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LEBOW BENNETT S

Disclosed activity across 2 companies

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86986
SEC CIK
0001005790

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VECTOR GROUP LTD

Report date October 05, 2024 · Filed October 07, 2024

Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-10-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-10-05 · Other · Disposed 16,250 · Balance 15,000

F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer.

Row 2 · 2024-10-07 · Disposition to issuer · Disposed 15,000 · Balance 0

F2: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration").

F3: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to performance-based conditions (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of August 21, 2024 (the "Merger Agreement"), by and among the Issuer, JTI (US) Holding Inc. ("Parent") and Vapor Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer (the "Offer") for all outstanding shares of the common stock, par value $0.10 per share, of the Issuer (each, an "Issuer Share"), at a purchase price of $15.00 per share, which Offer expired at one minute after 11:59 p.m., Eastern Time on October 4, 2024. These Issuer Shares were tendered for purchase pursuant to the Offer.

F2: Disposed in connection with the transactions contemplated by the Merger Agreement, pursuant to which, on October 7, 2024, Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. As a result of the Merger, each Issuer Share was canceled and extinguished and automatically converted into the right to receive an amount in cash equal to $15.00 (the "Merger Consideration").

F3: Pursuant to the Merger Agreement, each award of restricted stock of the Issuer, excluding any awards of restricted stock with vesting subject to performance-based conditions (each, a "Company Time-Based RSA") that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the aggregate number of Issuer Shares subject to such Company Time-Based RSA and (ii) the Merger Consideration (together with any accrued and unpaid dividends corresponding to the Issuer Shares subject to such Company Time-Based RSA immediately prior to the Effective Time, to the extent provided for under the applicable award agreement).

Viridian Therapeutics, Inc.\DE

Report date February 13, 2017 · Filed February 13, 2017

Section 16 reporting ended · disclosed 2017-02-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect280,600 Reported balance After 2017-02-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-02-13 · Exercise / conversion · Acquired 279,067 · Balance 280,600

F1: Immediately prior to the effective time of the Merger, that certain Unsecured Demand Promissory Note (the "Note"), dated March 6, 2015, as amended, issued by the issuer to the reporting person was converted into Common Stock. See footnote (4).

F2: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the conversion price reported reflect the Reverse Split.

Unsecured Demand Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $5.39DirectNot disclosed Reported balance After 2017-02-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-02-13 · Grant · Acquired Not disclosed · Balance Not disclosed

F4: On October 31, 2016, the issuer and the reporting person agreed, subject to the approval of the issuer's stockholders which was given on February 10, 2017, to amend the Note to provide for automatic conversion of the unpaid principal balance and all accrued interest on the Note (the "Outstanding Balance"), plus a premium of 11% on the Outstanding Balance (the "Premium"), into Common Stock, immediately prior to the effective time of the Merger. The Merger closed on February 13, 2017. See "Remarks".

F5: At any time on or after June 30, 2015, the Note was payable upon demand of the reporting person.

F6: The number of shares of Common Stock into which the Note was made convertible is determined by dividing (i) the sum of the Outstanding Balance plus the Premium by (ii) the closing market price of the Common Stock on the Nasdaq Capital Market on October 31, 2016 of $5.39, as adjusted to reflect the Reverse Split (the "Conversion Price").

Unsecured Demand Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $5.39Direct0 Reported balance After 2017-02-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-13 · Exercise / conversion · Disposed Not disclosed · Balance 0

F5: At any time on or after June 30, 2015, the Note was payable upon demand of the reporting person.

F7: See footnote (6). The Outstanding Balance on February 13, 2017 was $1,355,365, consisting of an unpaid principal balance of $1,045,000 and accrued interest of $310,365. The Premium was $149,090.15.

Common StockSEC Table I · non-derivativeIndirectBy LeBow Alpha, LLLP148,841 Reported balance Holding disclosure · report date 2017-02-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 148,841

F2: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the conversion price reported reflect the Reverse Split.

F3: These shares are owned by LeBow Alpha, LLLP ("LeBow Alpha"). The reporting person is President of the general partner of LeBow Alpha and, as such, has the power to vote and dispose of the shares owned by LeBow Alpha. The reporting person disclaims beneficial ownership of those shares owned by LeBow Alpha except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Immediately prior to the effective time of the Merger, that certain Unsecured Demand Promissory Note (the "Note"), dated March 6, 2015, as amended, issued by the issuer to the reporting person was converted into Common Stock. See footnote (4).

F2: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the conversion price reported reflect the Reverse Split.

F3: These shares are owned by LeBow Alpha, LLLP ("LeBow Alpha"). The reporting person is President of the general partner of LeBow Alpha and, as such, has the power to vote and dispose of the shares owned by LeBow Alpha. The reporting person disclaims beneficial ownership of those shares owned by LeBow Alpha except to the extent of his pecuniary interest therein.

F4: On October 31, 2016, the issuer and the reporting person agreed, subject to the approval of the issuer's stockholders which was given on February 10, 2017, to amend the Note to provide for automatic conversion of the unpaid principal balance and all accrued interest on the Note (the "Outstanding Balance"), plus a premium of 11% on the Outstanding Balance (the "Premium"), into Common Stock, immediately prior to the effective time of the Merger. The Merger closed on February 13, 2017. See "Remarks".

F5: At any time on or after June 30, 2015, the Note was payable upon demand of the reporting person.

F6: The number of shares of Common Stock into which the Note was made convertible is determined by dividing (i) the sum of the Outstanding Balance plus the Premium by (ii) the closing market price of the Common Stock on the Nasdaq Capital Market on October 31, 2016 of $5.39, as adjusted to reflect the Reverse Split (the "Conversion Price").

F7: See footnote (6). The Outstanding Balance on February 13, 2017 was $1,355,365, consisting of an unpaid principal balance of $1,045,000 and accrued interest of $310,365. The Premium was $149,090.15.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2018 Filed Dec 10, 2018 21:01 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 200,000 $11.88 $2,376,000.00
Disclosure

SEC source: 0000899243-18-030604 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,306

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.61 to $12.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 21:05 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $12.47 $1,247,000.00
Disclosure

SEC source: 0000899243-18-029838 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595,306

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 20:30 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 135,000 $13.72 $1,852,200.00
Disclosure

SEC source: 0000899243-18-029570 · doc4.xml · nonDerivative · entry 4

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,420,271

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.54 to $13.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · balance_after: All share information has been adjusted to reflect two 5% stock dividends, which were paid by the Issuer on September 28, 2017 to stockholders of record as of September 20, 2017, and September 27, 2018 to stockholders of record on September 18, 2018.

F6 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

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November 20, 2018 Filed Nov 21, 2018 20:30 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 65,000 $13.83 $898,950.00
Disclosure

SEC source: 0000899243-18-029570 · doc4.xml · nonDerivative · entry 3

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,555,271

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · balance_after: All share information has been adjusted to reflect two 5% stock dividends, which were paid by the Issuer on September 28, 2017 to stockholders of record as of September 20, 2017, and September 27, 2018 to stockholders of record on September 18, 2018.

F6 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 20:30 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 140,000 $13.90 $1,946,000.00
Disclosure

SEC source: 0000899243-18-029570 · doc4.xml · nonDerivative · entry 2

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695,306

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.73 to $14.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · balance_after: All share information has been adjusted to reflect two 5% stock dividends, which were paid by the Issuer on September 28, 2017 to stockholders of record as of September 20, 2017, and September 27, 2018 to stockholders of record on September 18, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 20:30 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 60,000 $13.92 $835,200.00
Disclosure

SEC source: 0000899243-18-029570 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835,306

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.86 to $13.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · balance_after: All share information has been adjusted to reflect two 5% stock dividends, which were paid by the Issuer on September 28, 2017 to stockholders of record as of September 20, 2017, and September 27, 2018 to stockholders of record on September 18, 2018.

Read SEC document
April 11, 2017 Filed Apr 11, 2017 21:00 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $20.80 $2,080,000.00
Disclosure

SEC source: 0000899243-17-010001 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,097,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.71 to $20.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016. Sales pursuant to the aforementioned Rule 10b5-1 trading plan concluded on April 11, 2017 following the sales reported in this Form 4.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

Read SEC document
April 04, 2017 Filed Apr 4, 2017 21:01 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $20.53 $2,053,000.00
Disclosure

SEC source: 0000899243-17-009373 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,197,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.47 to $20.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

Read SEC document
March 28, 2017 Filed Mar 28, 2017 21:04 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $20.12 $2,012,000.00
Disclosure

SEC source: 0000899243-17-008797 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,297,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.96 to $20.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

Read SEC document
March 21, 2017 Filed Mar 21, 2017 21:00 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $20.37 $2,037,000.00
Disclosure

SEC source: 0000899243-17-008325 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,397,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.28 to $20.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 21:02 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $20.97 $2,097,000.00
Disclosure

SEC source: 0000899243-17-007524 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,497,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.84 to $21.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

Read SEC document
March 07, 2017 Filed Mar 7, 2017 21:00 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $21.07 $2,107,000.00
Disclosure

SEC source: 0000899243-17-006763 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,557,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.98 to $21.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

Read SEC document
February 28, 2017 Filed Feb 28, 2017 21:09 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $22.87 $2,287,000.00
Disclosure

SEC source: 0000899243-17-005689 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,697,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.78 to $22.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 21:00 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $22.73 $2,273,000.00
Disclosure

SEC source: 0000899243-17-004867 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,797,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.59 to $22.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

Read SEC document
February 14, 2017 Filed Feb 14, 2017 21:06 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $22.58 $2,258,000.00
Disclosure

SEC source: 0000899243-17-004118 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,897,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.44 to $22.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

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February 13, 2017 Filed Feb 13, 2017 18:05 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 Exercise / conversionUnsecured Demand Promissory Note · Derivative Not disclosed $0.00 Strike: $5.39 $1,045,000.00
Disclosure

SEC source: 0000899243-17-003819 · doc4.xml · derivative · entry 4

LEBOW BENNETT S · CIK 0001005790 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 279,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: At any time on or after June 30, 2015, the Note was payable upon demand of the reporting person.

F7 · derivative.underlying_shares: See footnote (6). The Outstanding Balance on February 13, 2017 was $1,355,365, consisting of an unpaid principal balance of $1,045,000 and accrued interest of $310,365. The Premium was $149,090.15.

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February 13, 2017 Filed Feb 13, 2017 18:05 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 GrantUnsecured Demand Promissory Note · Derivative Not disclosed $0.00 Strike: $5.39 $1,045,000.00
Disclosure

SEC source: 0000899243-17-003819 · doc4.xml · derivative · entry 3

LEBOW BENNETT S · CIK 0001005790 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: On October 31, 2016, the issuer and the reporting person agreed, subject to the approval of the issuer's stockholders which was given on February 10, 2017, to amend the Note to provide for automatic conversion of the unpaid principal balance and all accrued interest on the Note (the "Outstanding Balance"), plus a premium of 11% on the Outstanding Balance (the "Premium"), into Common Stock, immediately prior to the effective time of the Merger. The Merger closed on February 13, 2017. See "Remarks".

F4 · derivative.exercise_date: On October 31, 2016, the issuer and the reporting person agreed, subject to the approval of the issuer's stockholders which was given on February 10, 2017, to amend the Note to provide for automatic conversion of the unpaid principal balance and all accrued interest on the Note (the "Outstanding Balance"), plus a premium of 11% on the Outstanding Balance (the "Premium"), into Common Stock, immediately prior to the effective time of the Merger. The Merger closed on February 13, 2017. See "Remarks".

F5 · derivative.expiration_date: At any time on or after June 30, 2015, the Note was payable upon demand of the reporting person.

F6 · derivative.underlying_shares: The number of shares of Common Stock into which the Note was made convertible is determined by dividing (i) the sum of the Outstanding Balance plus the Premium by (ii) the closing market price of the Common Stock on the Nasdaq Capital Market on October 31, 2016 of $5.39, as adjusted to reflect the Reverse Split (the "Conversion Price").

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February 13, 2017 Filed Feb 13, 2017 18:05 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 Exercise / conversionCommon Stock 279,067 $5.39 $1,504,171.13
Disclosure

SEC source: 0000899243-17-003819 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Immediately prior to the effective time of the Merger, that certain Unsecured Demand Promissory Note (the "Note"), dated March 6, 2015, as amended, issued by the issuer to the reporting person was converted into Common Stock. See footnote (4).

F2 · shares: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the conversion price reported reflect the Reverse Split.

F2 · price: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the conversion price reported reflect the Reverse Split.

F2 · balance_after: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the conversion price reported reflect the Reverse Split.

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February 07, 2017 Filed Feb 7, 2017 21:00 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $22.43 $2,243,000.00
Disclosure

SEC source: 0000899243-17-003020 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 5,997,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.37 to $22.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

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February 03, 2017 Filed Feb 7, 2017 21:08 UTC Viridian Therapeutics, Inc.\DE SGNL · Entity 4316 Exercise / conversionStock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0000899243-17-003024 · doc4.xml · derivative · entry 3

LEBOW BENNETT S · CIK 0001005790 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the exercise price reported reflect the Reverse Split.

F1 · shares: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the exercise price reported reflect the Reverse Split.

F3 · derivative.exercise_date: The option initially vested and became exercisable in twelve equal monthly installments beginning on June 30, 2016 and ending on May 31, 2017. However, upon approval of the issuer's board of directors, vesting was accelerated and the option became fully vested.

F1 · derivative.underlying_shares: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the exercise price reported reflect the Reverse Split.

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February 03, 2017 Filed Feb 7, 2017 21:08 UTC Viridian Therapeutics, Inc.\DE SGNL · Entity 4316 Exercise / conversionCommon Stock 1,200 $7.65 $9,180.00
Disclosure

SEC source: 0000899243-17-003024 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the exercise price reported reflect the Reverse Split.

F1 · price: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the exercise price reported reflect the Reverse Split.

F1 · balance_after: On November 4, 2016, the issuer effected a one-for-15 reverse split of its Common Stock (the "Reverse Split"), and the number of securities and/or the exercise price reported reflect the Reverse Split.

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January 31, 2017 Filed Jan 31, 2017 21:00 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $22.09 $2,209,000.00
Disclosure

SEC source: 0000899243-17-002303 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 6,097,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.02 to $22.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

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January 24, 2017 Filed Jan 24, 2017 21:00 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $22.76 $2,276,000.00
Disclosure

SEC source: 0000899243-17-001899 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 6,197,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.69 to $22.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

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January 17, 2017 Filed Jan 17, 2017 21:00 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $22.40 $2,240,000.00
Disclosure

SEC source: 0000899243-17-001364 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 6,297,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.27 to $22.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

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January 10, 2017 Filed Jan 10, 2017 21:00 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $22.47 $2,247,000.00
Disclosure

SEC source: 0000899243-17-001062 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 6,397,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.31 to $22.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

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January 03, 2017 Filed Jan 3, 2017 21:00 UTC VECTOR GROUP LTD VGR · Entity 12970 SaleCommon Stock 100,000 $22.64 $2,264,000.00
Disclosure

SEC source: 0000899243-17-000149 · doc4.xml · nonDerivative · entry 1

LEBOW BENNETT S · CIK 0001005790 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LeBow Gamma Limited Partnership

Disclosed balance after: 6,497,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.54 to $22.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2016.

F2 · ownership.nature: LeBow Gamma Limited Partnership is a Delaware limited partnership. LeBow 2011 Management Trust is the managing member of LeBow Holdings LLC, a Delaware limited liability company, which is the sole stockholder of LeBow Gamma, Inc., a Nevada corporation, which is the general partner of LeBow Gamma Limited Partnership. Mr. LeBow is trustee of LeBow 2011 Management Trust and a director and officer of LeBow Gamma, Inc. Mr. LeBow disclaims beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 of the Issuer's common stock held by LeBow Gamma Limited Partnership except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.