Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FACT II Acquisition Corp.FACT · Entity 6093 | Director | November 25, 2024 | November 26, 2024 |
| Xometry, Inc.XMTR · Entity 1915 | Chief Financial Officer | February 20, 2024 | February 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FACT II Acquisition Corp.
Report date November 25, 2024 · Filed November 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-11-25 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-281593) under the heading "Description of Securities - Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-281593) under the heading "Description of Securities - Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date.
Xometry, Inc.
Report date February 20, 2024 · Filed February 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 44,381 |
Ending reported balance
After 2024-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-02-20 · Exercise / conversion · Acquired 5,000 · Balance 49,381 F1: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date. Row 2 · 2024-02-20 · Sale · Disposed 5,000 · Balance 44,381 F2: Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.30, inclusive. The Reporting Person undertakes to provide to Xometry, Inc., any security holder of Xometry, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.65 · Expires 2030-05-05 | Direct | 241,177 |
Reported balance
After 2024-02-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-20 · Exercise / conversion · Disposed 5,000 · Balance 241,177 F1: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date. F4: One quarter (1/4) of the shares vested on April 13, 2021, and thereafter, the remainder of the shares vest in 36 monthly installments, subject to the Reporting Person's continuous service. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2: Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.30, inclusive. The Reporting Person undertakes to provide to Xometry, Inc., any security holder of Xometry, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the range.
F4: One quarter (1/4) of the shares vested on April 13, 2021, and thereafter, the remainder of the shares vest in 36 monthly installments, subject to the Reporting Person's continuous service.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIQUIDITY SERVICES INC
Report date April 23, 2019 · Filed April 25, 2019
Section 16 reporting ended · disclosed 2019-04-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy James M. Rallo 401k | 15,039 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 15,039 F1: The number of securities shown as being held in Issuer's 401(k) account for the Reporting Person's benefit is the approximate number of shares of common stock. De minimis fractional interests reported by the Issuer's 401(k) Plan trustee/administrator and held indirectly through the Plan's stock purchase account are not reflected. |
| Common StockSEC Table I · non-derivative | IndirectBy James M. Rallo IRA | 8,000 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,000 |
| Common StockSEC Table I · non-derivative | IndirectBy James M. Rallo Cust. Michael Rallo MD UTMA | 685 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 685 F2: Mr. Rallo disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | IndirectBy James M. Rallo Cust. Melissa Rallo MD UTMA | 460 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 460 F2: Mr. Rallo disclaims beneficial ownership of these shares. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.47 · Expires 2020-10-01 | Direct | 6,678 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,678 F3: These options became fully vested on October 1, 2014. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $31.37 · Expires 2021-10-01 | Direct | 12,358 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 12,358 F4: These options became fully vested on October 1, 2015. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $38.09 · Expires 2022-10-01 | Direct | 3,335 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 3,335 F5: These options became fully vested on October 1, 2016. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.47 · Expires 2023-07-18 | Direct | 24,871 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 24,871 F6: These options became fully vested on July 18, 2017. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.99 · Expires 2023-10-01 | Direct | 9,938 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 9,938 F7: These options became fully vested on October 1, 2017. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.41 · Expires 2024-10-01 | Direct | 12,675 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 12,675 F8: These options became fully vested on October 1, 2018. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.63 · Expires 2025-10-01 | Direct | 12,239 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 12,239 F9: Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.63 · Expires 2025-10-01 | Direct | 2,623 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 2,623 F10: 75% of the options were certified as vested on December 6, 2018. The remaining options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.30 · Expires 2026-10-01 | Direct | 2,906 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 2,906 F11: 18/48th of this option grant vested on April 1, 2018 and thereafter 1/48th of this option grant will vest each month for thirty months. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.47 · Expires 2027-10-01 | Direct | 56,052 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 56,052 F12: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.47 · Expires 2027-10-01 | Direct | 23,355 |
Reported balance
Holding disclosure · report date 2019-04-23 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 23,355 F13: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of securities shown as being held in Issuer's 401(k) account for the Reporting Person's benefit is the approximate number of shares of common stock. De minimis fractional interests reported by the Issuer's 401(k) Plan trustee/administrator and held indirectly through the Plan's stock purchase account are not reflected.
F2: Mr. Rallo disclaims beneficial ownership of these shares.
F3: These options became fully vested on October 1, 2014.
F4: These options became fully vested on October 1, 2015.
F5: These options became fully vested on October 1, 2016.
F6: These options became fully vested on July 18, 2017.
F7: These options became fully vested on October 1, 2017.
F8: These options became fully vested on October 1, 2018.
F9: Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
F10: 75% of the options were certified as vested on December 6, 2018. The remaining options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F11: 18/48th of this option grant vested on April 1, 2018 and thereafter 1/48th of this option grant will vest each month for thirty months.
F12: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock
F13: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2022 Filed Jan 31, 2022 21:06 UTC | Xometry, Inc. XMTR · Entity 1915 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,151 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001562180-22-000811 · primarydocument.xml · derivative · entry 9 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,142 Underlying: Class A Common Stock · 6,151 shares Expires 2030-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: One quarter (1/4) of the shares vested on April 13, 2021, and thereafter, the remainder of the shares vest in 36 monthly installments, subject to the Reporting Person's continuous service. Read SEC document |
| January 28, 2022 Filed Jan 31, 2022 21:06 UTC | Xometry, Inc. XMTR · Entity 1915 | SaleClass A Common Stock | 75 | $48.54 | $3,640.53 |
DisclosureSEC source: 0001562180-22-000811 · primarydocument.xml · nonDerivative · entry 8 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 30 days prior to the trading date. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.51 to $48.55, inclusive. Read SEC document |
| January 28, 2022 Filed Jan 31, 2022 21:06 UTC | Xometry, Inc. XMTR · Entity 1915 | SaleClass A Common Stock | 3,679 | $47.93 | $176,334.47 |
DisclosureSEC source: 0001562180-22-000811 · primarydocument.xml · nonDerivative · entry 7 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75 F2 · kind: Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 30 days prior to the trading date. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $48.46, inclusive. Read SEC document |
| January 28, 2022 Filed Jan 31, 2022 21:06 UTC | Xometry, Inc. XMTR · Entity 1915 | SaleClass A Common Stock | 6,010 | $47.11 | $283,149.13 |
DisclosureSEC source: 0001562180-22-000811 · primarydocument.xml · nonDerivative · entry 6 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,754 F2 · kind: Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 30 days prior to the trading date. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.52 to $47.485, inclusive. Read SEC document |
| January 28, 2022 Filed Jan 31, 2022 21:06 UTC | Xometry, Inc. XMTR · Entity 1915 | SaleClass A Common Stock | 6,646 | $46.01 | $305,801.73 |
DisclosureSEC source: 0001562180-22-000811 · primarydocument.xml · nonDerivative · entry 5 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,764 F2 · kind: Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 30 days prior to the trading date. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.49, inclusive. Read SEC document |
| January 28, 2022 Filed Jan 31, 2022 21:06 UTC | Xometry, Inc. XMTR · Entity 1915 | SaleClass A Common Stock | 2,578 | $45.00 | $116,010.77 |
DisclosureSEC source: 0001562180-22-000811 · primarydocument.xml · nonDerivative · entry 4 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,410 F2 · kind: Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 30 days prior to the trading date. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $45.49, inclusive. Read SEC document |
| January 28, 2022 Filed Jan 31, 2022 21:06 UTC | Xometry, Inc. XMTR · Entity 1915 | SaleClass A Common Stock | 4,541 | $43.88 | $199,243.19 |
DisclosureSEC source: 0001562180-22-000811 · primarydocument.xml · nonDerivative · entry 3 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,988 F2 · kind: Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 30 days prior to the trading date. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.15 to $44.355, inclusive. The reporting person undertakes to provide to Xometry, Inc., any security holder of Xometry, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) thru (8) to this Form 4. Read SEC document |
| January 28, 2022 Filed Jan 31, 2022 21:06 UTC | Xometry, Inc. XMTR · Entity 1915 | Exercise / conversionClass A Common Stock | 17,378 | $3.65 | $63,429.70 |
DisclosureSEC source: 0001562180-22-000811 · primarydocument.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 30 days prior to the trading date. Read SEC document |
| January 28, 2022 Filed Jan 31, 2022 21:06 UTC | Xometry, Inc. XMTR · Entity 1915 | Exercise / conversionClass A Common Stock | 6,151 | $3.65 | $22,451.15 |
DisclosureSEC source: 0001562180-22-000811 · primarydocument.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 30 days prior to the trading date. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 16:24 UTC | Xometry, Inc. XMTR · Entity 1915 | Exercise / conversionStock Option (Right to Buy) · Derivative | 23,529 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001562180-21-007911 · primarydocument.xml · derivative · entry 5 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,293 Underlying: Class A Common Stock · 23,529 shares Expires 2030-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One quarter (1/4) of the shares vested on April 13, 2021, and thereafter, the remainder of the shares vest in 36 monthly installments, subject to the Reporting Person's continuous service. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 16:24 UTC | Xometry, Inc. XMTR · Entity 1915 | SaleClass A Common Stock | 740 | $52.78 | $39,058.09 |
DisclosureSEC source: 0001562180-21-007911 · primarydocument.xml · nonDerivative · entry 4 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 14 days prior to the trading date. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.62 to $52.94, inclusive. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 16:24 UTC | Xometry, Inc. XMTR · Entity 1915 | SaleClass A Common Stock | 17,024 | $52.06 | $886,257.52 |
DisclosureSEC source: 0001562180-21-007911 · primarydocument.xml · nonDerivative · entry 3 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740 F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 14 days prior to the trading date. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.605 to $52.59, inclusive. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 16:24 UTC | Xometry, Inc. XMTR · Entity 1915 | SaleClass A Common Stock | 5,765 | $51.17 | $295,022.15 |
DisclosureSEC source: 0001562180-21-007911 · primarydocument.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,764 F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 14 days prior to the trading date. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.61 to $51.585, inclusive. The reporting person undertakes to provide to Xometry, Inc., any security holder of Xometry, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 16:24 UTC | Xometry, Inc. XMTR · Entity 1915 | Exercise / conversionClass A Common Stock | 23,529 | $3.65 | $85,880.85 |
DisclosureSEC source: 0001562180-21-007911 · primarydocument.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 14 days prior to the trading date. Read SEC document |
| July 02, 2021 Filed Jul 8, 2021 21:58 UTC | Xometry, Inc. XMTR · Entity 1915 | OtherStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $12.32 | $0.00 |
DisclosureSEC source: 0001209191-21-046085 · doc4.xml · derivative · entry 4 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires 2031-03-27 F3 · derivative.exercise_date: One quarter (1/4) of the shares shall vest on January 1, 2022, and thereafter, the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. Read SEC document |
| July 02, 2021 Filed Jul 8, 2021 21:58 UTC | Xometry, Inc. XMTR · Entity 1915 | OtherStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $12.32 | $0.00 |
DisclosureSEC source: 0001209191-21-046085 · doc4.xml · derivative · entry 3 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2031-03-27 F3 · derivative.exercise_date: One quarter (1/4) of the shares shall vest on January 1, 2022, and thereafter, the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. F2 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| July 02, 2021 Filed Jul 8, 2021 21:58 UTC | Xometry, Inc. XMTR · Entity 1915 | OtherStock Option (right to buy) · Derivative | 458,822 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001209191-21-046085 · doc4.xml · derivative · entry 2 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,822 Underlying: Class A Common Stock · 458,822 shares Expires 2030-05-05 F1 · derivative.exercise_date: One quarter (1/4) of the shares vested on April 13, 2021, and thereafter, the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. Read SEC document |
| July 02, 2021 Filed Jul 8, 2021 21:58 UTC | Xometry, Inc. XMTR · Entity 1915 | OtherStock Option (right to buy) · Derivative | 458,822 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001209191-21-046085 · doc4.xml · derivative · entry 1 Rallo James M · CIK 0001352659 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 458,822 shares Expires 2030-05-05 F1 · derivative.exercise_date: One quarter (1/4) of the shares vested on April 13, 2021, and thereafter, the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service. F2 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 21:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 1,408 | $6.79 | $9,560.32 |
DisclosureSEC source: 0001628280-19-004256 · wf-form4_155510443897241.xml · nonDerivative · entry 3 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 4,908 | $6.94 Strike: $4.47 | $34,061.52 |
DisclosureSEC source: 0001628280-19-004256 · wf-form4_155510443897241.xml · derivative · entry 25 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,816 Underlying: Common Stock · 14,724 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F20 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 3,500 | $6.99 | $24,465.00 |
DisclosureSEC source: 0001628280-19-004256 · wf-form4_155510443897241.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 4,908 | $6.94 | $34,061.52 |
DisclosureSEC source: 0001628280-19-004256 · wf-form4_155510443897241.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,908 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 9,816 | $7.65 Strike: $4.47 | $75,092.40 |
DisclosureSEC source: 0001628280-19-000271 · wf-form4_154724067996417.xml · derivative · entry 24 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,724 Underlying: Common Stock · 24,540 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F20 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 9,816 | $7.65 | $75,092.40 |
DisclosureSEC source: 0001628280-19-000271 · wf-form4_154724067996417.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 9,816 | $7.65 | $75,092.40 |
DisclosureSEC source: 0001628280-19-000271 · wf-form4_154724067996417.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,816 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 4,090 | $6.12 Strike: $4.47 | $25,030.80 |
DisclosureSEC source: 0001628280-19-000108 · wf-form4_154663616885515.xml · derivative · entry 26 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,270 Underlying: Common Stock · 16,360 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F22 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 4,090 | $6.12 | $25,030.80 |
DisclosureSEC source: 0001628280-19-000108 · wf-form4_154663616885515.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 4,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000108 · wf-form4_154663616885515.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,090 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 4,785 | $6.99 Strike: $6.63 | $33,447.15 |
DisclosureSEC source: 0001628280-18-014975 · wf-form4_154448023940728.xml · derivative · entry 16 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,595 Underlying: Common Stock · 6,380 shares Expires 2025-10-01 F1 · kind: Represents the vesting of restricted stock. F7 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 4,785 | $6.99 | $33,447.15 |
DisclosureSEC source: 0001628280-18-014975 · wf-form4_154448023940728.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 4,785 | $6.99 | $33,447.15 |
DisclosureSEC source: 0001628280-18-014975 · wf-form4_154448023940728.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,785 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 5,950 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001628280-18-014883 · wf-form4_154413272889320.xml · derivative · entry 28 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950 Underlying: Common Stock · 5,950 shares Expires 2028-10-01 F17 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 36,550 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001628280-18-014883 · wf-form4_154413272889320.xml · derivative · entry 27 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,550 Underlying: Common Stock · 36,550 shares Expires 2028-10-01 F16 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 5,950 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001628280-18-014883 · wf-form4_154413272889320.xml · derivative · entry 26 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950 Underlying: Common Stock · 5,950 shares Expires 2028-10-01 F21 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 36,550 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001628280-18-014883 · wf-form4_154413272889320.xml · derivative · entry 25 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,550 Underlying: Common Stock · 36,550 shares Expires 2028-10-01 F20 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2020 and thereafter 1/48th of the option grant will vest each month for thirty three months. Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:00 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 5,346 | $5.25 | $28,066.50 |
DisclosureSEC source: 0001628280-18-012380 · wf-form4_153908641334535.xml · nonDerivative · entry 3 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 12:00 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 3,059 | $5.26 | $16,090.34 |
DisclosureSEC source: 0001628280-18-012380 · wf-form4_153908641334535.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,346 F1 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 12:00 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 917 | $5.53 | $5,071.01 |
DisclosureSEC source: 0001628280-18-012380 · wf-form4_153908641334535.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,405 F1 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| October 03, 2018 Filed Oct 3, 2018 22:56 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 1,648 | $5.80 | $9,558.40 |
DisclosureSEC source: 0001628280-18-012291 · wf-form4_153860734780786.xml · nonDerivative · entry 4 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,322 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 22:56 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 242 | $5.83 | $1,410.86 |
DisclosureSEC source: 0001628280-18-012291 · wf-form4_153860734780786.xml · nonDerivative · entry 3 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,970 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:56 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 1,962 | $5.95 Strike: $8.30 | $11,673.90 |
DisclosureSEC source: 0001628280-18-012291 · wf-form4_153860734780786.xml · derivative · entry 22 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,925 Underlying: Common Stock · 5,887 shares Expires 2026-10-01 F1 · kind: Represents the vesting of restricted stock. F17 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:56 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 6,380 | $5.95 Strike: $6.63 | $37,961.00 |
DisclosureSEC source: 0001628280-18-012291 · wf-form4_153860734780786.xml · derivative · entry 18 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,380 Underlying: Common Stock · 12,760 shares Expires 2025-10-01 F1 · kind: Represents the vesting of restricted stock. F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:56 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 7,717 | $5.95 Strike: $10.41 | $45,916.15 |
DisclosureSEC source: 0001628280-18-012291 · wf-form4_153860734780786.xml · derivative · entry 16 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,717 shares Expires 2024-10-01 F1 · kind: Represents the vesting of restricted stock. F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:56 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 4,847 | $5.95 | $28,839.65 |
DisclosureSEC source: 0001628280-18-012291 · wf-form4_153860734780786.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,212 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:56 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 16,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-012291 · wf-form4_153860734780786.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,059 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:51 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 1,963 | $6.23 Strike: $8.30 | $12,229.49 |
DisclosureSEC source: 0001628280-18-003961 · wf-form4_152278866895731.xml · derivative · entry 20 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,887 Underlying: Common Stock · 7,850 shares Expires 2026-10-01 F1 · kind: Represents the vesting of restricted stock. F17 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:51 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 7,716 | $6.23 Strike: $10.41 | $48,070.68 |
DisclosureSEC source: 0001628280-18-003961 · wf-form4_152278866895731.xml · derivative · entry 14 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717 Underlying: Common Stock · 15,433 shares Expires 2024-10-01 F1 · kind: Represents the vesting of restricted stock. F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:51 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 9,679 | $6.23 | $60,300.17 |
DisclosureSEC source: 0001628280-18-003961 · wf-form4_152278866895731.xml · nonDerivative · entry 2 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:51 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 9,679 | $6.23 | $60,300.17 |
DisclosureSEC source: 0001628280-18-003961 · wf-form4_152278866895731.xml · nonDerivative · entry 1 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,679 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 16,360 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001628280-17-012327 · wf-form4_151320775779930.xml · derivative · entry 25 Rallo James M · CIK 0001352659 · President RSCG and CAG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,360 Underlying: Common Stock · 16,360 shares Expires 2027-10-01 F18 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.