the Issuer issued to investors participating in private placement financings the Issuer completed on August 29, 2014 (the "2014 Warrants"), on November 23, 2015 (the "2015 Warrants") and on January 23, 2017 (the "2017 Warrants"). As part of the tender offer and in order to raise funds to support its continued operations, the Issuer offered to reduce the respective exercise prices of the 2014, 2015 and 2017 Warrants if the holders agreed to exercise their Warrants in cash by September 25, 2017. The Reporting Person holds a 2015 Warrant and elected to participate in the Issuer's tender offer. As a result, the exercise price and the expiration date, among other terms, of the 2015 Warrant held by the Reporting Person were amended. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 22:13 UTC | PURE BIOSCIENCE, INC. PURE · Entity 7969 | Exercise / conversionWarrant · Derivative | 320,000 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001209191-17-054169 · doc4.xml · derivative · entry 5 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 320,000 shares Expires 2017-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: In accordance with the terms of the Issuer's tender offer, the Reporting Person exercised his 2014 Warrant in full and in cash on September 25, 2017. F2 · price: In accordance with the terms of the Issuer's tender offer, the Reporting Person exercised his 2014 Warrant in full and in cash on September 25, 2017. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 22:13 UTC | PURE BIOSCIENCE, INC. PURE · Entity 7969 | GrantWarrant · Derivative | 320,000 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001209191-17-054169 · doc4.xml · derivative · entry 4 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,000 Underlying: Common Stock · 320,000 shares Expires 2017-09-25 F1 · kind: On September 25, 2017, the Issuer completed the initial closing of a tender offer in which the Issuer offered to amend the terms of the outstanding warrants the Issuer issued to investors participating in private placement financings the Issuer completed on August 29, 2014 (the "2014 Warrants"), on November 23, 2015 (the "2015 Warrants") and on January 23, 2017 (the "2017 Warrants"). As part of the tender offer and in order to raise funds to support its continued operations, the Issuer offered to reduce the respective exercise prices of the 2014, 2015 and 2017 Warrants if the holders agreed to exercise their Warrants in cash by September 25, 2017. The Reporting Person holds a 2014 Warrant and elected to participate in the Issuer's tender offer. As a result, the exercise price and the expiration date, among other terms, of the 2014 Warrant held by the Reporting Person were amended. F1 · price: On September 25, 2017, the Issuer completed the initial closing of a tender offer in which the Issuer offered to amend the terms of the outstanding warrants the Issuer issued to investors participating in private placement financings the Issuer completed on August 29, 2014 (the "2014 Warrants"), on November 23, 2015 (the "2015 Warrants") and on January 23, 2017 (the "2017 Warrants"). As part of the tender offer and in order to raise funds to support its continued operations, the Issuer offered to reduce the respective exercise prices of the 2014, 2015 and 2017 Warrants if the holders agreed to exercise their Warrants in cash by September 25, 2017. The Reporting Person holds a 2014 Warrant and elected to participate in the Issuer's tender offer. As a result, the exercise price and the expiration date, among other terms, of the 2014 Warrant held by the Reporting Person were amended. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 22:13 UTC | PURE BIOSCIENCE, INC. PURE · Entity 7969 | Disposition to issuerWarrant · Derivative | 320,000 | Not disclosed Strike: $0.75 | Not disclosed |
DisclosureSEC source: 0001209191-17-054169 · doc4.xml · derivative · entry 3 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 320,000 shares Expires 2019-08-29 F1 · kind: On September 25, 2017, the Issuer completed the initial closing of a tender offer in which the Issuer offered to amend the terms of the outstanding warrants the Issuer issued to investors participating in private placement financings the Issuer completed on August 29, 2014 (the "2014 Warrants"), on November 23, 2015 (the "2015 Warrants") and on January 23, 2017 (the "2017 Warrants"). As part of the tender offer and in order to raise funds to support its continued operations, the Issuer offered to reduce the respective exercise prices of the 2014, 2015 and 2017 Warrants if the holders agreed to exercise their Warrants in cash by September 25, 2017. The Reporting Person holds a 2014 Warrant and elected to participate in the Issuer's tender offer. As a result, the exercise price and the expiration date, among other terms, of the 2014 Warrant held by the Reporting Person were amended. F1 · price: On September 25, 2017, the Issuer completed the initial closing of a tender offer in which the Issuer offered to amend the terms of the outstanding warrants the Issuer issued to investors participating in private placement financings the Issuer completed on August 29, 2014 (the "2014 Warrants"), on November 23, 2015 (the "2015 Warrants") and on January 23, 2017 (the "2017 Warrants"). As part of the tender offer and in order to raise funds to support its continued operations, the Issuer offered to reduce the respective exercise prices of the 2014, 2015 and 2017 Warrants if the holders agreed to exercise their Warrants in cash by September 25, 2017. The Reporting Person holds a 2014 Warrant and elected to participate in the Issuer's tender offer. As a result, the exercise price and the expiration date, among other terms, of the 2014 Warrant held by the Reporting Person were amended. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 22:13 UTC | PURE BIOSCIENCE, INC. PURE · Entity 7969 | Exercise / conversionCommon Stock | 166,666 | $0.40 | $66,666.40 |
DisclosureSEC source: 0001209191-17-054169 · doc4.xml · nonDerivative · entry 2 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 717,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 22:13 UTC | PURE BIOSCIENCE, INC. PURE · Entity 7969 | Exercise / conversionCommon Stock | 320,000 | $0.60 | $192,000.00 |
DisclosureSEC source: 0001209191-17-054169 · doc4.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,154,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2017 Filed Oct 10, 2017 21:52 UTC Amendment | PURE BIOSCIENCE, INC. PURE · Entity 7969 | Exercise / conversionWarrant · Derivative | 208,038 | Not disclosed Strike: $0.40 | Not disclosed |
DisclosureSEC source: 0001209191-17-056515 · doc4a.xml · derivative · entry 4 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 208,038 shares Expires 2017-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The original Form 4 Report filed on September 27, 2017 inadvertently omitted the amendment and exercise of an additional warrant. F3 · kind: In accordance with the terms of the Issuer's tender offer, the Reporting Person exercised his 2015 Warrant in full and in cash on September 25, 2017. F3 · price: In accordance with the terms of the Issuer's tender offer, the Reporting Person exercised his 2015 Warrant in full and in cash on September 25, 2017. Read SEC document |
| September 25, 2017 Filed Oct 10, 2017 21:52 UTC Amendment | PURE BIOSCIENCE, INC. PURE · Entity 7969 | GrantWarrant · Derivative | 208,038 | Not disclosed Strike: $0.40 | Not disclosed |
DisclosureSEC source: 0001209191-17-056515 · doc4a.xml · derivative · entry 3 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,038 Underlying: Common Stock · 208,038 shares Expires 2017-09-25 F1 · security: The original Form 4 Report filed on September 27, 2017 inadvertently omitted the amendment and exercise of an additional warrant. F2 · kind: On September 25, 2017, the Issuer completed the initial closing of a tender offer in which the Issuer offered to amend the terms of the outstanding warrants the Issuer issued to investors participating in private placement financings the Issuer completed on August 29, 2014 (the "2014 Warrants"), on November 23, 2015 (the "2015 Warrants") and on January 23, 2017 (the "2017 Warrants"). As part of the tender offer and in order to raise funds to support its continued operations, the Issuer offered to reduce the respective exercise prices of the 2014, 2015 and 2017 Warrants if the holders agreed to exercise their Warrants in cash by September 25, 2017. The Reporting Person holds a 2015 Warrant and elected to participate in the Issuer's tender offer. As a result, the exercise price and the expiration date, among other terms, of the 2015 Warrant held by the Reporting Person were amended. F2 · price: On September 25, 2017, the Issuer completed the initial closing of a tender offer in which the Issuer offered to amend the terms of the outstanding warrants the Issuer issued to investors participating in private placement financings the Issuer completed on August 29, 2014 (the "2014 Warrants"), on November 23, 2015 (the "2015 Warrants") and on January 23, 2017 (the "2017 Warrants"). As part of the tender offer and in order to raise funds to support its continued operations, the Issuer offered to reduce the respective exercise prices of the 2014, 2015 and 2017 Warrants if the holders agreed to exercise their Warrants in cash by September 25, 2017. The Reporting Person holds a 2015 Warrant and elected to participate in the Issuer's tender offer. As a result, the exercise price and the expiration date, among other terms, of the 2015 Warrant held by the Reporting Person were amended. Read SEC document |
| September 25, 2017 Filed Oct 10, 2017 21:52 UTC Amendment | PURE BIOSCIENCE, INC. PURE · Entity 7969 | Disposition to issuerWarrant · Derivative | 208,038 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001209191-17-056515 · doc4a.xml · derivative · entry 2 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 208,038 shares Expires 2020-11-23 F1 · security: The original Form 4 Report filed on September 27, 2017 inadvertently omitted the amendment and exercise of an additional warrant. F2 · kind: On September 25, 2017, the Issuer completed the initial closing of a tender offer in which the Issuer offered to amend the terms of the outstanding warrants the Issuer issued to investors participating in private placement financings the Issuer completed on August 29, 2014 (the "2014 Warrants"), on November 23, 2015 (the "2015 Warrants") and on January 23, 2017 (the "2017 Warrants"). As part of the tender offer and in order to raise funds to support its continued operations, the Issuer offered to reduce the respective exercise prices of the 2014, 2015 and 2017 Warrants if the holders agreed to exercise their Warrants in cash by September 25, 2017. The Reporting Person holds a 2015 Warrant and elected to participate in the Issuer's tender offer. As a result, the exercise price and the expiration date, among other terms, of the 2015 Warrant held by the Reporting Person were amended. F2 · price: On September 25, 2017, the Issuer completed the initial closing of a tender offer in which the Issuer offered to amend the terms of the outstanding warrants the Issuer issued to investors participating in private placement financings the Issuer completed on August 29, 2014 (the "2014 Warrants"), on November 23, 2015 (the "2015 Warrants") and on January 23, 2017 (the "2017 Warrants"). As part of the tender offer and in order to raise funds to support its continued operations, the Issuer offered to reduce the respective exercise prices of the 2014, 2015 and 2017 Warrants if the holders agreed to exercise their Warrants in cash by September 25, 2017. The Reporting Person holds a 2015 Warrant and elected to participate in the Issuer's tender offer. As a result, the exercise price and the expiration date, among other terms, of the 2015 Warrant held by the Reporting Person were amended. Read SEC document |
| September 25, 2017 Filed Oct 10, 2017 21:52 UTC Amendment | PURE BIOSCIENCE, INC. PURE · Entity 7969 | Exercise / conversionCommon Stock | 208,038 | $0.40 | $83,215.20 |
DisclosureSEC source: 0001209191-17-056515 · doc4a.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,362,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The original Form 4 Report filed on September 27, 2017 inadvertently omitted the amendment and exercise of an additional warrant. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 20:55 UTC | PURE BIOSCIENCE, INC. PURE · Entity 7969 | GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001209191-17-041852 · doc4.xml · derivative · entry 2 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-06-22 F2 · derivative.exercise_date: The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2018 or January 15, 2018 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2019 or January 15, 2019. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 20:55 UTC | PURE BIOSCIENCE, INC. PURE · Entity 7969 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041852 · doc4.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,834,452 F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). The RSUs vest as follows: (i) 50% of the RSUs will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2018 or January 15, 2018 and (ii) 50% of the RSUs will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2019 or January 15, 2019. Vested shares will be delivered to the Reporting Person on the earlier of (i) the ten-year anniversary of the Grant Date; (ii) sixty days after the date the Grantee's Service ceases for any reason and such cessation constitutes a "separation from service" within the meaning of Section 409A of the Code; (iii) the date of Grantee's death or (iv) the date of a Change in Control that constitutes a "change in control event" within the meaning of Section 409A of the Code. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:25 UTC | PURE BIOSCIENCE, INC. PURE · Entity 7969 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.88 | $0.00 |
DisclosureSEC source: 0001209191-17-017984 · doc4.xml · derivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-03-01 F1 · derivative.exercise_date: The option shares shall vest and become exercisable in four equal installments on April 30, 2017, July 31, 2017, October 31, 2017 and January 31, 2018. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 23:18 UTC | PURE BIOSCIENCE, INC. PURE · Entity 7969 | SaleCommon Stock | 14,885 | $0.95 | $14,140.75 |
DisclosureSEC source: 0001209191-16-156591 · doc4.xml · nonDerivative · entry 1 Lee Tom Y · CIK 0001623609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,684,452 F1 · balance_after: Reflects the cancellation of 200,000 Restricted Stock Units pursuant to the RSU Cancellation Agreement between the Issuer and the Reporting Person, dated December 13, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.