SANDERS WILLIAM REID

SEC source: 0001127602-20-017402 · form4.xml · derivative · entry 9

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,930.3241

Underlying: Common Stock · 191 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-20-017402 · form4.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,809

SEC source: 0001127602-20-011542 · form4.xml · derivative · entry 9

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,661.6621

Underlying: Common Stock · 214 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-19-034794 · form4.xml · derivative · entry 9

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,386.4781

Underlying: Common Stock · 159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-19-029165 · form4.xml · derivative · entry 9

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,171.0411

Underlying: Common Stock · 163 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-19-019453 · form4.xml · derivative · entry 12

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,943.6281

Underlying: Common Stock · 203 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-19-019453 · form4.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,640

SEC source: 0001465740-19-000045 · wf-form4_155812523042714.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,951

F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

SEC source: 0001703644-19-000058 · wf-form4_155795355832574.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,175

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

SEC source: 0001127602-19-012966 · form4.xml · derivative · entry 11

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,673.1351

Underlying: Common Stock · 214 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-18-035361 · form4.xml · derivative · entry 8

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,389.1711

Underlying: Common Stock · 195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-18-028440 · form4.xml · derivative · entry 10

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,127.2041

Underlying: Common Stock · 195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-18-018561 · form4.xml · derivative · entry 10

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,869.3061

Underlying: Common Stock · 219 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-18-018561 · form4.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

SEC source: 0001127602-18-018339 · form4.xml · nonDerivative · entry 5

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 800

SEC source: 0001127602-18-018339 · form4.xml · nonDerivative · entry 4

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee, CAS and WRS GST Trust

Disclosed balance after: 3,000

SEC source: 0001127602-18-018339 · form4.xml · nonDerivative · entry 3

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Chickasaw Partners 401(K)

Disclosed balance after: 300

SEC source: 0001127602-18-018339 · form4.xml · nonDerivative · entry 2

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Chickasaw Partners 401(K)

Disclosed balance after: 250

SEC source: 0001127602-18-018339 · form4.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,109

SEC source: 0001465740-18-000057 · wf-form4_152693516911128.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,712

F1 · shares: Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan.

SEC source: 0001703644-18-000043 · wf-form4_152659134419875.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,927

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

SEC source: 0001127602-18-011573 · form4.xml · derivative · entry 10

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,584.0351

Underlying: Common Stock · 221 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-18-003762 · form4.xml · nonDerivative · entry 5

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Chickasaw Partners 401(K)

Disclosed balance after: 200

SEC source: 0001127602-18-003762 · form4.xml · nonDerivative · entry 4

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Green Meadows, LLC

Disclosed balance after: 3,000

SEC source: 0001127602-18-003762 · form4.xml · nonDerivative · entry 3

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee, CAS and WRS GST Trust

Disclosed balance after: 2,400

SEC source: 0001127602-18-003762 · form4.xml · nonDerivative · entry 2

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 6,000

SEC source: 0001127602-18-003762 · form4.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,109

SEC source: 0001127602-17-034068 · form4.xml · derivative · entry 9

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,301.5589

Underlying: Common Stock · 194 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001465740-17-000112 · wf-form4_151078287111333.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,607

F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.525 to $15.529. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F2 · balance_after: On November 1, 2017, the Issuer effected a one-for-two reverse stock split of its outstanding shares of common stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split.

SEC source: 0001052783-17-000006 · wf-form4_151087013344373.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Green Meadows, LLC

Disclosed balance after: 10,000

F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $17.785 to $17.797. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F2 · ownership.nature: The reporting person is the managing member and a 2% owner of Green Meadows, LLC.

SEC source: 0001052783-17-000004 · wf-form4_151061007260087.xml · nonDerivative · entry 3

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,428

F3 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $17.455 to $17.4975. The Reporting Person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

SEC source: 0001052783-17-000004 · wf-form4_151061007260087.xml · nonDerivative · entry 2

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,428

SEC source: 0001052783-17-000004 · wf-form4_151061007260087.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,428

F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $17.6247 to $17.7172. The Reporting Person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F2 · balance_after: Includes 11,864 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata stock dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

SEC source: 0001127602-17-030383 · form4.xml · nonDerivative · entry 10

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Green Meadows, LLC

Disclosed balance after: 2,500

SEC source: 0001127602-17-030383 · form4.xml · nonDerivative · entry 9

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Green Meadows, LLC

Disclosed balance after: 800

SEC source: 0001127602-17-030383 · form4.xml · nonDerivative · entry 8

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee, CAS and WRS GST Trust

Disclosed balance after: 2,000

SEC source: 0001127602-17-030383 · form4.xml · nonDerivative · entry 7

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 5,000

SEC source: 0001127602-17-030383 · form4.xml · nonDerivative · entry 6

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 4,200

SEC source: 0001127602-17-030383 · form4.xml · nonDerivative · entry 5

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,109

SEC source: 0001127602-17-030383 · form4.xml · nonDerivative · entry 4

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,926

SEC source: 0001127602-17-030383 · form4.xml · nonDerivative · entry 3

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,870

SEC source: 0001127602-17-030383 · form4.xml · nonDerivative · entry 2

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,809

SEC source: 0001127602-17-030383 · form4.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,209

SEC source: 0001127602-17-028387 · form4.xml · derivative · entry 8

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,055.9908

Underlying: Common Stock · 184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001703644-17-000010 · wf-form4_150274418228887.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,564

F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $19.13 to $19.1699. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

SEC source: 0001104659-17-043090 · a4.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,564

F1 · shares: Represents shares of common stock of Issuer purchased through a directed share program in connection with the intial public offering of the Issuer's common stock, which closed on June 28, 2017. The shares were purchased at the initial public offering price of $19.50 per share. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the initial public offering.

SEC source: 0001104659-17-041587 · a4.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,564

F1 · shares: Represents 2,564 shares of common stock of the Issuer to each of the Issuer's independent directors as initial grants.

SEC source: 0001127602-17-019394 · form4.xml · derivative · entry 10

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,823.0294

Underlying: Common Stock · 196 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock are payable in two equal annual installments beginning within the 90 days following the calendar year in which the reporting person ceases to serve as a director, in cash or common stock, at the election of the reporting person.

SEC source: 0001127602-17-019394 · form4.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,109

SEC source: 0001465740-17-000066 · wf-form4_149514227002156.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,216

F1 · shares: Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan.