Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GREENBRIER COMPANIES INCGBX · Entity 4790 | Senior Vice President | October 28, 2024 | October 30, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GREENBRIER COMPANIES INC
Report date October 28, 2024 · Filed October 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,470 |
Reported balance
After 2024-10-28 transaction · row 1
1 source rowRow 1 · 2024-10-28 · Sale · Disposed 8,285 · Balance 45,470 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.40 to $62.60, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.40 to $62.60, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2018 Filed May 24, 2018 22:18 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033122 · doc4.xml · derivative · entry 3 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,578 Underlying: Common Stock · 1,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,833 restricted stock units vested on May 22, 2018. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,833 restricted stock units vested on May 22, 2018. Read SEC document |
| May 22, 2018 Filed May 24, 2018 22:18 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 612 | $52.20 | $31,946.40 |
DisclosureSEC source: 0001209191-18-033122 · doc4.xml · nonDerivative · entry 2 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,963 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 22, 2018 Filed May 24, 2018 22:18 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 1,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033122 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 23:20 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantRestricted Stock Units · Derivative | 12,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024251 · doc4.xml · derivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,411 Underlying: Common Stock · 12,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on April 4, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on April 4, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 21:01 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 3,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022453 · doc4.xml · derivative · entry 3 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,611 Underlying: Common Stock · 3,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 3,167 restricted stock units vested on March 30, 2018. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 3,167 restricted stock units vested on March 30, 2018. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 21:01 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,057 | $50.25 | $53,114.25 |
DisclosureSEC source: 0001209191-18-022453 · doc4.xml · nonDerivative · entry 2 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,742 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 21:01 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 3,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022453 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 17:32 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 2,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021861 · doc4.xml · derivative · entry 3 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,778 Underlying: Common Stock · 2,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 2,423 restricted stock units vested on March 27, 2018. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 2,423 restricted stock units vested on March 27, 2018. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 17:32 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 821 | $51.45 | $42,240.45 |
DisclosureSEC source: 0001209191-18-021861 · doc4.xml · nonDerivative · entry 2 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,632 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 17:32 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 2,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021861 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 21:04 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 6,777 | $51.81 | $351,082.49 |
DisclosureSEC source: 0001209191-17-058933 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,030 Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 23:35 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058082 · doc4.xml · derivative · entry 3 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,201 Underlying: Common Stock · 5,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 5,500 RSUs vested on October 24, 2017. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 5,500 RSUs vested on October 24, 2017. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 5,500 RSUs vested on October 24, 2017. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 23:35 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 3,414 | $51.65 | $176,333.10 |
DisclosureSEC source: 0001209191-17-058082 · doc4.xml · nonDerivative · entry 2 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,807 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 23:35 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 9,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058082 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 22, 2015, the Reporting Person was awarded 5,500 performance-based restricted stock units ("RSUs"), including 2,750 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 2,750 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance at between target and stretch levels against the adjusted EBITDA performance objective and the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 168.4% and 173.0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 9,389 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 24, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:34 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034768 · doc4.xml · derivative · entry 3 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,701 Underlying: Common Stock · 1,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,833 restricted stock units vested on May 22, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,833 restricted stock units vested on May 22, 2017. F3 · derivative.underlying_shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,833 restricted stock units vested on May 22, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:34 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 666 | $44.45 | $29,603.70 |
DisclosureSEC source: 0001209191-17-034768 · doc4.xml · nonDerivative · entry 2 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,832 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:34 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 1,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034768 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:55 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030562 · doc4.xml · derivative · entry 3 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,534 Underlying: Common Stock · 1,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 1,240 restricted stock units vested on May 5, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 1,240 restricted stock units vested on May 5, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:55 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 450 | $43.15 | $19,417.50 |
DisclosureSEC source: 0001209191-17-030562 · doc4.xml · nonDerivative · entry 2 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,665 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:55 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030562 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2017 Filed Apr 12, 2017 23:14 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 9,826 | $47.23 | $464,121.28 |
DisclosureSEC source: 0001209191-17-026738 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,875 F1 · balance_after: The Reporting Person transferred 1,385 shares of the Company's common stock to the Reporting Person's former spouse pursuant to a domestic relations order on November 10, 2015. The Reporting Person no longer reports as beneficially owned any securities owned by his former spouse. The Form 4 filed by the Reporting Person on March 30, 2016 should have reported the disposition. Each Form 4 filed by the Reporting Person between March 30, 2016 and April 11, 2017 should have indicated that the Reporting Person beneficially owned 1,385 fewer shares than were reported. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:41 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 3,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023924 · doc4.xml · derivative · entry 3 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,774 Underlying: Common Stock · 3,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 3,167 restricted stock units vested on March 30, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 3,167 restricted stock units vested on March 30, 2017. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:41 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,167 | $43.15 | $50,356.05 |
DisclosureSEC source: 0001209191-17-023924 · doc4.xml · nonDerivative · entry 2 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,086 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:41 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 3,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023924 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:31 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantRestricted Stock Units · Derivative | 14,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023599 · doc4.xml · derivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,941 Underlying: Common Stock · 14,535 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:49 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 3,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146562 · doc4.xml · derivative · entry 3 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,406 Underlying: Common Stock · 3,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F5 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 3,721 RSUs vested on October 19, 2016. F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 3,721 RSUs vested on October 19, 2016. F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 3,721 RSUs vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:49 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 2,704 | $35.55 | $96,127.20 |
DisclosureSEC source: 0001209191-16-146562 · doc4.xml · nonDerivative · entry 2 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,086 F3 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:49 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 7,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146562 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 5, 2014, the Reporting Person was awarded 3,721 performance-based restricted stock units ("RSUs"), including 1,861 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,860 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 7,442 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. F2 · balance_after: Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 138 shares of the Company's common stock to the Reporting Person's former spouse pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his former spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.