Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORFOLK SOUTHERN CORP
Report date September 13, 2024 · Filed October 01, 2024
Section 16 reporting ended · disclosed 2024-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,045 |
Ending reported balance
After 2024-09-13 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2024-09-13 · Exercise / conversion · Acquired 20,210 · Balance 55,255 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). Row 2 · 2024-09-13 · Exercise / conversion · Acquired 13,220 · Balance 68,475 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). Row 3 · 2024-09-13 · Exercise / conversion · Acquired 8,055 · Balance 76,530 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). Row 4 · 2024-09-13 · Exercise / conversion · Acquired 3,480 · Balance 80,010 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). Row 5 · 2024-09-13 · Exercise / conversion · Acquired 3,400 · Balance 83,410 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). Row 6 · 2024-09-13 · Exercise / conversion · Acquired 2,960 · Balance 86,370 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). Row 7 · 2024-09-13 · Sale · Disposed 51,325 · Balance 35,045 |
| Option (right to buy, granted 2016)SEC Table II · derivative / convertible security · Conversion / exercise price $70.32 · Expires 2026-01-27 | Direct | 0 |
Reported balance
After 2024-09-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-09-13 · Exercise / conversion · Disposed 20,210 · Balance 0 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| Option (right to buy, granted 2017)SEC Table II · derivative / convertible security · Conversion / exercise price $120.25 · Expires 2027-01-25 | Direct | 0 |
Reported balance
After 2024-09-13 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-09-13 · Exercise / conversion · Disposed 13,220 · Balance 0 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| Option (right to buy, granted 2018)SEC Table II · derivative / convertible security · Conversion / exercise price $149.58 · Expires 2028-01-24 | Direct | 0 |
Reported balance
After 2024-09-13 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-09-13 · Exercise / conversion · Disposed 3,480 · Balance 0 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| Option (right to buy, granted 2019)SEC Table II · derivative / convertible security · Conversion / exercise price $165.79 · Expires 2029-01-27 | Direct | 0 |
Reported balance
After 2024-09-13 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-09-13 · Exercise / conversion · Disposed 3,400 · Balance 0 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| Option (right to buy, granted 2020)SEC Table II · derivative / convertible security · Conversion / exercise price $214.50 · Expires 2030-01-30 | Direct | 0 |
Reported balance
After 2024-09-13 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2024-09-13 · Exercise / conversion · Disposed 2,960 · Balance 0 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| Option (right to buy, granted 2023)SEC Table II · derivative / convertible security · Conversion / exercise price $241.18 · Expires 2033-01-24 | Direct | 0 |
Reported balance
After 2024-09-13 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-09-13 · Exercise / conversion · Disposed 8,055 · Balance 0 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan). |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,849.0512 |
Reported balance
Holding disclosure · report date 2024-09-13 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,849.0512 F2: Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of September 13, 2024, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusted 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan).
F2: Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of September 13, 2024, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusted 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2021 Filed Aug 2, 2021 13:42 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,760 | $94.17 | $259,909.20 |
DisclosureSEC source: 0001225208-21-010974 · doc4.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 21:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-001442 · doc4.xml · derivative · entry 4 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,814 Underlying: Common Stock · 545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F2 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 21:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 233 | $239.52 | $55,807.00 |
DisclosureSEC source: 0001225208-21-001442 · doc4.xml · nonDerivative · entry 2 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,591 Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 21:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001442 · doc4.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 43 | $239.58 | $10,301.85 |
DisclosureSEC source: 0001225208-21-001680 · doc4.xml · nonDerivative · entry 3 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · ownership.nature: This indirect holding was inadvertenly omitted from previous filings. Read SEC document |
| February 01, 2021 Filed Apr 6, 2021 13:47 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 233 | $239.52 | $55,807.00 |
DisclosureSEC source: 0001225208-21-006541 · doc4a.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,639 F1 · balance_after: The direct ownership number shown has been updated to report the correct amount currently held by the reporting person. The previous amount reported did not include past acquisitions that were not timely filed due to a clerical error. Those past transactions have since been reported. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 20:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 2,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-001348 · doc4.xml · derivative · entry 11 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,450 shares Expires 2021-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2016, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F5 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2016, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F5 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2016, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F5 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2016, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F5 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2016, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 20:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-001348 · doc4.xml · derivative · entry 10 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,359 Underlying: Common Stock · 707 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F4 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F4 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F4 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F4 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 20:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 2,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-001348 · doc4.xml · derivative · entry 9 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,066 Underlying: Common Stock · 2,490 shares Expires not disclosed F3 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 20:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2021) · Derivative | 4,090 | Not disclosed Strike: $241.79 | Not disclosed |
DisclosureSEC source: 0001225208-21-001348 · doc4.xml · derivative · entry 8 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,090 Underlying: Common Stock · 4,090 shares Expires 2031-01-28 F2 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 20:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 2,351 | $239.75 | $563,640.50 |
DisclosureSEC source: 0001225208-21-001348 · doc4.xml · nonDerivative · entry 6 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,279 Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 20:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 680 | $239.74 | $163,024.90 |
DisclosureSEC source: 0001225208-21-001348 · doc4.xml · nonDerivative · entry 5 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,630 Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 20:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 197 | $239.74 | $47,229.27 |
DisclosureSEC source: 0001225208-21-001348 · doc4.xml · nonDerivative · entry 4 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,310 Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 20:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001348 · doc4.xml · nonDerivative · entry 3 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 20:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001348 · doc4.xml · nonDerivative · entry 2 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 20:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 5,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001348 · doc4.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,350 Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 13:41 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-001178 · doc4.xml · derivative · entry 4 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,576 Underlying: Common Stock · 727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments. F2 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments. F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments. F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments. F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 13:41 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 202 | $243.28 | $49,142.56 |
DisclosureSEC source: 0001225208-21-001178 · doc4.xml · nonDerivative · entry 2 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,755 Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 13:41 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 727 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001178 · doc4.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | PurchaseCommon Stock | 17 | $255.16 | $4,337.65 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 14 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 43 Read SEC document |
| January 07, 2021 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | PurchaseCommon Stock | 8 | $247.66 | $1,981.32 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 13 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 26 Read SEC document |
| January 06, 2021 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | PurchaseCommon Stock | 8 | $241.15 | $1,929.23 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 12 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 18 Read SEC document |
| January 05, 2021 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | PurchaseCommon Stock | 10 | $235.66 | $2,356.63 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 11 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10 Read SEC document |
| October 05, 2020 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 8 | $215.45 | $1,723.61 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 10 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| October 02, 2020 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 43 | $213.39 | $9,175.81 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 9 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8 Read SEC document |
| September 02, 2020 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 12 | $214.67 | $2,575.99 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 8 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 51 Read SEC document |
| August 04, 2020 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 7 | $190.51 | $1,333.54 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 7 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 63 Read SEC document |
| June 04, 2020 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | PurchaseCommon Stock | 6 | $191.89 | $1,151.34 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 6 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 70 Read SEC document |
| June 03, 2020 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | PurchaseCommon Stock | 6 | $191.46 | $1,148.75 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 5 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 64 Read SEC document |
| June 02, 2020 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | PurchaseCommon Stock | 7 | $183.40 | $1,283.81 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 4 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 58 Read SEC document |
| May 27, 2020 Filed May 28, 2020 14:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2011) · Derivative | 407 | Not disclosed Strike: $62.75 | Not disclosed |
DisclosureSEC source: 0001225208-20-008283 · doc4.xml · derivative · entry 4 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593 Underlying: Common Stock · 407 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| May 27, 2020 Filed May 28, 2020 14:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 254 | $184.21 | $46,788.07 |
DisclosureSEC source: 0001225208-20-008283 · doc4.xml · nonDerivative · entry 2 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,230 Read SEC document |
| May 27, 2020 Filed May 28, 2020 14:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 407 | $62.75 | $25,537.22 |
DisclosureSEC source: 0001225208-20-008283 · doc4.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| May 27, 2020 Filed Feb 4, 2021 00:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2011) · Derivative | 1,593 | Not disclosed Strike: $62.75 | Not disclosed |
DisclosureSEC source: 0001225208-21-001680 · doc4.xml · derivative · entry 5 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,593 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| May 27, 2020 Filed Feb 4, 2021 00:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 545 | $183.50 | $100,004.78 |
DisclosureSEC source: 0001225208-21-001680 · doc4.xml · nonDerivative · entry 2 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,278 Read SEC document |
| May 27, 2020 Filed Feb 4, 2021 00:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,593 | $62.75 | $99,952.79 |
DisclosureSEC source: 0001225208-21-001680 · doc4.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2020 Filed Feb 12, 2021 22:13 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 254 | $184.21 | $46,788.07 |
DisclosureSEC source: 0001225208-21-002426 · doc4a.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,230 F1 · kind: The previously filed Form 4 used an incorrect transaction code. This amendment is being filed to properly code the transaction. Read SEC document |
| April 06, 2020 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | PurchaseCommon Stock | 4 | $153.57 | $614.28 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 3 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 51 Read SEC document |
| April 03, 2020 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | PurchaseCommon Stock | 26 | $142.34 | $3,700.75 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 2 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47 Read SEC document |
| April 02, 2020 Filed Feb 12, 2021 22:40 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | PurchaseCommon Stock | 21 | $141.73 | $2,976.30 |
DisclosureSEC source: 0001225208-21-002449 · doc4.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 21 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 2,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001493 · doc4.xml · derivative · entry 5 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,303 Underlying: Common Stock · 2,180 shares Expires not disclosed F4 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F4 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F4 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F4 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F4 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2020) · Derivative | 2,960 | Not disclosed Strike: $214.50 | Not disclosed |
DisclosureSEC source: 0001225208-20-001493 · doc4.xml · derivative · entry 4 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960 Underlying: Common Stock · 2,960 shares Expires 2030-01-30 F3 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 4,221 | $213.32 | $900,423.72 |
DisclosureSEC source: 0001225208-20-001493 · doc4.xml · nonDerivative · entry 2 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,077 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 10,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001493 · doc4.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,298 F1 · kind: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001322 · doc4.xml · derivative · entry 4 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,123 Underlying: Common Stock · 707 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F2 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 197 | $204.14 | $40,215.58 |
DisclosureSEC source: 0001225208-20-001322 · doc4.xml · nonDerivative · entry 2 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,483 Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001322 · doc4.xml · nonDerivative · entry 1 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001307 · doc4.xml · derivative · entry 7 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 660 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 27, 2015, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 27, 2015, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 27, 2015, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 27, 2015, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 27, 2015, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001307 · doc4.xml · derivative · entry 6 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456 Underlying: Common Stock · 727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F2 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 202 | $204.22 | $41,252.44 |
DisclosureSEC source: 0001225208-20-001307 · doc4.xml · nonDerivative · entry 4 Shaw Alan H. · CIK 0001643244 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,973 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.