Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Khosla Ventures Acquisition Co.KVSA · Entity 141683 | Director | March 03, 2021 | March 03, 2021 |
| QuantumScape CorpQS · Entity 4158 | Director | December 09, 2024 | December 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Khosla Ventures Acquisition Co.
Report date March 03, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Common Stock will automatically convert into shares of Class A Common Stock at the completion of the Issuer's initial business combination, subject to adjustment as set forth in the Amended and Restated Certificate of Incorporation of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock will automatically convert into shares of Class A Common Stock at the completion of the Issuer's initial business combination, subject to adjustment as set forth in the Amended and Restated Certificate of Incorporation of the Issuer.
QuantumScape Corp
Report date December 09, 2024 · Filed December 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,871,864 |
Reported balance
After 2024-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-09 · Exercise / conversion · Acquired 308,097 · Balance 2,871,864 F1: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024. F2: Exercise and sale of stock options expiring in the next two years. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,563,767 |
Reported balance
After 2024-12-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-12-09 · Sale · Disposed 308,097 · Balance 2,563,767 F1: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024. F2: Exercise and sale of stock options expiring in the next two years. F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.515, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4: Includes 550,000 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Trusts | 5,600,858 |
Reported balance
After 2024-12-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-12-09 · Sale · Disposed 92,444 · Balance 5,600,858 F1: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024. F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.515, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.31 · Expires 2026-08-19 | Direct | 961,350 |
Reported balance
After 2024-12-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-12-09 · Exercise / conversion · Disposed 308,097 · Balance 961,350 F1: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024. F2: Exercise and sale of stock options expiring in the next two years. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: The Singh Family Trust UDT dated October 3, 1996 | 972,978 |
Reported balance
Holding disclosure · report date 2024-12-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 972,978 |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.
F2: Exercise and sale of stock options expiring in the next two years.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.515, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: Includes 550,000 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
F5: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Slam Corp.
Report date March 11, 2022 · Filed March 11, 2022
Section 16 reporting ended · disclosed 2022-03-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-03-11 · Sale · Disposed 30,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252727) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: On March 11, 2022, Jagdeep Singh sold 30,000 Class B ordinary shares of the issuer to Slam Sponsor, LLC for $60, or approximately $0.002 per share, in connection with Mr. Singh's resignation from the board of directors of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252727) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: On March 11, 2022, Jagdeep Singh sold 30,000 Class B ordinary shares of the issuer to Slam Sponsor, LLC for $60, or approximately $0.002 per share, in connection with Mr. Singh's resignation from the board of directors of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2024 Filed Feb 21, 2024 01:39 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 94,877 | $6.54 | $620,173.00 |
DisclosureSEC source: 0001415889-24-004519 · form4-02212024_010222.xml · nonDerivative · entry 2 Singh Jagdeep · CIK 0001398826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,949,297 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 1,302,718 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 01:39 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 86,977 | $7.00 | $609,004.26 |
DisclosureSEC source: 0001415889-24-004519 · form4-02212024_010222.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,044,174 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 21, 2023 Filed Dec 27, 2023 01:00 UTC | QuantumScape Corp QS · Entity 4158 | OtherClass A Common Stock | 2,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059721 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By: The Singh Family Trust UDT dated October 3, 1996 Disclosed balance after: 972,978 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Kleiner Perkins Caufield & Byers XIV, LLC to its members (including the Reporting Person) without consideration. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 22:49 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 74,453 | $5.92 | $440,530.96 |
DisclosureSEC source: 0001209191-23-056110 · doc4.xml · nonDerivative · entry 2 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,131,151 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.0105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 1,604,077 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 22:49 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 106,579 | $5.89 | $628,187.28 |
DisclosureSEC source: 0001209191-23-056110 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,205,604 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 20:18 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 7,698 | $6.81 | $52,429.54 |
DisclosureSEC source: 0001209191-23-047187 · doc4.xml · nonDerivative · entry 2 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,312,183 F2 · kind: Represents a sale to cover tax obligations on the release of RSUs. The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.79 to $6.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 1,905,436 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:18 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 13,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047187 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,319,881 F1 · kind: The Issuer granted restricted stock units ("RSUs") to all eligible employees, including the Reporting Person, as an interim bonus payout granted under the Issuer's 2023 Annual Bonus Plan. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the award grant date. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 78,587 | $6.87 | $540,002.71 |
DisclosureSEC source: 0001209191-23-046629 · doc4.xml · nonDerivative · entry 2 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,306,206 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.78 to $7.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 1,905,436 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 92,269 | $7.02 | $647,940.60 |
DisclosureSEC source: 0001209191-23-046629 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,384,793 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). The shares of the Issuer's common stock held by the Reporting Person, including shares received upon vesting of the RSUs, are subject to a lock-up agreement with the underwriters for the public offering of Class A Common Stock by the Issuer for which the underwriting agreement was entered into on August 3, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.92 to $7.095, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 18, 2023 Filed May 19, 2023 00:05 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 40,747 | $6.05 | $246,388.96 |
DisclosureSEC source: 0001209191-23-030832 · doc4.xml · nonDerivative · entry 3 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,477,062 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 2,206,795 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 17, 2023 Filed May 19, 2023 00:05 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 74,943 | $6.08 | $455,750.87 |
DisclosureSEC source: 0001209191-23-030832 · doc4.xml · nonDerivative · entry 2 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,517,809 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.21, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 16, 2023 Filed May 19, 2023 00:05 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 57,844 | $5.83 | $337,346.21 |
DisclosureSEC source: 0001209191-23-030832 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,592,752 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.77 to $5.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 20, 2023 Filed Apr 22, 2023 01:00 UTC | QuantumScape Corp QS · Entity 4158 | GrantClass A Common Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025292 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,650,596 F1 · kind: The Issuer granted RSUs to the Reporting Person. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter and a portion of the RSUs vest upon achievement of certain performance milestones, subject to the Reporting Person's continued service as of each vesting date. F2 · balance_after: Includes 2,508,154 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass B Common Stock · Derivative | 355,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · derivative · entry 21 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,303 Underlying: Class A Common Stock · 355,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F4 · ownership.direct: Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 624,078 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · derivative · entry 20 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,571,303 Underlying: Class B Common Stock · 624,078 shares Expires 2023-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Sales to cover estimated taxes and costs associated with the exercise of expiring options. The options were granted in April 2013 and due to expire April 2023. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 355,000 | $7.78 | $2,760,870.50 |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 12 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Singh Family TR DTD 10/3/96 Disclosed balance after: 970,877 F5 · kind: Sales to cover estimated taxes and costs associated with the exercise of expiring options. The options were granted in April 2013 and due to expire April 2023. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $8.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F4 · ownership.nature: Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass A Common Stock | 355,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 11 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Singh Family TR DTD 10/3/96 Disclosed balance after: 1,325,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F1 · price: Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F4 · ownership.nature: Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass B Common Stock · Derivative | 301,406 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · derivative · entry 19 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,947,225 Underlying: Class A Common Stock · 301,406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F4 · ownership.direct: Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 534,166 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · derivative · entry 18 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,248,631 Underlying: Class B Common Stock · 534,166 shares Expires 2023-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Sales to cover estimated taxes and costs associated with the exercise of expiring options. The options were granted in April 2013 and due to expire April 2023. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 301,406 | $8.37 | $2,524,034.13 |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 10 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Singh Family TR DTD 10/3/96 Disclosed balance after: 970,877 F5 · kind: Sales to cover estimated taxes and costs associated with the exercise of expiring options. The options were granted in April 2013 and due to expire April 2023. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.23 to $8.73, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F4 · ownership.nature: Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass A Common Stock | 301,406 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 9 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Singh Family TR DTD 10/3/96 Disclosed balance after: 1,272,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F1 · price: Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F4 · ownership.nature: Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass B Common Stock · Derivative | 478,747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · derivative · entry 17 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,714,465 Underlying: Class A Common Stock · 478,747 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F4 · ownership.direct: Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | Exercise / conversionStock Option (right to buy) · Derivative | 852,630 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · derivative · entry 16 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,193,212 Underlying: Class B Common Stock · 852,630 shares Expires 2023-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Sales to cover estimated taxes and costs associated with the exercise of expiring options. The options were granted in April 2013 and due to expire April 2023. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass B Common Stock · Derivative | 2,188,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · derivative · entry 15 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Roshni Singh 2020 Annuity Trust A dated September 1, 2020 Disclosed balance after: 0 Underlying: Class A Common Stock · 2,188,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F2 · kind: Compulsory transfers of shares from Reporting Person's trust to estate planning trusts for no consideration based on terms originally entered into in September 2020. F10 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass B Common Stock · Derivative | 2,188,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · derivative · entry 14 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Jagdeep Singh 2020 Annuity Trust A dated September 1, 2020 Disclosed balance after: 0 Underlying: Class A Common Stock · 2,188,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F2 · kind: Compulsory transfers of shares from Reporting Person's trust to estate planning trusts for no consideration based on terms originally entered into in September 2020. F10 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | SaleClass A Common Stock | 478,747 | $9.03 | $4,324,665.28 |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 8 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Singh Family TR DTD 10/3/96 Disclosed balance after: 970,877 F5 · kind: Sales to cover estimated taxes and costs associated with the exercise of expiring options. The options were granted in April 2013 and due to expire April 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.64 to $9.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. F4 · ownership.nature: Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass A Common Stock | 478,747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 7 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Singh Family TR DTD 10/3/96 Disclosed balance after: 1,449,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F1 · price: Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F4 · ownership.nature: Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | GiftClass A Common Stock | 2,188,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 6 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 2,188,411 F2 · kind: Compulsory transfers of shares from Reporting Person's trust to estate planning trusts for no consideration based on terms originally entered into in September 2020. F3 · ownership.nature: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | GiftClass A Common Stock | 2,188,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 5 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Roshni Singh 2020 Annuity Trust A dated September 1, 2020 Disclosed balance after: 0 F2 · kind: Compulsory transfers of shares from Reporting Person's trust to estate planning trusts for no consideration based on terms originally entered into in September 2020. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass A Common Stock | 2,188,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 4 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Roshni Singh 2020 Annuity Trust A dated September 1, 2020 Disclosed balance after: 2,188,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F1 · price: Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | GiftClass A Common Stock | 2,188,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 3 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 2,188,411 F2 · kind: Compulsory transfers of shares from Reporting Person's trust to estate planning trusts for no consideration based on terms originally entered into in September 2020. F3 · ownership.nature: The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | GiftClass A Common Stock | 2,188,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 2 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Jagdeep Singh 2020 Annuity Trust A dated September 1, 2020 Disclosed balance after: 0 F2 · kind: Compulsory transfers of shares from Reporting Person's trust to estate planning trusts for no consideration based on terms originally entered into in September 2020. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 02:44 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass A Common Stock | 2,188,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017439 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Jagdeep Singh 2020 Annuity Trust A dated September 1, 2020 Disclosed balance after: 2,188,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. F1 · price: Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| February 16, 2023 Filed Feb 18, 2023 02:24 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 153,375 | $9.68 | $1,484,946.08 |
DisclosureSEC source: 0001209191-23-010966 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,650,596 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.37 to $10.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 1,508,154 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 22:01 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 145,513 | $7.37 | $1,071,848.76 |
DisclosureSEC source: 0001209191-22-057888 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,803,971 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 1,759,513 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 21:20 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 139,128 | $12.81 | $1,781,965.34 |
DisclosureSEC source: 0001209191-22-046702 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,949,484 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.65 to $13.00 inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 2,010,872 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:01 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 132,507 | $11.84 | $1,568,352.85 |
DisclosureSEC source: 0001209191-22-030579 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,088,612 F1 · kind: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.48 to $12.12, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 2,262,231 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| March 11, 2022 Filed Mar 11, 2022 16:51 UTC | Slam Corp. SLAM · Entity 54573 | SaleClass B ordinary shares · Derivative | 30,000 | $60.00 | $1,800,000.00 |
DisclosureSEC source: 0000899243-22-010726 · doc4.xml · derivative · entry 1 Singh Jagdeep · CIK 0001398826 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A ordinary shares · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-252727) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · kind: On March 11, 2022, Jagdeep Singh sold 30,000 Class B ordinary shares of the issuer to Slam Sponsor, LLC for $60, or approximately $0.002 per share, in connection with Mr. Singh's resignation from the board of directors of the issuer. F2 · price: On March 11, 2022, Jagdeep Singh sold 30,000 Class B ordinary shares of the issuer to Slam Sponsor, LLC for $60, or approximately $0.002 per share, in connection with Mr. Singh's resignation from the board of directors of the issuer. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252727) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252727) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:02 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 127,281 | $17.04 | $2,168,270.02 |
DisclosureSEC source: 0001209191-22-011363 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,221,119 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.78 to $17.27, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 2,513,590 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:20 UTC | QuantumScape Corp QS · Entity 4158 | OtherClass A Common Stock | 1,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068875 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Singh Family Trust UDT dated October 3, 1996 Disclosed balance after: 970,877 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Kleiner Perkins Caufield & Byers XIV, LLC and KPCB XIV Founders Fund, LLC to their members (including the Reporting Person) without consideration. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:12 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 7,787 | $37.08 | $288,766.10 |
DisclosureSEC source: 0001209191-21-065631 · doc4.xml · nonDerivative · entry 3 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,348,400 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 to $37.30, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 2,764,950 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:12 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 116,869 | $36.68 | $4,286,661.42 |
DisclosureSEC source: 0001209191-21-065631 · doc4.xml · nonDerivative · entry 2 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356,187 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.01 to $37.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 16, 2021 Filed Nov 19, 2021 00:12 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 23,316 | $35.56 | $829,047.01 |
DisclosureSEC source: 0001209191-21-065631 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,473,056 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.97, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:00 UTC | QuantumScape Corp QS · Entity 4158 | Tax withholdingClass A Common Stock | 136,641 | $20.20 | $2,759,656.29 |
DisclosureSEC source: 0001209191-21-052610 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,496,372 F1 · shares: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.84 to $20.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 3,016,310 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:01 UTC | QuantumScape Corp QS · Entity 4158 | OtherClass A Common Stock | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-050916 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Singh Family Trust UDT dated October 3, 1996 Disclosed balance after: 969,289 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Kleiner Perkins Caufield & Byers XIV, LLC and KPCB XIV Founders Fund, LLC to their members (including the Reporting Person) without consideration. Read SEC document |
| July 22, 2021 Filed Jul 27, 2021 00:51 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass B Common Stock · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048260 · doc4.xml · derivative · entry 4 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: Benedikt Prinz 2019 Trust dated June 17, 2019 Disclosed balance after: 1,090,582 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. Read SEC document |
| July 22, 2021 Filed Jul 27, 2021 00:51 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass B Common Stock · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048260 · doc4.xml · derivative · entry 3 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: Marie Helen Prinz 2019 Trust dated June 17, 2019 Disclosed balance after: 1,090,582 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. Read SEC document |
| July 22, 2021 Filed Jul 27, 2021 00:51 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-048260 · doc4.xml · nonDerivative · entry 2 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: Benedikt Prinz 2019 Trust dated June 17, 2019 Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. Read SEC document |
| July 22, 2021 Filed Jul 27, 2021 00:51 UTC | QuantumScape Corp QS · Entity 4158 | ConversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-048260 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: Marie Helen Prinz 2019 Trust dated June 17, 2019 Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. Read SEC document |
| May 21, 2021 Filed Jun 3, 2021 21:00 UTC | QuantumScape Corp QS · Entity 4158 | OtherClass A Common Stock | 1,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037738 · doc4.xml · nonDerivative · entry 1 Singh Jagdeep · CIK 0001398826 · Director · Chief Executive Officer · 10% owner · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Singh Family Trust UDT dated October 3, 1996 Disclosed balance after: 967,697 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by KPCB XIV and KPCB XIV FF to their members (including the Reporting Person) without consideration.. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.