Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMPASS Pathways plcCMPS · Entity 4567 | 10% owner | October 24, 2024 | October 25, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMPASS Pathways plc
Report date October 24, 2024 · Filed October 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 3,152,848 |
Reported balance
After 2024-10-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-10-24 · Sale · Disposed 776,565 · Balance 3,152,848 F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2: The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy: Spouse | 3,155,122 |
Reported balance
After 2024-10-24 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-10-24 · Sale · Disposed 776,565 · Balance 3,155,122 F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2: The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia. F3: Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2: The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia.
F3: Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2023 Filed May 4, 2023 08:24 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 1,526 | $7.97 | $12,162.22 |
DisclosureSEC source: 0001816590-23-000066 · wf-form4_168320305202894.xml · nonDerivative · entry 1 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,270,493 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 16:25 UTC | COMPASS Pathways plc CMPS · Entity 4567 | GrantShare Option (Right to Buy) · Derivative | 67,500 | $0.00 Strike: $10.85 | $0.00 |
DisclosureSEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · derivative · entry 6 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,500 Underlying: Ordinary Shares · 67,500 shares Expires 2033-02-01 F5 · derivative.exercise_date: The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 16:25 UTC | COMPASS Pathways plc CMPS · Entity 4567 | GrantOrdinary Shares | 11,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · nonDerivative · entry 3 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,272,019 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F3 · shares: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024. F3 · price: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 16:25 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 5,283 | $10.61 | $56,052.63 |
DisclosureSEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · nonDerivative · entry 5 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Spouse Disclosed balance after: 4,274,509 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. F4 · ownership.nature: Securities held by George Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 16:25 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 3,301 | $10.61 | $35,023.61 |
DisclosureSEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · nonDerivative · entry 2 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,260,319 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. Read SEC document |
| December 20, 2022 Filed Feb 3, 2023 16:25 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 4,409 | $9.20 | $40,562.80 |
DisclosureSEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · nonDerivative · entry 4 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Spouse Disclosed balance after: 4,279,792 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. F4 · ownership.nature: Securities held by George Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| December 20, 2022 Filed Feb 3, 2023 16:25 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 4,577 | $9.20 | $42,108.40 |
DisclosureSEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · nonDerivative · entry 1 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,263,620 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 14:38 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 6,372 | $12.48 | $79,522.56 |
DisclosureSEC source: 0001816590-22-000022 · wf-form4_164875186693187.xml · nonDerivative · entry 4 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Spouse Disclosed balance after: 4,284,201 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F3 · shares: Shares were sold to satisfy payment of a tax liability upon RSUs vesting. F4 · ownership.nature: Securities held by George Goldsmith, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 14:38 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 6,372 | $12.48 | $79,522.56 |
DisclosureSEC source: 0001816590-22-000022 · wf-form4_164875186693187.xml · nonDerivative · entry 2 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,268,197 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F3 · shares: Shares were sold to satisfy payment of a tax liability upon RSUs vesting. Read SEC document |
| February 01, 2022 Filed Mar 31, 2022 14:38 UTC | COMPASS Pathways plc CMPS · Entity 4567 | GrantOrdinary Shares | 29,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001816590-22-000022 · wf-form4_164875186693187.xml · nonDerivative · entry 3 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Spouse Disclosed balance after: 4,290,573 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Includes Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share and are subject to vesting. F4 · ownership.nature: Securities held by George Goldsmith, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company. Read SEC document |
| February 01, 2022 Filed Mar 31, 2022 14:38 UTC | COMPASS Pathways plc CMPS · Entity 4567 | GrantOrdinary Shares | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001816590-22-000022 · wf-form4_164875186693187.xml · nonDerivative · entry 1 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,274,569 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Includes Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share and are subject to vesting. Read SEC document |
| February 01, 2022 Filed Apr 19, 2022 07:20 UTC | COMPASS Pathways plc CMPS · Entity 4567 | GrantShare Option (Right to Buy) · Derivative | 170,430 | $0.00 Strike: $15.75 | $0.00 |
DisclosureSEC source: 0001816590-22-000028 · wf-form4_165036719473543.xml · derivative · entry 4 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Spouse Disclosed balance after: 170,430 Underlying: Ordinary Shares · 170,430 shares Expires 2032-01-31 F2 · derivative.exercise_date: The shares underlying this option vest over four years on a monthly basis in equal installments from the date of grant. F3 · ownership.nature: Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Company. Read SEC document |
| February 01, 2022 Filed Apr 19, 2022 07:20 UTC | COMPASS Pathways plc CMPS · Entity 4567 | GrantShare Option (Right to Buy) · Derivative | 72,430 | $0.00 Strike: $15.75 | $0.00 |
DisclosureSEC source: 0001816590-22-000028 · wf-form4_165036719473543.xml · derivative · entry 3 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,430 Underlying: Ordinary Shares · 72,430 shares Expires 2032-01-31 F2 · derivative.exercise_date: The shares underlying this option vest over four years on a monthly basis in equal installments from the date of grant. Read SEC document |
| February 01, 2022 Filed Apr 19, 2022 07:20 UTC | COMPASS Pathways plc CMPS · Entity 4567 | GrantShare Option (Right to Buy) · Derivative | 2,570 | $0.00 Strike: $15.75 | $0.00 |
DisclosureSEC source: 0001816590-22-000028 · wf-form4_165036719473543.xml · derivative · entry 2 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Spouse Disclosed balance after: 2,570 Underlying: Ordinary Shares · 2,570 shares Expires 2032-01-31 F2 · derivative.exercise_date: The shares underlying this option vest over four years on a monthly basis in equal installments from the date of grant. F3 · ownership.nature: Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Company. Read SEC document |
| February 01, 2022 Filed Apr 19, 2022 07:20 UTC | COMPASS Pathways plc CMPS · Entity 4567 | GrantShare Option (Right to Buy) · Derivative | 2,570 | $0.00 Strike: $15.75 | $0.00 |
DisclosureSEC source: 0001816590-22-000028 · wf-form4_165036719473543.xml · derivative · entry 1 Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,570 Underlying: Ordinary Shares · 2,570 shares Expires 2032-01-31 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · derivative.exercise_date: The shares underlying this option vest over four years on a monthly basis in equal installments from the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.