Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amber Road, Inc.AMBR · Entity 12617 | 10% owner | August 09, 2018 | August 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amber Road, Inc.
Report date August 09, 2018 · Filed August 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 487,158 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 487,158 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 671,219 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 671,219 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 102,589 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 102,589 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 95,968 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 95,968 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 20,600 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,600 |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ameresco, Inc.
Report date December 09, 2016 · Filed December 13, 2016
Section 16 reporting ended · disclosed 2016-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 1,018,460 |
Reported balance
After 2016-12-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-09 · Sale · Disposed 37,519 · Balance 1,018,460 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 91,325 |
Reported balance
After 2016-12-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-09 · Sale · Disposed 1,781 · Balance 91,325 |
| Common StockSEC Table I · non-derivative | Direct | 557,368 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 557,368 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of The Family Partnership | 121,405 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 121,405 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 15,941 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,941 |
Apollo Endosurgery, Inc.
Report date October 15, 2021 · Filed October 18, 2021
Section 16 reporting ended · disclosed 2021-10-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 413,962 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 413,962 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 85,015 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 85,015 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 1,329,354 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,329,354 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 116,360 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 116,360 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 26,446 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 26,446 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
CareDx, Inc.
Report date October 31, 2018 · Filed November 02, 2018
Section 16 reporting ended · disclosed 2018-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 107,940 |
Reported balance
After 2018-10-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-10-31 · Sale · Disposed 10,449 · Balance 107,940 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 867,744 |
Reported balance
After 2018-10-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-10-31 · Sale · Disposed 98,150 · Balance 867,744 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 203,484 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 203,484 |
| Common StockSEC Table I · non-derivative | Direct | 828,768 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 828,768 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 40,529 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 40,529 |
General Finance CORP
Report date April 19, 2021 · Filed April 21, 2021
Section 16 reporting ended · disclosed 2021-04-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 37,020 |
Reported balance
After 2021-04-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-04-19 · Sale · Disposed 67,003 · Balance 37,020 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 317,109 |
Reported balance
After 2021-04-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-04-19 · Sale · Disposed 573,915 · Balance 317,109 |
| Common StockSEC Table I · non-derivative | Direct | 531,535 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 531,535 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of the Gagnon Family Partnership | 135,705 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 135,705 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 20,003 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,003 |
POWER SOLUTIONS INTERNATIONAL, INC.
Report date October 03, 2024 · Filed October 07, 2024
Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 757,744 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 757,744 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 23,437 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,437 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 121,024 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 121,024 |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 70,180 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 70,180 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
SecureWorks Corp
Report date November 19, 2024 · Filed November 21, 2024
Section 16 reporting ended · disclosed 2024-11-21. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2021 Filed Feb 8, 2021 17:13 UTC | Apollo Endosurgery, Inc. APEN · Entity 114713 | PurchaseCommon Stock, $0.001 par value per share | 30,954 | $4.71 | $145,861.44 |
DisclosureSEC source: 0001019056-21-000071 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,470 Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 17:13 UTC | Apollo Endosurgery, Inc. APEN · Entity 114713 | PurchaseCommon Stock, $0.001 par value per share | 7,101 | $4.84 | $34,343.99 |
DisclosureSEC source: 0001019056-21-000071 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 21,902 Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 16:31 UTC | Apollo Endosurgery, Inc. APEN · Entity 114713 | PurchaseCommon Stock, $0.001 par value per share | 9,729 | $4.71 | $45,844.99 |
DisclosureSEC source: 0001019056-21-000069 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 100,872 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 16:31 UTC | Apollo Endosurgery, Inc. APEN · Entity 114713 | PurchaseCommon Stock, $0.001 par value per share | 28,243 | $4.46 | $125,927.06 |
DisclosureSEC source: 0001019056-21-000069 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 91,143 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 16:31 UTC | Apollo Endosurgery, Inc. APEN · Entity 114713 | PurchaseCommon Stock, $0.001 par value per share | 145 | $4.49 | $651.50 |
DisclosureSEC source: 0001019056-21-000069 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 14,801 Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 16:05 UTC | Apollo Endosurgery, Inc. APEN · Entity 114713 | PurchaseCommon Stock, $0.001 par value per share | 10,873 | $4.42 | $48,057.57 |
DisclosureSEC source: 0001019056-21-000065 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 62,900 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 16:05 UTC | Apollo Endosurgery, Inc. APEN · Entity 114713 | PurchaseCommon Stock, $0.001 par value per share | 473 | $4.20 | $1,988.02 |
DisclosureSEC source: 0001019056-21-000065 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,516 Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 17:10 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 823 | $100.88 | $83,020.13 |
DisclosureSEC source: 0001019056-21-000032 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,103 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:51 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 2,819 | $101.05 | $284,864.18 |
DisclosureSEC source: 0001019056-21-000030 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,926 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| January 06, 2021 Filed Jan 6, 2021 18:23 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 107 | $101.05 | $10,812.35 |
DisclosureSEC source: 0001019056-21-000017 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,715 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 16:51 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 970 | $101.21 | $98,173.99 |
DisclosureSEC source: 0001019056-21-000030 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,745 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:23 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 714 | $101.10 | $72,185.40 |
DisclosureSEC source: 0001019056-21-000017 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,822 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 16:04 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 195 | $101.44 | $19,780.80 |
DisclosureSEC source: 0001019056-20-000660 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,936 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 400 | $101.00 | $40,400.00 |
DisclosureSEC source: 0001019056-21-000002 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,536 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 17:23 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 1,279 | $100.75 | $128,855.80 |
DisclosureSEC source: 0001019056-20-000657 · gagnon.xml · nonDerivative · entry 6 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 0 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 17:23 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 128 | $100.75 | $12,895.65 |
DisclosureSEC source: 0001019056-20-000657 · gagnon.xml · nonDerivative · entry 4 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 761 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 17:23 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 1,052 | $100.75 | $105,986.16 |
DisclosureSEC source: 0001019056-20-000657 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,131 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 17:23 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 774 | $100.70 | $77,940.33 |
DisclosureSEC source: 0001019056-20-000657 · gagnon.xml · nonDerivative · entry 5 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 1,279 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 17:23 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 2,594 | $100.50 | $260,705.04 |
DisclosureSEC source: 0001019056-20-000657 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 0 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 17:23 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 291 | $100.50 | $29,246.40 |
DisclosureSEC source: 0001019056-20-000657 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 0 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 9 | $100.80 | $907.20 |
DisclosureSEC source: 0001019056-20-000653 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 2,594 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 1 | $100.80 | $100.80 |
DisclosureSEC source: 0001019056-20-000653 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 291 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 1,461 | $100.26 | $146,476.06 |
DisclosureSEC source: 0001019056-20-000650 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 2,603 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 164 | $100.26 | $16,442.21 |
DisclosureSEC source: 0001019056-20-000650 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 292 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 16 | $100.60 | $1,609.60 |
DisclosureSEC source: 0001019056-20-000648 · gagnon.xml · nonDerivative · entry 4 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 4,064 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 2 | $100.60 | $201.20 |
DisclosureSEC source: 0001019056-20-000648 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 456 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 638 | $100.38 | $64,041.99 |
DisclosureSEC source: 0001019056-20-000648 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 4,080 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 71 | $100.38 | $7,126.93 |
DisclosureSEC source: 0001019056-20-000648 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 458 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 540 | $100.38 | $54,204.93 |
DisclosureSEC source: 0001019056-20-000646 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 4,718 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 61 | $100.38 | $6,123.15 |
DisclosureSEC source: 0001019056-20-000646 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 529 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 18:50 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 2,784 | $100.44 | $279,637.49 |
DisclosureSEC source: 0001019056-20-000642 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 5,258 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 18:50 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 213 | $100.44 | $21,394.68 |
DisclosureSEC source: 0001019056-20-000642 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 590 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 18:49 UTC | Apollo Endosurgery, Inc. APEN · Entity 114713 | SaleCommon Stock, $0.001 par value per share | 8,314 | $4.16 | $34,612.84 |
DisclosureSEC source: 0001019056-20-000640 · gagnon.xml · nonDerivative · entry 4 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,043 Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 18:49 UTC | Apollo Endosurgery, Inc. APEN · Entity 114713 | SaleCommon Stock, $0.001 par value per share | 2,488 | $4.16 | $10,358.04 |
DisclosureSEC source: 0001019056-20-000640 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 14,656 Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:21 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 383 | $100.13 | $38,348.72 |
DisclosureSEC source: 0001019056-20-000638 · gagnon.xml · nonDerivative · entry 8 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 8,042 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:21 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 43 | $100.13 | $4,305.47 |
DisclosureSEC source: 0001019056-20-000638 · gagnon.xml · nonDerivative · entry 7 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 903 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 17:21 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 449 | $100.06 | $44,927.39 |
DisclosureSEC source: 0001019056-20-000638 · gagnon.xml · nonDerivative · entry 6 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 8,425 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 17:21 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 51 | $100.06 | $5,103.11 |
DisclosureSEC source: 0001019056-20-000638 · gagnon.xml · nonDerivative · entry 5 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 946 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 17:21 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 135 | $100.12 | $13,516.20 |
DisclosureSEC source: 0001019056-20-000638 · gagnon.xml · nonDerivative · entry 4 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 8,874 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 17:21 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 15 | $100.12 | $1,501.80 |
DisclosureSEC source: 0001019056-20-000638 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 997 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 10, 2020 Filed Dec 16, 2020 17:21 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 920 | $100.02 | $92,022.26 |
DisclosureSEC source: 0001019056-20-000638 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 9,009 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 10, 2020 Filed Dec 16, 2020 17:21 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 103 | $100.02 | $10,302.49 |
DisclosureSEC source: 0001019056-20-000638 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 1,012 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 19:28 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 13 | $100.08 | $1,301.00 |
DisclosureSEC source: 0001019056-20-000629 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 1,115 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 19:28 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 117 | $100.08 | $11,709.00 |
DisclosureSEC source: 0001019056-20-000629 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 9,929 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 08, 2020 Filed Dec 8, 2020 17:55 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 21 | $100.01 | $2,100.27 |
DisclosureSEC source: 0001019056-20-000621 · gagnon.xml · nonDerivative · entry 4 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 1,128 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 08, 2020 Filed Dec 8, 2020 17:55 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 185 | $100.01 | $18,502.35 |
DisclosureSEC source: 0001019056-20-000621 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 10,046 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 17:55 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 139 | $100.12 | $13,916.35 |
DisclosureSEC source: 0001019056-20-000621 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 1,149 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 17:55 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 1,240 | $100.12 | $124,145.82 |
DisclosureSEC source: 0001019056-20-000621 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 10,231 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 157 | $100.15 | $15,724.07 |
DisclosureSEC source: 0001019056-20-000619 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 1,288 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 16:05 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 1,397 | $100.15 | $139,914.16 |
DisclosureSEC source: 0001019056-20-000619 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 11,471 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.