Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN PUBLIC EDUCATION INCAPEI · Entity 5082 | See Footnotes | May 22, 2026 | May 27, 2026 |
| MOTORCAR PARTS OF AMERICA INCMPAA · Entity 6230 | 10% owner | August 27, 2024 | August 30, 2024 |
| MultiSensor AI Holdings, Inc.MSAI · Entity 7943 | Director · 10% owner · See Footnotes | September 30, 2026 | October 03, 2026 |
| QualTek Services Inc.ROCRU · Entity 115163 | Director | March 05, 2021 | March 08, 2021 |
| Quest Resource Holding CorpQRHC · Entity 852 | Director · 10% owner | September 30, 2026 | October 02, 2026 |
| Reservoir Media, Inc.ROCCU · Entity 5296 | Director | December 15, 2020 | December 17, 2020 |
| TRANSACT TECHNOLOGIES INCTACT · Entity 7179 | Director · 10% owner | May 04, 2026 | May 04, 2026 |
| biote Corp.BTMD · Entity 7156 | 10% owner | June 05, 2023 | June 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN PUBLIC EDUCATION INC
Report date May 22, 2026 · Filed May 27, 2026
Jointly reported with Braner Michael David, 325 Capital Master Fund LP, 325 Capital GP, LLC, Shrivastava Anil K, 325 CAPITAL LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $.01 par valueSEC Table I · non-derivative | Direct | 25,380 |
Reported balance
After 2026-05-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-05-22 · Grant · Acquired 2,135 · Balance 25,380 F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Under the director compensation policy for non-employee directors of American Public Education, Inc., each non-employee director receives an annual equity award of restricted stock at each annual meeting of stockholders that vests on the earlier of the anniversary of the award date and the date of the next annual meeting of stockholders. F3: Mr. Braner serves on the Board of Directors of the Issuer (the "Board") as a representative of 325 and its affiliates, 325 is entitled to receive the direct economic interest in securities granted to Mr. Braner by the Issuer in respect of Mr. Braner's Board membership. Mr. Braner disclaims beneficial ownership of the Issuer's securities to which this report relates, and at no time has Mr. Braner had any economic interest in such securities except any indirect economic interest through 325 and its affiliates. |
| Common stock, $.01 par valueSEC Table I · non-derivative | IndirectBy: 325 Capital LLC | 836,234 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 836,234 F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. |
| Common stock, $.01 par valueSEC Table I · non-derivative | IndirectBy: 325 Capital Master Fund LP | 347,498 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 347,498 F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: Under the director compensation policy for non-employee directors of American Public Education, Inc., each non-employee director receives an annual equity award of restricted stock at each annual meeting of stockholders that vests on the earlier of the anniversary of the award date and the date of the next annual meeting of stockholders.
F3: Mr. Braner serves on the Board of Directors of the Issuer (the "Board") as a representative of 325 and its affiliates, 325 is entitled to receive the direct economic interest in securities granted to Mr. Braner by the Issuer in respect of Mr. Braner's Board membership. Mr. Braner disclaims beneficial ownership of the Issuer's securities to which this report relates, and at no time has Mr. Braner had any economic interest in such securities except any indirect economic interest through 325 and its affiliates.
F4: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.
F5: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.
MOTORCAR PARTS OF AMERICA INC
Report date August 27, 2024 · Filed August 30, 2024
Jointly reported with 325 CAPITAL LLC, 325 Capital GP, LLC, 325 Capital Master Fund LP, Shrivastava Anil K, Braner Michael David
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy: 325 Capital LLC | 2,026,179 |
Last balance in matching sequence
After 2024-08-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-08-27 · Purchase · Acquired 16,608 · Balance 1,984,990 F3: The price of $6.73 per share represents a weighted average of purchase prices ranging from $6.63 to $6.77 per share. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Also includes securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Row 2 · 2024-08-28 · Purchase · Acquired 41,189 · Balance 2,026,179 F4: The price of $6.76 per share represents a weighted average of purchase prices ranging from $6.67 to $6.91 per share. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Also includes securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Also includes securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.
F3: The price of $6.73 per share represents a weighted average of purchase prices ranging from $6.63 to $6.77 per share. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
F4: The price of $6.76 per share represents a weighted average of purchase prices ranging from $6.67 to $6.91 per share. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
MultiSensor AI Holdings, Inc.
Report date September 30, 2026 · Filed October 03, 2026
Jointly reported with 325 Capital Master Fund LP, 325 Capital GP, LLC, 325 CAPITAL LLC, Shrivastava Anil K, Braner Michael David
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.0001 par value per shareSEC Table I · non-derivative | Direct | 14,082 |
Reported balance
After 2026-09-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 4,210 · Balance 14,082 F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Mr. Friedberg serves as a director designee of 325 on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. Friedberg in his capacity as a director of the Issuer will be held by Mr. Friedberg on behalf of 325 or its affiliates, transferred by Mr. Friedberg to 325 or its affiliates, and/or sold by Mr. Friedberg, with the proceeds of such sale to be remitted to 325 or its affiliates, in each case as directed by 325. Accordingly, Mr. Friedberg does not have a direct pecuniary interest in these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), however, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to have a pecuninary interest in these securities for purposes of Section 16 of the Exchange Act pursuant to the foregoing sentence. |
| Common stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectBy: 325 Capital Master Fund LP | 121,081 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 121,081 F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. |
| Common stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectBy: 325 Capital LLC | 543,697 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 543,697 F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. |
| Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $5.98 | IndirectBy: 325 Capital Master Fund LP | 6,722,710 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6,722,710 F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5: The Warrants are exercisable from the date of the Stockholder Approval and expire five years from the date of issuance. F6: The SPA and the Warrants provide that each Warrant holder's beneficial ownership of shares, including after taking into account the full exercise of such holder's Warrant, shall in no event exceed 49.5% of the issued and outstanding shares (the "Maximum Ownership Limitation"). Pursuant to the Warrants, in the event that a holder's Warrant is not exercisable for shares due to the beneficial ownership of such holder exceeding the Maximum Ownership Limitation, the applicable Warrant will be exercisable for shares of the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share, that are convertible into an equivalent number of shares for which the Warrant is exercisable. F3: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. |
| Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $5.98 | IndirectBy: 325 Capital LLC | 27,507,114 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 27,507,114 F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5: The Warrants are exercisable from the date of the Stockholder Approval and expire five years from the date of issuance. F6: The SPA and the Warrants provide that each Warrant holder's beneficial ownership of shares, including after taking into account the full exercise of such holder's Warrant, shall in no event exceed 49.5% of the issued and outstanding shares (the "Maximum Ownership Limitation"). Pursuant to the Warrants, in the event that a holder's Warrant is not exercisable for shares due to the beneficial ownership of such holder exceeding the Maximum Ownership Limitation, the applicable Warrant will be exercisable for shares of the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share, that are convertible into an equivalent number of shares for which the Warrant is exercisable. F4: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: Mr. Friedberg serves as a director designee of 325 on the Board of Directors of the Issuer. In connection with this arrangement, any equity-based securities awarded to Mr. Friedberg in his capacity as a director of the Issuer will be held by Mr. Friedberg on behalf of 325 or its affiliates, transferred by Mr. Friedberg to 325 or its affiliates, and/or sold by Mr. Friedberg, with the proceeds of such sale to be remitted to 325 or its affiliates, in each case as directed by 325. Accordingly, Mr. Friedberg does not have a direct pecuniary interest in these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), however, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to have a pecuninary interest in these securities for purposes of Section 16 of the Exchange Act pursuant to the foregoing sentence.
F3: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.
F4: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.
F5: The Warrants are exercisable from the date of the Stockholder Approval and expire five years from the date of issuance.
F6: The SPA and the Warrants provide that each Warrant holder's beneficial ownership of shares, including after taking into account the full exercise of such holder's Warrant, shall in no event exceed 49.5% of the issued and outstanding shares (the "Maximum Ownership Limitation"). Pursuant to the Warrants, in the event that a holder's Warrant is not exercisable for shares due to the beneficial ownership of such holder exceeding the Maximum Ownership Limitation, the applicable Warrant will be exercisable for shares of the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share, that are convertible into an equivalent number of shares for which the Warrant is exercisable.
QualTek Services Inc.
Report date March 05, 2021 · Filed March 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 40,233 |
Reported balance
After 2021-03-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-05 · Purchase · Acquired 5,000 · Balance 40,233 F1: The reporting person acquired units, consisting of shares and warrants. F2: Consists of shares owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Footnote | 1,250 |
Reported balance
After 2021-03-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-05 · Purchase · Acquired 1,250 · Balance 1,250 F1: The reporting person acquired units, consisting of shares and warrants. F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5: Consists of warrants owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired units, consisting of shares and warrants.
F2: Consists of shares owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member.
F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
F5: Consists of warrants owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member.
Quest Resource Holding Corp
Report date September 30, 2026 · Filed October 02, 2026
Jointly reported with Hampstead Park Capital Management, LLC, Hampstead Park Environmental Services Investment Fund LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 186,126 |
Reported balance
After 2026-09-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 20,529 · Balance 186,126 F1: These reported securities represent restricted stock units ("RSUs") granted on September 30, 2026 under the Issuer's 2024 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. The RSUs are scheduled to vest on March 1, 2027. F2: Includes (a) 108,274 RSUs that are scheduled to fully vest on March 1, 2027, (b) 28,767 RSUs that are scheduled to fully vest on August 13, 2027 and (c) 49,085 shares of common stock beneficially owned by Mr. Friedberg. |
| Common StockSEC Table I · non-derivative | Direct | 97,068 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 97,068 F3: The reported securities include (a) 18,153 deferred stock units ("DSUs") granted under the Issuer's 2012 Incentive Compensation Plan and (b) 78,915 DSUs granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such DSUs shall be issued upon Mr. Friedberg's separation from service with the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectBy: Hampstead Park Environmental Services Investment Fund LLC | 2,842,353 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,842,353 F4: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: These reported securities represent restricted stock units ("RSUs") granted on September 30, 2026 under the Issuer's 2024 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. The RSUs are scheduled to vest on March 1, 2027.
F2: Includes (a) 108,274 RSUs that are scheduled to fully vest on March 1, 2027, (b) 28,767 RSUs that are scheduled to fully vest on August 13, 2027 and (c) 49,085 shares of common stock beneficially owned by Mr. Friedberg.
F3: The reported securities include (a) 18,153 deferred stock units ("DSUs") granted under the Issuer's 2012 Incentive Compensation Plan and (b) 78,915 DSUs granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such DSUs shall be issued upon Mr. Friedberg's separation from service with the Issuer.
F4: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer.
Reservoir Media, Inc.
Report date December 15, 2020 · Filed December 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 88,189 |
Reported balance
After 2020-12-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-12-15 · Purchase · Acquired 7,699 · Balance 88,189 F1: The reporting person acquired units, consisting of shares and warrants. F2: Shares owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member.. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Footnote | 3,849 |
Reported balance
After 2020-12-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-12-15 · Purchase · Acquired 3,849 · Balance 3,849 F1: The reporting person acquired units, consisting of shares and warrants. F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5: Warrants owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired units, consisting of shares and warrants.
F2: Shares owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member..
F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
F5: Warrants owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member.
TRANSACT TECHNOLOGIES INC
Report date May 04, 2026 · Filed May 04, 2026
Jointly reported with 325 CAPITAL LLC, Shrivastava Anil K, 325 Capital Master Fund LP, 325 Capital GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 17,800 |
Reported balance
After 2026-05-04 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-05-04 · Exercise / conversion · Acquired 1,700 · Balance 17,800 F1: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F2: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,011,789 |
Reported balance
Holding disclosure · report date 2026-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,011,789 F2: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F4: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F5: These securities are owned directly by 325 Master Fund. As a result of the relationships described in Footnote (3) above, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectSee Footnotes | 0 |
Reported balance
After 2026-05-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-04 · Exercise / conversion · Disposed 1,700 · Balance 0 F1: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F2: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.
F2: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4.
F3: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company.
F4: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein.
F5: These securities are owned directly by 325 Master Fund. As a result of the relationships described in Footnote (3) above, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.
biote Corp.
Report date June 05, 2023 · Filed June 15, 2023
Jointly reported with 325 CAPITAL LLC, Braner Michael David, Shrivastava Anil K
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy: 325 Capital Master Fund LP | 658,048 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 658,048 F1: This Form 3 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section16 or for any other purpose. F2: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. |
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy: 325 Capital LLC | 3,108,618 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,108,618 F1: This Form 3 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section16 or for any other purpose. F3: Securities owned directly by certain separately managed accounts ("SMA") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMA. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities beneficially owned by 325. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section16 or for any other purpose.
F2: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.
F3: Securities owned directly by certain separately managed accounts ("SMA") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMA. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities beneficially owned by 325.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TIGO ENERGY, INC.
Report date May 23, 2023 · Filed May 25, 2023
Section 16 reporting ended · disclosed 2023-05-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 12,549 |
Reported balance
After 2023-05-23 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-23 · Sale · Disposed 20,485 · Balance 12,549 F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75. F2: Owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member. |
| Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee footnote | 185 |
Reported balance
After 2023-05-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-23 · Sale · Disposed 2,099 · Balance 185 F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75. F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F2: Owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.
F2: Owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member.
F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2024 Filed Aug 20, 2024 20:09 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 3,553 | $14.86 | $52,797.58 |
DisclosureSEC source: 0001062993-24-015421 · form4.xml · nonDerivative · entry 1 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 330,635 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F2 · price: The price of $14.86 per share represents a weighted average of purchase prices ranging from $14.765 to $15.00 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| August 16, 2024 Filed Feb 12, 2025 22:06 UTC | Quest Resource Holding Corp QRHC · Entity 852 | Exercise / conversionRestricted Stock Units · Derivative | 10,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-25-000352 · form512364002fri_02102025.xml · derivative · entry 7 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On August 16, 2023, Mr. Friedberg was granted 10,176 restricted stock units which vested on the first anniversary of the grant date. F6 · derivative.expiration_date: On August 16, 2023, Mr. Friedberg was granted 10,176 restricted stock units which vested on the first anniversary of the grant date. Read SEC document |
| August 16, 2024 Filed Feb 12, 2025 22:06 UTC | Quest Resource Holding Corp QRHC · Entity 852 | Exercise / conversionCommon Stock | 10,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-25-000352 · form512364002fri_02102025.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: These shares represent shares of common stock of the Issuer held by Mr. Friedberg. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 01:12 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 22,134 | $14.54 | $321,828.36 |
DisclosureSEC source: 0001062993-24-015214 · form4.xml · nonDerivative · entry 4 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,658,349 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F5 · price: The price of $14.54 per share represents a weighted average of purchase prices ranging from $14.25 to $14.75 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 01:12 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 2,604 | $14.54 | $37,862.16 |
DisclosureSEC source: 0001062993-24-015214 · form4.xml · nonDerivative · entry 3 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 327,082 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F5 · price: The price of $14.54 per share represents a weighted average of purchase prices ranging from $14.25 to $14.75 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 01:12 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 57,536 | $13.81 | $794,537.64 |
DisclosureSEC source: 0001062993-24-015214 · form4.xml · nonDerivative · entry 2 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,636,215 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F2 · price: The price of $13.8094 per share represents a weighted average of purchase prices ranging from $13.53 to $14.55 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 01:12 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 6,768 | $13.81 | $93,462.02 |
DisclosureSEC source: 0001062993-24-015214 · form4.xml · nonDerivative · entry 1 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 324,478 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F2 · price: The price of $13.8094 per share represents a weighted average of purchase prices ranging from $13.53 to $14.55 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 20:10 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 259,566 | $13.49 | $3,501,545.34 |
DisclosureSEC source: 0001062993-24-015056 · form4.xml · nonDerivative · entry 9 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,578,679 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F10 · price: The price of $13.49 per share represents a weighted average of purchase prices ranging from $13.315 to $13.92 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F7 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 20:10 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 30,532 | $13.49 | $411,876.68 |
DisclosureSEC source: 0001062993-24-015056 · form4.xml · nonDerivative · entry 8 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 317,710 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F10 · price: The price of $13.49 per share represents a weighted average of purchase prices ranging from $13.315 to $13.92 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F6 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 20:10 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 162,851 | $13.44 | $2,189,433.98 |
DisclosureSEC source: 0001062993-24-015056 · form4.xml · nonDerivative · entry 7 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,319,113 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F9 · price: The price of $13.4444 per share represents a weighted average of purchase prices ranging from $13.16 to $13.59 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F7 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 20:10 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 18,031 | $13.44 | $242,415.98 |
DisclosureSEC source: 0001062993-24-015056 · form4.xml · nonDerivative · entry 6 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 287,178 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F9 · price: The price of $13.4444 per share represents a weighted average of purchase prices ranging from $13.16 to $13.59 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F6 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 21:45 UTC | Quest Resource Holding Corp QRHC · Entity 852 | GrantRestricted Stock Unit · Derivative | 10,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-24-001842 · form412364002fri_08142024.xml · derivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,409 Underlying: Common Stock · 10,409 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted. F2 · derivative.expiration_date: The Reporting Person received restricted stock units granted under the Issuer's 2024 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted. Read SEC document |
| August 09, 2024 Filed Aug 14, 2024 20:10 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 85,309 | $13.57 | $1,157,267.77 |
DisclosureSEC source: 0001062993-24-015056 · form4.xml · nonDerivative · entry 5 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,156,262 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F8 · price: The price of $13.5656 per share represents a weighted average of purchase prices ranging from $13.30 to $13.65 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F7 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| August 09, 2024 Filed Aug 14, 2024 20:10 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 15,381 | $13.57 | $208,652.49 |
DisclosureSEC source: 0001062993-24-015056 · form4.xml · nonDerivative · entry 4 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 269,147 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F8 · price: The price of $13.5656 per share represents a weighted average of purchase prices ranging from $13.30 to $13.65 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F6 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| August 08, 2024 Filed Aug 14, 2024 20:10 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 35,106 | $13.05 | $458,238.62 |
DisclosureSEC source: 0001062993-24-015056 · form4.xml · nonDerivative · entry 3 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,070,953 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F5 · price: The price of $13.053 per share represents a weighted average of purchase prices ranging from $12.36 to $13.30 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F7 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| August 08, 2024 Filed Aug 14, 2024 20:10 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | PurchaseCommon Stock, par value $0.01 | 6,329 | $13.05 | $82,612.44 |
DisclosureSEC source: 0001062993-24-015056 · form4.xml · nonDerivative · entry 2 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 253,766 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F5 · price: The price of $13.053 per share represents a weighted average of purchase prices ranging from $12.36 to $13.30 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F6 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| July 31, 2024 Filed Feb 12, 2025 22:06 UTC | Quest Resource Holding Corp QRHC · Entity 852 | GrantCommon Stock | 3,303 | $8.44 | $27,877.32 |
DisclosureSEC source: 0000921895-25-000352 · form512364002fri_02102025.xml · nonDerivative · entry 3 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,456 F4 · shares: The reported securities represent deferred stock units granted under the Issuer's 2024 Incentive Compensation Plan. The shares of common stock underlying such deferred stock units shall be issued upon Mr. Friedberg's separation from service with the Issuer. Read SEC document |
| June 30, 2024 Filed Feb 12, 2025 22:06 UTC | Quest Resource Holding Corp QRHC · Entity 852 | GrantCommon Stock | 3,153 | $8.80 | $27,746.40 |
DisclosureSEC source: 0000921895-25-000352 · form512364002fri_02102025.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,153 F3 · shares: The reported securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan. The shares of common stockunderlying such deferred stock units shall be issued upon Mr. Friedberg's separation from service with the Issuer. Read SEC document |
| May 17, 2024 Filed Aug 14, 2024 20:10 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 4,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015056 · form4.xml · nonDerivative · entry 1 Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Capital Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,493 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose. F2 · balance_after: Pursuant to the non-employee director compensation policy of American Public Education, Inc. (the "Issuer"), Mr. Braner received an annual award of restricted common stock of the Issuer having a value of $80,000 on the grant date. The shares vest on the earlier of the one year anniversary of the grant date and immediately prior to the Issuer's 2025 Annual Meeting of Stockholders. F3 · balance_after: Mr. Braner serves on the Board of Directors of the Issuer (the "Board") as a representative of 325 and its affiliates, 325 is entitled to receive the direct economic interest in securities granted to Mr. Braner by the Issuer in respect of Mr. Braner's Board membership. Mr. Braner disclaims beneficial ownership of the Issuer's securities to which this report relates, and at no time has Mr. Braner had any economic interest in such securities except any indirect economic interest through 325 and its affiliates. F4 · balance_after: The securities described in footnote (2) represent securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. F2 · ownership.direct: Pursuant to the non-employee director compensation policy of American Public Education, Inc. (the "Issuer"), Mr. Braner received an annual award of restricted common stock of the Issuer having a value of $80,000 on the grant date. The shares vest on the earlier of the one year anniversary of the grant date and immediately prior to the Issuer's 2025 Annual Meeting of Stockholders. F3 · ownership.direct: Mr. Braner serves on the Board of Directors of the Issuer (the "Board") as a representative of 325 and its affiliates, 325 is entitled to receive the direct economic interest in securities granted to Mr. Braner by the Issuer in respect of Mr. Braner's Board membership. Mr. Braner disclaims beneficial ownership of the Issuer's securities to which this report relates, and at no time has Mr. Braner had any economic interest in such securities except any indirect economic interest through 325 and its affiliates. F4 · ownership.direct: The securities described in footnote (2) represent securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. Read SEC document |
| May 04, 2024 Filed May 6, 2024 21:13 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionRestricted Stock Units · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-008437 · marketforms-65767.xml · derivative · entry 3 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner 325 Capital Master Fund LP · CIK 0001972759 · Director · 10% owner 325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,400 Underlying: Common Stock · 1,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F1 · price: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F2 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. Read SEC document |
| May 04, 2024 Filed May 6, 2024 21:13 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-008437 · marketforms-65767.xml · nonDerivative · entry 1 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner 325 Capital Master Fund LP · CIK 0001972759 · Director · 10% owner 325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 11:05 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionRestricted Stock Units · Derivative | 1,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-24-004044 · marketforms-65074.xml · derivative · entry 4 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner 325 Master Fund LP · CIK 0001972759 · Director · 10% owner 325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,800 Underlying: Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Restricted Stock Units issued on March 1, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F3 · price: Shares of Restricted Stock Units issued on March 1, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F3 · derivative.exercise_date: Shares of Restricted Stock Units issued on March 1, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F3 · derivative.expiration_date: Shares of Restricted Stock Units issued on March 1, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F4 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F5 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F6 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F5 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F6 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 11:05 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-004044 · marketforms-65074.xml · nonDerivative · entry 1 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner 325 Master Fund LP · CIK 0001972759 · Director · 10% owner 325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Shares of Restricted Stock Units issued on March 1, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F4 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F5 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F6 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F5 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F6 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 11:05 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | GrantRestricted Stock Units · Derivative | 6,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-004044 · marketforms-65074.xml · derivative · entry 3 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner 325 Master Fund LP · CIK 0001972759 · Director · 10% owner 325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 6,700 Underlying: Common Stock · 6,700 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F4 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F5 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F6 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F5 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F6 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. Read SEC document |
| August 16, 2023 Filed Aug 19, 2023 00:19 UTC | Quest Resource Holding Corp QRHC · Entity 852 | GrantRestricted Stock Unit · Derivative | 10,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-002046 · form412364fri_08182023.xml · derivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,176 Underlying: Common Stock · 10,176 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The Reporting Person received restricted stock units granted under the Issuer's 2012 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted. F2 · derivative.expiration_date: The Reporting Person received restricted stock units granted under the Issuer's 2012 Incentive Compensation Plan. The restricted stock units shall vest and become exercisable on the first anniversary of the date on which they were granted. Read SEC document |
| May 24, 2023 Filed May 25, 2023 21:11 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 9,968 | $6.27 | $62,499.36 |
DisclosureSEC source: 0000921895-23-001364 · form413281003_05252023.xml · nonDerivative · entry 4 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,035,847 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| May 24, 2023 Filed May 25, 2023 21:11 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 2,143 | $6.27 | $13,436.61 |
DisclosureSEC source: 0000921895-23-001364 · form413281003_05252023.xml · nonDerivative · entry 3 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 247,437 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:11 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 2,058 | $6.22 | $12,800.76 |
DisclosureSEC source: 0000921895-23-001364 · form413281003_05252023.xml · nonDerivative · entry 2 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,025,879 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:11 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 442 | $6.22 | $2,749.24 |
DisclosureSEC source: 0000921895-23-001364 · form413281003_05252023.xml · nonDerivative · entry 1 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 245,294 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:44 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | SaleWarrants to purchase common stock · Derivative | 2,099 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-23-064789 · tm2316861-7_4seq1.xml · derivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · former director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 185 Underlying: Common Stock · 2,099 shares Expires not disclosed F1 · price: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F2 · ownership.nature: Owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:44 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | SaleCommon Stock | 20,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-064789 · tm2316861-7_4seq1.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · former director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 12,549 F1 · price: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75. F2 · ownership.nature: Owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member. Read SEC document |
| May 19, 2023 Filed May 23, 2023 21:47 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 12,738 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-001339 · form413281003_05232023.xml · nonDerivative · entry 1 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,143 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · shares: Pursuant to the non-employee director compensation policy of American Public Education, Inc. (the "Issuer"), Mr. Braner received an annual award of restricted common stock of the Issuer having a value of $80,000 on the grant date. The shares vest on the earlier of the one year anniversary of the grant date and immediately prior to the Issuer's 2024 Annual Meeting of Stockholders. F3 · shares: Mr. Braner serves on the Board as a representative of 325 and its affiliates, 325 is entitled to receive the direct economic interest in securities granted to Mr. Braner by the Issuer in respect of Mr. Braner's Board position. Mr. Braner disclaims beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Braner had any economic interest in such securities except any indirect economic interest through 325 and its affiliates. F4 · shares: The securities described in footnote (2) represents securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. F2 · balance_after: Pursuant to the non-employee director compensation policy of American Public Education, Inc. (the "Issuer"), Mr. Braner received an annual award of restricted common stock of the Issuer having a value of $80,000 on the grant date. The shares vest on the earlier of the one year anniversary of the grant date and immediately prior to the Issuer's 2024 Annual Meeting of Stockholders. F3 · balance_after: Mr. Braner serves on the Board as a representative of 325 and its affiliates, 325 is entitled to receive the direct economic interest in securities granted to Mr. Braner by the Issuer in respect of Mr. Braner's Board position. Mr. Braner disclaims beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Braner had any economic interest in such securities except any indirect economic interest through 325 and its affiliates. F4 · balance_after: The securities described in footnote (2) represents securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. F2 · ownership.direct: Pursuant to the non-employee director compensation policy of American Public Education, Inc. (the "Issuer"), Mr. Braner received an annual award of restricted common stock of the Issuer having a value of $80,000 on the grant date. The shares vest on the earlier of the one year anniversary of the grant date and immediately prior to the Issuer's 2024 Annual Meeting of Stockholders. F3 · ownership.direct: Mr. Braner serves on the Board as a representative of 325 and its affiliates, 325 is entitled to receive the direct economic interest in securities granted to Mr. Braner by the Issuer in respect of Mr. Braner's Board position. Mr. Braner disclaims beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Braner had any economic interest in such securities except any indirect economic interest through 325 and its affiliates. F4 · ownership.direct: The securities described in footnote (2) represents securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. Read SEC document |
| May 17, 2023 Filed May 20, 2023 00:25 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 905 | $5.45 | $4,932.25 |
DisclosureSEC source: 0001193805-23-000761 · e618652_4-apei.xml · nonDerivative · entry 2 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,023,821 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| May 17, 2023 Filed May 20, 2023 00:25 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 195 | $5.45 | $1,062.75 |
DisclosureSEC source: 0001193805-23-000761 · e618652_4-apei.xml · nonDerivative · entry 1 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 244,852 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| May 16, 2023 Filed May 17, 2023 00:40 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 15,200 | $5.43 | $82,536.00 |
DisclosureSEC source: 0001193805-23-000739 · e618638_4-apei.xml · nonDerivative · entry 6 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,022,916 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| May 16, 2023 Filed May 17, 2023 00:40 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 3,267 | $5.43 | $17,739.81 |
DisclosureSEC source: 0001193805-23-000739 · e618638_4-apei.xml · nonDerivative · entry 5 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 244,657 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| May 15, 2023 Filed May 17, 2023 00:40 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 58,569 | $5.48 | $320,958.12 |
DisclosureSEC source: 0001193805-23-000739 · e618638_4-apei.xml · nonDerivative · entry 4 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 1,007,716 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| May 15, 2023 Filed May 17, 2023 00:40 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 12,589 | $5.48 | $68,987.72 |
DisclosureSEC source: 0001193805-23-000739 · e618638_4-apei.xml · nonDerivative · entry 3 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 241,390 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| May 12, 2023 Filed May 17, 2023 00:40 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 7,846 | $5.36 | $42,054.56 |
DisclosureSEC source: 0001193805-23-000739 · e618638_4-apei.xml · nonDerivative · entry 2 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital LLC Disclosed balance after: 949,147 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325. Read SEC document |
| May 12, 2023 Filed May 17, 2023 00:40 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 1,673 | $5.36 | $8,967.28 |
DisclosureSEC source: 0001193805-23-000739 · e618638_4-apei.xml · nonDerivative · entry 1 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 325 Capital Master Fund LP Disclosed balance after: 228,801 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:27 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionRestricted Stock Units · Derivative | 1,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-23-006666 · marketforms-61412.xml · derivative · entry 3 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner 325 Master Fund LP · CIK 0001972759 · Director · 10% owner 325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,100 Underlying: Common Stock · 1,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F1 · price: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F1 · derivative.exercise_date: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F1 · derivative.expiration_date: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F2 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:27 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | Exercise / conversionCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-006666 · marketforms-61412.xml · nonDerivative · entry 1 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner 325 Master Fund LP · CIK 0001972759 · Director · 10% owner 325 Capital GP, LLC · CIK 0001972758 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as amended and restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis. F2 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.direct: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.direct: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. F2 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325"), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4. F3 · ownership.nature: These securities are owned directly by Daniel M. Friedberg, a Managing Member of 325 who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). 325 is entitled to receive all of the economic interest in securities granted to Mr. Friedberg in respect of Mr. Friedberg's service on the board of directors, and may therefore be deemed to beneficially own these securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by Mr. Friedberg. The other Reporting Persons may also be deemed "directors by deputization" of the Company. F4 · ownership.nature: Each of the Reporting Persons disclaims any beneficial ownership of any of these securities, except to the extent of any pecuniary interest therein. Read SEC document |
| March 28, 2023 Filed Mar 31, 2023 15:39 UTC | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 2,405 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193805-23-000418 · e618422_4-apei.xml · nonDerivative · entry 1 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,405 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · kind: Shares of restricted stock granted pursuant to the director compensation policy for non-employee directors of American Public Education, Inc. (the "Issuer"). The shares vest on the earlier of May 20, 2023 and immediately prior to the Company's 2023 Annual Meeting of Stockholders. F4 · kind: The securities described in footnotes (2) and (3) represent securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. F2 · price: Shares of restricted stock granted pursuant to the director compensation policy for non-employee directors of American Public Education, Inc. (the "Issuer"). The shares vest on the earlier of May 20, 2023 and immediately prior to the Company's 2023 Annual Meeting of Stockholders. F4 · price: The securities described in footnotes (2) and (3) represent securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. F3 · balance_after: Because Mr. Braner serves on the Board as a representative of 325 and its affiliates, 325 is entitled to receive the direct economic interest in securities granted to Mr. Braner by the Issuer in respect of Mr. Braner's Board position. Mr. Braner disclaims beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Braner had any economic interest in such securities except any indirect economic interest through 325 and its affiliates. F4 · balance_after: The securities described in footnotes (2) and (3) represent securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. Read SEC document |
| March 28, 2023 Filed Apr 10, 2023 23:25 UTC Amendment | AMERICAN PUBLIC EDUCATION INC APEI · Entity 5082 | GrantCommon Stock, par value $0.01 | 2,405 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-000871 · form4a13281003_04102023.xml · nonDerivative · entry 1 Braner Michael David · CIK 0001908015 · Director · See Footnotes 325 CAPITAL LLC · CIK 0001873893 · See Footnotes FRIEDBERG DANIEL M. · CIK 0001448795 · See Footnotes Shrivastava Anil K · CIK 0001908019 · See Footnotes 325 Master Fund LP · CIK 0001972759 · See Footnotes 325 Capital GP, LLC · CIK 0001972758 · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,405 F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael Braner, a United States citizen, Daniel Friedberg, a United States citizen, and Anil Shrivastava, a United States citizen (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · kind: Shares of restricted stock granted pursuant to the director compensation policy for non-employee directors of American Public Education, Inc. (the "Issuer"). The shares vest on the earlier of May 20, 2023 and immediately prior to the Company's 2023 Annual Meeting of Stockholders. F4 · kind: The securities described in footnotes (2) and (3) represent securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. F2 · price: Shares of restricted stock granted pursuant to the director compensation policy for non-employee directors of American Public Education, Inc. (the "Issuer"). The shares vest on the earlier of May 20, 2023 and immediately prior to the Company's 2023 Annual Meeting of Stockholders. F4 · price: The securities described in footnotes (2) and (3) represent securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. F3 · balance_after: Because Mr. Braner serves on the Board as a representative of 325 and its affiliates, 325 is entitled to receive the direct economic interest in securities granted to Mr. Braner by the Issuer in respect of Mr. Braner's Board position. Mr. Braner disclaims beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Braner had any economic interest in such securities except any indirect economic interest through 325 and its affiliates. F4 · balance_after: The securities described in footnotes (2) and (3) represent securities in which 325 has all of the direct economic interest. Each of Messrs. Braner, Friedberg and Shrivastava are Managing Members of 325. As a result of these relationships, 325 and Messrs. Braner, Friedberg and Shrivastava may be deemed to beneficially own the securities owned directly by 325. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:39 UTC | TRANSACT TECHNOLOGIES INC TACT · Entity 7179 | GrantRestricted Stock Units · Derivative | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-003543 · marketforms-59824.xml · derivative · entry 1 325 CAPITAL LLC · CIK 0001873893 · Director · 10% owner Braner Michael David · CIK 0001908015 · Director · 10% owner FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Shrivastava Anil K · CIK 0001908019 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,400 Underlying: Common Stock · 6,400 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units were issued pursuant to the TransAct Technologies Incorporated 2014 Equity Incentive Plan, as Amended and Restated. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant. F3 · ownership.direct: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325 Capital"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4 (the "Subject Securities"). The Subject Securities are owned directly by Daniel M. Friedberg, a Managing Partner of 325 Capital who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). The other Reporting Persons may be deemed "directors by deputization" of the Company. (Footnote continued in 4) F4 · ownership.direct: (Continued from Footnote 3) 325 Capital, as the investment adviser to an affiliated investment fund that is entitled to receive all of the economic interest in securities granted to Mr. Friedberg by the Company in respect of his service on the board of directors, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. By virtue of their position as Managing Partners of 325 Capital, Messrs. Braner and Shrivastava may be deemed to be beneficial owners of the Subject Securities for purposes of Rule 16a-1(a) under the Exchange Act. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: This Report is filed jointly by 325 Capital LLC, a Delaware limited liability company ("325 Capital"), Michael D. Braner, a citizen of the United States of America, Daniel M. Friedberg, a citizen of the United States of America, and Anil K. Shrivastava, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 4 (the "Subject Securities"). The Subject Securities are owned directly by Daniel M. Friedberg, a Managing Partner of 325 Capital who serves on the board of directors of TransAct Technologies Incorporated (the "Company"). The other Reporting Persons may be deemed "directors by deputization" of the Company. (Footnote continued in 4) F4 · ownership.nature: (Continued from Footnote 3) 325 Capital, as the investment adviser to an affiliated investment fund that is entitled to receive all of the economic interest in securities granted to Mr. Friedberg by the Company in respect of his service on the board of directors, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. By virtue of their position as Managing Partners of 325 Capital, Messrs. Braner and Shrivastava may be deemed to be beneficial owners of the Subject Securities for purposes of Rule 16a-1(a) under the Exchange Act. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:57 UTC | Quest Resource Holding Corp QRHC · Entity 852 | PurchaseCommon Stock | 3,242 | $3.96 | $12,845.13 |
DisclosureSEC source: 0000921895-22-002298 · form412364002_07282022.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,812,547 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.94 to $3.99, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 00:53 UTC | Quest Resource Holding Corp QRHC · Entity 852 | PurchaseCommon Stock | 116 | $3.99 | $462.84 |
DisclosureSEC source: 0001193805-22-001109 · e621840_4-friedberg.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,809,305 F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| July 14, 2022 Filed Jul 19, 2022 00:53 UTC | Quest Resource Holding Corp QRHC · Entity 852 | PurchaseCommon Stock | 98 | $3.99 | $391.02 |
DisclosureSEC source: 0001193805-22-001109 · e621840_4-friedberg.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,809,189 F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 20:50 UTC | Quest Resource Holding Corp QRHC · Entity 852 | PurchaseCommon Stock | 638 | $3.96 | $2,526.48 |
DisclosureSEC source: 0000921895-22-002244 · form412364002_07152022.xml · nonDerivative · entry 1 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,809,091 F1 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 01:04 UTC | Quest Resource Holding Corp QRHC · Entity 852 | PurchaseCommon Stock | 2,200 | $3.97 | $8,726.08 |
DisclosureSEC source: 0001193805-22-001097 · e621835_4-friedberg.xml · nonDerivative · entry 2 FRIEDBERG DANIEL M. · CIK 0001448795 · Director · 10% owner Hampstead Park Capital Management, LLC · CIK 0001773816 · 10% owner Hampstead Park Environmental Services Investment Fund LLC · CIK 0001773840 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Hampstead Park Environmental Services Investment Fund LLC Disclosed balance after: 2,808,453 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.93 to $3.99, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.