Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DZS INC.DZSI · Entity 17724 | Chief Legal Officer | October 01, 2024 | October 02, 2024 |
| Ribbon Communications Inc.RBBN · Entity 5785 | EVP and General Counsel | June 17, 2020 | June 19, 2020 |
| ZIX CORPZIXI · Entity 132010 | VP, General Counsel | February 26, 2018 | February 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DZS INC.
Report date October 01, 2024 · Filed October 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,698 |
Reported balance
After 2024-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-10-01 · Exercise / conversion · Acquired 6,668 · Balance 105,698 F1: This represents the third vesting on October 1, 2024 in the amount of 6,668 units for a total amount vested of 20,000 of the restricted stock units issued on October 1, 2021. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. |
| Common StockSEC Table I · non-derivative | Direct | 103,460 |
Reported balance
After 2024-10-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-10-01 · Tax withholding · Disposed 2,238 · Balance 103,460 F2: Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-10-01 · Exercise / conversion · Disposed 6,668 · Balance 0 F1: This represents the third vesting on October 1, 2024 in the amount of 6,668 units for a total amount vested of 20,000 of the restricted stock units issued on October 1, 2021. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents the third vesting on October 1, 2024 in the amount of 6,668 units for a total amount vested of 20,000 of the restricted stock units issued on October 1, 2021. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting.
F2: Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units.
Ribbon Communications Inc.
Report date June 17, 2020 · Filed June 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,436 |
Ending reported balance
After 2020-06-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-06-17 · Exercise / conversion · Acquired 23,450 · Balance 91,630 F1: These RSUs convert into common stock on a one-for-one basis. Row 2 · 2020-06-17 · Sale · Disposed 6,194 · Balance 85,436 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 46,897 |
Reported balance
After 2020-06-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-17 · Exercise / conversion · Disposed 23,450 · Balance 46,897 F1: These RSUs convert into common stock on a one-for-one basis. F3: 70,347 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: These RSUs convert into common stock on a one-for-one basis.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.
F3: 70,347 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022.
ZIX CORP
Report date February 26, 2018 · Filed February 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 162,370 |
Reported balance
After 2018-02-26 transaction · row 1
1 source rowRow 1 · 2018-02-26 · Grant · Acquired 40,000 · Balance 162,370 F1: Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan") consists of 75% restricted stock that will vest pro-rata annually over 3 years and 25% restricted stock that will vest pro-rata up to 1/3 each year the Company achieves specific performance criteria in 2018-2020, subject to acceleration under conditions described in the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan") consists of 75% restricted stock that will vest pro-rata annually over 3 years and 25% restricted stock that will vest pro-rata up to 1/3 each year the Company achieves specific performance criteria in 2018-2020, subject to acceleration under conditions described in the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2021 Filed Jul 6, 2021 12:41 UTC | DZS INC. DZSI · Entity 17724 | GrantRestricted Stock Units · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-045278 · doc4.xml · derivative · entry 1 Ferguson Justin K. · CIK 0001655819 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and will vest in four equal installments on July 1, 2022, 2023, 2024 and 2025, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. F1 · price: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and will vest in four equal installments on July 1, 2022, 2023, 2024 and 2025, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. F1 · derivative.exercise_date: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and will vest in four equal installments on July 1, 2022, 2023, 2024 and 2025, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. F1 · derivative.expiration_date: These restricted stock units were granted pursuant to the issuer's 2017 Incentive Award Plan and will vest in four equal installments on July 1, 2022, 2023, 2024 and 2025, subject to the reporting person's continued employment with the issuer on each vesting date. Each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 17:19 UTC | DZS INC. DZSI · Entity 17724 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-040283 · doc4.xml · derivative · entry 3 Ferguson Justin K. · CIK 0001655819 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This is the first vesting of the restricted stock units issued on October 5, 2020. Two remaining equal vestings will occur on June 10, 2022 and 2023, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive on share of the issuer's common stock upon vesting. F1 · price: This is the first vesting of the restricted stock units issued on October 5, 2020. Two remaining equal vestings will occur on June 10, 2022 and 2023, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive on share of the issuer's common stock upon vesting. F1 · derivative.exercise_date: This is the first vesting of the restricted stock units issued on October 5, 2020. Two remaining equal vestings will occur on June 10, 2022 and 2023, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive on share of the issuer's common stock upon vesting. F1 · derivative.expiration_date: This is the first vesting of the restricted stock units issued on October 5, 2020. Two remaining equal vestings will occur on June 10, 2022 and 2023, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive on share of the issuer's common stock upon vesting. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 17:19 UTC | DZS INC. DZSI · Entity 17724 | Tax withholdingCommon Stock | 4,038 | $19.97 | $80,638.86 |
DisclosureSEC source: 0001209191-21-040283 · doc4.xml · nonDerivative · entry 2 Ferguson Justin K. · CIK 0001655819 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,462 F2 · security: Shares withheld by DZS to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 17:19 UTC | DZS INC. DZSI · Entity 17724 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040283 · doc4.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This is the first vesting of the restricted stock units issued on October 5, 2020. Two remaining equal vestings will occur on June 10, 2022 and 2023, subject to the reporting person's continued employment with the issuer on each such vesting date. Each restricted stock unit represents the right to receive on share of the issuer's common stock upon vesting. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 16:56 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 23,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000106 · edgar.xml · derivative · entry 3 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,897 Underlying: Common Stock · 23,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: 70,347 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022. F3 · derivative.expiration_date: 70,347 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 16:56 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | SaleCommon Stock | 6,194 | $3.92 | $24,299.68 |
DisclosureSEC source: 0001708055-20-000106 · edgar.xml · nonDerivative · entry 2 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,436 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 16:56 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 23,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000106 · edgar.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These RSUs convert into common stock on a one-for-one basis. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 16:33 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | SaleCommon Stock | 2,959 | $2.85 | $8,432.85 |
DisclosureSEC source: 0001708055-20-000067 · edgar.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,180 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restrict stock awards. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:08 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units · Derivative | 150,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000058 · edgar.xml · derivative · entry 1 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,463 Underlying: Common Stock · 150,463 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on March 16, 2021, and thereafter, one-sixth of the remaining RSUs will vest every six months, subject to the Reporting Person's continued employment with the Issuer. F2 · derivative.expiration_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on March 16, 2021, and thereafter, one-sixth of the remaining RSUs will vest every six months, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:18 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units · Derivative | 3,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000035 · edgar.xml · derivative · entry 1 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,797 Underlying: Common Stock · 3,797 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Ferguson earned 3,797 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Ferguson earned 3,797 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 16:35 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | SaleCommon Stock | 3,067 | $5.49 | $16,837.83 |
DisclosureSEC source: 0001708055-19-000028 · edgar.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,139 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Awards (RSAs). Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 16:59 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 70,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001655819-19-000006 · edgar.xml · derivative · entry 1 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,347 Underlying: Common Stock · 70,347 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 17, 2020, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 17, 2022. F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 17, 2020, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 17, 2022. Read SEC document |
| April 16, 2019 Filed Apr 17, 2019 16:20 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 6,123 | $5.16 | $31,594.68 |
DisclosureSEC source: 0001655819-19-000004 · edgar.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,206 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 16:19 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 24,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001655819-19-000002 · edgar.xml · derivative · entry 3 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,905 Underlying: Common Stock · 24,905 shares Expires 2021-12-31 F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the Compensation Committee) of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. F4 · derivative.exercise_date: Between zero (0) and 200% of one-third of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2019 and ending on December 31, 2021. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 16:19 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 1,714 | $5.22 | $8,947.08 |
DisclosureSEC source: 0001655819-19-000002 · edgar.xml · nonDerivative · entry 2 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,329 F2 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 16:19 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantCommon Stock | 7,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001655819-19-000002 · edgar.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,043 F1 · shares: These shares of Common Stock were issued to Reporting Person pursuant to a voluntary election by Reporting Person in lieu of cash for a portion of the Reporting Person's 2018 annual bonus pursuant to the Issuer's Senior Management Cash Incentive Plan and such shares shall vest immediately upon grant. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 16:44 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001655819-18-000004 · edgar.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · shares: These are restricted shares of Common Stock that vest over a three-year period as follows: one-third of the shares shall vest on April 16, 2019, and the remaining two-thirds of the shares shall vest in four equal increments semi-annually thereafter through April 16, 2021. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:21 UTC | ZIX CORP ZIXI · Entity 132010 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014495 · doc4.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,370 F1 · shares: Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan") consists of 75% restricted stock that will vest pro-rata annually over 3 years and 25% restricted stock that will vest pro-rata up to 1/3 each year the Company achieves specific performance criteria in 2018-2020, subject to acceleration under conditions described in the Plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 11:11 UTC | ZIX CORP ZIXI · Entity 132010 | Tax withholdingCommon Stock | 989 | $4.10 | $4,054.90 |
DisclosureSEC source: 0001209191-18-012165 · doc4.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,370 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 09:54 UTC | ZIX CORP ZIXI · Entity 132010 | Tax withholdingCommon Stock | 2,965 | $4.05 | $12,008.25 |
DisclosureSEC source: 0001209191-18-010240 · doc4.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,359 Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 16:18 UTC | ZIX CORP ZIXI · Entity 132010 | Tax withholdingCommon Stock | 6,838 | $4.70 | $32,138.60 |
DisclosureSEC source: 0001209191-17-058830 · doc4.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,324 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 16:27 UTC | ZIX CORP ZIXI · Entity 132010 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011077 · doc4.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,162 F1 · shares: Grant under the Amended and Restated 2012 Incentive Plan (as amended, the "Plan") consists of 75% restricted stock that will vest pro rata annually over 3 years and 25% restricted stock that will vest pro rata up to 1/3 each year the Company achieves specific performance criteria in 2017-2019, subject to acceleration under conditions described in the Plan. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 10:37 UTC | ZIX CORP ZIXI · Entity 132010 | Tax withholdingCommon Stock | 6,838 | $4.08 | $27,899.04 |
DisclosureSEC source: 0001209191-16-147773 · doc4.xml · nonDerivative · entry 1 Ferguson Justin K. · CIK 0001655819 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,162 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.