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Williams Sarah Elizabeth

Disclosed activity across 1 company

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85485
SEC CIK
0001799465

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CPI Card Group Inc.PMTS · Entity 5850Chief Technology OfficerNovember 29, 2024December 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CPI Card Group Inc.

Report date November 29, 2024 · Filed December 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,892 Ending reported balance After 2024-11-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-11-30 · Exercise / conversion · Acquired 3,418 · Balance 12,725

F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Row 2 · 2024-11-30 · Tax withholding · Disposed 833 · Balance 11,892

F2: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect773 Reported balance After 2024-11-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-11-29 · Grant · Acquired 773 · Balance 773

F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect595 Reported balance After 2024-11-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-11-30 · Exercise / conversion · Disposed 595 · Balance 595

F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4: This line reports 50% of the RSUs that were awarded on the November 30, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,642 Reported balance After 2024-11-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-11-30 · Exercise / conversion · Disposed 2,823 · Balance 5,642

F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F5: This line reports 33.4 % of the RSUs that were awarded on the November 30, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

F3: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4: This line reports 50% of the RSUs that were awarded on the November 30, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F5: This line reports 33.4 % of the RSUs that were awarded on the November 30, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2024 Filed Dec 4, 2024 00:14 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 2,823 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020011 · form4.xml · derivative · entry 5

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,642

Underlying: Common Stock · 2,823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F5 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the November 30, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F5 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the November 30, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 30, 2024 Filed Dec 4, 2024 00:14 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 595 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020011 · form4.xml · derivative · entry 4

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595

Underlying: Common Stock · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the November 30, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the November 30, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 30, 2024 Filed Dec 4, 2024 00:14 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 833 $33.01 $27,497.33
Disclosure

SEC source: 0001062993-24-020011 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,892

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
November 30, 2024 Filed Dec 4, 2024 00:14 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 3,418 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020011 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:14 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020011 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 773

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 22:37 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 6,854 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-017735 · form4.xml · derivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,854

Underlying: Common Stock · 6,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the October 14, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the October 14, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 1,977 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016152 · form4.xml · derivative · entry 5

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,948

Underlying: Common Stock · 1,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F5 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F5 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The subsequent 33.3% will vest on the second anniversary of the award date, and the remaining 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 417 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016152 · form4.xml · derivative · entry 4

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416

Underlying: Common Stock · 417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the August 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 584 $28.64 $16,725.76
Disclosure

SEC source: 0001062993-24-016152 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,307

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 23:35 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 2,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016152 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:35 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 786 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016152 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 786

Underlying: Common Stock · 786 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 30, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:19 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012374 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,396

Underlying: Common Stock · 1,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: This line reports 33.4 % of the RSUs that were awarded on the June 9, 2023 award date, which vested on the first anniversary of the award date. The remaining 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:19 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 408 $27.65 $11,281.20
Disclosure

SEC source: 0001062993-24-012374 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,497

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
June 09, 2024 Filed Jun 11, 2024 20:19 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 1,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-012374 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:09 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011929 · form4.xml · derivative · entry 4

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the May 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:09 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 907 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011929 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 907

Underlying: Common Stock · 907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the May 31, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:09 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 73 $26.19 $1,911.87
Disclosure

SEC source: 0001062993-24-011929 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,205

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:09 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 308 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011929 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:36 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007859 · form4.xml · derivative · entry 4

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:36 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 70 $17.86 $1,250.20
Disclosure

SEC source: 0001062993-24-007859 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,970

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:36 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 235 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-007859 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
March 31, 2024 Filed Jun 4, 2024 23:59 UTC Amendment CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011919 · form4a.xml · derivative · entry 4

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F4 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F4 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
March 31, 2024 Filed Jun 4, 2024 23:59 UTC Amendment CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 70 $17.86 $1,250.20
Disclosure

SEC source: 0001062993-24-011919 · form4a.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,970

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
March 31, 2024 Filed Jun 4, 2024 23:59 UTC Amendment CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 235 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-011919 · form4a.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
March 29, 2024 Filed Apr 3, 2024 00:36 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007859 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Common Stock · 1,232 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the March 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the March 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
March 29, 2024 Filed Jun 4, 2024 23:59 UTC Amendment CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011919 · form4a.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Common Stock · 1,232 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the March 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the March 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 01:05 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 568 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0000905148-23-001558 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 568

Underlying: Common Stock · 568 shares

Expires 2030-11-30

F4 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 01:05 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 8,465 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-001558 · form4.xml · derivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,465

Underlying: Common Stock · 8,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 01:05 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 1,190 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-001558 · form4.xml · derivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190

Underlying: Common Stock · 1,190 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the November 30, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
September 21, 2023 Filed Sep 23, 2023 00:10 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 822 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000993 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports the remaining 50% of the RSUs that were awarded on the September 21, 2021 award date, which vested on the second anniversary of the award date.

F3 · derivative.expiration_date: This line reports the remaining 50% of the RSUs that were awarded on the September 21, 2021 award date, which vested on the second anniversary of the award date.

Read SEC document
September 21, 2023 Filed Sep 23, 2023 00:10 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 201 $18.19 $3,656.19
Disclosure

SEC source: 0000905148-23-000993 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,805

F2 · kind: Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
September 21, 2023 Filed Sep 23, 2023 00:10 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 822 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000993 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

Read SEC document
August 31, 2023 Filed Sep 6, 2023 00:27 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 487 $0.00 Strike: $20.67 $0.00
Disclosure

SEC source: 0000905148-23-000835 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487

Underlying: Common Stock · 487 shares

Expires 2030-08-31

F4 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the August 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2023 Filed Sep 6, 2023 00:27 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 5,925 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000835 · form4.xml · derivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,925

Underlying: Common Stock · 5,925 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 31, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the August 31, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
August 31, 2023 Filed Sep 6, 2023 00:27 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0000905148-23-000835 · form4.xml · derivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833

Underlying: Common Stock · 833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the August 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the August 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
June 09, 2023 Filed Jun 14, 2023 00:42 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 5,096 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-029724 · form4.xml · derivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,096

Underlying: Common Stock · 5,096 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the June 9, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 33.4% of the RSUs reported on this line vest on the first anniversary of the June 9, 2023 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2023 Filed Jun 3, 2023 01:26 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 382 $0.00 Strike: $26.61 $0.00
Disclosure

SEC source: 0001140361-23-028194 · form4.xml · derivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382

Underlying: Common Stock · 382 shares

Expires 2030-05-31

F3 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the May 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
May 31, 2023 Filed Jun 3, 2023 01:26 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 615 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-028194 · form4.xml · derivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615

Underlying: Common Stock · 615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the May 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the May 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 23:12 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 226 $0.00 Strike: $45.01 $0.00
Disclosure

SEC source: 0001140361-23-016422 · form4.xml · derivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226

Underlying: Common Stock · 226 shares

Expires 2030-03-31

F3 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the March 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 23:12 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 470 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-016422 · form4.xml · derivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470

Underlying: Common Stock · 470 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the March 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the March 31, 2023 award date, and 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
October 02, 2022 Filed Oct 4, 2022 20:31 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 4,642 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-036083 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: The 4,642 RSUs reported on this line vested on the second anniversary of the October 2, 2020 award date.

F3 · derivative.expiration_date: The 4,642 RSUs reported on this line vested on the second anniversary of the October 2, 2020 award date.

Read SEC document
October 02, 2022 Filed Oct 4, 2022 20:31 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 1,131 $15.76 $17,824.56
Disclosure

SEC source: 0001140361-22-036083 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,184

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
October 02, 2022 Filed Oct 4, 2022 20:31 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 4,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-036083 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 22:15 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 823 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-034568 · form4.xml · derivative · entry 3

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822

Underlying: Common Stock · 823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F3 · derivative.exercise_date: This line reports 50% of the RSUs that were awarded on the September 21, 2021 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F3 · derivative.expiration_date: This line reports 50% of the RSUs that were awarded on the September 21, 2021 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 22:15 UTC CPI Card Group Inc. PMTS · Entity 5850 Tax withholdingCommon Stock 201 $19.00 $3,819.00
Disclosure

SEC source: 0001140361-22-034568 · form4.xml · nonDerivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,673

F2 · kind: Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 22:15 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionCommon Stock 823 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-034568 · form4.xml · nonDerivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

Read SEC document
September 21, 2021 Filed Sep 24, 2021 00:31 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantStock Option (Right to Buy) · Derivative 2,788 $0.00 Strike: $29.62 $0.00
Disclosure

SEC source: 0001140361-21-032346 · form4.xml · derivative · entry 2

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788

Underlying: Common Stock · 2,788 shares

Expires 2028-09-21

F3 · derivative.exercise_date: 50% of the options reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
September 21, 2021 Filed Sep 24, 2021 00:31 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 1,645 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-032346 · form4.xml · derivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,645

Underlying: Common Stock · 1,645 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: 50% of the RSUs reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

F2 · derivative.expiration_date: 50% of the RSUs reported on this line vest on the first anniversary of the September 21, 2021 award date and 50% vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:18 UTC CPI Card Group Inc. PMTS · Entity 5850 GrantRestricted Stock Units · Derivative 4,642 $0.00 $0.00
Disclosure

SEC source: 0000905148-20-001084 · form4.xml · derivative · entry 1

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,642

Underlying: Common Stock · 4,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F2 · derivative.exercise_date: The 4,642 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date.

F2 · derivative.expiration_date: The 4,642 RSUs reported on this line vest on the second anniversary of the October 2, 2020 award date.

Read SEC document
March 22, 2020 Filed Mar 24, 2020 15:18 UTC CPI Card Group Inc. PMTS · Entity 5850 Exercise / conversionRestricted Stock Units · Derivative 203 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006937 · doc1.xml · derivative · entry 6

Williams Sarah Elizabeth · CIK 0001799465 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of Issuer upon vesting of such RSU.

F5 · derivative.exercise_date: On March 22, 2017, the reporting person was granted 203 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date.

F5 · derivative.expiration_date: On March 22, 2017, the reporting person was granted 203 RSUs (taking into effect 1-for-5 reverse stock split which was effected on 12/20/2017), vesting on the third anniversary of award date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.