Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIAVI SOLUTIONS INC.VIAV · Entity 3595 | SVP Global Operations NSE | September 26, 2024 | September 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIAVI SOLUTIONS INC.
Report date September 26, 2024 · Filed September 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,722 |
Reported balance
After 2024-09-26 transaction · row 1
1 source rowRow 1 · 2024-09-26 · Sale · Disposed 5,117 · Balance 32,722 F1: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated May 14, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated May 14, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2022 Filed Sep 26, 2022 19:28 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 10,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022935 · form4.xml · nonDerivative · entry 5 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 19:28 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 5,295 | $13.29 | $70,370.55 |
DisclosureSEC source: 0001127602-22-022935 · form4.xml · nonDerivative · entry 4 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,490 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 19:28 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 12,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022935 · form4.xml · nonDerivative · entry 3 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 19:28 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 4,500 | $13.29 | $59,805.00 |
DisclosureSEC source: 0001127602-22-022935 · form4.xml · nonDerivative · entry 2 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,047 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 19:28 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 10,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022935 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 19:14 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 10,136 | $14.19 | $143,829.84 |
DisclosureSEC source: 0001127602-22-021884 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,722 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F2 · shares: This transaction was executed in multiple trades at prices ranging from $14.11 to $14.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 21:49 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 6,919 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021794 · form4.xml · derivative · entry 9 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,840 Underlying: Common Stock · 6,919 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. F7 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years. F6 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 21:49 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 8,785 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021794 · form4.xml · derivative · entry 8 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,785 Underlying: Common Stock · 8,785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. F5 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years. F6 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 21:49 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,513 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021794 · form4.xml · derivative · entry 7 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 21:49 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 3,069 | $14.55 | $44,653.95 |
DisclosureSEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 6 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,858 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 21:49 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 6,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 5 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 21:49 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 3,897 | $14.55 | $56,701.35 |
DisclosureSEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 4 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,008 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 21:49 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 8,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 3 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 21:49 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,115 | $14.55 | $16,223.25 |
DisclosureSEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 2 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,120 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 21:49 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 28, 2022 Filed Sep 16, 2022 18:07 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantMarket Stock Units · Derivative | 24,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022532 · form4.xml · derivative · entry 2 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,475 Underlying: Common Stock · 24,475 shares Expires not disclosed F3 · derivative.exercise_date: See Exhibit 99 - FY2023 MSU Exhibit for vesting and schedule and terms F4 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| August 28, 2022 Filed Sep 16, 2022 18:07 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Unit · Derivative | 24,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022532 · form4.xml · derivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,475 Underlying: Common Stock · 24,475 shares Expires not disclosed F1 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years. F2 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 18:46 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 1,530 | $14.94 | $22,858.20 |
DisclosureSEC source: 0001127602-22-020343 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,722 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F2 · balance_after: This reporting person previously filed a Form 4 on June 3, 2022, which incorrectly reported the number of shares of common stock beneficially owned by the reporting person following the applicable transaction. This Form 4 reports the correct amount of number of shares of common stock beneficially owned by the reporting person after taking into account all applicable transactions to date. F3 · balance_after: Total includes 1,530 shares purchased pursuant to the ESPP plan. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 12:29 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 1,397 | $14.58 | $20,368.26 |
DisclosureSEC source: 0001127602-22-016548 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,698 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
| May 28, 2022 Filed Jun 1, 2022 22:34 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,512 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016236 · form4.xml · derivative · entry 3 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,537 Underlying: Common Stock · 2,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 28, 2022 Filed Jun 1, 2022 22:34 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,115 | $14.82 | $16,524.30 |
DisclosureSEC source: 0001127602-22-016236 · form4.xml · nonDerivative · entry 2 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,095 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 28, 2022 Filed Jun 1, 2022 22:34 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016236 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 1,265 | $16.02 | $20,265.30 |
DisclosureSEC source: 0001127602-22-008196 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,722 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:40 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,513 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007834 · form4.xml · derivative · entry 3 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,025 Underlying: Common Stock · 2,513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:40 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,248 | $16.40 | $20,467.20 |
DisclosureSEC source: 0001127602-22-007834 · form4.xml · nonDerivative · entry 2 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,987 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:40 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007834 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 18:42 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 1,397 | $15.05 | $21,024.85 |
DisclosureSEC source: 0001127602-21-030026 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,722 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. Read SEC document |
| November 28, 2021 Filed Nov 30, 2021 23:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,512 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029877 · form4.xml · derivative · entry 3 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,538 Underlying: Common Stock · 2,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years. F2 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 28, 2021 Filed Nov 30, 2021 23:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,115 | $15.15 | $16,892.25 |
DisclosureSEC source: 0001127602-21-029877 · form4.xml · nonDerivative · entry 2 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,119 Read SEC document |
| November 28, 2021 Filed Nov 30, 2021 23:43 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029877 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 19:42 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 13,380 | $15.61 | $208,851.10 |
DisclosureSEC source: 0001127602-21-026240 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,722 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $15.51 to $15.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 3,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-025912 · form4.xml · derivative · entry 9 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 3,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F8 · shares: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2019 at 37% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F9 · derivative.exercise_date: See Exhibit 99.15 F5 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 7,320 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-21-025912 · form4.xml · derivative · entry 8 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,570 Underlying: Common Stock · 7,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2020 at 83.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F1 · price: Each unit converts upon vesting into one share of common stock. F7 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit F5 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionMarket Stock Units · Derivative | 13,025 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-21-025912 · form4.xml · derivative · entry 7 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · shares: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2018 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. F1 · price: Each unit converts upon vesting into one share of common stock. F4 · derivative.exercise_date: See Exhibit 99.17A. F5 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,641 | $15.69 | $25,747.29 |
DisclosureSEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 6 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,102 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 5 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 3,247 | $15.69 | $50,945.43 |
DisclosureSEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 4 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,043 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 7,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 3 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F1 · price: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 5,777 | $15.69 | $90,641.13 |
DisclosureSEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 2 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,970 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:22 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 13,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F1 · price: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 19:09 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 7,684 | $16.32 | $125,415.94 |
DisclosureSEC source: 0001127602-21-024749 · form4.xml · nonDerivative · entry 1 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,722 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $16.23 to $16.475. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 28, 2021 Filed Sep 1, 2021 00:20 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantMarket Stock Units · Derivative | 20,759 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024615 · form4.xml · derivative · entry 11 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,759 Underlying: Common Stock · 20,759 shares Expires not disclosed F5 · derivative.exercise_date: See Exhibit 99 - FY2022 MSU Exhibit for vesting schedule and terms F6 · derivative.expiration_date: There are no expiration dates on MSUs. Read SEC document |
| August 28, 2021 Filed Sep 1, 2021 00:20 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Units · Derivative | 20,759 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024615 · form4.xml · derivative · entry 10 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,759 Underlying: Common Stock · 20,759 shares Expires not disclosed F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years. F4 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| August 28, 2021 Filed Sep 1, 2021 00:20 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 8,785 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024615 · form4.xml · derivative · entry 9 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,570 Underlying: Common Stock · 8,785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years. F4 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| August 28, 2021 Filed Sep 1, 2021 00:20 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,513 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024615 · form4.xml · derivative · entry 8 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,050 Underlying: Common Stock · 2,513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years. F4 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| August 28, 2021 Filed Sep 1, 2021 00:20 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 2,513 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024615 · form4.xml · derivative · entry 7 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years. F4 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| August 28, 2021 Filed Sep 1, 2021 00:20 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 3,897 | $16.67 | $64,962.99 |
DisclosureSEC source: 0001127602-21-024615 · form4.xml · nonDerivative · entry 6 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,406 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 28, 2021 Filed Sep 1, 2021 00:20 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 8,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024615 · form4.xml · nonDerivative · entry 5 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 28, 2021 Filed Sep 1, 2021 00:20 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,115 | $16.67 | $18,587.05 |
DisclosureSEC source: 0001127602-21-024615 · form4.xml · nonDerivative · entry 4 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,518 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 28, 2021 Filed Sep 1, 2021 00:20 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 2,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024615 · form4.xml · nonDerivative · entry 3 RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.