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Jacobowitz Jeffrey

Disclosed activity across 2 companies

Tapewire entity
86249
SEC CIK
0001450714

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Donnelley Financial Solutions, Inc.DFIN · Entity 2289DirectorNovember 06, 2024November 08, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Donnelley Financial Solutions, Inc.

Report date November 06, 2024 · Filed November 08, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote774,165 Last balance in matching sequence After 2024-11-06 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2024-11-06 · Sale · Disposed 195,492 · Balance 812,714

F2: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $58.00 to $58.995 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Row 2 · 2024-11-06 · Sale · Disposed 28,802 · Balance 783,912

F3: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $59.00 to $59.99 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Row 3 · 2024-11-06 · Sale · Disposed 9,047 · Balance 774,865

F4: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $60.00 to $60.99 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Row 4 · 2024-11-06 · Sale · Disposed 700 · Balance 774,165

F1: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Common StockSEC Table I · non-derivativeDirect49,092 Reported balance Holding disclosure · report date 2024-11-06 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 49,092

F5: Includes 36,088 shares held directly and 13,004 restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $58.00 to $58.995 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F3: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $59.00 to $59.99 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F4: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $60.00 to $60.99 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F5: Includes 36,088 shares held directly and 13,004 restricted stock units.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

EXAR CORP

Report date May 12, 2017 · Filed May 16, 2017

Section 16 reporting ended · disclosed 2017-05-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2017-05-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-05-12 · Other · Disposed 2,577,901 · Balance 0

F1: Tendered into and disposed of upon the closing of the tender offer initiated by Eagle Acquisition Corp. ("Purchaser") pursuant to the Agreement and Plan of Merger by and among MaxLinear, Inc. ("MaxLinear"), Purchaser (a wholly owned subsidiary of MaxLinear), and Issuer, dated as of March 28, 2017 (the "Merger Agreement"), whereby Purchaser offered to purchase each outstanding share of common stock of the Issuer ("Issuer Common Stock") for a cash payment of $13.00 per share (the "Offer Price").

F2: The reported securities are directly owned by either Simcoe Partners, L.P., SDR Partners, LLC or Simcoe Capital Management, LLC (together with Simcoe Partners, L.P., "Simcoe". The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Partner of Simcoe. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-05-12 transaction · row 2
1 source row

Row 2 · 2017-05-12 · Disposition to issuer · Disposed 25,667 · Balance 0

F3: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit of Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive a cash payment equal to the product of the Offer Price multiplied by the total number of shares subject to the vested RSU. Pursuant to the terms of the applicable RSU award agreement the Reporting Person's RSU award granted March 1, 2017 became 100% vested upon the change in control of the Issuer effected by the Merger Agreement transactions.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.79 · Expires 2023-10-01Direct0 Reported balance After 2017-05-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-05-12 · Disposition to issuer · Disposed 40,000 · Balance 0

F4: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($2.21). Pursuant to the terms of the applicable RSU award agreement the Reporting Person's RSU award granted March 1, 2017 became 100% vested upon the change in control of the Issuer effected by the Merger Agreement transactions.

Filing footnotes · ownership attribution and instrument terms

F1: Tendered into and disposed of upon the closing of the tender offer initiated by Eagle Acquisition Corp. ("Purchaser") pursuant to the Agreement and Plan of Merger by and among MaxLinear, Inc. ("MaxLinear"), Purchaser (a wholly owned subsidiary of MaxLinear), and Issuer, dated as of March 28, 2017 (the "Merger Agreement"), whereby Purchaser offered to purchase each outstanding share of common stock of the Issuer ("Issuer Common Stock") for a cash payment of $13.00 per share (the "Offer Price").

F2: The reported securities are directly owned by either Simcoe Partners, L.P., SDR Partners, LLC or Simcoe Capital Management, LLC (together with Simcoe Partners, L.P., "Simcoe". The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Partner of Simcoe. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit of Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive a cash payment equal to the product of the Offer Price multiplied by the total number of shares subject to the vested RSU. Pursuant to the terms of the applicable RSU award agreement the Reporting Person's RSU award granted March 1, 2017 became 100% vested upon the change in control of the Issuer effected by the Merger Agreement transactions.

F4: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($2.21). Pursuant to the terms of the applicable RSU award agreement the Reporting Person's RSU award granted March 1, 2017 became 100% vested upon the change in control of the Issuer effected by the Merger Agreement transactions.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2023 Filed Aug 29, 2023 01:31 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 14,744 $47.33 $697,786.34
Disclosure

SEC source: 0001193805-23-001226 · e618902_4-jacobwitz.xml · nonDerivative · entry 8

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,038,258

F5 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $47.08 to $47.79 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 01:31 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 80,608 $47.33 $3,814,918.69
Disclosure

SEC source: 0001193805-23-001226 · e618902_4-jacobwitz.xml · nonDerivative · entry 7

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,053,002

F5 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $47.08 to $47.79 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 01:31 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 7,474 $46.92 $350,658.41
Disclosure

SEC source: 0001193805-23-001226 · e618902_4-jacobwitz.xml · nonDerivative · entry 6

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,133,610

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $46.50 to $47.31 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 01:31 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 65,422 $46.92 $3,069,410.52
Disclosure

SEC source: 0001193805-23-001226 · e618902_4-jacobwitz.xml · nonDerivative · entry 5

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,141,084

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $46.50 to $47.31 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 24, 2023 Filed Aug 29, 2023 01:31 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 21 $47.83 $1,004.37
Disclosure

SEC source: 0001193805-23-001226 · e618902_4-jacobwitz.xml · nonDerivative · entry 4

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,206,506

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $47.81 to $47.88 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 24, 2023 Filed Aug 29, 2023 01:31 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 4,938 $47.06 $232,391.17
Disclosure

SEC source: 0001193805-23-001226 · e618902_4-jacobwitz.xml · nonDerivative · entry 3

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,206,527

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $46.75 to $47.74 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 24, 2023 Filed Aug 29, 2023 01:31 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 179 $47.83 $8,561.03
Disclosure

SEC source: 0001193805-23-001226 · e618902_4-jacobwitz.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,211,465

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $47.81 to $47.88 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 24, 2023 Filed Aug 29, 2023 01:31 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 43,223 $47.06 $2,034,152.18
Disclosure

SEC source: 0001193805-23-001226 · e618902_4-jacobwitz.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,211,644

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $46.75 to $47.74 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 00:01 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 5,962 $47.22 $281,550.68
Disclosure

SEC source: 0000921895-23-001971 · form407902006jac_08142023.xml · nonDerivative · entry 6

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,254,867

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $46.86 to $47.73 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 00:01 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 92,694 $47.22 $4,377,399.99
Disclosure

SEC source: 0000921895-23-001971 · form407902006jac_08142023.xml · nonDerivative · entry 5

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,260,829

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $46.86 to $47.73 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 00:01 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 1,594 $48.24 $76,896.15
Disclosure

SEC source: 0000921895-23-001971 · form407902006jac_08142023.xml · nonDerivative · entry 4

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,353,523

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $48.00 to $48.71 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 00:01 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 24,786 $48.24 $1,195,701.43
Disclosure

SEC source: 0000921895-23-001971 · form407902006jac_08142023.xml · nonDerivative · entry 3

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,355,117

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $48.00 to $48.71 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 10, 2023 Filed Aug 15, 2023 00:01 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 3,257 $48.66 $158,484.32
Disclosure

SEC source: 0000921895-23-001971 · form407902006jac_08142023.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,379,903

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $48.55 to $49.28 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 10, 2023 Filed Aug 15, 2023 00:01 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 50,633 $48.66 $2,463,781.53
Disclosure

SEC source: 0000921895-23-001971 · form407902006jac_08142023.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,383,160

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $48.55 to $49.28 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 17, 2023 Filed May 19, 2023 20:11 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 4,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-023247 · ownership.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,302

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 36,088 shares held directly and 10,214 restricted stock units.

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May 08, 2023 Filed May 10, 2023 00:38 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 28,270 $42.66 $1,205,986.89
Disclosure

SEC source: 0000921895-23-001100 · form407902006jac_05092023.xml · nonDerivative · entry 4

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,433,793

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.25 to $43.26 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 08, 2023 Filed May 10, 2023 00:38 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 184,426 $42.66 $7,867,539.39
Disclosure

SEC source: 0000921895-23-001100 · form407902006jac_05092023.xml · nonDerivative · entry 3

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,462,063

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.25 to $43.26 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 05, 2023 Filed May 10, 2023 00:38 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 19,702 $42.64 $840,164.21
Disclosure

SEC source: 0000921895-23-001100 · form407902006jac_05092023.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,646,489

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.45 to $43.13 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 05, 2023 Filed May 10, 2023 00:38 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 128,534 $42.64 $5,481,152.48
Disclosure

SEC source: 0000921895-23-001100 · form407902006jac_05092023.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,666,191

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.45 to $43.13 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 18, 2022 Filed May 19, 2022 22:21 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 6,178 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-030727 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,266

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 36,088 shares held directly and 6,178 restricted stock units.

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May 11, 2022 Filed May 11, 2022 23:06 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 PurchaseCommon Stock 1,398 $27.51 $38,455.76
Disclosure

SEC source: 0001209191-22-028399 · doc4.xml · nonDerivative · entry 5

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,794,725

F6 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $27.47 to $27.62 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 11, 2022 Filed May 11, 2022 23:06 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 PurchaseCommon Stock 232,759 $26.83 $6,243,946.38
Disclosure

SEC source: 0001209191-22-028399 · doc4.xml · nonDerivative · entry 4

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,793,327

F5 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $26.46 to $27.46 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 10, 2022 Filed May 11, 2022 23:06 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 PurchaseCommon Stock 24,697 $27.08 $668,831.81
Disclosure

SEC source: 0001209191-22-028399 · doc4.xml · nonDerivative · entry 3

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,560,568

F4 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $27.01 to $27.215 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 10, 2022 Filed May 11, 2022 23:06 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 PurchaseCommon Stock 160,664 $26.73 $4,294,339.86
Disclosure

SEC source: 0001209191-22-028399 · doc4.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,535,871

F3 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $26.00 to $27.00 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 09, 2022 Filed May 11, 2022 23:06 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 PurchaseCommon Stock 75,207 $25.43 $1,912,378.64
Disclosure

SEC source: 0001209191-22-028399 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,375,207

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $24.65 to $25.60 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 13, 2021 Filed May 17, 2021 21:29 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 5,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033226 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,088

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 9,508 shares held directly and 26,580 restricted stock units.

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May 18, 2020 Filed May 20, 2020 21:19 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 20,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030960 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,198

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 30,198 restricted stock units.

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November 27, 2019 Filed Dec 2, 2019 21:14 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 PurchaseCommon Stock 284,300 $9.93 $2,824,008.76
Disclosure

SEC source: 0001209191-19-058527 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,300,000

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $9.82 to $10.01 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 22, 2019 Filed Aug 23, 2019 20:12 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 PurchaseCommon Stock 206,929 $11.46 $2,370,640.70
Disclosure

SEC source: 0001209191-19-047286 · doc4.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,015,700

F3 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $11.335 to $11.55 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 21, 2019 Filed Aug 23, 2019 20:12 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 PurchaseCommon Stock 107,128 $11.36 $1,216,588.42
Disclosure

SEC source: 0001209191-19-047286 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,808,771

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $11.29 to $11.40 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 30, 2019 Filed Jun 3, 2019 20:23 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 9,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033916 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,508

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

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May 12, 2017 Filed May 16, 2017 06:12 UTC EXAR CORP EXAR · Entity 176133 Disposition to issuerStock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $10.79 Not disclosed
Disclosure

SEC source: 0001437749-17-009323 · rdgdoc.xml · derivative · entry 3

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2023-10-01

F4 · shares: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($2.21). Pursuant to the terms of the applicable RSU award agreement the Reporting Person's RSU award granted March 1, 2017 became 100% vested upon the change in control of the Issuer effected by the Merger Agreement transactions.

F4 · price: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($2.21). Pursuant to the terms of the applicable RSU award agreement the Reporting Person's RSU award granted March 1, 2017 became 100% vested upon the change in control of the Issuer effected by the Merger Agreement transactions.

F4 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby each vested option to acquire Issuer Common Stock with an exercise price less than the Offer Price was cancelled in exchange for the right to receive a cash payment equal to the product of the total number of shares subject to the vested option multiplied by the amount by which the Offer Price exceeds the exercise price per share of such vested option ($2.21). Pursuant to the terms of the applicable RSU award agreement the Reporting Person's RSU award granted March 1, 2017 became 100% vested upon the change in control of the Issuer effected by the Merger Agreement transactions.

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May 12, 2017 Filed May 16, 2017 06:12 UTC EXAR CORP EXAR · Entity 176133 Disposition to issuerCommon Stock 25,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-009323 · rdgdoc.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Disposed of pursuant to the Merger Agreement, whereby each vested restricted stock unit of Issuer Common Stock ("RSU") was cancelled in exchange for the right to receive a cash payment equal to the product of the Offer Price multiplied by the total number of shares subject to the vested RSU. Pursuant to the terms of the applicable RSU award agreement the Reporting Person's RSU award granted March 1, 2017 became 100% vested upon the change in control of the Issuer effected by the Merger Agreement transactions.

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May 12, 2017 Filed May 16, 2017 06:12 UTC EXAR CORP EXAR · Entity 176133 OtherCommon Stock 2,577,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-009323 · rdgdoc.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: Tendered into and disposed of upon the closing of the tender offer initiated by Eagle Acquisition Corp. ("Purchaser") pursuant to the Agreement and Plan of Merger by and among MaxLinear, Inc. ("MaxLinear"), Purchaser (a wholly owned subsidiary of MaxLinear), and Issuer, dated as of March 28, 2017 (the "Merger Agreement"), whereby Purchaser offered to purchase each outstanding share of common stock of the Issuer ("Issuer Common Stock") for a cash payment of $13.00 per share (the "Offer Price").

F2 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P., SDR Partners, LLC or Simcoe Capital Management, LLC (together with Simcoe Partners, L.P., "Simcoe". The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Partner of Simcoe. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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March 01, 2017 Filed Mar 3, 2017 19:29 UTC EXAR CORP EXAR · Entity 176133 GrantStock Options · Derivative 40,000 $0.00 Strike: $10.79 $0.00
Disclosure

SEC source: 0001190725-17-000070 · primary_doc.xml · derivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2023-10-01

F2 · kind: Options granted to non-employee Director which vest in four annual installments of 10,000 units, options vest 25% per year on the anniversary date of the grant.

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March 01, 2017 Filed Mar 3, 2017 19:29 UTC EXAR CORP EXAR · Entity 176133 GrantCommon Stock 25,667 $0.00 $0.00
Disclosure

SEC source: 0001190725-17-000070 · primary_doc.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,667

F1 · kind: RSU's granted to non-employee Director which vest in four annual installments of 7,000 units each on, with respect to each year, the earlier to occur of the anniversary of the grant date or the annual meeting of the stockholders that occurs in such year (with the first such installment, in the case of a prorated award, consisting of the prorated portion of the first 7,000 units).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.