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Sangster David

Disclosed activity across 1 company

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87482
SEC CIK
0001685524

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nutanix, Inc.NTNX · Entity 3296Chief Operating OfficerSeptember 15, 2024September 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nutanix, Inc.

Report date September 15, 2024 · Filed September 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect123,868 Ending reported balance After 2024-09-16 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2024-09-15 · Exercise / conversion · Acquired 11,788 · Balance 196,836

Row 2 · 2024-09-15 · Exercise / conversion · Acquired 3,020 · Balance 199,856

Row 3 · 2024-09-15 · Exercise / conversion · Acquired 6,250 · Balance 206,106

Row 4 · 2024-09-15 · Exercise / conversion · Acquired 3,177 · Balance 209,283

Row 5 · 2024-09-15 · Tax withholding · Disposed 73,465 · Balance 135,818

F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Row 6 · 2024-09-16 · Sale · Disposed 11,950 · Balance 123,868

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.80 to $59.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-09-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-09-15 · Exercise / conversion · Disposed 11,788 · Balance 0

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,079 Reported balance After 2024-09-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-09-15 · Exercise / conversion · Disposed 3,020 · Balance 12,079

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect50,000 Reported balance After 2024-09-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-09-15 · Exercise / conversion · Disposed 6,250 · Balance 50,000

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect38,123 Reported balance After 2024-09-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2024-09-15 · Exercise / conversion · Disposed 3,177 · Balance 38,123

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F7: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.80 to $59.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F7: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2019 Filed Dec 17, 2019 17:27 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 5,313 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000155 · wf-form4_157662164350852.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:31 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 15,172 $35.50 $538,587.79
Disclosure

SEC source: 0001618732-19-000125 · wf-form4_157559948286663.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,531

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.46 to $35.5501. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 19:59 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 5,852 $26.71 $156,292.88
Disclosure

SEC source: 0001618732-19-000105 · wf-form4_156885116843719.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,703

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of the Reporting Person's Restricted Stock Units.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:25 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000101 · wf-form4_156875549696523.xml · derivative · entry 4

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:25 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 5,312 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000101 · wf-form4_156875549696523.xml · derivative · entry 3

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,813

Underlying: Class A Common Stock · 5,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:25 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000101 · wf-form4_156875549696523.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 17:25 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 5,312 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000101 · wf-form4_156875549696523.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 16:30 UTC Nutanix, Inc. NTNX · Entity 3296 GrantRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000092 · wf-form4_156711058674203.xml · derivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments beginning on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments beginning on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 18:09 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 11,920 $25.97 $309,562.40
Disclosure

SEC source: 0001618732-19-000080 · wf-form4_156098215841944.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,993

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000070 · wf-form4_156089524835113.xml · derivative · entry 6

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 5,313 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000070 · wf-form4_156089524835113.xml · derivative · entry 5

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,125

Underlying: Class A Common Stock · 5,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000070 · wf-form4_156089524835113.xml · derivative · entry 4

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000070 · wf-form4_156089524835113.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 5,313 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000070 · wf-form4_156089524835113.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000070 · wf-form4_156089524835113.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 9,212 $38.47 $354,350.63
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · nonDerivative · entry 4

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,850

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · derivative · entry 7

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 5,312 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · derivative · entry 6

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,438

Underlying: Class A Common Stock · 5,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · derivative · entry 5

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 5,312 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 17:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,917 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-19-000032 · wf-form4_155251106983319.xml · derivative · entry 4

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918

Underlying: Class A Common Stock · 7,917 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 17:04 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 900 $36.58 $32,922.99
Disclosure

SEC source: 0001618732-19-000032 · wf-form4_155251106983319.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $36.53 to $36.64. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 17:04 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 7,017 $35.92 $252,028.19
Disclosure

SEC source: 0001618732-19-000032 · wf-form4_155251106983319.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.43 to $36.42. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 17:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,917 $3.20 $25,334.40
Disclosure

SEC source: 0001618732-19-000032 · wf-form4_155251106983319.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 16:09 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,916 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-19-000014 · wf-form4_154940097709844.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,835

Underlying: Class A Common Stock · 7,916 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 16:09 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 200 $52.10 $10,419.00
Disclosure

SEC source: 0001618732-19-000014 · wf-form4_154940097709844.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $52.05 to $52.14. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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February 01, 2019 Filed Feb 5, 2019 16:09 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 7,716 $51.65 $398,516.74
Disclosure

SEC source: 0001618732-19-000014 · wf-form4_154940097709844.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $51.05 to $51.97. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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February 01, 2019 Filed Feb 5, 2019 16:09 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,916 $3.20 $25,331.20
Disclosure

SEC source: 0001618732-19-000014 · wf-form4_154940097709844.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:17 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,917 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-19-000008 · wf-form4_154663660387593.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,751

Underlying: Class A Common Stock · 7,917 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

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January 02, 2019 Filed Jan 4, 2019 16:17 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 4,767 $41.97 $200,088.15
Disclosure

SEC source: 0001618732-19-000008 · wf-form4_154663660387593.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $41.75 to $42.28. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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January 02, 2019 Filed Jan 4, 2019 16:17 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 3,150 $41.45 $130,559.63
Disclosure

SEC source: 0001618732-19-000008 · wf-form4_154663660387593.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,767

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $40.75 to $41.73. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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January 02, 2019 Filed Jan 4, 2019 16:17 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,917 $3.20 $25,334.40
Disclosure

SEC source: 0001618732-19-000008 · wf-form4_154663660387593.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 15:07 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 300 $41.80 $12,540.00
Disclosure

SEC source: 0001618732-18-000207 · wf-form4_154542282378197.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $41.78 to $41.83. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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December 19, 2018 Filed Dec 21, 2018 15:07 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 4,598 $41.33 $190,018.79
Disclosure

SEC source: 0001618732-18-000207 · wf-form4_154542282378197.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $40.75 to $41.68. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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December 19, 2018 Filed Dec 21, 2018 15:07 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 3,211 $40.12 $128,836.56
Disclosure

SEC source: 0001618732-18-000207 · wf-form4_154542282378197.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,898

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $39.74 to $40.73. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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December 18, 2018 Filed Dec 18, 2018 19:26 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 9,704 $40.70 $394,952.80
Disclosure

SEC source: 0001618732-18-000178 · wf-form4_154517918884509.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,109

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

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December 15, 2018 Filed Dec 18, 2018 19:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 5,313 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000178 · wf-form4_154517918884509.xml · derivative · entry 5

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,750

Underlying: Class A Common Stock · 5,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 5,313 RSUs shall vest and become issuable quarterly beginning on March 15, 2018 and ending on December 15, 2021, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 5,313 RSUs shall vest and become issuable quarterly beginning on March 15, 2018 and ending on December 15, 2021, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

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December 15, 2018 Filed Dec 18, 2018 19:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000178 · wf-form4_154517918884509.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

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December 15, 2018 Filed Dec 18, 2018 19:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 5,313 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000178 · wf-form4_154517918884509.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 19:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000178 · wf-form4_154517918884509.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:11 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,917 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-18-000169 · wf-form4_154395786182516.xml · derivative · entry 5

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,668

Underlying: Class A Common Stock · 7,917 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:11 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 100 $46.54 $4,654.00
Disclosure

SEC source: 0001618732-18-000169 · wf-form4_154395786182516.xml · nonDerivative · entry 4

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:11 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 500 $45.53 $22,766.00
Disclosure

SEC source: 0001618732-18-000169 · wf-form4_154395786182516.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $45.30 to $45.91. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:11 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 7,317 $44.55 $325,974.55
Disclosure

SEC source: 0001618732-18-000169 · wf-form4_154395786182516.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $44.07 to $44.99. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:11 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 7,917 $3.20 $25,334.40
Disclosure

SEC source: 0001618732-18-000169 · wf-form4_154395786182516.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 16:29 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,916 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-18-000165 · wf-form4_154119053781579.xml · derivative · entry 5

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,585

Underlying: Class A Common Stock · 7,916 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 16:29 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 3,415 $43.35 $148,036.84
Disclosure

SEC source: 0001618732-18-000165 · wf-form4_154119053781579.xml · nonDerivative · entry 4

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $42.94 to $43.56. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 16:29 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 2,500 $42.41 $106,037.00
Disclosure

SEC source: 0001618732-18-000165 · wf-form4_154119053781579.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,415

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $41.94 to $42.87. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.