Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Midland States Bancorp, Inc.MSBI · Entity 5253 | SVP Corporate Counsel | November 06, 2024 | November 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Midland States Bancorp, Inc.
Report date November 06, 2024 · Filed November 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,908 |
Reported balance
After 2024-11-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-11-06 · Tax withholding · Disposed 620 · Balance 31,908 |
| Common StockSEC Table I · non-derivative | Direct | 39,058 |
Reported balance
After 2024-11-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-11-07 · Grant · Acquired 7,150 · Balance 39,058 F1: RSA with 4yr - 25% vesting schedule |
| Series A Preferred Depositary SharesSEC Table I · non-derivative | IndirectDouglas J. Tucker Revocable Trust dated 8/16/21 | 4,300 |
Reported balance
Holding disclosure · report date 2024-11-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,300 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.59 · Expires 2026-11-16 | Direct | 5,405 |
Reported balance
Holding disclosure · report date 2024-11-06 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,405 F2: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.43 · Expires 2032-10-31 | Direct | 18,924 |
Reported balance
Holding disclosure · report date 2024-11-06 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 18,924 F3: These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: RSA with 4yr - 25% vesting schedule
F2: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
F3: These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2019 Filed Nov 19, 2019 13:51 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 40,000 | $18.00 Strike: $18.00 | $720,000.00 |
DisclosureSEC source: 0001593968-19-002170 · primary_01.xml · derivative · entry 3 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested on 12/31/2017. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 13:51 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 40,000 | $28.00 | $1,120,028.00 |
DisclosureSEC source: 0001593968-19-002170 · primary_01.xml · nonDerivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,577 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 - 28.02 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 13:51 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 40,000 | $18.00 | $720,000.00 |
DisclosureSEC source: 0001593968-19-002170 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2019 Filed Nov 18, 2019 15:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 168 | $28.05 | $4,712.40 |
DisclosureSEC source: 0001593968-19-002156 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,577 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 15:54 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 332 | $28.02 | $9,302.64 |
DisclosureSEC source: 0001593968-19-002134 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,745 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 18:56 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 5,899 | $27.94 | $164,835.76 |
DisclosureSEC source: 0001593968-19-002105 · primary_01.xml · nonDerivative · entry 3 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,178 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.90 - 28.06 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 5,899 | $0.00 Strike: $16.59 | $0.00 |
DisclosureSEC source: 0001593968-19-002124 · primary_01.xml · derivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,899 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 12/10/2013 date of grant. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 5,899 | $16.59 | $97,864.41 |
DisclosureSEC source: 0001593968-19-002124 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to reflect that the disposition of 5,899 shares reflected on the last Form 4 filed by the Reporting Person resulted from the exercise of the 5,899 stock options and related acquisition of 5,899 shares shown above. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 18:56 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 424 | $28.04 | $11,888.96 |
DisclosureSEC source: 0001593968-19-002105 · primary_01.xml · nonDerivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,077 Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 18:56 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 5,748 | $27.80 | $159,765.66 |
DisclosureSEC source: 0001593968-19-002105 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,501 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2019 Filed Nov 4, 2019 17:28 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 136 | $27.17 | $3,695.12 |
DisclosureSEC source: 0001593968-19-002055 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,753 Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 19:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 5,424 | $0.00 Strike: $14.75 | $0.00 |
DisclosureSEC source: 0001593968-19-001686 · primary_01.xml · derivative · entry 7 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,424 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 12/16/2011 date of grant. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 19:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 5,500 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001686 · primary_01.xml · derivative · entry 6 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,500 shares Expires 2022-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 12/13/2012 date of grant. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 19:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 5,424 | $27.02 | $146,546.17 |
DisclosureSEC source: 0001593968-19-001686 · primary_01.xml · nonDerivative · entry 5 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 - 27.065 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 19:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 5,424 | $14.75 | $80,004.00 |
DisclosureSEC source: 0001593968-19-001686 · primary_01.xml · nonDerivative · entry 4 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 19:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 5,500 | $27.02 | $148,599.55 |
DisclosureSEC source: 0001593968-19-001686 · primary_01.xml · nonDerivative · entry 3 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 - 27.065 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 19:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 5,500 | $16.00 | $88,000.00 |
DisclosureSEC source: 0001593968-19-001686 · primary_01.xml · nonDerivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 19:35 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $26.89 | $26,890.00 |
DisclosureSEC source: 0001593968-19-001686 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889 Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 22:39 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 15,000 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001593968-19-000439 · primary_01.xml · derivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant. Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 22:39 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 15,000 | $17.50 | $262,500.00 |
DisclosureSEC source: 0001593968-19-000439 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 22:09 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | PurchaseCommon Stock | 500 | $22.84 | $11,420.00 |
DisclosureSEC source: 0001593968-18-001588 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,889 Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 14:36 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | PurchaseCommon Stock | 500 | $22.75 | $11,375.00 |
DisclosureSEC source: 0001593968-18-001573 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,389 Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 21:11 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 115 | $25.95 | $2,984.25 |
DisclosureSEC source: 0001593968-18-001516 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,889 Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 22:49 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 168 | $26.05 | $4,376.40 |
DisclosureSEC source: 0001593968-18-001456 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,004 Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 22:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 332 | $26.42 | $8,771.44 |
DisclosureSEC source: 0001593968-18-001440 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,172 Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 19:08 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 5,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-001425 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,504 Read SEC document |
| November 03, 2018 Filed Nov 5, 2018 18:03 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 136 | $27.40 | $3,726.40 |
DisclosureSEC source: 0001593968-18-001400 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,717 Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 15:28 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 159 | $31.82 | $5,059.38 |
DisclosureSEC source: 0001593968-17-001348 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,853 Read SEC document |
| December 02, 2017 Filed Dec 4, 2017 20:22 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 127 | $32.74 | $4,157.98 |
DisclosureSEC source: 0001593968-17-001290 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,012 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 19:57 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 185 | $31.03 | $5,740.55 |
DisclosureSEC source: 0001593968-17-001234 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,139 Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 22:20 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 4,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-001210 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,324 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 23:18 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 150 | $32.13 | $4,819.50 |
DisclosureSEC source: 0001593968-17-001188 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,798 Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 14:49 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,954 | $34.80 | $67,989.43 |
DisclosureSEC source: 0001593968-17-000791 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,948 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.75 - 34.89 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 15:54 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,436 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001593968-17-000415 · primary_01.xml · derivative · entry 6 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 2,436 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 15:54 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,436 | $17.50 | $42,630.00 |
DisclosureSEC source: 0001593968-17-000415 · primary_01.xml · nonDerivative · entry 4 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 15:54 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,436 | $35.00 | $85,260.00 |
DisclosureSEC source: 0001593968-17-000415 · primary_01.xml · nonDerivative · entry 3 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,466 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 15:54 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 2,564 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001593968-17-000415 · primary_01.xml · derivative · entry 5 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,436 Underlying: Common Stock · 2,564 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 15:54 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 2,564 | $17.50 | $44,870.00 |
DisclosureSEC source: 0001593968-17-000415 · primary_01.xml · nonDerivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 15:54 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,564 | $35.01 | $89,753.59 |
DisclosureSEC source: 0001593968-17-000415 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,338 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 - $35.02 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 21:07 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 154 | $32.17 | $4,954.18 |
DisclosureSEC source: 0001593968-16-001300 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,902 Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 17:58 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001593968-16-001287 · primary_01.xml · derivative · entry 3 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 17:58 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 5,000 | $35.17 | $175,844.50 |
DisclosureSEC source: 0001593968-16-001287 · primary_01.xml · nonDerivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,056 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 - $35.755 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 17:58 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Exercise / conversionCommon Stock | 5,000 | $17.50 | $87,500.00 |
DisclosureSEC source: 0001593968-16-001287 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:19 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 123 | $32.97 | $4,055.31 |
DisclosureSEC source: 0001593968-16-001269 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,056 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:42 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,416 | $28.90 | $69,822.40 |
DisclosureSEC source: 0001593968-16-001237 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,179 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.75 - $29.11 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 144 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:09 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantOption (right to buy) · Derivative | 5,405 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001221 · primary_01.xml · derivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,405 Underlying: Common Stock · 5,405 shares Expires 2026-11-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:09 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Stock | 2,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001221 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,739 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:43 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | Tax withholdingCommon Stock | 144 | $24.98 | $3,597.12 |
DisclosureSEC source: 0001593968-16-001176 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,309 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.