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person · Reporting owner

GRIFFIN LIAM

Disclosed activity across 3 companies

Tapewire entity
86148
SEC CIK
0001215432

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SKYWORKS SOLUTIONS, INC.SWKS · Entity 3526Director · Chairman, CEO and PresidentNovember 11, 2024November 13, 2024
VICOR CORPVICR · Entity 1442DirectorAugust 08, 2018August 09, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SKYWORKS SOLUTIONS, INC.

Report date November 11, 2024 · Filed November 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect198,002 Ending reported balance After 2024-11-11 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-11-11 · Exercise / conversion · Acquired 7,953 · Balance 198,263

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

Row 2 · 2024-11-11 · Tax withholding · Disposed 4,031 · Balance 194,232

F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Row 3 · 2024-11-11 · Exercise / conversion · Acquired 7,645 · Balance 201,877

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

Row 4 · 2024-11-11 · Tax withholding · Disposed 3,875 · Balance 198,002

F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,953 Reported balance After 2024-11-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-11-11 · Exercise / conversion · Disposed 7,953 · Balance 7,953

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2022 and ending on 11/10/2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-11-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-11-11 · Exercise / conversion · Disposed 7,645 · Balance 0

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

F5: The restricted stock units vest in four (4) equal installments, beginning on 11/11/2021 and ending on 11/11/2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect45,156 Reported balance After 2024-11-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-11-12 · Grant · Acquired 45,156 · Balance 45,156

F6: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F7: The restricted stock units vest in four (4) equal installments, beginning on 11/5/2025 and ending on 11/5/2028.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) plan13,583 Reported balance Holding disclosure · report date 2024-11-11 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 13,583

F3: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2024.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

F3: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2024.

F4: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2022 and ending on 11/10/2025.

F5: The restricted stock units vest in four (4) equal installments, beginning on 11/11/2021 and ending on 11/11/2024.

F6: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F7: The restricted stock units vest in four (4) equal installments, beginning on 11/5/2025 and ending on 11/5/2028.

VICOR CORP

Report date August 08, 2018 · Filed August 09, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-08-08 transaction · row 14
14 source rows · reconciled sequence

Row 1 · 2018-08-08 · Exercise / conversion · Acquired 1,763 · Balance 1,763

Row 2 · 2018-08-08 · Sale · Disposed 1,763 · Balance 0

Row 3 · 2018-08-08 · Exercise / conversion · Acquired 854 · Balance 854

Row 4 · 2018-08-08 · Sale · Disposed 854 · Balance 0

Row 5 · 2018-08-08 · Exercise / conversion · Acquired 639 · Balance 639

Row 6 · 2018-08-08 · Sale · Disposed 639 · Balance 0

Row 7 · 2018-08-08 · Exercise / conversion · Acquired 517 · Balance 517

Row 8 · 2018-08-08 · Sale · Disposed 517 · Balance 0

Row 9 · 2018-08-08 · Exercise / conversion · Acquired 745 · Balance 745

Row 10 · 2018-08-08 · Sale · Disposed 745 · Balance 0

Row 11 · 2018-08-08 · Exercise / conversion · Acquired 943 · Balance 943

Row 12 · 2018-08-08 · Sale · Disposed 943 · Balance 0

Row 13 · 2018-08-08 · Exercise / conversion · Acquired 1,242 · Balance 1,242

Row 14 · 2018-08-08 · Sale · Disposed 1,242 · Balance 0

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.67 · Expires 2023-06-21Direct0 Reported balance After 2018-08-08 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-08-08 · Exercise / conversion · Disposed 1,763 · Balance 0

F1: This stock option is exercisable in full.

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2023-06-17Direct0 Reported balance After 2018-08-08 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-08-08 · Exercise / conversion · Disposed 854 · Balance 0

F1: This stock option is exercisable in full.

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2023-06-17Direct0 Reported balance After 2018-08-08 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-08-08 · Exercise / conversion · Disposed 639 · Balance 0

F1: This stock option is exercisable in full.

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $19.35 · Expires 2027-06-16Direct2,067 Reported balance After 2018-08-08 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2018-08-08 · Exercise / conversion · Disposed 517 · Balance 2,067

F2: Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.42 · Expires 2025-06-19Direct1,490 Reported balance After 2018-08-08 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2018-08-08 · Exercise / conversion · Disposed 745 · Balance 1,490

F3: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.61 · Expires 2026-06-17Direct2,827 Reported balance After 2018-08-08 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2018-08-08 · Exercise / conversion · Disposed 943 · Balance 2,827

F4: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.05 · Expires 2024-06-20Direct1,242 Reported balance After 2018-08-08 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2018-08-08 · Exercise / conversion · Disposed 1,242 · Balance 1,242

F5: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Filing footnotes · ownership attribution and instrument terms

F1: This stock option is exercisable in full.

F2: Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F3: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F4: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F5: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NATIONAL INSTRUMENTS CORP

Report date October 11, 2023 · Filed October 11, 2023

Section 16 reporting ended · disclosed 2023-10-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-10-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-10-11 · Disposition to issuer · Disposed 21,501 · Balance 3,719

F1: Represents shares of common stock of National Instruments Corporation ("NI") disposed of pursuant to the Agreement and Plan of Merger, dated April 12, 2023, by and among NI, Emerson Electric Co. and Emersub CXIV, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of NI common stock held by the reporting person was converted automatically into the right to receive $60.00 per share in cash (the "Merger Consideration").

Row 2 · 2023-10-11 · Disposition to issuer · Disposed 3,719 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, each award of NI restricted stock units held by the reporting person was canceled in exchange for the Merger Consideration in respect of each share of NI common stock subject to such restricted stock unit award as of immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock of National Instruments Corporation ("NI") disposed of pursuant to the Agreement and Plan of Merger, dated April 12, 2023, by and among NI, Emerson Electric Co. and Emersub CXIV, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of NI common stock held by the reporting person was converted automatically into the right to receive $60.00 per share in cash (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, at the Effective Time, each award of NI restricted stock units held by the reporting person was canceled in exchange for the Merger Consideration in respect of each share of NI common stock subject to such restricted stock unit award as of immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2019 Filed Nov 1, 2019 22:51 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 5,000 $90.59 $452,950.00
Disclosure

SEC source: 0001209191-19-054781 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,320

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/19/2019.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 22:51 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 5,000 $84.89 $424,450.00
Disclosure

SEC source: 0001209191-19-054781 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/19/2019.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:12 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030167 · doc4.xml · derivative · entry 4

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 5/11/2017 and ending on 5/11/2020.

F4 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 5/11/2017 and ending on 5/11/2020.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:12 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Tax withholdingCommon Stock 2,843 $76.63 $217,859.09
Disclosure

SEC source: 0001209191-19-030167 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,320

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:12 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 6,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030167 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
April 24, 2019 Filed Apr 24, 2019 18:16 UTC NATIONAL INSTRUMENTS CORP NATI · Entity 109075 GrantCommon Stock 7,398 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-009136 · doc1.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:28 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,250 $0.00 Strike: $64.59 $0.00
Disclosure

SEC source: 0001209191-19-025378 · doc4.xml · derivative · entry 6

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Stock · 18,250 shares

Expires 2023-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/7/2019.

F6 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 05/11/2017 and ending on 05/11/2020.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:28 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 2,865 $93.56 $268,049.40
Disclosure

SEC source: 0001209191-19-025378 · doc4.xml · nonDerivative · entry 4

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,663

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/7/2019.

F4 · price: This price reflects the average selling price of the shares sold. Actual sale prices ranged from $92.79 per share to $93.75 per share.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:28 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 8,404 $92.10 $774,008.40
Disclosure

SEC source: 0001209191-19-025378 · doc4.xml · nonDerivative · entry 3

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,528

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/7/2019.

F3 · price: This price reflects the average selling price of the shares sold. Actual sale prices ranged from $91.69 per share to $92.68 per share.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:28 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 6,981 $91.37 $637,853.97
Disclosure

SEC source: 0001209191-19-025378 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,932

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/7/2019.

F2 · price: This price reflects the average selling price of the shares sold. Actual sale prices ranged from $91.14 per share to $91.66 per share.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:28 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 18,250 $64.59 $1,178,767.50
Disclosure

SEC source: 0001209191-19-025378 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/7/2019.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 23:12 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,500 $0.00 Strike: $60.97 $0.00
Disclosure

SEC source: 0001209191-19-024532 · doc4.xml · derivative · entry 4

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,500 shares

Expires 2021-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/7/2019.

F4 · derivative.exercise_date: This stock option vested in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 23:12 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 10,500 $90.00 $945,000.00
Disclosure

SEC source: 0001209191-19-024532 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,663

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/7/2019.

F2 · price: This price reflects the average selling price of the shares sold. Actual sale prices ranged from $90.00 per share to $90.02 per share.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 23:12 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 10,500 $60.97 $640,185.00
Disclosure

SEC source: 0001209191-19-024532 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/7/2019.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 23:13 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 SaleCommon Stock 19,083 $85.12 $1,624,344.96
Disclosure

SEC source: 0001209191-19-023895 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,663

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/7/2019.

F2 · balance_after: This total includes 528 shares purchased on 1/31/2019 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionRestricted Stock Units · Derivative 3,863 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · derivative · entry 8

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,725

Underlying: Common Stock · 3,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

F6 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Tax withholdingCommon Stock 1,916 $76.66 $146,880.56
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 6

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,218

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 3,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 5

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Tax withholdingCommon Stock 11,492 $76.66 $880,976.72
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 4

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,271

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantCommon Stock 23,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 3

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,763

F3 · shares: Represents 23,177 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2016. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2017.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Tax withholdingCommon Stock 2,196 $76.66 $168,345.36
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,586

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 23:59 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantCommon Stock 4,428 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058634 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,782

F1 · shares: Represents 4,428 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 00:32 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionRestricted Stock Units · Derivative 6,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057845 · doc4.xml · derivative · entry 7

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,581

Underlying: Common Stock · 6,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F7 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

F7 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

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November 07, 2018 Filed Nov 9, 2018 00:32 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Tax withholdingCommon Stock 3,071 $82.65 $253,818.15
Disclosure

SEC source: 0001209191-18-057845 · doc4.xml · nonDerivative · entry 4

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,354

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

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November 07, 2018 Filed Nov 9, 2018 00:32 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Exercise / conversionCommon Stock 6,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-057845 · doc4.xml · nonDerivative · entry 3

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

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November 07, 2018 Filed Nov 9, 2018 00:32 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 Tax withholdingCommon Stock 4,597 $82.65 $379,942.05
Disclosure

SEC source: 0001209191-18-057845 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,231

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

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November 07, 2018 Filed Nov 9, 2018 00:32 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantCommon Stock 9,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057845 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,828

F1 · shares: Represents 9,271 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2017. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2018.

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November 06, 2018 Filed Nov 9, 2018 00:32 UTC SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 GrantRestricted Stock Units · Derivative 48,402 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057845 · doc4.xml · derivative · entry 6

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,402

Underlying: Common Stock · 48,402 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.

F6 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.

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August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,242 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · derivative · entry 21

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Underlying: Common Stock · 1,242 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 943 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · derivative · entry 20

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,827

Underlying: Common Stock · 943 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 745 $0.00 Strike: $13.42 $0.00
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · derivative · entry 19

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490

Underlying: Common Stock · 745 shares

Expires 2025-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 517 $0.00 Strike: $19.35 $0.00
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · derivative · entry 18

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067

Underlying: Common Stock · 517 shares

Expires 2027-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

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August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 639 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · derivative · entry 17

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 639 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

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August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 854 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · derivative · entry 16

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 854 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionNon Qualified Stock Option · Derivative 1,763 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · derivative · entry 15

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,763 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 1,242 $62.81 $78,010.52
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 14

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 1,242 $8.05 $9,998.10
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 13

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 943 $62.81 $59,230.21
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 12

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 943 $10.61 $10,005.23
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 11

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 745 $62.81 $46,793.75
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 10

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 745 $13.42 $9,997.90
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 9

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 517 $62.81 $32,472.98
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 8

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 517 $19.35 $10,003.95
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 7

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 639 $62.81 $40,135.85
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 6

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 639 $6.29 $4,019.31
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 5

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 854 $62.81 $53,640.08
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 4

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 854 $6.29 $5,371.66
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 3

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 SaleCommon Stock 1,763 $62.81 $110,734.74
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 08, 2018 Filed Aug 9, 2018 18:47 UTC VICOR CORP VICR · Entity 1442 Exercise / conversionCommon Stock 1,763 $5.67 $9,996.21
Disclosure

SEC source: 0000899243-18-021828 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 14:13 UTC VICOR CORP VICR · Entity 1442 GrantNon Qualified Stock Option · Derivative 1,061 $0.00 Strike: $47.15 $0.00
Disclosure

SEC source: 0000899243-18-017110 · doc4.xml · derivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061

Underlying: Common Stock · 1,061 shares

Expires 2028-06-15

F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.