organization · Reporting owner
ACOF VI Frontier AIV A9, L.P.
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Frontier Communications Parent, Inc.
Report date December 10, 2024 · Filed December 12, 2024
Jointly reported with ARES MANAGEMENT LLC, ACOF VI Frontier AIV A1, L.P., ACOF VI Frontier AIV A2, L.P., ACOF VI Frontier AIV A3, L.P., ACOF VI Frontier AIV A4, L.P., ACOF VI Frontier AIV A5, L.P., ACOF VI Frontier AIV A6, L.P., ACOF VI Frontier AIV A7, L.P., ACOF VI Frontier AIV A8, L.P.
Section 16 reporting ended · disclosed 2024-12-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 23,922,768 |
Reported balance
After 2024-12-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-12-10 · Sale · Disposed 11,500,000 · Balance 23,922,768 F1: Following the transactions reported herein, includes (i) 90,699 shares held by ACOF VI Frontier AIV A1, L.P.; (ii) 32,525 shares held by ACOF VI Frontier AIV A2, L.P.; (iii) 7,589 shares held by ACOF VI Frontier AIV A3, L.P.; (iv) 98,660 shares held by ACOF VI Frontier AIV A4, L.P.; (v) 108,416 shares held by ACOF VI Frontier AIV A5, L.P.; (vi) 60,714 shares held by ACOF VI Frontier AIV A6, L.P.; (vii) 109,873 shares held by ACOF VI Frontier AIV A7, L.P.; (viii) 110,369 shares held by ACOF VI Frontier AIV A8, L.P.; (ix) 103,647 shares held by ACOF VI Frontier AIV A9, L.P.; (x) 32,775 shares held by ACOF VI Frontier AIV A10, L.P.; (xi) 5,470,925 shares held by ACOF VI Frontier AIV B1, L.P. (together with the foregoing entities, the "ACOF VI Funds"); (continued in next footnote) F2: (xii) 105,592 shares held by ASOF Frontier AIV A1, L.P.; (xiii) 18,032 shares held by ASOF Frontier AIV A2, L.P.; (xiv) 830,837 shares held by ASOF Frontier AIV A3, L.P.; (xv) 281,844 shares held by ASOF Frontier AIV A4, L.P.; (xvi) 167,160 shares held by ASOF Frontier AIV A5, L.P.; (xvii) 292,124 shares held by ASOF Frontier AIV A6, L.P.; (xviii) 289,417 shares held by ASOF Frontier AIV A7, L.P.; (xix) 238,026 shares held by ASOF Frontier AIV A8, L.P.; (xx) 360,644 shares held by ASOF Frontier AIV A9, L.P.; (xxi) 259,665 shares held by ASOF Frontier AIV A10, L.P.; (xxii) 245,236 shares held by ASOF Frontier AIV A11, L.P.; (xxiii) 9,597,579 shares held by ASOF Frontier AIV B1, L.P. (together with the foregoing entities, the "ASOF Funds"); (continued in next footnote) F3: (xxiv) 2,003,418 shares held by ASOF II Frontier Holdings 1 L.P.; (xxv) 96,560 shares held by ASOF II Frontier Holdings 2 L.P.; (xxvi) 107,553 shares held by ASOF II Frontier Holdings 3 L.P.; (xxvii) 104,240 shares held by ASOF II Frontier Holdings 4 L.P.; (xxviii) 103,240 shares held by ASOF II Frontier Holdings 5 L.P.; (xxix) 109,407 shares held by ASOF II Frontier Holdings 6 L.P.; (xxx) 109,675 shares held by ASOF II Frontier Holdings 7 L.P.; (xxxi) 479,922 shares held by ASOF II A (DE) Frontier Holdings 1 L.P.; (xxxii) 17,664 shares held by ASOF II A (DE) Frontier Holdings 2 L.P. (together with the foregoing entities, the "ASOF II Funds"); (continued in next footnote) F4: (xxxiii) 946,429 shares held by ASSF IV AIV B Holdings III, L.P. and (xxxiv) 932,312 shares held by ASSF IV AIV B, L.P. (together with the foregoing entity, the "ASSF Funds"). F5: Ares Partners Holdco LLC is the sole member of each of Ares Voting LLC and Ares Management GP LLC, which together are the majority shareholders of Ares Management Corporation. Ares Management Corporation is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings LP, which is the sole member of Ares Management LLC, which is (a) the sole member of ACOF Investment Management LLC, which is the manager of the ACOF VI Funds, (b) the sole member of ASOF Investment Management LLC, which is the manager of the ASOF Funds and ASOF II Funds and (c) the general partner of ASSF Operating Manager IV, L.P., which is the manager of the ASSF Funds. F6: Each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by them. Ares Partners Holdco LLC is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners Holdco LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Following the transactions reported herein, includes (i) 90,699 shares held by ACOF VI Frontier AIV A1, L.P.; (ii) 32,525 shares held by ACOF VI Frontier AIV A2, L.P.; (iii) 7,589 shares held by ACOF VI Frontier AIV A3, L.P.; (iv) 98,660 shares held by ACOF VI Frontier AIV A4, L.P.; (v) 108,416 shares held by ACOF VI Frontier AIV A5, L.P.; (vi) 60,714 shares held by ACOF VI Frontier AIV A6, L.P.; (vii) 109,873 shares held by ACOF VI Frontier AIV A7, L.P.; (viii) 110,369 shares held by ACOF VI Frontier AIV A8, L.P.; (ix) 103,647 shares held by ACOF VI Frontier AIV A9, L.P.; (x) 32,775 shares held by ACOF VI Frontier AIV A10, L.P.; (xi) 5,470,925 shares held by ACOF VI Frontier AIV B1, L.P. (together with the foregoing entities, the "ACOF VI Funds"); (continued in next footnote)
F2: (xii) 105,592 shares held by ASOF Frontier AIV A1, L.P.; (xiii) 18,032 shares held by ASOF Frontier AIV A2, L.P.; (xiv) 830,837 shares held by ASOF Frontier AIV A3, L.P.; (xv) 281,844 shares held by ASOF Frontier AIV A4, L.P.; (xvi) 167,160 shares held by ASOF Frontier AIV A5, L.P.; (xvii) 292,124 shares held by ASOF Frontier AIV A6, L.P.; (xviii) 289,417 shares held by ASOF Frontier AIV A7, L.P.; (xix) 238,026 shares held by ASOF Frontier AIV A8, L.P.; (xx) 360,644 shares held by ASOF Frontier AIV A9, L.P.; (xxi) 259,665 shares held by ASOF Frontier AIV A10, L.P.; (xxii) 245,236 shares held by ASOF Frontier AIV A11, L.P.; (xxiii) 9,597,579 shares held by ASOF Frontier AIV B1, L.P. (together with the foregoing entities, the "ASOF Funds"); (continued in next footnote)
F3: (xxiv) 2,003,418 shares held by ASOF II Frontier Holdings 1 L.P.; (xxv) 96,560 shares held by ASOF II Frontier Holdings 2 L.P.; (xxvi) 107,553 shares held by ASOF II Frontier Holdings 3 L.P.; (xxvii) 104,240 shares held by ASOF II Frontier Holdings 4 L.P.; (xxviii) 103,240 shares held by ASOF II Frontier Holdings 5 L.P.; (xxix) 109,407 shares held by ASOF II Frontier Holdings 6 L.P.; (xxx) 109,675 shares held by ASOF II Frontier Holdings 7 L.P.; (xxxi) 479,922 shares held by ASOF II A (DE) Frontier Holdings 1 L.P.; (xxxii) 17,664 shares held by ASOF II A (DE) Frontier Holdings 2 L.P. (together with the foregoing entities, the "ASOF II Funds"); (continued in next footnote)
F4: (xxxiii) 946,429 shares held by ASSF IV AIV B Holdings III, L.P. and (xxxiv) 932,312 shares held by ASSF IV AIV B, L.P. (together with the foregoing entity, the "ASSF Funds").
F5: Ares Partners Holdco LLC is the sole member of each of Ares Voting LLC and Ares Management GP LLC, which together are the majority shareholders of Ares Management Corporation. Ares Management Corporation is the sole member of Ares Holdco LLC, which is the general partner of Ares Management Holdings LP, which is the sole member of Ares Management LLC, which is (a) the sole member of ACOF Investment Management LLC, which is the manager of the ACOF VI Funds, (b) the sole member of ASOF Investment Management LLC, which is the manager of the ASOF Funds and ASOF II Funds and (c) the general partner of ASSF Operating Manager IV, L.P., which is the manager of the ASSF Funds.
F6: Each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein, but each disclaims any such beneficial ownership of securities not held of record by them. Ares Partners Holdco LLC is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions. Each of these individuals disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by Ares Partners Holdco LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2021 Filed Sep 28, 2021 21:56 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 20 | $26.95 | $539.00 |
DisclosureSEC source: 0001104659-21-120390 · tm2128492-1_4seq1.xml · nonDerivative · entry 8 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ACOF VI Frontier AIV A1, L.P. · CIK 0001862494 · 10% owner ACOF VI Frontier AIV A2, L.P. · CIK 0001862499 · 10% owner ACOF VI Frontier AIV A3, L.P. · CIK 0001862534 · 10% owner ACOF VI Frontier AIV A4, L.P. · CIK 0001862529 · 10% owner ACOF VI Frontier AIV A5, L.P. · CIK 0001862526 · 10% owner ACOF VI Frontier AIV A6, L.P. · CIK 0001862483 · 10% owner ACOF VI Frontier AIV A7, L.P. · CIK 0001862482 · 10% owner ACOF VI Frontier AIV A8, L.P. · CIK 0001862505 · 10% owner ACOF VI Frontier AIV A9, L.P. · CIK 0001862533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A8, L.P. Disclosed balance after: 238,026 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · balance_after: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · balance_after: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · ownership.nature: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · ownership.nature: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:56 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 19 | $26.95 | $512.05 |
DisclosureSEC source: 0001104659-21-120390 · tm2128492-1_4seq1.xml · nonDerivative · entry 7 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ACOF VI Frontier AIV A1, L.P. · CIK 0001862494 · 10% owner ACOF VI Frontier AIV A2, L.P. · CIK 0001862499 · 10% owner ACOF VI Frontier AIV A3, L.P. · CIK 0001862534 · 10% owner ACOF VI Frontier AIV A4, L.P. · CIK 0001862529 · 10% owner ACOF VI Frontier AIV A5, L.P. · CIK 0001862526 · 10% owner ACOF VI Frontier AIV A6, L.P. · CIK 0001862483 · 10% owner ACOF VI Frontier AIV A7, L.P. · CIK 0001862482 · 10% owner ACOF VI Frontier AIV A8, L.P. · CIK 0001862505 · 10% owner ACOF VI Frontier AIV A9, L.P. · CIK 0001862533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A7, L.P. Disclosed balance after: 289,417 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · balance_after: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · balance_after: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · ownership.nature: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · ownership.nature: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:56 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 27 | $26.95 | $727.65 |
DisclosureSEC source: 0001104659-21-120390 · tm2128492-1_4seq1.xml · nonDerivative · entry 6 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ACOF VI Frontier AIV A1, L.P. · CIK 0001862494 · 10% owner ACOF VI Frontier AIV A2, L.P. · CIK 0001862499 · 10% owner ACOF VI Frontier AIV A3, L.P. · CIK 0001862534 · 10% owner ACOF VI Frontier AIV A4, L.P. · CIK 0001862529 · 10% owner ACOF VI Frontier AIV A5, L.P. · CIK 0001862526 · 10% owner ACOF VI Frontier AIV A6, L.P. · CIK 0001862483 · 10% owner ACOF VI Frontier AIV A7, L.P. · CIK 0001862482 · 10% owner ACOF VI Frontier AIV A8, L.P. · CIK 0001862505 · 10% owner ACOF VI Frontier AIV A9, L.P. · CIK 0001862533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A6, L.P. Disclosed balance after: 292,124 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · balance_after: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · balance_after: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · ownership.nature: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · ownership.nature: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:56 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 19 | $26.95 | $512.05 |
DisclosureSEC source: 0001104659-21-120390 · tm2128492-1_4seq1.xml · nonDerivative · entry 5 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ACOF VI Frontier AIV A1, L.P. · CIK 0001862494 · 10% owner ACOF VI Frontier AIV A2, L.P. · CIK 0001862499 · 10% owner ACOF VI Frontier AIV A3, L.P. · CIK 0001862534 · 10% owner ACOF VI Frontier AIV A4, L.P. · CIK 0001862529 · 10% owner ACOF VI Frontier AIV A5, L.P. · CIK 0001862526 · 10% owner ACOF VI Frontier AIV A6, L.P. · CIK 0001862483 · 10% owner ACOF VI Frontier AIV A7, L.P. · CIK 0001862482 · 10% owner ACOF VI Frontier AIV A8, L.P. · CIK 0001862505 · 10% owner ACOF VI Frontier AIV A9, L.P. · CIK 0001862533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A5, L.P. Disclosed balance after: 167,160 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · balance_after: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · balance_after: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · ownership.nature: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · ownership.nature: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:56 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 24 | $26.95 | $646.80 |
DisclosureSEC source: 0001104659-21-120390 · tm2128492-1_4seq1.xml · nonDerivative · entry 4 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ACOF VI Frontier AIV A1, L.P. · CIK 0001862494 · 10% owner ACOF VI Frontier AIV A2, L.P. · CIK 0001862499 · 10% owner ACOF VI Frontier AIV A3, L.P. · CIK 0001862534 · 10% owner ACOF VI Frontier AIV A4, L.P. · CIK 0001862529 · 10% owner ACOF VI Frontier AIV A5, L.P. · CIK 0001862526 · 10% owner ACOF VI Frontier AIV A6, L.P. · CIK 0001862483 · 10% owner ACOF VI Frontier AIV A7, L.P. · CIK 0001862482 · 10% owner ACOF VI Frontier AIV A8, L.P. · CIK 0001862505 · 10% owner ACOF VI Frontier AIV A9, L.P. · CIK 0001862533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A4, L.P. Disclosed balance after: 281,844 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · balance_after: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · balance_after: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · ownership.nature: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · ownership.nature: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:56 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 15 | $26.95 | $404.25 |
DisclosureSEC source: 0001104659-21-120390 · tm2128492-1_4seq1.xml · nonDerivative · entry 3 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ACOF VI Frontier AIV A1, L.P. · CIK 0001862494 · 10% owner ACOF VI Frontier AIV A2, L.P. · CIK 0001862499 · 10% owner ACOF VI Frontier AIV A3, L.P. · CIK 0001862534 · 10% owner ACOF VI Frontier AIV A4, L.P. · CIK 0001862529 · 10% owner ACOF VI Frontier AIV A5, L.P. · CIK 0001862526 · 10% owner ACOF VI Frontier AIV A6, L.P. · CIK 0001862483 · 10% owner ACOF VI Frontier AIV A7, L.P. · CIK 0001862482 · 10% owner ACOF VI Frontier AIV A8, L.P. · CIK 0001862505 · 10% owner ACOF VI Frontier AIV A9, L.P. · CIK 0001862533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A3, L.P. Disclosed balance after: 830,837 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · balance_after: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · balance_after: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · ownership.nature: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · ownership.nature: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:56 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 4 | $26.95 | $107.80 |
DisclosureSEC source: 0001104659-21-120390 · tm2128492-1_4seq1.xml · nonDerivative · entry 2 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ACOF VI Frontier AIV A1, L.P. · CIK 0001862494 · 10% owner ACOF VI Frontier AIV A2, L.P. · CIK 0001862499 · 10% owner ACOF VI Frontier AIV A3, L.P. · CIK 0001862534 · 10% owner ACOF VI Frontier AIV A4, L.P. · CIK 0001862529 · 10% owner ACOF VI Frontier AIV A5, L.P. · CIK 0001862526 · 10% owner ACOF VI Frontier AIV A6, L.P. · CIK 0001862483 · 10% owner ACOF VI Frontier AIV A7, L.P. · CIK 0001862482 · 10% owner ACOF VI Frontier AIV A8, L.P. · CIK 0001862505 · 10% owner ACOF VI Frontier AIV A9, L.P. · CIK 0001862533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A2, L.P. Disclosed balance after: 18,032 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · balance_after: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · balance_after: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · ownership.nature: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · ownership.nature: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:56 UTC | Frontier Communications Parent, Inc. FYBR · Entity 69025 | PurchaseCommon Stock, par value $0.01 | 27 | $26.95 | $727.65 |
DisclosureSEC source: 0001104659-21-120390 · tm2128492-1_4seq1.xml · nonDerivative · entry 1 ARES MANAGEMENT LLC · CIK 0001259313 · 10% owner ACOF VI Frontier AIV A1, L.P. · CIK 0001862494 · 10% owner ACOF VI Frontier AIV A2, L.P. · CIK 0001862499 · 10% owner ACOF VI Frontier AIV A3, L.P. · CIK 0001862534 · 10% owner ACOF VI Frontier AIV A4, L.P. · CIK 0001862529 · 10% owner ACOF VI Frontier AIV A5, L.P. · CIK 0001862526 · 10% owner ACOF VI Frontier AIV A6, L.P. · CIK 0001862483 · 10% owner ACOF VI Frontier AIV A7, L.P. · CIK 0001862482 · 10% owner ACOF VI Frontier AIV A8, L.P. · CIK 0001862505 · 10% owner ACOF VI Frontier AIV A9, L.P. · CIK 0001862533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ASOF Frontier AIV A1, L.P. Disclosed balance after: 105,592 F1 · kind: These transactions reflect inter-fund transfers (the "Transfers") of shares of the Issuer's Common Stock from one Ares Direct Holder (as defined below) to another Ares Direct Holder in connection with an internal rebalancing of such Ares Direct Holders' holdings of Common Stock. Each Transfer occurred at the same time and at the same price. F2 · balance_after: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · balance_after: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · balance_after: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · balance_after: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · balance_after: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · balance_after: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · balance_after: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · balance_after: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · balance_after: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · balance_after: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · balance_after: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · balance_after: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. F2 · ownership.nature: This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote) F3 · ownership.nature: ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), (continued in next footnote) F4 · ownership.nature: and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote) F5 · ownership.nature: ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts. F6 · ownership.nature: The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,125 shares of Common Stock (which aggregate ownership did not change as a result of the Transfers) by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (continued in next footnote) F7 · ownership.nature: (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock;(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (continued in next footnote) F8 · ownership.nature: (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,242 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 2,654,041 shares of Common Stock. Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers. F9 · ownership.nature: ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. F10 · ownership.nature: The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote) F11 · ownership.nature: Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote) F12 · ownership.nature: Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. F13 · ownership.nature: The Reporting Persons' beneficial ownership includes a collective total of 85 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.