TapewireFind a company

person · Reporting owner

SunTx Capital II Management Corp.

Disclosed activity across 1 company

Tapewire entity
85225
SEC CIK
0001833038

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Construction Partners, Inc.ROAD · Entity 3830Director · 10% ownerDecember 06, 2024December 11, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy SunTx Capital Partners II, L.P.309,344 Reported balance After 2024-12-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-12-06 · Conversion · Acquired 101,021 · Balance 309,344

F1: This Form 4 is filed jointly by Ned N. Fleming, III, Craig Jennings, Mark R. Matteson, SunTx Capital Partners II, L.P. ("SunTx Partners II"), SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP"), and SunTx Capital II Management Corp. ("SunTx Capital II Management," and collectively, the "Reporting Persons").

F2: Pursuant to the Amended and Restated Certificate of Incorporation of Construction Partners, Inc. (the "Issuer"), shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B common stock"), automatically converted on a one-for-one basis into shares of the Issuer's Class A common stock, par value $0.001 per share ("Class A common stock"), upon the distributions described in this Form 4.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F5: These securities of the Issuer are directly held by SunTx Partners II.

Class A Common StockSEC Table I · non-derivativeIndirectBy SunTx Capital Partners II, L.P.0 Reported balance After 2024-12-06 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-12-06 · Other · Disposed 309,344 · Balance 0

F6: SunTx Partners II distributed these shares to its limited partners for no consideration.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F5: These securities of the Issuer are directly held by SunTx Partners II.

Class A Common StockSEC Table I · non-derivativeIndirectBy SunTx Capital Partners II Dutch Investors, L.P.0 Last balance in matching sequence After 2024-12-06 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2024-12-06 · Conversion · Acquired 53,221 · Balance 167,856

F2: Pursuant to the Amended and Restated Certificate of Incorporation of Construction Partners, Inc. (the "Issuer"), shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B common stock"), automatically converted on a one-for-one basis into shares of the Issuer's Class A common stock, par value $0.001 per share ("Class A common stock"), upon the distributions described in this Form 4.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F7: These securities of the Issuer are directly held by SunTx Partners Dutch LP.

Row 4 · 2024-12-06 · Other · Disposed 167,856 · Balance 0

F8: SunTx Partners Dutch LP distributed these shares to its limited partners for no consideration.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F7: These securities of the Issuer are directly held by SunTx Partners Dutch LP.

Class A Common StockSEC Table I · non-derivativeDirect17,000 Reported balance After 2024-12-09 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2024-12-09 · Sale · Disposed 12,731 · Balance 17,000

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.47 to $100.42, inclusive. Mr. Jennings undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F10: Includes 5,667 restricted shares of Class A common stock granted to Mr. Jennings under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"), which will vest on January 1, 2025.

F11: Securities held directly by Mr. Jennings.

Class A Common StockSEC Table I · non-derivativeDirect24,168 Reported balance Holding disclosure · report date 2024-12-06 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 24,168

F12: Includes 14,168 of restricted shares of Class A common stock granted to Mr. Fleming under the Incentive Plan, which will vest on January 1, 2025.

F13: Securities held directly by Mr. Fleming.

Class A Common StockSEC Table I · non-derivativeDirect30,731 Reported balance Holding disclosure · report date 2024-12-06 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 30,731

F14: Includes 5,667 restricted shares of Class A common stock of the Issuer granted to Mr. Matteson under the Incentive Plan, which will vest on January 1, 2025.

F15: Securities held directly by Mr. Matteson.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy SunTx Capital Partners II, L.P.2,510,682 Reported balance After 2024-12-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-12-06 · Conversion · Disposed 101,021 · Balance 2,510,682

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2: Pursuant to the Amended and Restated Certificate of Incorporation of Construction Partners, Inc. (the "Issuer"), shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B common stock"), automatically converted on a one-for-one basis into shares of the Issuer's Class A common stock, par value $0.001 per share ("Class A common stock"), upon the distributions described in this Form 4.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F5: These securities of the Issuer are directly held by SunTx Partners II.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy SunTx Capital Partners II, L.P.2,488,322 Reported balance After 2024-12-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-12-06 · Other · Disposed 22,360 · Balance 2,488,322

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F6: SunTx Partners II distributed these shares to its limited partners for no consideration.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F5: These securities of the Issuer are directly held by SunTx Partners II.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy SunTx Capital Partners II Dutch Investors, L.P.1,255,186 Reported balance After 2024-12-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2024-12-06 · Conversion · Disposed 53,221 · Balance 1,255,186

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F2: Pursuant to the Amended and Restated Certificate of Incorporation of Construction Partners, Inc. (the "Issuer"), shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B common stock"), automatically converted on a one-for-one basis into shares of the Issuer's Class A common stock, par value $0.001 per share ("Class A common stock"), upon the distributions described in this Form 4.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F7: These securities of the Issuer are directly held by SunTx Partners Dutch LP.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy SunTx Capital Partners II Dutch Investors, L.P.1,254,746 Reported balance After 2024-12-06 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2024-12-06 · Other · Disposed 440 · Balance 1,254,746

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8: SunTx Partners Dutch LP distributed these shares to its limited partners for no consideration.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F7: These securities of the Issuer are directly held by SunTx Partners Dutch LP.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Fleming Family Management Trust4,000 Reported balance Holding disclosure · report date 2024-12-06 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 4,000

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17: These securities of the Issuer are directly held by The Fleming Family Management Trust, a trust of which Mr. Fleming's spouse is the sole trustee and sole beneficiary. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such trust. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityDirect71,515 Reported balance Holding disclosure · report date 2024-12-06 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 71,515

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F13: Securities held directly by Mr. Fleming.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Malachi Holdings Limited Partnership1,535,857 Reported balance Holding disclosure · report date 2024-12-06 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 1,535,857

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F18: Includes (i) 10,097 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 201 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F19: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Mr. Fleming. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy CJCT Associates Limited Partnership355,179 Reported balance Holding disclosure · report date 2024-12-06 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 355,179

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F20: Includes (i) 3,924 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 77 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F21: These securities of the Issuer are directly held by CJCT Associates Limited Partnership, a limited partnership controlled by Mr. Jennings. Mr. Jennings may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Jennings disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jennings is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy AMDG Associates II, L.P.4,942 Reported balance Holding disclosure · report date 2024-12-06 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 4,942

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F22: Includes (i) 4,846 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 96 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F23: These securities of the Issuer are directly held by AMDG Associates II, L.P., a limited partnership controlled by Mr. Matteson. Mr. Matteson may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Matteson disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Matteson is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy SunTx Capital Savings Plan, FBO Ned N. Fleming, III10,621 Reported balance Holding disclosure · report date 2024-12-06 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 10,621

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F24: Includes (i) 2,146 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 42 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F25: These securities of the Issuer are directly held by SunTx Capital Savings Plan, FBO Ned N. Fleming, III, a 401(k) account for the benefit of Mr. Fleming.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Boyle Fleming & Co. Inc.272 Reported balance Holding disclosure · report date 2024-12-06 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 272

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F26: These securities of the Issuer are directly held by Boyle Fleming & Co. Inc., a corporation controlled by Mr. Fleming. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such corporation. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy SunTx Capital II Management Corp.674 Reported balance Holding disclosure · report date 2024-12-06 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 674

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F27: These securities of the Issuer are directly held by SunTx Capital II Management.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy NNFIII ROAD, LLC300,000 Reported balance Holding disclosure · report date 2024-12-06 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 300,000

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F28: These securities of the Issuer are directly held by NNFIII ROAD, LLC, a limited liability company controlled by Mr. Fleming.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy SunTx Capital Partners II G.P., L.P.23 Reported balance Holding disclosure · report date 2024-12-06 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 23

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F29: Represents shares of Class B common stock received in a distribution from SunTx Partners II. The acquisition of such shares was exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F30: These securities of the Issuer are directly held by SunTx Partners II GP.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy SunTx Capital Savings Plan, FBO Mark Matteson125 Reported balance Holding disclosure · report date 2024-12-06 · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · Balance 125

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F31: Includes (i) 123 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 2 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F32: These securities of the Issuer are directly held by SunTx Capital Savings Plan, FBO Mark Matteson, a 401(k) account for the benefit of Mr. Matteson.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy SunTx Capital Savings Plan, FBO Craig Jennings102 Reported balance Holding disclosure · report date 2024-12-06 · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · Balance 102

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F33: Includes (i) 100 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 2 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 pursuant to Rule 16a-13 promulgated thereunder.

F34: These securities of the Issuer are directly held by SunTx Capital Savings Plan, FBO Craig Jennings, a 401(k) account for the benefit of Mr. Jennings.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy AMDG Associates, L.P.400,715 Reported balance Holding disclosure · report date 2024-12-06 · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · Balance 400,715

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F35: These securities of the Issuer are directly held by AMDG Associates Limited Partnership, a limited partnership controlled by Mr. Matteson. Mr. Matteson may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Matteson disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Matteson is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Ned N. Fleming, III, Craig Jennings, Mark R. Matteson, SunTx Capital Partners II, L.P. ("SunTx Partners II"), SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP"), and SunTx Capital II Management Corp. ("SunTx Capital II Management," and collectively, the "Reporting Persons").

F2: Pursuant to the Amended and Restated Certificate of Incorporation of Construction Partners, Inc. (the "Issuer"), shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B common stock"), automatically converted on a one-for-one basis into shares of the Issuer's Class A common stock, par value $0.001 per share ("Class A common stock"), upon the distributions described in this Form 4.

F3: The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP and SunTx Partners II are together referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management and SunTx Partners II GP are referred to herein as the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management.

F4: (Continued from Footnote 3) Mr. Fleming, Mr. Jennings, and Mr. Matteson each may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and the SunTx Group may be deemed to beneficially own securities of the Issuer held by the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F5: These securities of the Issuer are directly held by SunTx Partners II.

F6: SunTx Partners II distributed these shares to its limited partners for no consideration.

F7: These securities of the Issuer are directly held by SunTx Partners Dutch LP.

F8: SunTx Partners Dutch LP distributed these shares to its limited partners for no consideration.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.47 to $100.42, inclusive. Mr. Jennings undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F10: Includes 5,667 restricted shares of Class A common stock granted to Mr. Jennings under the Construction Partners, Inc. 2018 Equity Incentive Plan (the "Incentive Plan"), which will vest on January 1, 2025.

F11: Securities held directly by Mr. Jennings.

F12: Includes 14,168 of restricted shares of Class A common stock granted to Mr. Fleming under the Incentive Plan, which will vest on January 1, 2025.

F13: Securities held directly by Mr. Fleming.

F14: Includes 5,667 restricted shares of Class A common stock of the Issuer granted to Mr. Matteson under the Incentive Plan, which will vest on January 1, 2025.

F15: Securities held directly by Mr. Matteson.

F16: Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17: These securities of the Issuer are directly held by The Fleming Family Management Trust, a trust of which Mr. Fleming's spouse is the sole trustee and sole beneficiary. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such trust. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

F18: Includes (i) 10,097 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 201 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F19: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Mr. Fleming. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

F20: Includes (i) 3,924 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 77 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F21: These securities of the Issuer are directly held by CJCT Associates Limited Partnership, a limited partnership controlled by Mr. Jennings. Mr. Jennings may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Jennings disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jennings is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

F22: Includes (i) 4,846 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 96 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F23: These securities of the Issuer are directly held by AMDG Associates II, L.P., a limited partnership controlled by Mr. Matteson. Mr. Matteson may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Matteson disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Matteson is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

F24: Includes (i) 2,146 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 42 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F25: These securities of the Issuer are directly held by SunTx Capital Savings Plan, FBO Ned N. Fleming, III, a 401(k) account for the benefit of Mr. Fleming.

F26: These securities of the Issuer are directly held by Boyle Fleming & Co. Inc., a corporation controlled by Mr. Fleming. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such corporation. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

F27: These securities of the Issuer are directly held by SunTx Capital II Management.

F28: These securities of the Issuer are directly held by NNFIII ROAD, LLC, a limited liability company controlled by Mr. Fleming.

F29: Represents shares of Class B common stock received in a distribution from SunTx Partners II. The acquisition of such shares was exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F30: These securities of the Issuer are directly held by SunTx Partners II GP.

F31: Includes (i) 123 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 2 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 promulgated thereunder.

F32: These securities of the Issuer are directly held by SunTx Capital Savings Plan, FBO Mark Matteson, a 401(k) account for the benefit of Mr. Matteson.

F33: Includes (i) 100 shares of Class B common stock received in a distribution from SunTx Partners II and (ii) 2 shares of Class B common stock received in a distribution from SunTx Partners Dutch LP. Such acquisitions were exempt from Section 16 pursuant to Rule 16a-13 promulgated thereunder.

F34: These securities of the Issuer are directly held by SunTx Capital Savings Plan, FBO Craig Jennings, a 401(k) account for the benefit of Mr. Jennings.

F35: These securities of the Issuer are directly held by AMDG Associates Limited Partnership, a limited partnership controlled by Mr. Matteson. Mr. Matteson may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Matteson disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Matteson is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2023 Filed Jun 26, 2023 20:10 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass A Common Stock 551,810 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029936 · ownership.xml · nonDerivative · entry 6

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SunTx Capital Partners, L.P.

Disclosed balance after: 0

F11 · kind: SunTx Partners GP distributed these shares for no consideration.

F3 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Fund is SunTx Partners GP. The general partner of SunTx Partners GP is SunTx Capital Management. The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II are collectively referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, are referred to herein as the "SunTx Group").

F4 · ownership.nature: (Continued from Footnote 3) Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F5 · ownership.nature: (Continued from Footnote 4) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F10 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:10 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass A Common Stock 551,810 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029936 · ownership.xml · nonDerivative · entry 5

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SunTx Capital Partners, L.P.

Disclosed balance after: 551,810

F9 · kind: SunTx Fulcrum Fund distributed these shares for no consideration.

F3 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Fund is SunTx Partners GP. The general partner of SunTx Partners GP is SunTx Capital Management. The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II are collectively referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, are referred to herein as the "SunTx Group").

F4 · ownership.nature: (Continued from Footnote 3) Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F5 · ownership.nature: (Continued from Footnote 4) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F10 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:10 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass A Common Stock 1,730,347 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029936 · ownership.xml · nonDerivative · entry 4

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 0

F9 · kind: SunTx Fulcrum Fund distributed these shares for no consideration.

F3 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Fund is SunTx Partners GP. The general partner of SunTx Partners GP is SunTx Capital Management. The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II are collectively referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, are referred to herein as the "SunTx Group").

F4 · ownership.nature: (Continued from Footnote 3) Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F5 · ownership.nature: (Continued from Footnote 4) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F8 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:10 UTC Construction Partners, Inc. ROAD · Entity 3830 ConversionClass A Common Stock 1,693,099 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029936 · ownership.xml · nonDerivative · entry 3

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 1,730,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), shares of Class B common stock, par value $0.001 per share ("Class B common stock"), automatically converted on a one-for-one basis into shares of Class A common stock, par value $0.001 per share ("Class A common stock"), upon the distributions described in this Form 4.

F3 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Fund is SunTx Partners GP. The general partner of SunTx Partners GP is SunTx Capital Management. The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II are collectively referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, are referred to herein as the "SunTx Group").

F4 · ownership.nature: (Continued from Footnote 3) Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F5 · ownership.nature: (Continued from Footnote 4) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F8 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:10 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass A Common Stock 661,305 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029936 · ownership.xml · nonDerivative · entry 2

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 0

F7 · kind: SunTx Fulcrum Dutch Fund distributed these shares for no consideration.

F3 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Fund is SunTx Partners GP. The general partner of SunTx Partners GP is SunTx Capital Management. The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II are collectively referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, are referred to herein as the "SunTx Group").

F4 · ownership.nature: (Continued from Footnote 3) Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F5 · ownership.nature: (Continued from Footnote 4) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F6 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:10 UTC Construction Partners, Inc. ROAD · Entity 3830 ConversionClass A Common Stock 661,305 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029936 · ownership.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 661,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by Ned N. Fleming, III, Craig Jennings, Mark R. Matteson, SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"), SunTx Capital Partners, L.P. ("SunTx Partners GP"), SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"), SunTx Capital Management Corp. ("SunTx Capital Management"), SunTx Capital Partners II, L.P. ("SunTx Partners II"), SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP"), and SunTx Capital II Management Corp. ("SunTx Capital II Management," and collectively, the "Reporting Persons").

F2 · kind: Pursuant to the amended and restated certificate of incorporation of Construction Partners, Inc. (the "Issuer"), shares of Class B common stock, par value $0.001 per share ("Class B common stock"), automatically converted on a one-for-one basis into shares of Class A common stock, par value $0.001 per share ("Class A common stock"), upon the distributions described in this Form 4.

F3 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Fund is SunTx Partners GP. The general partner of SunTx Partners GP is SunTx Capital Management. The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II are collectively referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, are referred to herein as the "SunTx Group").

F4 · ownership.nature: (Continued from Footnote 3) Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F5 · ownership.nature: (Continued from Footnote 4) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F6 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 16:06 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 104,760 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-038075 · doc4.xml · derivative · entry 8

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners, L.P.

Disclosed balance after: 310,320

Underlying: Class A Common Stock · 104,760 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund and SunTx Fulcrum Dutch Fund is SunTx Partners GP. The general partner of SunTx Partners GP is SunTx Capital Management. The general partner of each of SunTx Partners II and SunTx Partners Dutch LP (SunTx Partners Dutch LP, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II are collectively referred to herein as the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management (SunTx Capital II Management, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, are referred to herein as the "SunTx Group").

F9 · ownership.nature: (Continued from Footnote 8) Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 8,433 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · derivative · entry 16

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Savings Plan, FBO Ned N. Fleming, III

Disclosed balance after: 8,433

Underlying: Class A Common Stock · 8,433 shares

Expires not disclosed

F22 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F27 · kind: SunTx Partners II distributed 8,268 of these shares, and SunTx Partners Dutch LP distributed 165 of these shares, in each case for no consideration.

F22 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F22 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F28 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Savings Plan, FBO Ned N. Fleming, III, a 401(k) account for the benefit of Ned N. Fleming, III.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 36,293 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · derivative · entry 15

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Malachi Holdings Limited Partnership

Disclosed balance after: 1,700,199

Underlying: Class A Common Stock · 36,293 shares

Expires not disclosed

F22 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F25 · kind: SunTx Partners II distributed 35,585 of these shares, and SunTx Partners Dutch LP distributed 708 of these shares, in each case for no consideration.

F22 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F22 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F26 · ownership.nature: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 873 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · derivative · entry 14

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners II Dutch Investors, L.P.

Disclosed balance after: 1,227,590

Underlying: Class A Common Stock · 873 shares

Expires not disclosed

F22 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F24 · kind: SunTx Partners Dutch LP distributed these shares for no consideration.

F22 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F22 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F16 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F17 · ownership.nature: (Continued from Footnote 16) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F18 · ownership.nature: (Continued from Footnote 17) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F21 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners Dutch LP.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 43,853 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · derivative · entry 13

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners II, L.P.

Disclosed balance after: 2,452,414

Underlying: Class A Common Stock · 43,853 shares

Expires not disclosed

F22 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F23 · kind: SunTx Partners II distributed these shares for no consideration.

F22 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F22 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F16 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F17 · ownership.nature: (Continued from Footnote 16) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F18 · ownership.nature: (Continued from Footnote 17) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F20 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners II.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 SaleClass A Common Stock 704 $29.74 $20,936.96
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · nonDerivative · entry 7

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,731

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. A portion of the net proceeds from the sales reported in this Form 4 was used to pay income taxes resulting from the vesting of restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Construction Partners, Inc. (the "Issuer") previously granted to the reporting persons under the Construction Partners, Inc. 2018 Equity Incentive Plan.

F13 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.33 to $30.05, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · balance_after: Includes 17,000 restricted shares of Class A common stock of the Issuer granted to Mark R. Matteson under the Construction Partners, Inc. 2018 Equity Incentive of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

F10 · ownership.direct: Securities held directly by Mark R. Matteson.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 SaleClass A Common Stock 904 $28.65 $25,899.60
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · nonDerivative · entry 6

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,435

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. A portion of the net proceeds from the sales reported in this Form 4 was used to pay income taxes resulting from the vesting of restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Construction Partners, Inc. (the "Issuer") previously granted to the reporting persons under the Construction Partners, Inc. 2018 Equity Incentive Plan.

F12 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.27 to $29.18, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · balance_after: Includes 17,000 restricted shares of Class A common stock of the Issuer granted to Mark R. Matteson under the Construction Partners, Inc. 2018 Equity Incentive of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

F10 · ownership.direct: Securities held directly by Mark R. Matteson.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 SaleClass A Common Stock 9,142 $27.98 $255,793.16
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · nonDerivative · entry 5

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,339

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. A portion of the net proceeds from the sales reported in this Form 4 was used to pay income taxes resulting from the vesting of restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Construction Partners, Inc. (the "Issuer") previously granted to the reporting persons under the Construction Partners, Inc. 2018 Equity Incentive Plan.

F11 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $28.18, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · balance_after: Includes 17,000 restricted shares of Class A common stock of the Issuer granted to Mark R. Matteson under the Construction Partners, Inc. 2018 Equity Incentive of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

F10 · ownership.direct: Securities held directly by Mark R. Matteson.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 SaleClass A Common Stock 14,711 $27.53 $404,993.83
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · nonDerivative · entry 4

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,481

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. A portion of the net proceeds from the sales reported in this Form 4 was used to pay income taxes resulting from the vesting of restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Construction Partners, Inc. (the "Issuer") previously granted to the reporting persons under the Construction Partners, Inc. 2018 Equity Incentive Plan.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.87 to $27.86, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · balance_after: Includes 17,000 restricted shares of Class A common stock of the Issuer granted to Mark R. Matteson under the Construction Partners, Inc. 2018 Equity Incentive of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

F10 · ownership.direct: Securities held directly by Mark R. Matteson.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 SaleClass A Common Stock 1,413 $29.87 $42,206.31
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · nonDerivative · entry 3

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,731

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. A portion of the net proceeds from the sales reported in this Form 4 was used to pay income taxes resulting from the vesting of restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Construction Partners, Inc. (the "Issuer") previously granted to the reporting persons under the Construction Partners, Inc. 2018 Equity Incentive Plan.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.43 to $30.05, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 17,000 restricted shares of Class A common stock of the Issuer granted to Craig Jennings under the Construction Partners, Inc. 2018 Equity Incentive Plan of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

F5 · ownership.direct: Securities held directly by Craig Jennings.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 SaleClass A Common Stock 323 $29.15 $9,415.45
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · nonDerivative · entry 2

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,144

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. A portion of the net proceeds from the sales reported in this Form 4 was used to pay income taxes resulting from the vesting of restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Construction Partners, Inc. (the "Issuer") previously granted to the reporting persons under the Construction Partners, Inc. 2018 Equity Incentive Plan.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.38 to $29.22, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 17,000 restricted shares of Class A common stock of the Issuer granted to Craig Jennings under the Construction Partners, Inc. 2018 Equity Incentive Plan of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

F5 · ownership.direct: Securities held directly by Craig Jennings.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 17:11 UTC Construction Partners, Inc. ROAD · Entity 3830 SaleClass A Common Stock 23,725 $27.96 $663,351.00
Disclosure

SEC source: 0000899243-22-031063 · doc4.xml · nonDerivative · entry 1

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director

Matteson Mark R · CIK 0001739134 · Director

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,467

F1 · security: This Form 4 is filed jointly by Ned N. Fleming, III, Craig Jennings, Mark R. Matteson, SunTx Fulcrum Fund Prime, L.P., SunTx Capital Partners, L.P., SunTx Fulcrum Dutch Investors Prime, L.P., SunTx Capital Management Corp., SunTx Capital Partners II, L.P., SunTx Capital Partners II Dutch Investors, L.P., and SunTx Capital II Management Corp. (collectively, the "Reporting Persons").

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. A portion of the net proceeds from the sales reported in this Form 4 was used to pay income taxes resulting from the vesting of restricted shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Construction Partners, Inc. (the "Issuer") previously granted to the reporting persons under the Construction Partners, Inc. 2018 Equity Incentive Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.55 to $28.28, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 17,000 restricted shares of Class A common stock of the Issuer granted to Craig Jennings under the Construction Partners, Inc. 2018 Equity Incentive Plan of which 11,333 shares will vest on January 1, 2024, and 5,667 shares will vest on January 1, 2025.

F5 · ownership.direct: Securities held directly by Craig Jennings.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 16

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

Underlying: Class A Common Stock · 2,695 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F20 · kind: SunTx Capital Management distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F3 · ownership.direct: Securities held directly by Ned N. Fleming, III.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 469,680 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 15

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AMDG Associates Limited Partnership

Disclosed balance after: 615,472

Underlying: Class A Common Stock · 469,680 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F26 · ownership.nature: These securities of the Issuer are directly held by AMDG Associates Limited Partnership, a limited partnership controlled by Mark R. Matteson. Mr. Matteson may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Matteson disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Matteson is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 349,680 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 14

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By CJCT Associates Limited Partnership

Disclosed balance after: 441,779

Underlying: Class A Common Stock · 349,680 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F25 · ownership.nature: These securities of the Issuer are directly held by CJCT Associates Limited Partnership, a limited partnership controlled by Craig Jennings. Mr. Jennings may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Jennings disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jennings is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 1,225,559 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 13

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Malachi Holdings Limited Partnership

Disclosed balance after: 1,663,906

Underlying: Class A Common Stock · 1,225,559 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F24 · ownership.nature: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 12

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners, L.P.

Disclosed balance after: 415,080

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F22 · kind: SunTx Fulcrum Fund distributed 175,459 of these shares, and SunTx Fulcrum Dutch Fund distributed 124,541 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F23 · balance_after: This amount represents the total shares held by SunTx Partners GP following the distributions reported in this Form 4.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 11

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Management Corp.

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,695 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F20 · kind: SunTx Capital Management distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F21 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital Management.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 124,541 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 10

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 553,088

Underlying: Class A Common Stock · 124,541 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F18 · kind: SunTx Fulcrum Dutch Fund distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F19 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 175,459 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 9

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 1,613,061

Underlying: Class A Common Stock · 175,459 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Fulcrum Fund distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F11 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:39 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 2,284,919 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017678 · doc4.xml · derivative · entry 8

SunTx Capital Management Corp. · CIK 0001739424 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Fleming Ned N III · CIK 0001707712 · Director · 10% owner

Jennings Craig · CIK 0001739383 · Director · 10% owner

Matteson Mark R · CIK 0001739134 · Director · 10% owner

SunTx Fulcrum Fund Prime, L.P. · CIK 0001702326 · Director · 10% owner

SUNTX CAPITAL PARTNERS L P · CIK 0001208091 · Director · 10% owner

SunTx Fulcrum Dutch Investors Prime, L.P. · CIK 0001711005 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners, L.P.

Disclosed balance after: 115,080

Underlying: Class A Common Stock · 2,284,919 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F8 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F9 · ownership.nature: (Continued from Footnote 8) ("SunTx Capital II Management," and together with SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Mr. Fleming, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management and the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management and shareholders of SunTx Capital II Management. Mr. Fleming, Mr. Jennings, and Mr. Matteson may each be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds.

F10 · ownership.nature: (Continued from Footnote 9) Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 674 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 16

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital II Management Corp.

Disclosed balance after: 674

Underlying: Class A Common Stock · 674 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F27 · ownership.nature: These securities of the Issuer are directly held by SunTx Capital II Management.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 94,412 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 15

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Dutch Investors Prime, L.P.

Disclosed balance after: 677,629

Underlying: Class A Common Stock · 94,412 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F26 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Dutch Fund.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 154,394 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 14

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Fulcrum Fund Prime, L.P.

Disclosed balance after: 1,788,520

Underlying: Class A Common Stock · 154,394 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F11 · ownership.nature: These securities of the Issuer are directly held by SunTx Fulcrum Fund.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 145,792 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 13

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AMDG Associates Limited Partnership

Disclosed balance after: 145,792

Underlying: Class A Common Stock · 145,792 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F24 · kind: SunTx Expansion GP distributed 142,986 of these shares, and SunTx Partners GP distributed 2,806 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F25 · ownership.nature: These securities of the Issuer are directly held by AMDG Associates Limited Partnership, a limited partnership controlled by Mark R. Matteson. Mr. Matteson may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Matteson disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Matteson is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 92,099 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 12

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By CJCT Associates Limited Partnership

Disclosed balance after: 92,099

Underlying: Class A Common Stock · 92,099 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F22 · kind: SunTx Expansion GP distributed 90,318 of these shares, and SunTx Partners GP distributed 1,781 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F23 · ownership.nature: These securities of the Issuer are directly held by CJCT Associates Limited Partnership, a limited partnership controlled by Craig Jennings. Mr. Jennings may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Jennings disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jennings is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 272 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 11

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Boyle Fleming & Co. Inc.

Disclosed balance after: 272

Underlying: Class A Common Stock · 272 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F21 · ownership.nature: These securities of the Issuer are directly held by Boyle Fleming & Co. Inc., a corporation controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such corporation. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 438,347 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 10

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Malachi Holdings Limited Partnership

Disclosed balance after: 438,347

Underlying: Class A Common Stock · 438,347 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F19 · kind: SunTx Expansion GP distributed 429,452 of these shares, and SunTx Partners GP distributed 8,895 of these shares, and in each case for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F20 · ownership.nature: These securities of the Issuer are directly held by Malachi Holdings Limited Partnership, a limited partnership controlled by Ned N. Fleming, III. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by such limited partnership. Mr. Fleming disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Fleming is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 542,589 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 9

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx Capital Partners, L.P.

Disclosed balance after: 2,399,999

Underlying: Class A Common Stock · 542,589 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F17 · kind: SunTx Partners GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F18 · ownership.nature: These securities of the Issuer are directly held by SunTx Partners GP.

Read SEC document
December 09, 2021 Filed Dec 17, 2021 20:45 UTC Construction Partners, Inc. ROAD · Entity 3830 OtherClass B Common Stock · Derivative 662,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-048905 · doc4.xml · derivative · entry 8

SunTx Capital II Management Corp. · CIK 0001833038 · Director · 10% owner

SUNTX CAPITAL PARTNERS II LP · CIK 0001437408 · Director · 10% owner

SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP · CIK 0001437404 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SunTx CPI Expansion Fund GP, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 662,756 shares

Expires not disclosed

F14 · derivative.exercise_price: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F15 · kind: SunTx Expansion GP distributed these shares for no consideration.

F14 · derivative.exercise_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F14 · derivative.expiration_date: Each share of Class B common stock, par value $0.001 per share ("Class B common stock"), of the Issuer is convertible into one share of Class A common stock, par value $0.001 per share ("Class A common stock") of the Issuer (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.

F9 · ownership.nature: The general partner of each of SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund") and SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund") is SunTx Capital Partners, L.P. ("SunTx Partners GP"). The general partner of SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund") is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP"). The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). The general partner of each of SunTx Capital Partners II, L.P. ("SunTx Partners II") and SunTx Capital Partners II Dutch Investors, L.P. ("SunTx Partners Dutch LP" and together with SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund, SunTx Expansion Fund, and SunTx Partners II, the "SunTx Funds") is SunTx Capital Partners II GP, L.P. ("SunTx Partners II GP"). The general partner of SunTx Partners II GP is SunTx Capital II Management Corp.

F10 · ownership.nature: (Continued from Footnote 9) ("SunTx Capital II Management," and together with SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, and SunTx Partners II GP, the "SunTx Group"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Mr. Fleming may be deemed to beneficially own securities of the Issuer held by certain entities in the SunTx Group, and each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, SunTx Partners II GP, and SunTx Capital II Management may be deemed to beneficially own securities of the Issuer held by certain entities of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F16 · ownership.nature: These securities of the Issuer are directly held by SunTx Expansion GP.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.