Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OmniAb, Inc.OABI · Entity 5294 | 10% owner | June 28, 2024 | July 02, 2024 |
| Organogenesis Holdings Inc.ORGO · Entity 6275 | 10% owner | November 12, 2024 | November 19, 2024 |
| RVL Pharmaceuticals plcRVLP · Entity 108806 | Director · 10% owner | January 27, 2023 | January 30, 2023 |
| Syneos Health, Inc.INCR · Entity 109360 | Director · 10% owner | May 23, 2017 | May 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OmniAb, Inc.
Report date June 28, 2024 · Filed July 02, 2024
Jointly reported with Avista Capital Managing Member V, LLC, Avista Capital Partners V GP, L.P., Avista Capital Partners V, L.P., Avista Capital Partners (Offshore) V, L.P., Dean Thompson, Tamaroff Joshua Alexander
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Notes | 15,992,372 |
Reported balance
After 2024-06-29 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-06-29 · Exercise / conversion · Acquired 66,668 · Balance 15,992,372 F17: Represents stock options exercised on a net share settlement basis. Accordingly, the Issuer is delivering an aggregate 7,111 shares of common stock to the Reporting Persons in connection with the option exercises, with no shares being sold externally. F1: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a former director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2: Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. As a result, Mr. Tamaroff is no longer subject to Section 16 reporting in connection with the securities of the Issuer. F3: ACP V Onshore directly holds 7,296,895 shares of common stock and 5,224,114 warrants. ACP V Offshore directly holds 8,565,920 shares of common stock and 6,121,375 warrants. Each of the Avista Affiliates may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates disclaims beneficial ownership of the securities reported on this line item, except to the extent of their pecuniary interest therein, if any. F11: Mr. Tamaroff, in his capacity as a partner at an affiliate of the Avista Affiliates, had previously assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore were each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. |
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Notes | 15,862,815 |
Reported balance
After 2024-06-29 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-06-29 · Tax withholding · Disposed 59,557 · Balance 15,862,815 F18: Represents the number of shares withheld by the Issuer to satisfy (i) the aggregate exercise price for the options and (ii) withholding taxes related to such exercise. No shares were sold by the Reporting Persons to satisfy the exercise price of the stock options. F1: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a former director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2: Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. As a result, Mr. Tamaroff is no longer subject to Section 16 reporting in connection with the securities of the Issuer. F3: ACP V Onshore directly holds 7,296,895 shares of common stock and 5,224,114 warrants. ACP V Offshore directly holds 8,565,920 shares of common stock and 6,121,375 warrants. Each of the Avista Affiliates may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates disclaims beneficial ownership of the securities reported on this line item, except to the extent of their pecuniary interest therein, if any. F11: Mr. Tamaroff, in his capacity as a partner at an affiliate of the Avista Affiliates, had previously assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore were each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. |
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Notes | 15,855,704 |
Reported balance
Holding disclosure · report date 2024-06-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 15,855,704 F7: In accordance with the letter agreement, dated March 23, 2022, by and among the Issuer, Avista Acquisition LP II, a Cayman Islands limited partnership ("Avista Sponsor"), and other parties (the "Letter Agreement"), if the Triggering Event (as defined in the Letter Agreement) has not occurred during the Earnout Period (as defined in the Letter Agreement), 1,293,299 shares of common stock will be automatically forfeited to the Issuer for no consideration. F8: As a result of the liquidation and distribution of all of the assets of the Avista Sponsor to its limited partners, ACP V Onshore and ACP V Offshore (the "Avista Sponsor Liquidating Distribution"), and pursuant to a Joinder to the Letter Agreement entered into on December 9, 2022 between ACP V Onshore, ACP V Offshore, Avista Sponsor and the Issuer, ACP V Onshore directly holds 595,508 of the shares of common stock subject to forfeiture pursuant to the terms of the Letter Agreement, and ACP V Offshore holds 697,791 of the shares of common stock subject to forfeiture pursuant to the terms of the Letter Agreement. F9: Additionally, in connection with the Avista Sponsor Liquidating Distribution, each of ACP V Onshore and ACP V Offshore provided to the Issuer an agreement stating that they will each be bound by the transfer restrictions included in the Amended and Restated Registration and Stockholder Rights Agreement, dated as of November 1, 2022, among the Issuer, the Sponsor and the other signatories thereto (the "A&R RSRA") for the duration of the Founder Shares Lock Up Period (as defined in the A&R RSRA). F1: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a former director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2: Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. As a result, Mr. Tamaroff is no longer subject to Section 16 reporting in connection with the securities of the Issuer. F3: ACP V Onshore directly holds 7,296,895 shares of common stock and 5,224,114 warrants. ACP V Offshore directly holds 8,565,920 shares of common stock and 6,121,375 warrants. Each of the Avista Affiliates may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates disclaims beneficial ownership of the securities reported on this line item, except to the extent of their pecuniary interest therein, if any. F11: Mr. Tamaroff, in his capacity as a partner at an affiliate of the Avista Affiliates, had previously assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore were each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectSee Notes | 0 |
Reported balance
After 2024-06-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-28 · Disposition to issuer · Disposed 20,000 · Balance 0 F5: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date. F15: Represents the number of unvested RSUs forfeited in connection with Mr. Tamaroff's resignation as a director of the Issuer. F1: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a former director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2: Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. As a result, Mr. Tamaroff is no longer subject to Section 16 reporting in connection with the securities of the Issuer. F3: ACP V Onshore directly holds 7,296,895 shares of common stock and 5,224,114 warrants. ACP V Offshore directly holds 8,565,920 shares of common stock and 6,121,375 warrants. Each of the Avista Affiliates may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates disclaims beneficial ownership of the securities reported on this line item, except to the extent of their pecuniary interest therein, if any. F11: Mr. Tamaroff, in his capacity as a partner at an affiliate of the Avista Affiliates, had previously assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore were each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectSee Notes | 0 |
Reported balance
After 2024-06-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-28 · Disposition to issuer · Disposed 35,538 · Balance 0 F4: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning November 1, 2023. F15: Represents the number of unvested RSUs forfeited in connection with Mr. Tamaroff's resignation as a director of the Issuer. F10: Represents restricted stock units ("RSUs") granted to Mr. Tamaroff in his capacity as a director of the Issuer, which RSUs vest as to the shares underlying the award in three substantially similar annual installments beginning on November 1, 2023, subject to Mr. Tamaroff's continuing service as a director of the Issuer through the applicable vesting date; provided, that the RSUs shall vest in full (i) in the event of a Change of Control (as defined in the Issuer's 2022 Incentive Award Plan), to the extent Mr. Tamaroff is serving as a director at the time of such transaction, or (ii) in the event that Mr. Tamaroff ceases to serve as a director by reason of death or Permanent Disability (as defined in the Issuer's 2022 Incentive Award Plan). Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. F1: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a former director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2: Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. As a result, Mr. Tamaroff is no longer subject to Section 16 reporting in connection with the securities of the Issuer. F3: ACP V Onshore directly holds 7,296,895 shares of common stock and 5,224,114 warrants. ACP V Offshore directly holds 8,565,920 shares of common stock and 6,121,375 warrants. Each of the Avista Affiliates may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates disclaims beneficial ownership of the securities reported on this line item, except to the extent of their pecuniary interest therein, if any. F11: Mr. Tamaroff, in his capacity as a partner at an affiliate of the Avista Affiliates, had previously assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore were each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.19 · Expires 2034-06-18 | IndirectSee Notes | 0 |
Reported balance
After 2024-06-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-06-28 · Disposition to issuer · Disposed 40,000 · Balance 0 F16: Represents the number of unvested stock options forfeited in connection with Mr. Tamaroff's resignation as a director of the Issuer. F6: Represents stock options granted to Mr. Tamaroff in his capacity as a director of the Issuer, which stock options vest and become exercisable in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date. F1: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a former director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2: Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. As a result, Mr. Tamaroff is no longer subject to Section 16 reporting in connection with the securities of the Issuer. F11: Mr. Tamaroff, in his capacity as a partner at an affiliate of the Avista Affiliates, had previously assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore were each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.35 · Expires 2032-12-01 | IndirectSee Notes | 66,668 |
Reported balance
After 2024-06-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-06-28 · Disposition to issuer · Disposed 133,333 · Balance 66,668 F16: Represents the number of unvested stock options forfeited in connection with Mr. Tamaroff's resignation as a director of the Issuer. F14: Represents stock options granted to Mr. Tamaroff in his capacity as a director of the Issuer, which stock options vest in three substantially similar annual installments beginning on November 1, 2023. The Form 4s filed by the Reporting Persons on December 5, 2022 and December 13, 2022 incorrectly reported that 161,849 stock options and 161,849 shares of common stock underlying such stock options were issued to Mr. Tamaroff. F1: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a former director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2: Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. As a result, Mr. Tamaroff is no longer subject to Section 16 reporting in connection with the securities of the Issuer. F11: Mr. Tamaroff, in his capacity as a partner at an affiliate of the Avista Affiliates, had previously assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore were each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.81 · Expires 2033-06-23 | IndirectSee Notes | 40,000 |
Reported balance
Holding disclosure · report date 2024-06-28 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 40,000 F6: Represents stock options granted to Mr. Tamaroff in his capacity as a director of the Issuer, which stock options vest and become exercisable in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date. F1: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a former director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2: Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. As a result, Mr. Tamaroff is no longer subject to Section 16 reporting in connection with the securities of the Issuer. F11: Mr. Tamaroff, in his capacity as a partner at an affiliate of the Avista Affiliates, had previously assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore were each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-11-01 | IndirectSee Notes | 11,345,489 |
Reported balance
Holding disclosure · report date 2024-06-28 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 11,345,489 F12: In connection with the completion of the Issuer's August 2021 initial public offering, Avista Sponsor purchased 8,233,333 warrants in a private placement from the Issuer, each exercisable to purchase (subject, initially, to the satisfaction of certain material conditions) one share of common stock for $11.50 per share. The material conditions to exercise were satisfied upon the closing of the transactions contemplated by the Agreement and Plan of Merger, dated March 23, 2022, by and among the Issuer, Avista Sponsor and other parties (the "Closing"), and the warrants by their terms became exercisable (including by cash settlement) on December 1, 2022. F13: In connection with the Amended and Restated Forward Purchase Agreement, dated March 23, 2022, by and among the Issuer, Avista Sponsor and other parties (the "A&R Forward Purchase Agreement"), Avista Sponsor purchased an aggregate 3,112,156 warrants in private placements from the Issuer, each exercisable to purchase (subject, initially, to the satisfaction of certain material conditions) one share of common stock for $11.50 per share. The material conditions to exercise were satisfied on the Closing, and the warrants by their terms became exercisable (including by cash settlement) December 31, 2022. F1: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a former director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer"). F2: Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. As a result, Mr. Tamaroff is no longer subject to Section 16 reporting in connection with the securities of the Issuer. F3: ACP V Onshore directly holds 7,296,895 shares of common stock and 5,224,114 warrants. ACP V Offshore directly holds 8,565,920 shares of common stock and 6,121,375 warrants. Each of the Avista Affiliates may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates disclaims beneficial ownership of the securities reported on this line item, except to the extent of their pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: This form is being filed by each of the following Reporting Persons: (i) Avista Capital Partners V, L.P., a Delaware limited partnership ("ACP V Onshore"), (ii) Avista Capital Partners (Offshore) V, L.P., a Bermuda limited partnership ("ACP V Offshore"), (iii) Avista Capital Partners V GP, L.P., a Delaware limited partnership ("ACP V GP"), which is the general partner of ACP V Onshore and ACP V Offshore, (iv) Avista Capital Managing Member V, LLC, a Delaware limited liability company ("Avista Managing Member"), which is the general partner of ACP V GP, (v) each of Thompson Dean and David Burgstahler, who are the managers of Avista Managing Member (together with ACP V GP and Avista Managing Member, the "Avista Affiliates"), and (vi) Joshua Tamaroff, who is a former director of OmniAb, Inc. (f/k/a Avista Public Acquisition Corp. II) (the "Issuer").
F2: Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024. As a result, Mr. Tamaroff is no longer subject to Section 16 reporting in connection with the securities of the Issuer.
F3: ACP V Onshore directly holds 7,296,895 shares of common stock and 5,224,114 warrants. ACP V Offshore directly holds 8,565,920 shares of common stock and 6,121,375 warrants. Each of the Avista Affiliates may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates disclaims beneficial ownership of the securities reported on this line item, except to the extent of their pecuniary interest therein, if any.
F4: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning November 1, 2023.
F5: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date.
F6: Represents stock options granted to Mr. Tamaroff in his capacity as a director of the Issuer, which stock options vest and become exercisable in full on the earlier of (i) the date of the next annual meeting of the Company's stockholders following the grant date and (ii) the first anniversary of the grant date.
F7: In accordance with the letter agreement, dated March 23, 2022, by and among the Issuer, Avista Acquisition LP II, a Cayman Islands limited partnership ("Avista Sponsor"), and other parties (the "Letter Agreement"), if the Triggering Event (as defined in the Letter Agreement) has not occurred during the Earnout Period (as defined in the Letter Agreement), 1,293,299 shares of common stock will be automatically forfeited to the Issuer for no consideration.
F8: As a result of the liquidation and distribution of all of the assets of the Avista Sponsor to its limited partners, ACP V Onshore and ACP V Offshore (the "Avista Sponsor Liquidating Distribution"), and pursuant to a Joinder to the Letter Agreement entered into on December 9, 2022 between ACP V Onshore, ACP V Offshore, Avista Sponsor and the Issuer, ACP V Onshore directly holds 595,508 of the shares of common stock subject to forfeiture pursuant to the terms of the Letter Agreement, and ACP V Offshore holds 697,791 of the shares of common stock subject to forfeiture pursuant to the terms of the Letter Agreement.
F9: Additionally, in connection with the Avista Sponsor Liquidating Distribution, each of ACP V Onshore and ACP V Offshore provided to the Issuer an agreement stating that they will each be bound by the transfer restrictions included in the Amended and Restated Registration and Stockholder Rights Agreement, dated as of November 1, 2022, among the Issuer, the Sponsor and the other signatories thereto (the "A&R RSRA") for the duration of the Founder Shares Lock Up Period (as defined in the A&R RSRA).
F10: Represents restricted stock units ("RSUs") granted to Mr. Tamaroff in his capacity as a director of the Issuer, which RSUs vest as to the shares underlying the award in three substantially similar annual installments beginning on November 1, 2023, subject to Mr. Tamaroff's continuing service as a director of the Issuer through the applicable vesting date; provided, that the RSUs shall vest in full (i) in the event of a Change of Control (as defined in the Issuer's 2022 Incentive Award Plan), to the extent Mr. Tamaroff is serving as a director at the time of such transaction, or (ii) in the event that Mr. Tamaroff ceases to serve as a director by reason of death or Permanent Disability (as defined in the Issuer's 2022 Incentive Award Plan). Mr. Tamaroff resigned as a director of the Issuer, effective as of June 28, 2024.
F11: Mr. Tamaroff, in his capacity as a partner at an affiliate of the Avista Affiliates, had previously assigned all rights, title and interest in any securities of the Issuer to an affiliate of the Avista Affiliates controlled by Mr. Dean and Mr. Burgstahler. The Avista Affiliates, ACP V Onshore and ACP V Offshore were each "directors by deputization" for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Each of the Avista Affiliates and Mr. Tamaroff may be deemed to beneficially own the securities reported on this line item to the extent of their respective pecuniary interests. Each of the Avista Affiliates, ACP V Onshore and ACP V Offshore and Mr. Tamaroff disclaims beneficial ownership of the securities issued to Mr. Tamaroff, except to the extent of their pecuniary interest therein, if any.
F12: In connection with the completion of the Issuer's August 2021 initial public offering, Avista Sponsor purchased 8,233,333 warrants in a private placement from the Issuer, each exercisable to purchase (subject, initially, to the satisfaction of certain material conditions) one share of common stock for $11.50 per share. The material conditions to exercise were satisfied upon the closing of the transactions contemplated by the Agreement and Plan of Merger, dated March 23, 2022, by and among the Issuer, Avista Sponsor and other parties (the "Closing"), and the warrants by their terms became exercisable (including by cash settlement) on December 1, 2022.
F13: In connection with the Amended and Restated Forward Purchase Agreement, dated March 23, 2022, by and among the Issuer, Avista Sponsor and other parties (the "A&R Forward Purchase Agreement"), Avista Sponsor purchased an aggregate 3,112,156 warrants in private placements from the Issuer, each exercisable to purchase (subject, initially, to the satisfaction of certain material conditions) one share of common stock for $11.50 per share. The material conditions to exercise were satisfied on the Closing, and the warrants by their terms became exercisable (including by cash settlement) December 31, 2022.
F14: Represents stock options granted to Mr. Tamaroff in his capacity as a director of the Issuer, which stock options vest in three substantially similar annual installments beginning on November 1, 2023. The Form 4s filed by the Reporting Persons on December 5, 2022 and December 13, 2022 incorrectly reported that 161,849 stock options and 161,849 shares of common stock underlying such stock options were issued to Mr. Tamaroff.
F15: Represents the number of unvested RSUs forfeited in connection with Mr. Tamaroff's resignation as a director of the Issuer.
F16: Represents the number of unvested stock options forfeited in connection with Mr. Tamaroff's resignation as a director of the Issuer.
F17: Represents stock options exercised on a net share settlement basis. Accordingly, the Issuer is delivering an aggregate 7,111 shares of common stock to the Reporting Persons in connection with the option exercises, with no shares being sold externally.
F18: Represents the number of shares withheld by the Issuer to satisfy (i) the aggregate exercise price for the options and (ii) withholding taxes related to such exercise. No shares were sold by the Reporting Persons to satisfy the exercise price of the stock options.
Organogenesis Holdings Inc.
Report date November 12, 2024 · Filed November 19, 2024
Jointly reported with Avista Capital Managing Member VI, LLC, Avista Capital Partners VI GP, L.P., Avista Healthcare Partners III, L.P., AHP III Orchestra Holdings, L.P., Dean Thompson
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 2,178,317 |
Reported balance
Holding disclosure · report date 2024-11-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,178,317 F1: Represents shares of common stock directly held by Thompson Dean. F6: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F7: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 1,555,704 |
Reported balance
Holding disclosure · report date 2024-11-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,555,704 F2: Represents shares of common stock directly held by David Burgstahler. F6: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F7: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee Explanation of Responses | Not disclosed |
Reported balance
Holding disclosure · report date 2024-11-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F4: The Convertible Preferred Stock is convertible at the option of a holder at any time into shares of common stock of the Issuer at an initial implied conversion price of $3.7917 per share; provided, however, the maximum number of shares of common stock issuable upon conversion of the Convertible Preferred Stock prior to receipt by the Issuer of stockholder approval (the "Requisite Stockholder Approval"), as contemplated by Nasdaq listing rules, is an aggregate of 26,502,042 shares of common stock (the "Share Cap"), and until the Requisite Stockholder Approval is obtained, no person or group of persons may beneficially own shares of common stock issuable upon conversion of the Convertible Preferred Stock in an amount greater than 19.99% of the then-outstanding shares of common stock.. The Convertible Preferred Stock has no expiration date. F5: Represents the number of shares of the Issuer's common stock that the Convertible Preferred Stock held by AHP III and AHP III Orchestra is currently convertible into due to the Share Cap. F3: Avista Healthcare Partners III, L.P. ("AHP III") directly owns 65,750 shares of the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share (the "Convertible Preferred Stock"), and AHP III Orchestra Holdings, L.P. ("AHP III Orchestra") directly owns 64,250 shares of Convertible Preferred Stock. Avista Capital Partners VI GP, L.P. ("ACP VI GP") is the general partner of each of AHP III and AHP III Orchestra, and Avista Capital Managing Member VI, LLC ("Avista Managing Member") is the general partners of ACP VI GP. Thompson Dean and David Burgstahler are the managers of Avista Managing Member. F6: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F7: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock directly held by Thompson Dean.
F2: Represents shares of common stock directly held by David Burgstahler.
F3: Avista Healthcare Partners III, L.P. ("AHP III") directly owns 65,750 shares of the Issuer's Series A Convertible Preferred Stock, par value $0.0001 per share (the "Convertible Preferred Stock"), and AHP III Orchestra Holdings, L.P. ("AHP III Orchestra") directly owns 64,250 shares of Convertible Preferred Stock. Avista Capital Partners VI GP, L.P. ("ACP VI GP") is the general partner of each of AHP III and AHP III Orchestra, and Avista Capital Managing Member VI, LLC ("Avista Managing Member") is the general partners of ACP VI GP. Thompson Dean and David Burgstahler are the managers of Avista Managing Member.
F4: The Convertible Preferred Stock is convertible at the option of a holder at any time into shares of common stock of the Issuer at an initial implied conversion price of $3.7917 per share; provided, however, the maximum number of shares of common stock issuable upon conversion of the Convertible Preferred Stock prior to receipt by the Issuer of stockholder approval (the "Requisite Stockholder Approval"), as contemplated by Nasdaq listing rules, is an aggregate of 26,502,042 shares of common stock (the "Share Cap"), and until the Requisite Stockholder Approval is obtained, no person or group of persons may beneficially own shares of common stock issuable upon conversion of the Convertible Preferred Stock in an amount greater than 19.99% of the then-outstanding shares of common stock.. The Convertible Preferred Stock has no expiration date.
F5: Represents the number of shares of the Issuer's common stock that the Convertible Preferred Stock held by AHP III and AHP III Orchestra is currently convertible into due to the Share Cap.
F6: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
F7: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
RVL Pharmaceuticals plc
Report date January 27, 2023 · Filed January 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Avista Capital investment fund | 0 |
Reported balance
After 2023-01-27 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-01-27 · Other · Disposed 1,032,995 · Balance 0 F1: Represents shares distributed in kind by Orbit Co-Invest III LLC ("Orbit III") to its members, on a pro rata basis, for no consideration. F2: Represents shares of the Issuer held by Orbit III. Avista Capital Partners III GP, L.P. ("ACP GP") is the manager of Orbit III. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of this relationship, Mr. Burgstahler may be deemed to have shared voting and investment power with respect to the shares held by Orbit III. Mr. Burgstahler disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Avista Capital investment fund | 23,730,864 |
Reported balance
Holding disclosure · report date 2023-01-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,730,864 F3: Represents shares of the Issuer held by Avista Healthcare Partners, L.P. ("AHP"). Avista Healthcare Partners GP, Ltd. ("AHP GP") is the general partner of AHP. Mr. Burgstahler is a member of the investment committee of AHP GP. By virtue of this relationship, Mr. Burgstahler may be deemed to share voting and investment power with respect to the shares held by AHP. Mr. Burgstahler disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares distributed in kind by Orbit Co-Invest III LLC ("Orbit III") to its members, on a pro rata basis, for no consideration.
F2: Represents shares of the Issuer held by Orbit III. Avista Capital Partners III GP, L.P. ("ACP GP") is the manager of Orbit III. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of this relationship, Mr. Burgstahler may be deemed to have shared voting and investment power with respect to the shares held by Orbit III. Mr. Burgstahler disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
F3: Represents shares of the Issuer held by Avista Healthcare Partners, L.P. ("AHP"). Avista Healthcare Partners GP, Ltd. ("AHP GP") is the general partner of AHP. Mr. Burgstahler is a member of the investment committee of AHP GP. By virtue of this relationship, Mr. Burgstahler may be deemed to share voting and investment power with respect to the shares held by AHP. Mr. Burgstahler disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
Syneos Health, Inc.
Report date May 23, 2017 · Filed May 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,758 |
Reported balance
After 2017-05-23 transaction · row 1
1 source rowRow 1 · 2017-05-23 · Grant · Acquired 2,693 · Balance 38,758 F1: Represents an award of restricted stock units which vests in full one year from the grant date, subject to continued service on the Issuer's Board of Directors. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 3,648 |
Reported balance
Holding disclosure · report date 2017-05-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,648 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units which vests in full one year from the grant date, subject to continued service on the Issuer's Board of Directors.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANGIODYNAMICS INC
Report date April 12, 2017 · Filed April 14, 2017
Section 16 reporting ended · disclosed 2017-04-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,446,413 |
Reported balance
After 2017-04-12 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-04-12 · Sale · Disposed 1,456,947 · Balance 1,446,413 F1: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 505,189 |
Reported balance
After 2017-04-12 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-04-12 · Sale · Disposed 508,869 · Balance 505,189 F2: Represents shares of the Issuer held by Navilyst Medical Co-Invest, LLC ("NM Co-Invest"). ACP GP is the manager of NM Co-Invest. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by NM Co-Invest. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 381,406 |
Reported balance
After 2017-04-12 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-04-12 · Sale · Disposed 384,184 · Balance 381,406 F3: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. By virtue of this relationship, ACP GP may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Each of ACP GP and ACP Offshore expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 23,988 |
Reported balance
Holding disclosure · report date 2017-04-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 23,988 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.
F2: Represents shares of the Issuer held by Navilyst Medical Co-Invest, LLC ("NM Co-Invest"). ACP GP is the manager of NM Co-Invest. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by NM Co-Invest. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.
F3: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. By virtue of this relationship, ACP GP may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Each of ACP GP and ACP Offshore expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
Lantheus Holdings, Inc.
Report date September 07, 2017 · Filed September 11, 2017
Section 16 reporting ended · disclosed 2017-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 247,253 |
Reported balance
After 2017-09-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-09-07 · Sale · Disposed 88,543 · Balance 247,253 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.725, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F2: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 38,269 |
Reported balance
After 2017-09-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-09-07 · Sale · Disposed 14,415 · Balance 38,269 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.725, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F3: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 13,248 |
Reported balance
Holding disclosure · report date 2017-09-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,248 |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 1,562 |
Reported balance
Holding disclosure · report date 2017-09-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,562 F4: The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.725, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.
F3: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.
F4: The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
WideOpenWest, Inc.
Report date August 06, 2019 · Filed August 06, 2019
Jointly reported with Avista Capital Managing Member, LLC, Avista Capital Partners III, L.P., Avista Capital Partners (Offshore) III, L.P., Avista Capital Partners (Offshore) III-A, L.P., ACP Racecar Co-Invest, LLC, ACP Racecar Co-Invest II, LLC, Tamaroff Joshua Alexander
Section 16 reporting ended · disclosed 2019-08-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 74,808 |
Reported balance
After 2019-08-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-08-06 · Other · Disposed 27,038,731 · Balance 74,808 F1: Pro rata distribution made for no consideration of (i) 5,189,636 shares made by Avista Capital Partners III, L.P., (ii) 1,531,596 shares made by Avista Capital Partners (Offshore) III, L.P., (iii) 1,362,097 shares made by Avista Capital Partners (Offshore) III-A, L.P., (iv) 18,059,208 shares made by ACP Racecar Co-Invest, LLC and (v) 896,194 shares made by ACP Racecar Co-Invest II, LLC (collectively, the "Avista Entities"), each to their respective partners. F3: Avista Capital Managing Member, LLC exercises voting and dispositive power over the Avista Entities and Avista Capital Holdings, L.P. F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 47,494 |
Reported balance
After 2019-08-06 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-08-06 · Disposition to issuer · Disposed 27,314 · Balance 47,494 F2: Includes 27,314 restricted shares granted to David F. Burgstahler and Joshua Tamaroff collectively on May 10, 2019, which were assigned to Avista Capital Holdings, L.P. Such shares were forfeited in connection with Mr. Burgstahler's and Mr. Tamaroff's resignation from the Board of Directors of the Issuer, effective August 6, 2019. F3: Avista Capital Managing Member, LLC exercises voting and dispositive power over the Avista Entities and Avista Capital Holdings, L.P. F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pro rata distribution made for no consideration of (i) 5,189,636 shares made by Avista Capital Partners III, L.P., (ii) 1,531,596 shares made by Avista Capital Partners (Offshore) III, L.P., (iii) 1,362,097 shares made by Avista Capital Partners (Offshore) III-A, L.P., (iv) 18,059,208 shares made by ACP Racecar Co-Invest, LLC and (v) 896,194 shares made by ACP Racecar Co-Invest II, LLC (collectively, the "Avista Entities"), each to their respective partners.
F2: Includes 27,314 restricted shares granted to David F. Burgstahler and Joshua Tamaroff collectively on May 10, 2019, which were assigned to Avista Capital Holdings, L.P. Such shares were forfeited in connection with Mr. Burgstahler's and Mr. Tamaroff's resignation from the Board of Directors of the Issuer, effective August 6, 2019.
F3: Avista Capital Managing Member, LLC exercises voting and dispositive power over the Avista Entities and Avista Capital Holdings, L.P.
F4: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2019 Filed Aug 6, 2019 16:30 UTC | WideOpenWest, Inc. WOW · Entity 70245 | Disposition to issuerCommon Stock | 27,314 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-044313 · a4.xml · nonDerivative · entry 2 Avista Capital Managing Member, LLC · CIK 0001705728 · Director · 10% owner Avista Capital Partners III, L.P. · CIK 0001527062 · 10% owner Avista Capital Partners (Offshore) III, L.P. · CIK 0001527063 · 10% owner Avista Capital Partners (Offshore) III-A, L.P. · CIK 0001705789 · 10% owner ACP Racecar Co-Invest, LLC · CIK 0001705787 · 10% owner ACP Racecar Co-Invest II, LLC · CIK 0001705788 · 10% owner Burgstahler David F · CIK 0001374179 · Director Tamaroff Joshua Alexander · CIK 0001705548 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 47,494 F2 · kind: Includes 27,314 restricted shares granted to David F. Burgstahler and Joshua Tamaroff collectively on May 10, 2019, which were assigned to Avista Capital Holdings, L.P. Such shares were forfeited in connection with Mr. Burgstahler's and Mr. Tamaroff's resignation from the Board of Directors of the Issuer, effective August 6, 2019. F2 · shares: Includes 27,314 restricted shares granted to David F. Burgstahler and Joshua Tamaroff collectively on May 10, 2019, which were assigned to Avista Capital Holdings, L.P. Such shares were forfeited in connection with Mr. Burgstahler's and Mr. Tamaroff's resignation from the Board of Directors of the Issuer, effective August 6, 2019. F2 · price: Includes 27,314 restricted shares granted to David F. Burgstahler and Joshua Tamaroff collectively on May 10, 2019, which were assigned to Avista Capital Holdings, L.P. Such shares were forfeited in connection with Mr. Burgstahler's and Mr. Tamaroff's resignation from the Board of Directors of the Issuer, effective August 6, 2019. F2 · ownership.nature: Includes 27,314 restricted shares granted to David F. Burgstahler and Joshua Tamaroff collectively on May 10, 2019, which were assigned to Avista Capital Holdings, L.P. Such shares were forfeited in connection with Mr. Burgstahler's and Mr. Tamaroff's resignation from the Board of Directors of the Issuer, effective August 6, 2019. F3 · ownership.nature: Avista Capital Managing Member, LLC exercises voting and dispositive power over the Avista Entities and Avista Capital Holdings, L.P. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 06, 2019 Filed Aug 6, 2019 16:30 UTC | WideOpenWest, Inc. WOW · Entity 70245 | OtherCommon Stock | 27,038,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-044313 · a4.xml · nonDerivative · entry 1 Avista Capital Managing Member, LLC · CIK 0001705728 · Director · 10% owner Avista Capital Partners III, L.P. · CIK 0001527062 · 10% owner Avista Capital Partners (Offshore) III, L.P. · CIK 0001527063 · 10% owner Avista Capital Partners (Offshore) III-A, L.P. · CIK 0001705789 · 10% owner ACP Racecar Co-Invest, LLC · CIK 0001705787 · 10% owner ACP Racecar Co-Invest II, LLC · CIK 0001705788 · 10% owner Burgstahler David F · CIK 0001374179 · Director Tamaroff Joshua Alexander · CIK 0001705548 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 74,808 F1 · kind: Pro rata distribution made for no consideration of (i) 5,189,636 shares made by Avista Capital Partners III, L.P., (ii) 1,531,596 shares made by Avista Capital Partners (Offshore) III, L.P., (iii) 1,362,097 shares made by Avista Capital Partners (Offshore) III-A, L.P., (iv) 18,059,208 shares made by ACP Racecar Co-Invest, LLC and (v) 896,194 shares made by ACP Racecar Co-Invest II, LLC (collectively, the "Avista Entities"), each to their respective partners. F1 · shares: Pro rata distribution made for no consideration of (i) 5,189,636 shares made by Avista Capital Partners III, L.P., (ii) 1,531,596 shares made by Avista Capital Partners (Offshore) III, L.P., (iii) 1,362,097 shares made by Avista Capital Partners (Offshore) III-A, L.P., (iv) 18,059,208 shares made by ACP Racecar Co-Invest, LLC and (v) 896,194 shares made by ACP Racecar Co-Invest II, LLC (collectively, the "Avista Entities"), each to their respective partners. F1 · price: Pro rata distribution made for no consideration of (i) 5,189,636 shares made by Avista Capital Partners III, L.P., (ii) 1,531,596 shares made by Avista Capital Partners (Offshore) III, L.P., (iii) 1,362,097 shares made by Avista Capital Partners (Offshore) III-A, L.P., (iv) 18,059,208 shares made by ACP Racecar Co-Invest, LLC and (v) 896,194 shares made by ACP Racecar Co-Invest II, LLC (collectively, the "Avista Entities"), each to their respective partners. F1 · ownership.nature: Pro rata distribution made for no consideration of (i) 5,189,636 shares made by Avista Capital Partners III, L.P., (ii) 1,531,596 shares made by Avista Capital Partners (Offshore) III, L.P., (iii) 1,362,097 shares made by Avista Capital Partners (Offshore) III-A, L.P., (iv) 18,059,208 shares made by ACP Racecar Co-Invest, LLC and (v) 896,194 shares made by ACP Racecar Co-Invest II, LLC (collectively, the "Avista Entities"), each to their respective partners. F3 · ownership.nature: Avista Capital Managing Member, LLC exercises voting and dispositive power over the Avista Entities and Avista Capital Holdings, L.P. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:22 UTC | WideOpenWest, Inc. WOW · Entity 70245 | GrantCommon Stock | 27,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-029006 · a4.xml · nonDerivative · entry 1 Avista Capital Managing Member, LLC · CIK 0001705728 · Director · 10% owner Avista Capital Partners III, L.P. · CIK 0001527062 · Director · 10% owner Avista Capital Partners (Offshore) III, L.P. · CIK 0001527063 · Director · 10% owner Avista Capital Partners (Offshore) III-A, L.P. · CIK 0001705789 · Director · 10% owner ACP Racecar Co-Invest, LLC · CIK 0001705787 · Director · 10% owner ACP Racecar Co-Invest II, LLC · CIK 0001705788 · Director · 10% owner Burgstahler David F · CIK 0001374179 · Director Tamaroff Joshua Alexander · CIK 0001705548 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 27,113,539 F1 · kind: Represents an award of 13,657 shares of restricted stock of the Issuer ("Common Stock") granted to both of David F. Burgstahler and Joshua Tamaroff on May 10, 2019, which will vest in one installment on the first anniversary of the grant date, subject to certain conditions. Both Messrs. Burgstahler and Tamaroff have assigned all rights, title and interest in the restricted shares of Common Stock to Avista Capital Holdings, L.P. F1 · shares: Represents an award of 13,657 shares of restricted stock of the Issuer ("Common Stock") granted to both of David F. Burgstahler and Joshua Tamaroff on May 10, 2019, which will vest in one installment on the first anniversary of the grant date, subject to certain conditions. Both Messrs. Burgstahler and Tamaroff have assigned all rights, title and interest in the restricted shares of Common Stock to Avista Capital Holdings, L.P. F2 · ownership.nature: Includes 74,808 shares beneficially owned by Avista Capital Holdings, L.P., 5,189,636 shares held by Avista Capital Partners III, L.P., 1,531,596 shares held by Avista Capital Partners (Offshore) III, L.P., 1,362,097 shares held by Avista Capital Partners (Offshore) III-A, L.P., 18,059,208 shares held by ACP Racecar Co-Invest, LLC and 896,194 shares held by ACP Racecar Co-Invest II, LLC. Does not include shares held directly by Mr. Burgstahler or the Burgstahler Family 2005 Trust, which have been reported separately. F3 · ownership.nature: Avista Capital Managing Member, LLC exercises voting and dispositive power over the Avista Entities. F4 · ownership.nature: Joshua Tamaroff and David F. Burgstahler are each members of the Issuer's board of directors. Mr. Tamaroff is an employee of the Avista Entities. Mr. Burgstahler is the Chief Executive Officer of Avista Capital Managing Member, LLC. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:39 UTC | Organogenesis Holdings Inc. ORGO · Entity 6275 | GrantWarrants · Derivative | 4,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-045047 · form4.xml · derivative · entry 4 Burgstahler David F · CIK 0001374179 · Director · President & CEO · 10% owner Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 4,100,000 Underlying: Class A Common Stock · 2,050,000 shares Expires 2023-12-10 F7 · derivative.exercise_price: Each warrant entitles the holder to purchase from the Issuer the number of shares of Class A common stock at the price of $5.75 per half-share (or $11.50 per whole share), subject to adjustments. F2 · kind: The Reporting Persons acquired indirectly in a private placement from Avista Healthcare Public Acquisition Corp. (prior to the Issuer's Business Combination) an aggregate of 9,022,741 shares of Class A common stock, including 4,523,497 shares owned through Fund IV and 4,499,244 shares owned through Offshore Fund IV, and an aggregate of 4,100,000 warrants to purchase shares of Class A common stock, including 2,055,510 warrants to purchase 1,027,755 shares through Fund IV and 2,044,490 warrants to purchase 1,022,245 shares owned through Offshore Fund IV warrants to purchase one-half of one share of Class A common stock for an aggregate purchase price of $46,000,000. F2 · shares: The Reporting Persons acquired indirectly in a private placement from Avista Healthcare Public Acquisition Corp. (prior to the Issuer's Business Combination) an aggregate of 9,022,741 shares of Class A common stock, including 4,523,497 shares owned through Fund IV and 4,499,244 shares owned through Offshore Fund IV, and an aggregate of 4,100,000 warrants to purchase shares of Class A common stock, including 2,055,510 warrants to purchase 1,027,755 shares through Fund IV and 2,044,490 warrants to purchase 1,022,245 shares owned through Offshore Fund IV warrants to purchase one-half of one share of Class A common stock for an aggregate purchase price of $46,000,000. F2 · price: The Reporting Persons acquired indirectly in a private placement from Avista Healthcare Public Acquisition Corp. (prior to the Issuer's Business Combination) an aggregate of 9,022,741 shares of Class A common stock, including 4,523,497 shares owned through Fund IV and 4,499,244 shares owned through Offshore Fund IV, and an aggregate of 4,100,000 warrants to purchase shares of Class A common stock, including 2,055,510 warrants to purchase 1,027,755 shares through Fund IV and 2,044,490 warrants to purchase 1,022,245 shares owned through Offshore Fund IV warrants to purchase one-half of one share of Class A common stock for an aggregate purchase price of $46,000,000. F1 · ownership.nature: This statement is being filed by the following Reporting Persons: David Burgstahler and Thompson Dean. Messrs. Burgstahler and Dean are managers of Avista Acquisition LLC, the sole shareholder of Avista Acquisition Corp. (the "Sponsor"), and are members of the investment committee of Avista Capital Partners IV GP, L.P., the general partner of Avista Capital Partners IV, L.P. ("Fund IV") and Avista Capital Partners (Offshore) IV, L.P. ("Offshore Fund IV"), and each has veto rights over the voting and disposition of the securities of the Issuer. F8 · ownership.nature: Because of the relationship between the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:39 UTC | Organogenesis Holdings Inc. ORGO · Entity 6275 | Disposition to issuerClass B ordinary shares · Derivative | 3,247,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-045047 · form4.xml · derivative · entry 3 Burgstahler David F · CIK 0001374179 · Director · President & CEO · 10% owner Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,048,691 Underlying: Class A Ordinary Shares · 3,247,668 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F6 · kind: The 3,247,668 Class B Shares were indirectly forfeited by the Reporting Persons to the Issuer through Sponsor for no consideration prior to the closing of the Business Combination. F6 · shares: The 3,247,668 Class B Shares were indirectly forfeited by the Reporting Persons to the Issuer through Sponsor for no consideration prior to the closing of the Business Combination. F6 · price: The 3,247,668 Class B Shares were indirectly forfeited by the Reporting Persons to the Issuer through Sponsor for no consideration prior to the closing of the Business Combination. F5 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F5 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F1 · ownership.nature: This statement is being filed by the following Reporting Persons: David Burgstahler and Thompson Dean. Messrs. Burgstahler and Dean are managers of Avista Acquisition LLC, the sole shareholder of Avista Acquisition Corp. (the "Sponsor"), and are members of the investment committee of Avista Capital Partners IV GP, L.P., the general partner of Avista Capital Partners IV, L.P. ("Fund IV") and Avista Capital Partners (Offshore) IV, L.P. ("Offshore Fund IV"), and each has veto rights over the voting and disposition of the securities of the Issuer. F8 · ownership.nature: Because of the relationship between the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:39 UTC | Organogenesis Holdings Inc. ORGO · Entity 6275 | GrantClass A common stock | 6,538,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-045047 · form4.xml · nonDerivative · entry 2 Burgstahler David F · CIK 0001374179 · Director · President & CEO · 10% owner Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 15,561,473 F3 · kind: The Reporting Persons acquired indirectly 3,278,154 shares of Class A common stock through Fund IV and 3,260,578 shares of Class A common stock through Offshore Fund IV, in each case, at an exchange ratio of 2.03 shares of the Issuer's Class A common stock for each share of common stock of Organogenesis Inc. in connection with the consummation of the business combination pursuant to that certain Agreement and Plan of Merger, dated as of August 17, 2018, by and among the Avista Healthcare Public Acquisition Corp., Avista Healthcare Merger Sub, Inc. and Organogenesis Inc. F3 · price: The Reporting Persons acquired indirectly 3,278,154 shares of Class A common stock through Fund IV and 3,260,578 shares of Class A common stock through Offshore Fund IV, in each case, at an exchange ratio of 2.03 shares of the Issuer's Class A common stock for each share of common stock of Organogenesis Inc. in connection with the consummation of the business combination pursuant to that certain Agreement and Plan of Merger, dated as of August 17, 2018, by and among the Avista Healthcare Public Acquisition Corp., Avista Healthcare Merger Sub, Inc. and Organogenesis Inc. F4 · balance_after: Represents 7,801,651 shares of Class A common stock indirectly owned by the Reporting Persons through Fund IV and 7,759,802 shares of Class A common stock indirectly owned by the Reporting Persons through Offshore Fund IV. F1 · ownership.nature: This statement is being filed by the following Reporting Persons: David Burgstahler and Thompson Dean. Messrs. Burgstahler and Dean are managers of Avista Acquisition LLC, the sole shareholder of Avista Acquisition Corp. (the "Sponsor"), and are members of the investment committee of Avista Capital Partners IV GP, L.P., the general partner of Avista Capital Partners IV, L.P. ("Fund IV") and Avista Capital Partners (Offshore) IV, L.P. ("Offshore Fund IV"), and each has veto rights over the voting and disposition of the securities of the Issuer. F8 · ownership.nature: Because of the relationship between the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:39 UTC | Organogenesis Holdings Inc. ORGO · Entity 6275 | GrantClass A common stock | 9,022,741 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-045047 · form4.xml · nonDerivative · entry 1 Burgstahler David F · CIK 0001374179 · Director · President & CEO · 10% owner Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 9,022,741 F2 · kind: The Reporting Persons acquired indirectly in a private placement from Avista Healthcare Public Acquisition Corp. (prior to the Issuer's Business Combination) an aggregate of 9,022,741 shares of Class A common stock, including 4,523,497 shares owned through Fund IV and 4,499,244 shares owned through Offshore Fund IV, and an aggregate of 4,100,000 warrants to purchase shares of Class A common stock, including 2,055,510 warrants to purchase 1,027,755 shares through Fund IV and 2,044,490 warrants to purchase 1,022,245 shares owned through Offshore Fund IV warrants to purchase one-half of one share of Class A common stock for an aggregate purchase price of $46,000,000. F2 · price: The Reporting Persons acquired indirectly in a private placement from Avista Healthcare Public Acquisition Corp. (prior to the Issuer's Business Combination) an aggregate of 9,022,741 shares of Class A common stock, including 4,523,497 shares owned through Fund IV and 4,499,244 shares owned through Offshore Fund IV, and an aggregate of 4,100,000 warrants to purchase shares of Class A common stock, including 2,055,510 warrants to purchase 1,027,755 shares through Fund IV and 2,044,490 warrants to purchase 1,022,245 shares owned through Offshore Fund IV warrants to purchase one-half of one share of Class A common stock for an aggregate purchase price of $46,000,000. F2 · balance_after: The Reporting Persons acquired indirectly in a private placement from Avista Healthcare Public Acquisition Corp. (prior to the Issuer's Business Combination) an aggregate of 9,022,741 shares of Class A common stock, including 4,523,497 shares owned through Fund IV and 4,499,244 shares owned through Offshore Fund IV, and an aggregate of 4,100,000 warrants to purchase shares of Class A common stock, including 2,055,510 warrants to purchase 1,027,755 shares through Fund IV and 2,044,490 warrants to purchase 1,022,245 shares owned through Offshore Fund IV warrants to purchase one-half of one share of Class A common stock for an aggregate purchase price of $46,000,000. F1 · ownership.nature: This statement is being filed by the following Reporting Persons: David Burgstahler and Thompson Dean. Messrs. Burgstahler and Dean are managers of Avista Acquisition LLC, the sole shareholder of Avista Acquisition Corp. (the "Sponsor"), and are members of the investment committee of Avista Capital Partners IV GP, L.P., the general partner of Avista Capital Partners IV, L.P. ("Fund IV") and Avista Capital Partners (Offshore) IV, L.P. ("Offshore Fund IV"), and each has veto rights over the voting and disposition of the securities of the Issuer. F8 · ownership.nature: Because of the relationship between the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 18:20 UTC | Organogenesis Holdings Inc. AHPA · Entity 6275 | OtherClass B Ordinary Shares · Derivative | 26,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-065497 · a4.xml · derivative · entry 1 Avista Acquisition Corp. · CIK 0001661187 · 10% owner Avista Acquisition, LLC · CIK 0001686388 · 10% owner Burgstahler David F · CIK 0001374179 · Director · President & CEO · 10% owner Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,296,359 Underlying: Class A Ordinary Shares · 26,984 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F2 · kind: Represents 7,158 Class B ordinary shares received by Avista Acquisition Corp. (the "Sponsor") from each of Hakan Bjorklund, Charles Harwood and Robert O'Neil and 5,510 Class B ordinary shares received from Brian Markison, in each case, for no consideration. F2 · price: Represents 7,158 Class B ordinary shares received by Avista Acquisition Corp. (the "Sponsor") from each of Hakan Bjorklund, Charles Harwood and Robert O'Neil and 5,510 Class B ordinary shares received from Brian Markison, in each case, for no consideration. F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F3 · ownership.direct: Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Avista Acquisition, Messrs. Dean and Burgstahler are the "Reporting Persons"). F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| August 17, 2018 Filed Oct 15, 2018 20:57 UTC | Organogenesis Holdings Inc. AHPA · Entity 6275 | OtherClass B Ordinary Shares · Derivative | 1,423,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-062196 · a4.xml · derivative · entry 1 Avista Acquisition Corp. · CIK 0001661187 · 10% owner Avista Acquisition, LLC · CIK 0001686388 · 10% owner Dean Thompson · CIK 0001069096 · Director · 10% owner Burgstahler David F · CIK 0001374179 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,269,375 Underlying: Class A Ordinary Shares · 1,423,125 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F2 · kind: 1,423,125 Class B ordinary shares were forfeited by Avista Acquisition Corp. (the "Sponsor") to the Issuer for no consideration. F2 · price: 1,423,125 Class B ordinary shares were forfeited by Avista Acquisition Corp. (the "Sponsor") to the Issuer for no consideration. F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F3 · ownership.direct: Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Messrs. Dean and Burgstahler are the "Reporting Persons"). F4 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F5 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| May 11, 2018 Filed May 15, 2018 17:30 UTC | WideOpenWest, Inc. WOW · Entity 70245 | GrantCommon Stock | 34,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-033516 · a4.xml · nonDerivative · entry 1 Avista Capital Managing Member, LLC · CIK 0001705728 · Director · 10% owner Avista Capital Partners III, L.P. · CIK 0001527062 · Director · 10% owner Avista Capital Partners (Offshore) III, L.P. · CIK 0001527063 · Director · 10% owner Avista Capital Partners (Offshore) III-A, L.P. · CIK 0001705789 · Director · 10% owner ACP Racecar Co-Invest, LLC · CIK 0001705787 · Director · 10% owner ACP Racecar Co-Invest II, LLC · CIK 0001705788 · Director · 10% owner Burgstahler David F · CIK 0001374179 · Director Tamaroff Joshua Alexander · CIK 0001705548 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 27,086,225 F1 · kind: Represents an award of 17,037 shares of restricted stock of the Issuer ("Common Stock") granted to both of David F. Burgstahler and Joshua Tamaroff on May 11, 2018, which will vest in one installment on the first anniversary of the grant date, subject to certain conditions. Both Messrs. Burgstahler and Tamaroff have assigned all rights, title and interest in the restricted shares of Common Stock to Avista Capital Holdings, L.P. F1 · shares: Represents an award of 17,037 shares of restricted stock of the Issuer ("Common Stock") granted to both of David F. Burgstahler and Joshua Tamaroff on May 11, 2018, which will vest in one installment on the first anniversary of the grant date, subject to certain conditions. Both Messrs. Burgstahler and Tamaroff have assigned all rights, title and interest in the restricted shares of Common Stock to Avista Capital Holdings, L.P. F2 · ownership.nature: Includes 47,494 shares beneficially owned by Avista Capital Holdings, L.P., 5,189,636 shares held by Avista Capital Partners III, L.P., 1,531,596 shares held by Avista Capital Partners (Offshore) III, L.P., 1,362,097 shares held by Avista Capital Partners (Offshore) III-A, L.P., 18,059,208 shares held by ACP Racecar Co-Invest, LLC and 896,194 shares held by ACP Racecar Co-Invest II, LLC. Does not include shares held directly by Mr. Burgstahler or the Burgstahler Family 2005 Trust, which have been reported separately. F3 · ownership.nature: Avista Capital Managing Member, LLC exercises voting and dispositive power over the Avista Entities. F4 · ownership.nature: Joshua Tamaroff and David F. Burgstahler are each members of the Issuer's board of directors. Mr. Tamaroff is an employee of the Avista Entities. Mr. Burgstahler is the President of Avista Capital Managing Member, LLC. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| January 10, 2018 Filed Jan 10, 2018 16:31 UTC | WideOpenWest, Inc. WOW · Entity 70245 | OtherCommon Stock | 3,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-001669 · a4.xml · nonDerivative · entry 2 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 3,733 F1 · kind: Shares received pursuant to pro rata distribution of shares made for no consideration. F1 · price: Shares received pursuant to pro rata distribution of shares made for no consideration. F2 · ownership.nature: Held directly by the Burgstahler Family 2005 Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 10, 2018 Filed Jan 10, 2018 16:31 UTC | WideOpenWest, Inc. WOW · Entity 70245 | OtherCommon Stock | 31,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-001669 · a4.xml · nonDerivative · entry 1 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,654 F1 · kind: Shares received pursuant to pro rata distribution of shares made for no consideration. F1 · price: Shares received pursuant to pro rata distribution of shares made for no consideration. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 14,415 | $16.56 | $238,712.40 |
DisclosureSEC source: 0000899243-17-021846 · doc4.xml · nonDerivative · entry 2 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,269 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.725, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 88,543 | $16.56 | $1,466,272.08 |
DisclosureSEC source: 0000899243-17-021846 · doc4.xml · nonDerivative · entry 1 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 247,253 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.725, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2017 Filed Sep 6, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 3,299 | $16.59 | $54,730.41 |
DisclosureSEC source: 0000899243-17-021564 · doc4.xml · nonDerivative · entry 6 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 52,684 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.25, inclusive. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2017 Filed Sep 6, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 17,524 | $16.59 | $290,723.16 |
DisclosureSEC source: 0000899243-17-021564 · doc4.xml · nonDerivative · entry 5 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 335,796 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.25, inclusive. F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 8,442 | $17.08 | $144,189.36 |
DisclosureSEC source: 0000899243-17-021564 · doc4.xml · nonDerivative · entry 4 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,983 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.175, inclusive. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 43,568 | $17.08 | $744,141.44 |
DisclosureSEC source: 0000899243-17-021564 · doc4.xml · nonDerivative · entry 3 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 353,320 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.175, inclusive. F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 838 | $17.10 | $14,329.80 |
DisclosureSEC source: 0000899243-17-021564 · doc4.xml · nonDerivative · entry 2 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,425 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.35, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4) and (5) to this Form 4. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 5,162 | $17.10 | $88,270.20 |
DisclosureSEC source: 0000899243-17-021564 · doc4.xml · nonDerivative · entry 1 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 396,888 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.35, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4) and (5) to this Form 4. F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 31, 2017 Filed Aug 31, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 21,228 | $17.36 | $368,518.08 |
DisclosureSEC source: 0000899243-17-021317 · doc4.xml · nonDerivative · entry 6 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 65,263 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.525, inclusive. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 31, 2017 Filed Aug 31, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 130,773 | $17.36 | $2,270,219.28 |
DisclosureSEC source: 0000899243-17-021317 · doc4.xml · nonDerivative · entry 5 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 402,050 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.525, inclusive. F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 8,104 | $17.05 | $138,173.20 |
DisclosureSEC source: 0000899243-17-021317 · doc4.xml · nonDerivative · entry 4 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 86,491 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.175, inclusive. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 49,927 | $17.05 | $851,255.35 |
DisclosureSEC source: 0000899243-17-021317 · doc4.xml · nonDerivative · entry 3 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 532,823 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.175, inclusive. F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 2,884 | $17.02 | $49,085.68 |
DisclosureSEC source: 0000899243-17-021317 · doc4.xml · nonDerivative · entry 2 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 94,595 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.15, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4) and (5) to this Form 4. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 21:00 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 17,769 | $17.02 | $302,428.38 |
DisclosureSEC source: 0000899243-17-021317 · doc4.xml · nonDerivative · entry 1 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 582,750 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.15, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4) and (5) to this Form 4. F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 20:29 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 4,035 | $17.01 | $68,628.49 |
DisclosureSEC source: 0000899243-17-021112 · doc4.xml · nonDerivative · entry 6 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 97,479 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.075, inclusive. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 20:29 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 24,855 | $17.01 | $422,741.30 |
DisclosureSEC source: 0000899243-17-021112 · doc4.xml · nonDerivative · entry 5 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 600,519 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.075, inclusive. F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 20:29 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 5,904 | $17.01 | $100,427.04 |
DisclosureSEC source: 0000899243-17-021112 · doc4.xml · nonDerivative · entry 4 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 101,514 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.15, inclusive. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 20:29 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 36,372 | $17.01 | $618,687.72 |
DisclosureSEC source: 0000899243-17-021112 · doc4.xml · nonDerivative · entry 3 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 625,374 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.15, inclusive. F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:29 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 2,793 | $17.02 | $47,536.86 |
DisclosureSEC source: 0000899243-17-021112 · doc4.xml · nonDerivative · entry 2 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 107,418 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.025, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4) and (5) to this Form 4. The amounts shown in Column 5 have been revised to correct errors in previously filed reports. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:29 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 17,207 | $17.02 | $292,863.14 |
DisclosureSEC source: 0000899243-17-021112 · doc4.xml · nonDerivative · entry 1 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 661,746 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.025, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4) and (5) to this Form 4. The amounts shown in Column 5 have been revised to correct errors in previously filed reports. F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 1,694 | $17.05 | $28,882.70 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 13 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 122,492 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.20, inclusive. F4 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 10,434 | $17.05 | $177,899.70 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 12 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 754,611 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.20, inclusive. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 5,695 | $17.06 | $97,156.70 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 11 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 124,186 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.45, inclusive. F4 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 35,084 | $17.06 | $598,533.04 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 10 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 765,045 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.45, inclusive. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | OtherCommon Stock | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 9 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 1,562 F8 · shares: The distribution to partners referred to in the foregoing footnotes includes subsequent distributions by general partners to their respective partners, including Mr. Burgstahler. F9 · ownership.nature: The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | OtherCommon Stock | 13,248 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 8 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,248 F8 · shares: The distribution to partners referred to in the foregoing footnotes includes subsequent distributions by general partners to their respective partners, including Mr. Burgstahler. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | OtherCommon Stock | 1,762,208 | $17.15 | $30,221,867.20 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 7 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F7 · ownership.nature: Represents shares of the Issuer held by ACP-Lantern Co-Invest, LLC ("ACP Co-Invest"). ACP GP is the manager of ACP Co-Invest. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Co-Invest. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. On August 14, 2017, ACP Co-Invest distributed 1,762,208 shares of common stock to one or more members or partners. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | OtherCommon Stock | 815,672 | $17.15 | $13,988,774.80 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 6 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 117,600 F4 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein F6 · ownership.nature: On August 14, 2017, ACP Offshore distributed 815,672 shares of common stock to one or more members or partners. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | OtherCommon Stock | 2,785,709 | $17.15 | $47,774,909.35 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 5 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 724,471 F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. F5 · ownership.nature: On August 14, 2017, ACP distributed 2,785,709 shares of common stock to one or more members or partners. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 1,788 | $18.05 | $32,273.40 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 4 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 933,272 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.18, inclusive. F4 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 10,493 | $17.29 | $181,423.97 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 3 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 935,060 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.98, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (10) and (11) to this Form 4. F4 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 11,012 | $18.05 | $198,766.60 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 2 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,510,180 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.18, inclusive. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:05 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 64,646 | $17.29 | $1,117,729.34 |
DisclosureSEC source: 0000899243-17-020544 · doc4.xml · nonDerivative · entry 1 Burgstahler David F · CIK 0001374179 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,521,192 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.98, inclusive. The Reporting Person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (10) and (11) to this Form 4. F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 05, 2017 Filed Sep 28, 2017 17:15 UTC Amendment | Organogenesis Holdings Inc. AHPA · Entity 6275 | SaleClass B Ordinary Shares · Derivative | 186,320 | $0.00 | $558.96 |
DisclosureSEC source: 0001140361-17-036823 · form4.xml · derivative · entry 1 Avista Acquisition Corp. · CIK 0001661187 · 10% owner Avista Acquisition, LLC · CIK 0001686388 · 10% owner Dean Thompson · CIK 0001069096 · Director · Executive Chairman · 10% owner Burgstahler David F · CIK 0001374179 · Director · President and CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,692,500 Underlying: Class A Ordinary Shares · 186,320 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F5 · date: The original Form 4 filed on July 7, 2017 is amended by this Form 4 amendment solely to correctly reflect the ownership of Class B shares by the Reporting Persons and the transaction date. No other changes have been made to the original Form 4. F1 · derivative.exercise_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F1 · derivative.expiration_date: Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date. F5 · balance_after: The original Form 4 filed on July 7, 2017 is amended by this Form 4 amendment solely to correctly reflect the ownership of Class B shares by the Reporting Persons and the transaction date. No other changes have been made to the original Form 4. F2 · ownership.direct: Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Messrs. Dean and Burgstahler are the "Reporting Persons"). F3 · ownership.direct: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F4 · ownership.direct: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 20:09 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 840,000 | $14.87 | $12,490,800.00 |
DisclosureSEC source: 0000899243-17-016981 · doc4.xml · nonDerivative · entry 3 Burgstahler David F · CIK 0001374179 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,762,208 F3 · ownership.nature: Represents shares of the Issuer held by ACP-Lantern Co-Invest, LLC ("ACP Co-Invest"). ACP GP is the manager of ACP Co-Invest. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Co-Invest. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 20:09 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 450,721 | $14.87 | $6,702,221.27 |
DisclosureSEC source: 0000899243-17-016981 · doc4.xml · nonDerivative · entry 2 Burgstahler David F · CIK 0001374179 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 945,553 F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 20:09 UTC | Lantheus Holdings, Inc. LNTH · Entity 690 | SaleCommon Stock | 1,709,279 | $14.87 | $25,416,978.73 |
DisclosureSEC source: 0000899243-17-016981 · doc4.xml · nonDerivative · entry 1 Burgstahler David F · CIK 0001374179 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,585,838 F1 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Burgstahler is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Burgstahler may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Burgstahler expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 16:50 UTC | WideOpenWest, Inc. WOW · Entity 70245 | GrantCommon Stock | 13,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-040206 · a4.xml · nonDerivative · entry 1 Avista Capital Managing Member, LLC · CIK 0001705728 · Director · 10% owner Avista Capital Partners, L.P. · CIK 0001374541 · Director · 10% owner Avista Capital Partners (Offshore), L.P. · CIK 0001374540 · Director · 10% owner Avista Capital Partners III, L.P. · CIK 0001527062 · Director · 10% owner Avista Capital Partners (Offshore) III, L.P. · CIK 0001527063 · Director · 10% owner Avista Capital Partners (Offshore) III-A, L.P. · CIK 0001705789 · Director · 10% owner ACP Racecar Co-Invest, LLC · CIK 0001705787 · Director · 10% owner ACP Racecar Co-Invest II, LLC · CIK 0001705788 · Director · 10% owner Tamaroff Joshua Alexander · CIK 0001705548 · Director · 10% owner Burgstahler David F · CIK 0001374179 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 37,883,474 F1 · shares: Represents an award of 6,710 restricted shares of Common Stock of the Issuer ("Common Stock") granted to both of David F. Burgstahler and Joshua Tamaroff under the Issuer's 2017 Omnibus Incentive Plan (the "Plan"). The restricted shares of Common Stock are scheduled to vest on the date of the Issuer's regularly scheduled 2018 annual stockholders' meeting, subject to the terms of the Plan and the applicable award agreement issued thereunder. Both Messrs. Burgstahler and Tamaroff have assigned all rights, title and interest in the restricted shares of Common Stock to Avista Capital Holdings, L.P. F2 · ownership.nature: Includes (a) the 13,420 restricted shares beneficially owned by Avista Capital Holdings, L.P. and (b) 8,571,180 shares held by Avista Capital Partners, L.P., 2,260,143 shares held by Avista Capital Partners (Offshore), L.P., 5,189,636 shares held by Avista Capital Partners III, L.P., 1,531,596 shares held by Avista Capital Partners (Offshore) III, L.P., 1,362,097 shares held by Avista Capital Partners (Offshore) III-A, L.P., 18,059,208 shares held by ACP Racecar Co-Invest, LLC and 896,194 shares held by ACP Racecar Co-Invest II, LLC (collectively, the "Avista Entities''). F3 · ownership.nature: Avista Capital Managing Member, LLC exercises voting and dispositive power over the Avista Entities. F4 · ownership.nature: Joshua Tamaroff and David F. Burgstahler are each members of the Issuer's board of directors. Mr. Tamaroff is an employee of the Avista Entities. Mr. Burgstahler is the President of the general partner of Avista Capital Partners GP, LLC. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.