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Sangster David

Disclosed activity across 1 company

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87482
SEC CIK
0001685524

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nutanix, Inc.NTNX · Entity 3296Chief Operating OfficerSeptember 15, 2024September 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nutanix, Inc.

Report date September 15, 2024 · Filed September 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect123,868 Ending reported balance After 2024-09-16 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2024-09-15 · Exercise / conversion · Acquired 11,788 · Balance 196,836

Row 2 · 2024-09-15 · Exercise / conversion · Acquired 3,020 · Balance 199,856

Row 3 · 2024-09-15 · Exercise / conversion · Acquired 6,250 · Balance 206,106

Row 4 · 2024-09-15 · Exercise / conversion · Acquired 3,177 · Balance 209,283

Row 5 · 2024-09-15 · Tax withholding · Disposed 73,465 · Balance 135,818

F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Row 6 · 2024-09-16 · Sale · Disposed 11,950 · Balance 123,868

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.80 to $59.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-09-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-09-15 · Exercise / conversion · Disposed 11,788 · Balance 0

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,079 Reported balance After 2024-09-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-09-15 · Exercise / conversion · Disposed 3,020 · Balance 12,079

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect50,000 Reported balance After 2024-09-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-09-15 · Exercise / conversion · Disposed 6,250 · Balance 50,000

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect38,123 Reported balance After 2024-09-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2024-09-15 · Exercise / conversion · Disposed 3,177 · Balance 38,123

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F7: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.80 to $59.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F7: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2017 Filed Jun 19, 2017 19:39 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000072 · wf-form4_149791555233951.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:13 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 16,086 $18.93 $304,433.98
Disclosure

SEC source: 0001618732-17-000064 · wf-form4_149669717147519.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.54 to $19.15. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 31, 2017 Filed May 31, 2017 17:58 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 21,414 $18.42 $394,548.67
Disclosure

SEC source: 0001618732-17-000055 · wf-form4_149626789271856.xml · nonDerivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,086

F3 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs.

Read SEC document
May 30, 2017 Filed May 31, 2017 17:58 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000055 · wf-form4_149626789271856.xml · derivative · entry 6

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,000

Underlying: Class A Common Stock · 27,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
May 30, 2017 Filed May 31, 2017 17:58 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 27,000 $19.04 $514,044.90
Disclosure

SEC source: 0001618732-17-000055 · wf-form4_149626789271856.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,500

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.75 to $19.75. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 30, 2017 Filed May 31, 2017 17:58 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 27,000 $3.20 $86,400.00
Disclosure

SEC source: 0001618732-17-000055 · wf-form4_149626789271856.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2017 Filed May 31, 2017 17:58 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000055 · wf-form4_149626789271856.xml · derivative · entry 5

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Class A Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: On May 28, 2017, 37,500 RSUs vested and became issuable and the remaining RSUs shall vest in 9 equal quarterly installments beginning on June 15, 2017.

F5 · derivative.expiration_date: On May 28, 2017, 37,500 RSUs vested and became issuable and the remaining RSUs shall vest in 9 equal quarterly installments beginning on June 15, 2017.

Read SEC document
May 28, 2017 Filed May 31, 2017 17:58 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000055 · wf-form4_149626789271856.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 2, 2017 21:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,363 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · derivative · entry 8

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,000

Underlying: Class A Common Stock · 9,363 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
May 02, 2017 Filed May 2, 2017 21:04 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 9,363 $15.02 $140,590.13
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · nonDerivative · entry 5

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $15.00 to $15.16. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 02, 2017 Filed May 2, 2017 21:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 9,363 $3.20 $29,961.60
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · nonDerivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,637 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · derivative · entry 7

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,363

Underlying: Class A Common Stock · 3,637 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · derivative · entry 6

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 14,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:04 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 17,637 $15.03 $265,015.33
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $15.00 to $15.17. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 3,637 $3.20 $11,638.40
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 14,000 $1.22 $17,080.00
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 32,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · derivative · entry 12

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Class A Common Stock · 32,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · derivative · entry 11

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 46,595 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · derivative · entry 10

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 46,595 shares

Expires 2021-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 32,000 $19.05 $609,513.60
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · nonDerivative · entry 8

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.82 to $19.19. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 32,000 $1.22 $39,040.00
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · nonDerivative · entry 7

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 20,000 $19.05 $380,946.00
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · nonDerivative · entry 6

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.82 to $19.19. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 20,000 $1.22 $24,400.00
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · nonDerivative · entry 5

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 46,595 $19.05 $887,508.94
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · nonDerivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.82 to $19.19. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 46,595 $0.49 $22,831.55
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 201,405 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · derivative · entry 9

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,595

Underlying: Class A Common Stock · 201,405 shares

Expires 2021-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 201,405 $18.64 $3,754,712.85
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.21 to $18.94. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 201,405 $0.49 $98,688.45
Disclosure

SEC source: 0001618732-17-000020 · wf-form4_149099408498843.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 12

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F8 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.

F9 · derivative.exercise_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

F9 · derivative.expiration_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 11

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 150,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F8 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.

F9 · derivative.exercise_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

F9 · derivative.expiration_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 380,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 10

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,000

Underlying: Class A Common Stock · 380,000 shares

Expires 2024-05-19

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 380,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 9

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 380,000 shares

Expires 2024-05-19

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 8

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2023-07-16

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 7

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 50,000 shares

Expires 2023-07-16

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 6

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2022-11-15

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 5

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 20,000 shares

Expires 2022-11-15

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 248,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,000

Underlying: Class A Common Stock · 248,000 shares

Expires 2021-12-08

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 248,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 248,000 shares

Expires 2021-12-08

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 102,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · derivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 102,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:34 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 102,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001618732-17-000018 · wf-form4_149039125589737.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 12

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class B Common Stock · 150,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F8 · derivative.exercise_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

F8 · derivative.expiration_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 11

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F8 · derivative.exercise_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

F8 · derivative.expiration_date: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 380,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 10

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,000

Underlying: Class B Common Stock · 380,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 380,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 9

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 380,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 8

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class B Common Stock · 50,000 shares

Expires 2023-07-16

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 7

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-07-16

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 6

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2022-11-15

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 5

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-11-15

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 248,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,000

Underlying: Class B Common Stock · 248,000 shares

Expires 2021-12-08

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:32 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 248,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0000899243-16-031286 · doc4.xml · derivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 248,000 shares

Expires 2021-12-08

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.