Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SKYWORKS SOLUTIONS, INC.SWKS · Entity 3526 | Director · Chairman, CEO and President | November 11, 2024 | November 13, 2024 |
| VICOR CORPVICR · Entity 1442 | Director | August 08, 2018 | August 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SKYWORKS SOLUTIONS, INC.
Report date November 11, 2024 · Filed November 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 198,002 |
Ending reported balance
After 2024-11-11 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-11-11 · Exercise / conversion · Acquired 7,953 · Balance 198,263 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. Row 2 · 2024-11-11 · Tax withholding · Disposed 4,031 · Balance 194,232 F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. Row 3 · 2024-11-11 · Exercise / conversion · Acquired 7,645 · Balance 201,877 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. Row 4 · 2024-11-11 · Tax withholding · Disposed 3,875 · Balance 198,002 F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,953 |
Reported balance
After 2024-11-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-11-11 · Exercise / conversion · Disposed 7,953 · Balance 7,953 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. F4: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2022 and ending on 11/10/2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-11-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-11-11 · Exercise / conversion · Disposed 7,645 · Balance 0 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. F5: The restricted stock units vest in four (4) equal installments, beginning on 11/11/2021 and ending on 11/11/2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 45,156 |
Reported balance
After 2024-11-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-11-12 · Grant · Acquired 45,156 · Balance 45,156 F6: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F7: The restricted stock units vest in four (4) equal installments, beginning on 11/5/2025 and ending on 11/5/2028. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) plan | 13,583 |
Reported balance
Holding disclosure · report date 2024-11-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 13,583 F3: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into shares of common stock on a one-for-one basis.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2024.
F4: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2022 and ending on 11/10/2025.
F5: The restricted stock units vest in four (4) equal installments, beginning on 11/11/2021 and ending on 11/11/2024.
F6: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F7: The restricted stock units vest in four (4) equal installments, beginning on 11/5/2025 and ending on 11/5/2028.
VICOR CORP
Report date August 08, 2018 · Filed August 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-08-08 transaction · row 14
14 source rows · reconciled sequenceRow 1 · 2018-08-08 · Exercise / conversion · Acquired 1,763 · Balance 1,763 Row 2 · 2018-08-08 · Sale · Disposed 1,763 · Balance 0 Row 3 · 2018-08-08 · Exercise / conversion · Acquired 854 · Balance 854 Row 4 · 2018-08-08 · Sale · Disposed 854 · Balance 0 Row 5 · 2018-08-08 · Exercise / conversion · Acquired 639 · Balance 639 Row 6 · 2018-08-08 · Sale · Disposed 639 · Balance 0 Row 7 · 2018-08-08 · Exercise / conversion · Acquired 517 · Balance 517 Row 8 · 2018-08-08 · Sale · Disposed 517 · Balance 0 Row 9 · 2018-08-08 · Exercise / conversion · Acquired 745 · Balance 745 Row 10 · 2018-08-08 · Sale · Disposed 745 · Balance 0 Row 11 · 2018-08-08 · Exercise / conversion · Acquired 943 · Balance 943 Row 12 · 2018-08-08 · Sale · Disposed 943 · Balance 0 Row 13 · 2018-08-08 · Exercise / conversion · Acquired 1,242 · Balance 1,242 Row 14 · 2018-08-08 · Sale · Disposed 1,242 · Balance 0 |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.67 · Expires 2023-06-21 | Direct | 0 |
Reported balance
After 2018-08-08 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-08-08 · Exercise / conversion · Disposed 1,763 · Balance 0 F1: This stock option is exercisable in full. |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2023-06-17 | Direct | 0 |
Reported balance
After 2018-08-08 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-08-08 · Exercise / conversion · Disposed 854 · Balance 0 F1: This stock option is exercisable in full. |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2023-06-17 | Direct | 0 |
Reported balance
After 2018-08-08 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-08-08 · Exercise / conversion · Disposed 639 · Balance 0 F1: This stock option is exercisable in full. |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $19.35 · Expires 2027-06-16 | Direct | 2,067 |
Reported balance
After 2018-08-08 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2018-08-08 · Exercise / conversion · Disposed 517 · Balance 2,067 F2: Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.42 · Expires 2025-06-19 | Direct | 1,490 |
Reported balance
After 2018-08-08 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2018-08-08 · Exercise / conversion · Disposed 745 · Balance 1,490 F3: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.61 · Expires 2026-06-17 | Direct | 2,827 |
Reported balance
After 2018-08-08 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2018-08-08 · Exercise / conversion · Disposed 943 · Balance 2,827 F4: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.05 · Expires 2024-06-20 | Direct | 1,242 |
Reported balance
After 2018-08-08 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2018-08-08 · Exercise / conversion · Disposed 1,242 · Balance 1,242 F5: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. |
Filing footnotes · ownership attribution and instrument terms
F1: This stock option is exercisable in full.
F2: Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F3: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F4: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F5: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NATIONAL INSTRUMENTS CORP
Report date October 11, 2023 · Filed October 11, 2023
Section 16 reporting ended · disclosed 2023-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-10-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-10-11 · Disposition to issuer · Disposed 21,501 · Balance 3,719 F1: Represents shares of common stock of National Instruments Corporation ("NI") disposed of pursuant to the Agreement and Plan of Merger, dated April 12, 2023, by and among NI, Emerson Electric Co. and Emersub CXIV, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of NI common stock held by the reporting person was converted automatically into the right to receive $60.00 per share in cash (the "Merger Consideration"). Row 2 · 2023-10-11 · Disposition to issuer · Disposed 3,719 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each award of NI restricted stock units held by the reporting person was canceled in exchange for the Merger Consideration in respect of each share of NI common stock subject to such restricted stock unit award as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock of National Instruments Corporation ("NI") disposed of pursuant to the Agreement and Plan of Merger, dated April 12, 2023, by and among NI, Emerson Electric Co. and Emersub CXIV, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of NI common stock held by the reporting person was converted automatically into the right to receive $60.00 per share in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, at the Effective Time, each award of NI restricted stock units held by the reporting person was canceled in exchange for the Merger Consideration in respect of each share of NI common stock subject to such restricted stock unit award as of immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2016 Filed Nov 11, 2016 02:23 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantCommon Stock | 11,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149509 · doc4.xml · nonDerivative · entry 3 GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,940 F3 · shares: Represents 11,800 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015. Read SEC document |
| November 09, 2016 Filed Nov 11, 2016 02:23 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantEmployee Stock Option (Right to Buy) · Derivative | 52,845 | $0.00 Strike: $77.66 | $0.00 |
DisclosureSEC source: 0001209191-16-149509 · doc4.xml · derivative · entry 7 GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,845 Underlying: Common Stock · 52,845 shares Expires 2023-11-09 F7 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020. Read SEC document |
| November 09, 2016 Filed Nov 11, 2016 02:23 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Unit · Derivative | 15,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149509 · doc4.xml · derivative · entry 6 GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,451 Underlying: Common Stock · 15,451 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020. F6 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020. Read SEC document |
| November 09, 2016 Filed Nov 11, 2016 02:23 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Tax withholdingCommon Stock | 1,156 | $77.66 | $89,774.96 |
DisclosureSEC source: 0001209191-16-149509 · doc4.xml · nonDerivative · entry 2 GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,140 F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. Read SEC document |
| November 09, 2016 Filed Nov 11, 2016 02:23 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantCommon Stock | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149509 · doc4.xml · nonDerivative · entry 1 GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,246 F1 · shares: Represents 2,214 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 00:10 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Tax withholdingCommon Stock | 22,139 | $77.24 | $1,710,016.36 |
DisclosureSEC source: 0001209191-16-149174 · doc4.xml · nonDerivative · entry 2 GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,082 F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 00:10 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantCommon Stock | 44,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149174 · doc4.xml · nonDerivative · entry 1 GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,221 F1 · shares: Represents 44,000 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2013. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.