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ALLISON JOHN A

Disclosed activity across 1 company

Tapewire entity
85439
SEC CIK
0001195160

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Moelis & CoMC · Entity 3898DirectorDecember 02, 2024December 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Moelis & Co

Report date December 02, 2024 · Filed December 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
2023 Annual Restricted Stock UnitsSEC Table I · non-derivativeDirect2,484.43 Reported balance After 2024-12-02 transaction · row 1
1 source row

Row 1 · 2024-12-02 · Grant · Acquired 19.51 · Balance 2,484.43

F1: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2: 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

2024 Annual Restricted Stock UnitsSEC Table I · non-derivativeDirect1,970.27 Reported balance After 2024-12-02 transaction · row 2
1 source row

Row 2 · 2024-12-02 · Grant · Acquired 15.47 · Balance 1,970.27

F1: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3: 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

2024 Elective Restricted Stock UnitsSEC Table I · non-derivativeDirect809.26 Reported balance After 2024-12-02 transaction · row 3
1 source row

Row 3 · 2024-12-02 · Grant · Acquired 6.35 · Balance 809.26

F1: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4: 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2: 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

F3: 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

F4: 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2021 Filed Nov 23, 2021 21:49 UTC Moelis & Co MC · Entity 3898 Grant2021 Elective Restricted Stock Units 31.03 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066692 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928.5

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2021 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2021. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:49 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 57.92 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066692 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314.99

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:49 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 66.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066692 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519.79

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 19:59 UTC Moelis & Co MC · Entity 3898 Grant2021 Elective Restricted Stock Units 8.62 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057123 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897.62

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2021 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2021. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 19:59 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 12.07 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057123 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257.07

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 19:59 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 13.95 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057123 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452.85

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 19:24 UTC Moelis & Co MC · Entity 3898 Grant2021 Elective Restricted Stock Units 889 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-045677 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · date: The 2021 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2022 and settlement is within 60 days following the applicable vesting date.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $56.21 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2021.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 19:24 UTC Moelis & Co MC · Entity 3898 Grant2021 Annual Restricted Stock Units 1,245 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-045677 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · date: The 2021 Annual Restricted Stock Units vested on July 1, 2021 and settlement is within 60 days following July 1, 2023.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $56.21 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2021.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 21:28 UTC Moelis & Co MC · Entity 3898 Grant2020 Elective Restricted Stock Units 17.62 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042651 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449.03

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 21:28 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 66.18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042651 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438.9

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 21:28 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 65.19 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042651 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417.24

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:43 UTC Moelis & Co MC · Entity 3898 Grant2020 Elective Restricted Stock Units 7.1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-023671 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431.76

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:43 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 13.36 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-023671 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372.72

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:43 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 13.16 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-023671 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352.05

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 17:17 UTC Moelis & Co MC · Entity 3898 Grant2020 Elective Restricted Stock Units 45.02 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-065705 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425.46

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 17:17 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 56.49 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-065705 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359.36

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 17:17 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 55.64 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-065705 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338.9

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
November 30, 2020 Filed Dec 10, 2020 21:31 UTC Moelis & Co MC · Entity 3898 Grant2020 Elective Restricted Stock Units 10.02 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062820 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380.9

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
November 30, 2020 Filed Dec 10, 2020 21:31 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 12.58 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062820 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302.87

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
November 30, 2020 Filed Dec 10, 2020 21:31 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 12.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062820 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283.26

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:33 UTC Moelis & Co MC · Entity 3898 Grant2020 Elective Restricted Stock Units 9.88 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-053336 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370.88

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:33 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 9.3 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-053336 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290.3

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:33 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 9.16 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-053336 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270.87

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:56 UTC Moelis & Co MC · Entity 3898 Grant2020 Elective Restricted Stock Units 1,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040796 · doc4.xml · nonDerivative · entry 5

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361

F1 · security: Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F7 · date: The 2020 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2021 and settlement is within 60 days following the applicable vesting date.

F1 · price: Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F6 · price: Restricted Stock Units granted to Non-Employee Director based on $31.22 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:56 UTC Moelis & Co MC · Entity 3898 Grant2020 Annual Restricted Stock Units 1,281 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040796 · doc4.xml · nonDerivative · entry 4

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281

F1 · security: Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F5 · date: The 2020 Annual Restricted Stock Units vested on July 1, 2020 and settlement is within 60 days following July 1, 2022.

F1 · price: Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F6 · price: Restricted Stock Units granted to Non-Employee Director based on $31.22 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:56 UTC Moelis & Co MC · Entity 3898 Grant2019 Elective Restricted Stock Units 2.73 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040796 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,299.02

F1 · price: Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2019 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2019. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:56 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 10.24 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040796 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261.72

F1 · price: Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:56 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 6.57 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040796 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809.56

F1 · price: Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:23 UTC Moelis & Co MC · Entity 3898 Grant2019 Elective Restricted Stock Units 26.94 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021928 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298.04

F1 · price: Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2019 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2019. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:23 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 50.65 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021928 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251.48

F1 · price: Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:23 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 32.5 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021928 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802.99

F1 · price: Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 18:58 UTC Moelis & Co MC · Entity 3898 Grant2019 Elective Restricted Stock Units 15.1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-061011 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271.1

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2019 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2019. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 18:58 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 18.95 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-061011 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200.82

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 18:58 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 12.16 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-061011 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770.48

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

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September 27, 2019 Filed Oct 1, 2019 18:30 UTC Moelis & Co MC · Entity 3898 Grant2019 Elective Restricted Stock Units 19 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051374 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2019 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2019. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

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September 27, 2019 Filed Oct 1, 2019 18:30 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 17.87 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051374 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181.87

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 18:30 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 11.47 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051374 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758.33

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

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July 01, 2019 Filed Jul 3, 2019 18:29 UTC Moelis & Co MC · Entity 3898 Grant2019 Elective Restricted Stock Units 1,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-041276 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237

F1 · security: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F4 · date: The 2019 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2020 and settlement is within 60 days following the applicable vesting date.

F1 · price: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $34.33 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 28, 2019.

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July 01, 2019 Filed Jul 3, 2019 18:29 UTC Moelis & Co MC · Entity 3898 Grant2019 Annual Restricted Stock Units 1,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-041276 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164

F1 · security: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F2 · date: The 2019 Annual Restricted Stock Units vested on July 1, 2019 and settlement is within 60 days following July 1, 2021.

F1 · price: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $34.33 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 28, 2019.

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June 25, 2019 Filed Jun 27, 2019 20:10 UTC Moelis & Co MC · Entity 3898 Grant2018 Elective Restricted Stock Units 2.7401 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-039388 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727.2701

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2018 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 2, 2018. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

F5 · balance_after: This amount reflects a correction for an inadvertent administrative error in the number of securities reported as being beneficially owned on the Reporting Person's November 14, 2018 and March 29, 2019 Form 4 Filings.

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June 25, 2019 Filed Jun 27, 2019 20:10 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 10.9284 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-039388 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746.8584

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:10 UTC Moelis & Co MC · Entity 3898 Grant2017 Annual Restricted Stock Units 17.9035 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-039388 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223.5235

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2017 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2017. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:29 UTC Moelis & Co MC · Entity 3898 Grant2018 Elective Restricted Stock Units 22.3 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-022836 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552.49

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2018 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 2, 2018. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:29 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 29.7 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-022836 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735.93

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:29 UTC Moelis & Co MC · Entity 3898 Grant2017 Annual Restricted Stock Units 48.66 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-022836 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205.62

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2017 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2017. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 17:48 UTC Moelis & Co MC · Entity 3898 Grant2018 Elective Restricted Stock Units 6.13 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059034 · doc4.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530.19

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2018 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 2, 2018. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 17:48 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 8.17 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059034 · doc4.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706.23

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 17:48 UTC Moelis & Co MC · Entity 3898 Grant2017 Annual Restricted Stock Units 13.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059034 · doc4.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156.96

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2017 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2017. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 18:18 UTC Moelis & Co MC · Entity 3898 Grant2018 Elective Restricted Stock Units 24.05 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011445 · edgar.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698.05

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2018 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2018. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 18:18 UTC Moelis & Co MC · Entity 3898 Grant2018 Annual Restricted Stock Units 24.05 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011445 · edgar.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698.05

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.