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Schwartz Robert Harris

Disclosed activity across 1 company

Tapewire entity
87992
SEC CIK
0001654170

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Anterix Inc.ATEX · Entity 4597Director · President and CEOAugust 23, 2024August 26, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Anterix Inc.

Report date August 23, 2024 · Filed August 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect115,867 Reported balance After 2024-08-23 transaction · row 1
1 source row

Row 1 · 2024-08-23 · Tax withholding · Disposed 6,355 · Balance 115,867

F1: The shares were withheld by the Issuer to satisfy withholding obligations in connection with the partial vesting and settlement of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were withheld by the Issuer to satisfy withholding obligations in connection with the partial vesting and settlement of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2020 Filed Sep 3, 2020 22:40 UTC Anterix Inc. ATEX · Entity 4597 GrantStock Option (Right to Buy) · Derivative 7,318 $0.00 Strike: $46.85 $0.00
Disclosure

SEC source: 0001209191-20-049552 · doc4.xml · derivative · entry 3

Schwartz Robert Harris · CIK 0001654170 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318

Underlying: Common Stock · 7,318 shares

Expires 2025-08-29

F4 · balance_after: On February 28, 2020, the Reporting Person was granted a performance-based stock option, which vests in two tranches upon the Issuer achieving certain performance milestones prior to December 30, 2020. The Compensation Committee determined that the performance milestone for the first tranche was satisfied, resulting in the vesting of the reported stock option.

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September 02, 2020 Filed Sep 3, 2020 22:40 UTC Anterix Inc. ATEX · Entity 4597 GrantCommon Stock 10,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049552 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,343

F1 · shares: On February 28, 2020, the Reporting Person was granted a performance-based restricted stock unit award (the "RSU"), which vests in two tranches upon the Issuer achieving certain performance milestones prior to December 30, 2020. The Compensation Committee determined that the performance milestone for the first tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSU.

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August 19, 2020 Filed Aug 21, 2020 00:13 UTC Anterix Inc. ATEX · Entity 4597 SaleCommon Stock 409 $47.03 $19,235.68
Disclosure

SEC source: 0001209191-20-047841 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,215

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and includes the sale of shares in order to cover tax liabilities in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $47.00 to $47.15. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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June 24, 2020 Filed Jun 26, 2020 23:19 UTC Anterix Inc. ATEX · Entity 4597 GrantStock Option (Right to Buy) · Derivative 60,558 $0.00 Strike: $49.92 $0.00
Disclosure

SEC source: 0001209191-20-039182 · doc4.xml · derivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,558

Underlying: Common Stock · 60,558 shares

Expires 2030-06-24

F1 · derivative.exercise_date: 25% of the option shares vest and become exercisable on July 1, 2021 with the remaining shares vesting in 3 equal annual installments thereafter.

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May 26, 2020 Filed May 28, 2020 22:25 UTC Anterix Inc. ATEX · Entity 4597 GrantCommon Stock 4,199 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032710 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,624

F1 · shares: Represents the issuance of restricted stock units (the "RSUs") in lieu of a cash bonus payment the Recipient was eligible to receive pursuant to the Issuer's Short-Term Incentive Plan for services performed by the Recipient during the fiscal year ended March 31, 2020. The Issuer's Compensation Committee issued the RSUs in lieu of the cash bonus payment to help conserve the Issuer's cash resources.

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February 21, 2020 Filed Feb 25, 2020 22:54 UTC Anterix Inc. ATEX · Entity 4597 Tax withholdingCommon Stock 201 $49.43 $9,935.43
Disclosure

SEC source: 0001209191-20-012676 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,425

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2017.

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August 19, 2019 Filed Aug 20, 2019 21:38 UTC Anterix Inc. ATEX · Entity 4597 Tax withholdingCommon Stock 852 $41.99 $35,775.48
Disclosure

SEC source: 0001209191-19-046847 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,626

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted June 2016.

Read SEC document
May 23, 2019 Filed May 24, 2019 20:26 UTC Anterix Inc. PDVW · Entity 4597 Tax withholdingCommon Stock 1,203 $44.20 $53,172.60
Disclosure

SEC source: 0001209191-19-032721 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,478

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted May 2017.

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May 09, 2019 Filed May 10, 2019 23:05 UTC Anterix Inc. PDVW · Entity 4597 GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029113 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,681

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 15, 2020 with the remaining shares vesting in 3 equal annual installments thereafter.

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February 12, 2019 Filed Feb 15, 2019 00:00 UTC Anterix Inc. PDVW · Entity 4597 Tax withholdingCommon Stock 199 $42.14 $8,385.86
Disclosure

SEC source: 0001209191-19-010423 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,681

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2017.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 22:59 UTC Anterix Inc. PDVW · Entity 4597 Tax withholdingCommon Stock 850 $31.85 $27,072.50
Disclosure

SEC source: 0001209191-18-046891 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,880

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted June 2016.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 22:14 UTC Anterix Inc. PDVW · Entity 4597 Tax withholdingCommon Stock 1,023 $25.20 $25,779.60
Disclosure

SEC source: 0001209191-18-037081 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,730

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted May 2017.

Read SEC document
May 14, 2018 Filed Jun 11, 2018 22:14 UTC Anterix Inc. PDVW · Entity 4597 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $28.20 $0.00
Disclosure

SEC source: 0001209191-18-037081 · doc4.xml · derivative · entry 2

Schwartz Robert Harris · CIK 0001654170 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-05-14

F2 · derivative.exercise_date: 50% of the option will vest and become exercisable on May 14, 2020, 25% of option will vest and become exercisable on May 14, 2021 and the remaining 25% of the option will vest and become exercisable on May 14, 2022.

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February 08, 2018 Filed Feb 9, 2018 23:45 UTC Anterix Inc. PDVW · Entity 4597 Tax withholdingCommon Stock 273 $31.45 $8,585.85
Disclosure

SEC source: 0001209191-18-008999 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,753

F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2017.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 23:49 UTC Anterix Inc. PDVW · Entity 4597 Tax withholdingCommon Stock 922 $30.05 $27,706.10
Disclosure

SEC source: 0001209191-17-060452 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,026

F1 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted June 2016.

F2 · balance_after: The aggregate number of securities beneficially owned by the Reporting Person following the reported transaction reflects a reduction of 20,000 shares of Common Stock which were incorrectly reported on Table I of the Reporting Person's Form 4 filed on August 18, 2017. On November 13, 2017, the Reporting Person filed a Form 4/A to correctly report his receipt of a stock option for 20,000 shares of Common Stock on August 17, 2017, rather than 20,000 restricted stock units as initially reported.

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August 17, 2017 Filed Aug 18, 2017 22:50 UTC Anterix Inc. PDVW · Entity 4597 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-049660 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,948

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on August 17, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
August 17, 2017 Filed Nov 13, 2017 23:43 UTC Amendment Anterix Inc. PDVW · Entity 4597 GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $28.10 $0.00
Disclosure

SEC source: 0001209191-17-060448 · doc4a.xml · derivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-08-17

F1 · security: The original Form 4 Report filed on August 18, 2017 incorrectly reported the stock option as an issuance of restricted stock units on Table I. On August 17, 2017, the Reporting Person received a stock option award with an exercise price set at the closing market price of the Issuer's Common Stock on the date of grant.

F2 · derivative.exercise_date: 25% of the option shares vest and become exercisable on August 17, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

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May 22, 2017 Filed May 25, 2017 00:54 UTC Anterix Inc. PDVW · Entity 4597 GrantCommon Stock 9,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035184 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,948

F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 00:01 UTC Anterix Inc. PDVW · Entity 4597 GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003972 · doc4.xml · nonDerivative · entry 1

Schwartz Robert Harris · CIK 0001654170 · Chief Strategy & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,058

F1 · shares: Represents the issuance of restricted stock units (the "RSUs") approved by the Issuer's Compensation Committee for the Reporting Person's services. The RSUs vest and become exercisable in 4 equal annual installments beginning on January 13, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.