Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Expedia Group, Inc.EXPE · Entity 3095 | Director · Vice Chairman | August 29, 2024 | September 03, 2024 |
| SOAR Technology Acquisition Corp.FLYA · Entity 135441 | Director | September 15, 2021 | September 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Expedia Group, Inc.
Report date August 29, 2024 · Filed September 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partnership | 72,500 |
Reported balance
After 2024-08-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-08-29 · Other · Acquired 72,500 · Balance 72,500 F1: The reported securities were transferred to a Limited Partnership in which the reporting person's Revocable Living Trust holds a 99% interest. F2: Represents shares of Expedia Group, Inc. Common Stock held by a Limited Partnership, in which the reporting person's Revocable Living Trust holds a 99% interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Living Trust | 80,517.723 |
Reported balance
After 2024-08-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-08-29 · Other · Disposed 72,500 · Balance 80,517.723 F1: The reported securities were transferred to a Limited Partnership in which the reporting person's Revocable Living Trust holds a 99% interest. F3: Represents shares of Expedia Group, Inc. Common Stock held by a Revocable Living Trust, of which the reporting person and his spouse are trustees and beneficiaries. |
| Common StockSEC Table I · non-derivative | Direct | 304,294 |
Reported balance
Holding disclosure · report date 2024-08-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 304,294 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were transferred to a Limited Partnership in which the reporting person's Revocable Living Trust holds a 99% interest.
F2: Represents shares of Expedia Group, Inc. Common Stock held by a Limited Partnership, in which the reporting person's Revocable Living Trust holds a 99% interest.
F3: Represents shares of Expedia Group, Inc. Common Stock held by a Revocable Living Trust, of which the reporting person and his spouse are trustees and beneficiaries.
SOAR Technology Acquisition Corp.
Report date September 15, 2021 · Filed September 15, 2021
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HEMISPHERE MEDIA GROUP, INC.
Report date September 13, 2022 · Filed September 13, 2022
Section 16 reporting ended · disclosed 2022-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-09-13 transaction · row 1
1 source rowRow 1 · 2022-09-13 · Disposition to issuer · Disposed 271,362 · Balance 0 F1: Under the Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among the Issuer, Hemisphere Media Holdings, LLC ("Holdings LLC"), HWK Parent, LLC, HWK Merger Sub 1, Inc. ("Merger Sub 1"), and HWK Merger Sub 2, LLC ("Merger Sub 2"), (a) Merger Sub 1 merged with and into the Issuer, with the Issuer surviving as the surviving corporation (the "Merger") and (b) substantially simultaneously with the Merger, Merger Sub 2 merged with and into Holdings LLC, with Holdings LLC surviving as the surviving company (together with the Merger, the "Mergers"). F2: In the Mergers, each share of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), and Class B Common Stock, par value $0.0001 per share ("Class B Common Stock" and together with the Class A Common Stock, the "Hemisphere Common Stock"), issued and outstanding immediately prior to the effective time of the Mergers, other than certain excluded shares pursuant to the terms of the Merger Agreement, was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $7.00 per share of Hemisphere Common Stock, payable to the holder thereof, without interest, subject to and in accordance with the terms and conditions of the Merger Agreement. The 15,744,913 shares of Class B Common Stock held by HWK Parent, LLC and 29,697 of the shares of Class A Common Stock held directly by Mr. Kern were excluded shares pursuant to the Merger Agreement and were cancelled for no consideration. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Gato Investments LP | 15,744,913 |
Reported balance
After 2022-09-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-09-13 · Other · Disposed 15,744,913 · Balance 15,744,913 F3: In accordance with the terms of the amended and restated certificate of incorporation of the Issuer, each share of Class B Common Stock was convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A Common Stock and had no expiration date. F4: These shares of Class B Common Stock were owned directly by Gato Investments LP ("Gato Investments"), and indirectly by Gemini Latin Holdings, LLC (the "General Partner"), as general partner of Gato Investments, and Mr. Kern, as the managing member of the General Partner. These securities were transferred by Gato Investments to HWK Parent, LLC ("HWK Parent"), a wholly-owned subsidiary of Gato Investments, and such shares were then owned directly by HWK Parent, and indirectly by the General Partner, as general partner of Gato Investments, and Mr. Kern, as the managing member of the General Partner. The General Partner, as well as Mr. Kern, disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-09-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-13 · Disposition to issuer · Disposed 650,000 · Balance 0 F3: In accordance with the terms of the amended and restated certificate of incorporation of the Issuer, each share of Class B Common Stock was convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A Common Stock and had no expiration date. F1: Under the Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among the Issuer, Hemisphere Media Holdings, LLC ("Holdings LLC"), HWK Parent, LLC, HWK Merger Sub 1, Inc. ("Merger Sub 1"), and HWK Merger Sub 2, LLC ("Merger Sub 2"), (a) Merger Sub 1 merged with and into the Issuer, with the Issuer surviving as the surviving corporation (the "Merger") and (b) substantially simultaneously with the Merger, Merger Sub 2 merged with and into Holdings LLC, with Holdings LLC surviving as the surviving company (together with the Merger, the "Mergers"). F2: In the Mergers, each share of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), and Class B Common Stock, par value $0.0001 per share ("Class B Common Stock" and together with the Class A Common Stock, the "Hemisphere Common Stock"), issued and outstanding immediately prior to the effective time of the Mergers, other than certain excluded shares pursuant to the terms of the Merger Agreement, was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $7.00 per share of Hemisphere Common Stock, payable to the holder thereof, without interest, subject to and in accordance with the terms and conditions of the Merger Agreement. The 15,744,913 shares of Class B Common Stock held by HWK Parent, LLC and 29,697 of the shares of Class A Common Stock held directly by Mr. Kern were excluded shares pursuant to the Merger Agreement and were cancelled for no consideration. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy HWK Parent, LLC | 0 |
Reported balance
After 2022-09-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-09-13 · Disposition to issuer · Disposed 15,744,913 · Balance 0 F3: In accordance with the terms of the amended and restated certificate of incorporation of the Issuer, each share of Class B Common Stock was convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A Common Stock and had no expiration date. F1: Under the Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among the Issuer, Hemisphere Media Holdings, LLC ("Holdings LLC"), HWK Parent, LLC, HWK Merger Sub 1, Inc. ("Merger Sub 1"), and HWK Merger Sub 2, LLC ("Merger Sub 2"), (a) Merger Sub 1 merged with and into the Issuer, with the Issuer surviving as the surviving corporation (the "Merger") and (b) substantially simultaneously with the Merger, Merger Sub 2 merged with and into Holdings LLC, with Holdings LLC surviving as the surviving company (together with the Merger, the "Mergers"). F4: These shares of Class B Common Stock were owned directly by Gato Investments LP ("Gato Investments"), and indirectly by Gemini Latin Holdings, LLC (the "General Partner"), as general partner of Gato Investments, and Mr. Kern, as the managing member of the General Partner. These securities were transferred by Gato Investments to HWK Parent, LLC ("HWK Parent"), a wholly-owned subsidiary of Gato Investments, and such shares were then owned directly by HWK Parent, and indirectly by the General Partner, as general partner of Gato Investments, and Mr. Kern, as the managing member of the General Partner. The General Partner, as well as Mr. Kern, disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among the Issuer, Hemisphere Media Holdings, LLC ("Holdings LLC"), HWK Parent, LLC, HWK Merger Sub 1, Inc. ("Merger Sub 1"), and HWK Merger Sub 2, LLC ("Merger Sub 2"), (a) Merger Sub 1 merged with and into the Issuer, with the Issuer surviving as the surviving corporation (the "Merger") and (b) substantially simultaneously with the Merger, Merger Sub 2 merged with and into Holdings LLC, with Holdings LLC surviving as the surviving company (together with the Merger, the "Mergers").
F2: In the Mergers, each share of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), and Class B Common Stock, par value $0.0001 per share ("Class B Common Stock" and together with the Class A Common Stock, the "Hemisphere Common Stock"), issued and outstanding immediately prior to the effective time of the Mergers, other than certain excluded shares pursuant to the terms of the Merger Agreement, was cancelled and extinguished and automatically converted into the right to receive an amount in cash equal to $7.00 per share of Hemisphere Common Stock, payable to the holder thereof, without interest, subject to and in accordance with the terms and conditions of the Merger Agreement. The 15,744,913 shares of Class B Common Stock held by HWK Parent, LLC and 29,697 of the shares of Class A Common Stock held directly by Mr. Kern were excluded shares pursuant to the Merger Agreement and were cancelled for no consideration.
F3: In accordance with the terms of the amended and restated certificate of incorporation of the Issuer, each share of Class B Common Stock was convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A Common Stock and had no expiration date.
F4: These shares of Class B Common Stock were owned directly by Gato Investments LP ("Gato Investments"), and indirectly by Gemini Latin Holdings, LLC (the "General Partner"), as general partner of Gato Investments, and Mr. Kern, as the managing member of the General Partner. These securities were transferred by Gato Investments to HWK Parent, LLC ("HWK Parent"), a wholly-owned subsidiary of Gato Investments, and such shares were then owned directly by HWK Parent, and indirectly by the General Partner, as general partner of Gato Investments, and Mr. Kern, as the managing member of the General Partner. The General Partner, as well as Mr. Kern, disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.
TRIBUNE MEDIA CO
Report date September 19, 2019 · Filed September 20, 2019
Section 16 reporting ended · disclosed 2019-09-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-19 transaction · row 1
1 source rowRow 1 · 2019-09-19 · Disposition to issuer · Disposed 4,695 · Balance 0 F1: Disposed of for $46.687397 per share pursuant to the terms of that certain Agreement and Plan of Merger, dated as of November 30, 2018, by and among Tribune Media Company, Nextar Media Group, Inc. and Titan Merger Sub, Inc. (the "Merger Agreement"). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of for $46.687397 per share pursuant to the terms of that certain Agreement and Plan of Merger, dated as of November 30, 2018, by and among Tribune Media Company, Nextar Media Group, Inc. and Titan Merger Sub, Inc. (the "Merger Agreement").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2018 Filed Mar 28, 2018 18:20 UTC | TRIBUNE MEDIA CO TRCO · Entity 154894 | GrantClass A Common Stock | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021967 · doc4.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,549 F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A Common Stock on March 26, 2018. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 17:49 UTC | TRIBUNE MEDIA CO TRCO · Entity 154894 | GrantClass A Common Stock | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064512 · doc4.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,525 F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A Common Stock on December 5, 2017. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 17:27 UTC | TRIBUNE MEDIA CO TRCO · Entity 154894 | Tax withholdingClass A Common Stock | 363 | $40.88 | $14,839.44 |
DisclosureSEC source: 0001209191-17-056912 · doc4.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,501 F1 · balance_after: On January 3, 2017, the Company announced a special dividend that was paid in February 2017 to holders of the Issuer's Class A Common Stock. As a result, Restricted Stock Units held by the Reporting Person were adjusted pursuant to the terms of 2016 Tribune Media Company Stock Compensation Plan for Non-Employee Directors to reflect the special dividend. This total reflects that adjustment. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 17:32 UTC | TRIBUNE MEDIA CO TRCO · Entity 154894 | GrantClass A Common Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051929 · doc4.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,105 F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A Common Stock on September 5, 2017. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 17:05 UTC | TRIBUNE MEDIA CO TRCO · Entity 154894 | GrantClass A Common Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038590 · doc4.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,075 F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A Common Stock on June 6, 2017. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | GrantRestricted Stock Units · Derivative | 1,738 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010919 · doc4.xml · derivative · entry 7 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,738 Underlying: Common Stock · 1,738 shares Expires 2020-06-01 F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionRestricted Stock Units · Derivative | 749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010919 · doc4.xml · derivative · entry 6 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498 Underlying: Common Stock · 749 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionRestricted Stock Units · Derivative | 777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010919 · doc4.xml · derivative · entry 5 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777 Underlying: Common Stock · 777 shares Expires 2018-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionRestricted Stock Units · Derivative | 1,137 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010919 · doc4.xml · derivative · entry 4 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,137 shares Expires 2017-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionCommon Stock | 749 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010919 · doc4.xml · nonDerivative · entry 3 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,174.223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionCommon Stock | 777 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010919 · doc4.xml · nonDerivative · entry 2 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,425.223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionCommon Stock | 1,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010919 · doc4.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,648.223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2017 Filed May 19, 2017 17:39 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | GrantCLASS A COMMON STOCK | 27,027 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-001088 · es1700660_4-kern.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,570 F1 · shares: Represents restricted shares of Hemisphere Media Group, Inc. (the "Company") Class A common stock, par value $0.0001 per share ("Common Stock") granted to the reporting person in connection with his service on the Company's Board of Directors pursuant to the Hemisphere Media Group, Inc. Amended and Restated 2013 Equity Incentive Plan. The number of restricted shares was calculated by dividing $300,000 by the closing share price of the Common Stock on May 17, 2017, the date of grant. The restricted stock will vest on the day preceding the Company's 2018 annual meeting, subject to the reporting person's continued service as a director on such vesting date. F2 · balance_after: Does include 419,383 shares of Common Stock described in footnote 3 below. Read SEC document |
| March 28, 2017 Filed Mar 29, 2017 17:43 UTC | TRIBUNE MEDIA CO TRCO · Entity 154894 | GrantClass A Common Stock | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023566 · doc4.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,045 F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A common stock on March 27, 2017. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 17:38 UTC | TRIBUNE MEDIA CO TRCO · Entity 154894 | GrantClass A Common Stock | 3,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001266 · doc4.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,013.2337 F1 · shares: Represents restricted stock units that will vest on January 1, 2018, subject to the Reporting Person's continued board service. All of these restricted stock units will be settled into an equal number of shares of Class A Common Stock following the earlier of the Reporting Person's termination of board service and a change in control under the 2016 Tribune Media Company Stock Compensation Plan for Non-Employee Directors. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:44 UTC | TRIBUNE MEDIA CO TRCO · Entity 154894 | GrantClass A Common Stock | 5.2337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154172 · doc4.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726.2337 F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the Issuer's quarterly cash dividend on the Issuer's Class A common stock on December 6, 2016. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. Each RSU is the economic equivalent of one share of the Issuer's Class A Common Stock. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherClass B Common Stock · Derivative | 16,494,671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 14 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gato Investments LP Disclosed balance after: 16,494,671 Underlying: Class A Common Stock · 16,494,671 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F8 · kind: Pursuant to a stock purchase agreement, dated as of September 6, 2016, by and among Gato Investments LP (the "Investor"), IM and InterMedia Cine Latino, LLC ("IM Cine") (the "Stock Purchase Agreement"), the Investor purchased the reported securities from IM and IM Cine. Such transaction did not result in a change in Mr. Kern's beneficial ownership of such securities. F9 · price: Pursuant to the Stock Purchase Agreement, the Investor purchased the reported securities at a price of $9.75 per "Security." "Security" means (A) one share of Class B common stock that is not subject to any type of forfeiture, (B) 0.047619 shares of Class B common stock subject to forfeiture pursuant to the Equity Restructuring and Warrant Purchase Agreement (the "Equity Restructuring Agreement"), dated as of January 22, 2013, by and among Azteca Acquisition Corporation, HMG, Azteca Acquisition Holdings, LLC, Brener International Group, LLC, IMP, IM Cine, Cinema Aeropuerto, S.A de C.V and the other parties identified therein and (C) 0.074074 warrants to purchase 0.037037 shares of Class A common stock. F1 · derivative.exercise_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F1 · derivative.expiration_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F11 · ownership.nature: The reported securities are owned directly by the Investor, and indirectly by Gemini Latin Holdings, LLC (the "General Partner"), as general partner of the Investor, and Peter M. Kern, as the managing member of the General Partner. The General Partner, as well as Mr. Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherClass B Common Stock · Derivative | 5,969,581 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 13 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intermedia Cine Latino, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 5,969,581 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F8 · kind: Pursuant to a stock purchase agreement, dated as of September 6, 2016, by and among Gato Investments LP (the "Investor"), IM and InterMedia Cine Latino, LLC ("IM Cine") (the "Stock Purchase Agreement"), the Investor purchased the reported securities from IM and IM Cine. Such transaction did not result in a change in Mr. Kern's beneficial ownership of such securities. F9 · price: Pursuant to the Stock Purchase Agreement, the Investor purchased the reported securities at a price of $9.75 per "Security." "Security" means (A) one share of Class B common stock that is not subject to any type of forfeiture, (B) 0.047619 shares of Class B common stock subject to forfeiture pursuant to the Equity Restructuring and Warrant Purchase Agreement (the "Equity Restructuring Agreement"), dated as of January 22, 2013, by and among Azteca Acquisition Corporation, HMG, Azteca Acquisition Holdings, LLC, Brener International Group, LLC, IMP, IM Cine, Cinema Aeropuerto, S.A de C.V and the other parties identified therein and (C) 0.074074 warrants to purchase 0.037037 shares of Class A common stock. F1 · derivative.exercise_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F1 · derivative.expiration_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F10 · ownership.nature: The reported securities are owned directly by IM Cine, and indirectly by IM, as the sole member, GP, as general partner of IM, Leo Hindery, Jr., as manager of GP and Peter M. Kern, as manager of GP. GP, as well as Messrs. Hindery and Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherClass B Common Stock · Derivative | 10,525,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 12 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intermedia Partners VII, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 10,525,090 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F8 · kind: Pursuant to a stock purchase agreement, dated as of September 6, 2016, by and among Gato Investments LP (the "Investor"), IM and InterMedia Cine Latino, LLC ("IM Cine") (the "Stock Purchase Agreement"), the Investor purchased the reported securities from IM and IM Cine. Such transaction did not result in a change in Mr. Kern's beneficial ownership of such securities. F9 · price: Pursuant to the Stock Purchase Agreement, the Investor purchased the reported securities at a price of $9.75 per "Security." "Security" means (A) one share of Class B common stock that is not subject to any type of forfeiture, (B) 0.047619 shares of Class B common stock subject to forfeiture pursuant to the Equity Restructuring and Warrant Purchase Agreement (the "Equity Restructuring Agreement"), dated as of January 22, 2013, by and among Azteca Acquisition Corporation, HMG, Azteca Acquisition Holdings, LLC, Brener International Group, LLC, IMP, IM Cine, Cinema Aeropuerto, S.A de C.V and the other parties identified therein and (C) 0.074074 warrants to purchase 0.037037 shares of Class A common stock. F1 · derivative.exercise_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F1 · derivative.expiration_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F3 · ownership.nature: The reported securities are owned directly by IM, and indirectly by InterMedia Partners, L.P. ("GP"), as general partner of IM, Leo Hindery, Jr., as manager of GP and Peter M. Kern, as manager of GP. GP, as well as Messrs. Hindery and Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherClass B Common Stock · Derivative | 680,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 11 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,952 Underlying: Class A Common Stock · 680,952 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F4 · kind: The reported securities have been distributed by IM to certain of its limited partners. F1 · derivative.exercise_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F1 · derivative.expiration_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F7 · ownership.direct: The reported securities reflect the change in the form of beneficial ownership from indirect to direct as a result of the distribution by IM described above in note 4. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherClass B Common Stock · Derivative | 680,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 10 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intermedia Partners VII, L.P. Disclosed balance after: 10,525,090 Underlying: Class A Common Stock · 680,952 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F4 · kind: The reported securities have been distributed by IM to certain of its limited partners. F1 · derivative.exercise_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F1 · derivative.expiration_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F3 · ownership.nature: The reported securities are owned directly by IM, and indirectly by InterMedia Partners, L.P. ("GP"), as general partner of IM, Leo Hindery, Jr., as manager of GP and Peter M. Kern, as manager of GP. GP, as well as Messrs. Hindery and Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | ConversionClass B Common Stock · Derivative | 9,226,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 9 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intermedia Partners VII, L.P. Disclosed balance after: 11,206,042 Underlying: Class A Common Stock · 9,226,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F1 · kind: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F2 · kind: The reported securities have been converted into shares of the Company's Class A common stock prior to being distributed to the limited partners of InterMedia Partners VII, L.P. ("IM"). F1 · derivative.exercise_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F1 · derivative.expiration_date: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F3 · ownership.nature: The reported securities are owned directly by IM, and indirectly by InterMedia Partners, L.P. ("GP"), as general partner of IM, Leo Hindery, Jr., as manager of GP and Peter M. Kern, as manager of GP. GP, as well as Messrs. Hindery and Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherWarrants (Right to Purchase) · Derivative | 1,166,290 | Not disclosed Strike: $6.00 | Not disclosed |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 8 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gato Investments LP Disclosed balance after: 1,166,290 Underlying: Class A Common Stock · 583,145 shares Expires 2018-04-04 F8 · kind: Pursuant to a stock purchase agreement, dated as of September 6, 2016, by and among Gato Investments LP (the "Investor"), IM and InterMedia Cine Latino, LLC ("IM Cine") (the "Stock Purchase Agreement"), the Investor purchased the reported securities from IM and IM Cine. Such transaction did not result in a change in Mr. Kern's beneficial ownership of such securities. F9 · price: Pursuant to the Stock Purchase Agreement, the Investor purchased the reported securities at a price of $9.75 per "Security." "Security" means (A) one share of Class B common stock that is not subject to any type of forfeiture, (B) 0.047619 shares of Class B common stock subject to forfeiture pursuant to the Equity Restructuring and Warrant Purchase Agreement (the "Equity Restructuring Agreement"), dated as of January 22, 2013, by and among Azteca Acquisition Corporation, HMG, Azteca Acquisition Holdings, LLC, Brener International Group, LLC, IMP, IM Cine, Cinema Aeropuerto, S.A de C.V and the other parties identified therein and (C) 0.074074 warrants to purchase 0.037037 shares of Class A common stock. F6 · derivative.expiration_date: Pursuant to the terms of the warrant agreement, as amended by the Assignment, Assumption and Amendment of Warrant Agreement, a form of which was filed with the Securities and Exchange Commission as Annex B to the Company's Amendment No. 3 to its Registration Statement on Form S-4 filed on March 15, 2013, as subsequently amended, the warrants will expire on April 4, 2018 unless the Company is liquidated prior to such time. F11 · ownership.nature: The reported securities are owned directly by the Investor, and indirectly by Gemini Latin Holdings, LLC (the "General Partner"), as general partner of the Investor, and Peter M. Kern, as the managing member of the General Partner. The General Partner, as well as Mr. Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherWarrants (Right to Purchase) · Derivative | 422,092 | Not disclosed Strike: $6.00 | Not disclosed |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 7 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intermedia Cine Latino, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 211,046 shares Expires 2018-04-04 F8 · kind: Pursuant to a stock purchase agreement, dated as of September 6, 2016, by and among Gato Investments LP (the "Investor"), IM and InterMedia Cine Latino, LLC ("IM Cine") (the "Stock Purchase Agreement"), the Investor purchased the reported securities from IM and IM Cine. Such transaction did not result in a change in Mr. Kern's beneficial ownership of such securities. F9 · price: Pursuant to the Stock Purchase Agreement, the Investor purchased the reported securities at a price of $9.75 per "Security." "Security" means (A) one share of Class B common stock that is not subject to any type of forfeiture, (B) 0.047619 shares of Class B common stock subject to forfeiture pursuant to the Equity Restructuring and Warrant Purchase Agreement (the "Equity Restructuring Agreement"), dated as of January 22, 2013, by and among Azteca Acquisition Corporation, HMG, Azteca Acquisition Holdings, LLC, Brener International Group, LLC, IMP, IM Cine, Cinema Aeropuerto, S.A de C.V and the other parties identified therein and (C) 0.074074 warrants to purchase 0.037037 shares of Class A common stock. F6 · derivative.expiration_date: Pursuant to the terms of the warrant agreement, as amended by the Assignment, Assumption and Amendment of Warrant Agreement, a form of which was filed with the Securities and Exchange Commission as Annex B to the Company's Amendment No. 3 to its Registration Statement on Form S-4 filed on March 15, 2013, as subsequently amended, the warrants will expire on April 4, 2018 unless the Company is liquidated prior to such time. F10 · ownership.nature: The reported securities are owned directly by IM Cine, and indirectly by IM, as the sole member, GP, as general partner of IM, Leo Hindery, Jr., as manager of GP and Peter M. Kern, as manager of GP. GP, as well as Messrs. Hindery and Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherWarrants (Right to Purchase) · Derivative | 744,198 | Not disclosed Strike: $6.00 | Not disclosed |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 6 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intermedia Partners VII, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 372,099 shares Expires 2018-04-04 F8 · kind: Pursuant to a stock purchase agreement, dated as of September 6, 2016, by and among Gato Investments LP (the "Investor"), IM and InterMedia Cine Latino, LLC ("IM Cine") (the "Stock Purchase Agreement"), the Investor purchased the reported securities from IM and IM Cine. Such transaction did not result in a change in Mr. Kern's beneficial ownership of such securities. F9 · price: Pursuant to the Stock Purchase Agreement, the Investor purchased the reported securities at a price of $9.75 per "Security." "Security" means (A) one share of Class B common stock that is not subject to any type of forfeiture, (B) 0.047619 shares of Class B common stock subject to forfeiture pursuant to the Equity Restructuring and Warrant Purchase Agreement (the "Equity Restructuring Agreement"), dated as of January 22, 2013, by and among Azteca Acquisition Corporation, HMG, Azteca Acquisition Holdings, LLC, Brener International Group, LLC, IMP, IM Cine, Cinema Aeropuerto, S.A de C.V and the other parties identified therein and (C) 0.074074 warrants to purchase 0.037037 shares of Class A common stock. F6 · derivative.expiration_date: Pursuant to the terms of the warrant agreement, as amended by the Assignment, Assumption and Amendment of Warrant Agreement, a form of which was filed with the Securities and Exchange Commission as Annex B to the Company's Amendment No. 3 to its Registration Statement on Form S-4 filed on March 15, 2013, as subsequently amended, the warrants will expire on April 4, 2018 unless the Company is liquidated prior to such time. F3 · ownership.nature: The reported securities are owned directly by IM, and indirectly by InterMedia Partners, L.P. ("GP"), as general partner of IM, Leo Hindery, Jr., as manager of GP and Peter M. Kern, as manager of GP. GP, as well as Messrs. Hindery and Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherWarrants (Right to Purchase) · Derivative | 48,148 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 5 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,148 Underlying: Class A Common Stock · 24,074 shares Expires 2018-04-04 F4 · kind: The reported securities have been distributed by IM to certain of its limited partners. F6 · derivative.expiration_date: Pursuant to the terms of the warrant agreement, as amended by the Assignment, Assumption and Amendment of Warrant Agreement, a form of which was filed with the Securities and Exchange Commission as Annex B to the Company's Amendment No. 3 to its Registration Statement on Form S-4 filed on March 15, 2013, as subsequently amended, the warrants will expire on April 4, 2018 unless the Company is liquidated prior to such time. F7 · ownership.direct: The reported securities reflect the change in the form of beneficial ownership from indirect to direct as a result of the distribution by IM described above in note 4. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherWarrants (Right to Purchase) · Derivative | 700,522 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · derivative · entry 4 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intermedia Partners VII, L.P. Disclosed balance after: 744,198 Underlying: Class A Common Stock · 350,261 shares Expires 2018-04-04 F4 · kind: The reported securities have been distributed by IM to certain of its limited partners. F6 · derivative.expiration_date: Pursuant to the terms of the warrant agreement, as amended by the Assignment, Assumption and Amendment of Warrant Agreement, a form of which was filed with the Securities and Exchange Commission as Annex B to the Company's Amendment No. 3 to its Registration Statement on Form S-4 filed on March 15, 2013, as subsequently amended, the warrants will expire on April 4, 2018 unless the Company is liquidated prior to such time. F3 · ownership.nature: The reported securities are owned directly by IM, and indirectly by InterMedia Partners, L.P. ("GP"), as general partner of IM, Leo Hindery, Jr., as manager of GP and Peter M. Kern, as manager of GP. GP, as well as Messrs. Hindery and Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | OtherClass A Common Stock | 8,807,037 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · nonDerivative · entry 2 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intermedia Partners VII, L.P. Disclosed balance after: 419,383 F4 · kind: The reported securities have been distributed by IM to certain of its limited partners. F5 · balance_after: The reported securities are subject to forfeiture pursuant to the Equity Restructuring Agreement (as defined below) unless the closing sale price of Class A common stock equals or exceeds $15.00 per share for any 20 trading days within at least one 30-trading day period before April 4, 2018 (the "Vesting Condition"). The reported securities have been retained by IM and will distributed on a pro rata basis to certain limited partners upon the satisfaction of the Vesting Condition. F3 · ownership.nature: The reported securities are owned directly by IM, and indirectly by InterMedia Partners, L.P. ("GP"), as general partner of IM, Leo Hindery, Jr., as manager of GP and Peter M. Kern, as manager of GP. GP, as well as Messrs. Hindery and Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:12 UTC | HEMISPHERE MEDIA GROUP, INC. HMTV · Entity 123833 | ConversionClass A Common Stock | 9,226,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004629 · es1601082_4-kern.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Intermedia Partners VII, L.P. Disclosed balance after: 9,226,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In accordance with the terms of Hemisphere Media Group, Inc.'s (the "Company") amended and restated certificate of incorporation, each share of the Class B common stock, par value $0.0001 per share ("Class B common stock"), of the Company is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, par value $0.0001 per share ("Class A common stock"), and has no expiration date. F2 · kind: The reported securities have been converted into shares of the Company's Class A common stock prior to being distributed to the limited partners of InterMedia Partners VII, L.P. ("IM"). F3 · ownership.nature: The reported securities are owned directly by IM, and indirectly by InterMedia Partners, L.P. ("GP"), as general partner of IM, Leo Hindery, Jr., as manager of GP and Peter M. Kern, as manager of GP. GP, as well as Messrs. Hindery and Kern disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 18:02 UTC | TRIBUNE MEDIA CO TRCO · Entity 154894 | GrantClass A Common Stock | 721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145835 · doc4.xml · nonDerivative · entry 1 Kern Peter M · CIK 0001335751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721 F1 · shares: Represents restricted stock units that will vest on October 11, 2017, subject to the Reporting Person's continued board service, and will settle into an equal number of shares of the Issuer's Class A Common Stock upon vesting, unless, and to the extent, that Mr. Kern elects to defer settlement in accordance with applicable terms. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.