Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DECKERS OUTDOOR CORPDECK · Entity 848 | Director | September 01, 2026 | September 02, 2026 |
| GCT Semiconductor Holding, Inc.GCTS · Entity 6473 | Director · Class I Director | September 30, 2026 | October 02, 2026 |
| SOCKET MOBILE, INC.sckt · Entity 8279 | Director | May 22, 2019 | May 24, 2019 |
| SYNAPTICS IncSYNA · Entity 4089 | Director | November 03, 2025 | November 04, 2025 |
| Twist Bioscience CorpTWST · Entity 3619 | Director | February 05, 2026 | February 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DECKERS OUTDOOR CORP
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,846 |
Reported balance
After 2026-09-01 transaction · row 1
1 source rowRow 1 · 2026-09-01 · Grant · Acquired 535 · Balance 63,846 F1: Quarterly shares issued pursuant to the Compensation Plan for the Company's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Quarterly shares issued pursuant to the Compensation Plan for the Company's Board of Directors.
GCT Semiconductor Holding, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 147,872 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 12,971 · Balance 147,872 F1: Represents Restricted Stock Units ("RSUs") acquired pursuant to the terms of the GCT Semiconductor Holding, Inc. (the "Issuer") GCT 2024 Omnibus Incentive Compensation Plan. Each RSU represents the right to receive one share of common stock, par value $0.0001 per share ("Common Stock") of the Issuer following vesting. F2: The number of shares subject to and issuable under the award is determined on the last day of each calendar quarter during the period April 1, 2026 through March 31, 2027 (beginning with the quarter ending June 30, 2026) by dividing $27,500 by the fair market value per share of Common Stock, which was determined to be $2.12 on September 30, 2026, rounded down to the nearest whole share. F3: The RSUs will vest on March 31, 2027, subject to continued service through such date. F4: No expiration date is applicable to restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units ("RSUs") acquired pursuant to the terms of the GCT Semiconductor Holding, Inc. (the "Issuer") GCT 2024 Omnibus Incentive Compensation Plan. Each RSU represents the right to receive one share of common stock, par value $0.0001 per share ("Common Stock") of the Issuer following vesting.
F2: The number of shares subject to and issuable under the award is determined on the last day of each calendar quarter during the period April 1, 2026 through March 31, 2027 (beginning with the quarter ending June 30, 2026) by dividing $27,500 by the fair market value per share of Common Stock, which was determined to be $2.12 on September 30, 2026, rounded down to the nearest whole share.
F3: The RSUs will vest on March 31, 2027, subject to continued service through such date.
F4: No expiration date is applicable to restricted stock units.
SOCKET MOBILE, INC.
Report date May 22, 2019 · Filed May 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $2.45 · Expires 2029-05-22 | Direct | 31,000 |
Reported balance
After 2019-05-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-22 · Grant · Acquired 8,000 · Balance 31,000 F1: Vests monthly over a 24 months period commencing May 22, 2019 |
Filing footnotes · ownership attribution and instrument terms
F1: Vests monthly over a 24 months period commencing May 22, 2019
SYNAPTICS Inc
Report date November 03, 2025 · Filed November 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,719 |
Reported balance
After 2025-11-03 transaction · row 1
1 source rowRow 1 · 2025-11-03 · Grant · Acquired 3,036 · Balance 45,719 F1: One-fourth of the total number of restricted stock units shall vest each quarter until fully vested on November 3, 2026, or for a Director not standing for re-election, the date of the Issuer's 2026 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: One-fourth of the total number of restricted stock units shall vest each quarter until fully vested on November 3, 2026, or for a Director not standing for re-election, the date of the Issuer's 2026 Annual Meeting of Stockholders.
Twist Bioscience Corp
Report date February 05, 2026 · Filed February 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,251 |
Reported balance
After 2026-02-05 transaction · row 1
1 source rowRow 1 · 2026-02-05 · Grant · Acquired 5,095 · Balance 33,251 F1: 100% of the Shares subject to the Annual Equity Award will vest upon the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the first annual meeting of stockholders following the date of grant, provided that the Non-Employee Director is a Service Provider on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: 100% of the Shares subject to the Annual Equity Award will vest upon the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the first annual meeting of stockholders following the date of grant, provided that the Non-Employee Director is a Service Provider on each vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADESTO TECHNOLOGIES Corp
Report date June 29, 2020 · Filed July 02, 2020
Section 16 reporting ended · disclosed 2020-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 1
1 source rowRow 1 · 2020-06-29 · Other · Disposed 45,412 · Balance 0 F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2025-04-28 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-29 · Disposition to issuer · Disposed 7,575 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2020-12-13 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-29 · Disposition to issuer · Disposed 17,160 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.
F2: Pursuant to the Merger Agreement, at the Effective Time, each Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.
OUTERWALL INC
Report date September 23, 2016 · Filed September 27, 2016
Section 16 reporting ended · disclosed 2016-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-09-23 · Other · Disposed 8,690 · Balance 3,783 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated July 24, 2016, by and among Outerwall Inc. ("Issuer"), Aspen Parent, Inc., Aspen Merger Sub, Inc., Redwood Merger Sub, Inc. and Redbox Automated Retail, LLC (the "Merger Agreement"), on August 5, 2016, Aspen Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $52.00 per share, in cash, without interest (the "Merger Consideration"). The shares shown on this line were tendered in the Offer. F2: Pursuant the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive the Merger Consideration. Row 2 · 2016-09-27 · Other · Disposed 3,783 · Balance 0 F2: Pursuant the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive the Merger Consideration. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.48 · Expires 2021-07-05 | Direct | 0 |
Reported balance
After 2016-09-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-09-27 · Other · Disposed 1,272 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4: This option is fully vested and exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.08 · Expires 2023-06-27 | Direct | 0 |
Reported balance
After 2016-09-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-09-27 · Other · Disposed 1,826 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4: This option is fully vested and exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.01 · Expires 2022-06-07 | Direct | 0 |
Reported balance
After 2016-09-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-09-27 · Other · Disposed 1,226 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4: This option is fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated July 24, 2016, by and among Outerwall Inc. ("Issuer"), Aspen Parent, Inc., Aspen Merger Sub, Inc., Redwood Merger Sub, Inc. and Redbox Automated Retail, LLC (the "Merger Agreement"), on August 5, 2016, Aspen Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $52.00 per share, in cash, without interest (the "Merger Consideration"). The shares shown on this line were tendered in the Offer.
F2: Pursuant the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive the Merger Consideration.
F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option.
F4: This option is fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2018 Filed Mar 19, 2018 20:59 UTC | DECKERS OUTDOOR CORP DECK · Entity 848 | GrantCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000596 · primary_01.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,482 F1 · shares: Quarterly shares issued pursuant to the Compensation Plan for the Company's Board of Directors. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 22:00 UTC | DECKERS OUTDOOR CORP DECK · Entity 848 | GrantCommon Stock | 409 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015516 · edgar.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,150 F1 · shares: Quarterly shares issued pursuant to the Compensation Plan for the Company's Board of Directors. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:04 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 5,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058959 · doc4.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,231 F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:24 UTC | DECKERS OUTDOOR CORP DECK · Entity 848 | GrantCommon Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-012447 · edgar.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,741 F1 · shares: Quarterly shares issued pursuant to the Compensation Plan for the Company's Board of Directors. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 18:20 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 8,000 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0000944075-17-000031 · primary_doc.xml · derivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common · 8,000 shares Expires 2027-07-28 F1 · derivative.exercise_date: Vests monthly over a 24 month period commencing June 14, 2017. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 23:48 UTC | DECKERS OUTDOOR CORP DECK · Entity 848 | GrantCommon Stock | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009301 · edgar.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,254 F1 · shares: Quarterly shares issued pursuant to the Compensation Plan for the Company's Board of Directors. Read SEC document |
| June 06, 2017 Filed Jun 9, 2017 01:48 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionRestricted Stock Units · Derivative | 8,241 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024520 · doc1.xml · derivative · entry 3 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents an RSU. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting and release of restricted stock units ("RSUs") granted to the Reporting Person on June 6, 2016 (the "June 2016 RSUs"). F4 · derivative.exercise_date: 100% of the June 2016 RSUs vested and became exercisable on June 6, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: 100% of the June 2016 RSUs vested and became exercisable on June 6, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| June 06, 2017 Filed Jun 9, 2017 01:48 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024520 · doc1.xml · nonDerivative · entry 2 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,507 F2 · shares: 100% of the RSUs will vest on June 6, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F3 · shares: Represents an RSU. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 06, 2017 Filed Jun 9, 2017 01:48 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionCommon Stock | 8,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024520 · doc1.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and release of restricted stock units ("RSUs") granted to the Reporting Person on June 6, 2016 (the "June 2016 RSUs"). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:48 UTC | DECKERS OUTDOOR CORP DECK · Entity 848 | GrantCommon Stock | 577 | $54.33 | $31,348.41 |
DisclosureSEC source: 0001179110-17-004866 · edgar.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,808 F1 · shares: Quarterly shares issued pursuant to the Compensation Plan for the Company's Board of Directors. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 02:31 UTC | DECKERS OUTDOOR CORP DECK · Entity 848 | GrantCommon Stock | 511 | $58.09 | $29,683.99 |
DisclosureSEC source: 0001179110-16-033066 · edgar.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,231 F1 · shares: Quarterly shares issued pursuant to the Compensation Plan for the Company's Board of Directors. Read SEC document |
| October 30, 2016 Filed Nov 10, 2016 22:28 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionRestricted Stock Units · Derivative | 20,016 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085886 · doc1.xml · derivative · entry 2 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · shares: Vesting and release of restricted stock units ("RSUs") granted to the Reporting Person on October 30, 2015 (the "October 2015 RSUs"). F2 · shares: Includes the remaining 10,008 shares underlying the October 2015 RSUs, the grant of which was previously reported in Table II of a Form 4 filed by the Reporting Person on November 3, 2015. The October 2015 RSUs vested as to 50% of the RSUs on October 30, 2016, and thereafter will vest quarterly as to 12.5% of the total RSUs in equal installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.exercise_date: 50% of the RSUs vested on October 30, 2016, and thereafter will vest quarterly as to 12.5% of the total RSUs in equal installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: 50% of the RSUs vested on October 30, 2016, and thereafter will vest quarterly as to 12.5% of the total RSUs in equal installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| October 30, 2016 Filed Nov 10, 2016 22:28 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionCommon Stock | 10,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085886 · doc1.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and release of restricted stock units ("RSUs") granted to the Reporting Person on October 30, 2015 (the "October 2015 RSUs"). F2 · balance_after: Includes the remaining 10,008 shares underlying the October 2015 RSUs, the grant of which was previously reported in Table II of a Form 4 filed by the Reporting Person on November 3, 2015. The October 2015 RSUs vested as to 50% of the RSUs on October 30, 2016, and thereafter will vest quarterly as to 12.5% of the total RSUs in equal installments. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 22:00 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantDirector Stock Option (Right to Buy) · Derivative | 2,900 | $0.00 Strike: $52.57 | $0.00 |
DisclosureSEC source: 0001209191-16-147704 · doc4.xml · derivative · entry 2 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Underlying: Common Stock · 2,900 shares Expires 2023-10-28 F2 · derivative.exercise_date: 1/12th of the total number of shares subject to the option shall vest and become exercisable on the 28th day of each month until fully vested on October 28, 2017. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 22:00 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 2,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147704 · doc4.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,853 F1 · shares: 25% of the total number of deferred stock units shall vest and be delivered on January 31, 2017, April 30, 2017, July 31, 2017, and October 31, 2017. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:08 UTC | OUTERWALL INC OUTR · Entity 182080 | OtherStock Option (right to buy) · Derivative | 1,226 | $0.00 Strike: $61.01 | $0.00 |
DisclosureSEC source: 0000899243-16-030169 · doc4.xml · derivative · entry 5 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,226 shares Expires 2022-06-07 F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:08 UTC | OUTERWALL INC OUTR · Entity 182080 | OtherStock Option (right to buy) · Derivative | 1,826 | $0.00 Strike: $59.08 | $0.00 |
DisclosureSEC source: 0000899243-16-030169 · doc4.xml · derivative · entry 4 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,826 shares Expires 2023-06-27 F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:08 UTC | OUTERWALL INC OUTR · Entity 182080 | OtherStock Option (right to buy) · Derivative | 1,272 | $0.00 Strike: $56.48 | $0.00 |
DisclosureSEC source: 0000899243-16-030169 · doc4.xml · derivative · entry 3 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,272 shares Expires 2021-07-05 F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:08 UTC | OUTERWALL INC OUTR · Entity 182080 | OtherCommon Stock | 3,783 | $52.00 | $196,716.00 |
DisclosureSEC source: 0000899243-16-030169 · doc4.xml · nonDerivative · entry 2 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive the Merger Consideration. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 18:08 UTC | OUTERWALL INC OUTR · Entity 182080 | OtherCommon Stock | 8,690 | $52.00 | $451,880.00 |
DisclosureSEC source: 0000899243-16-030169 · doc4.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,783 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated July 24, 2016, by and among Outerwall Inc. ("Issuer"), Aspen Parent, Inc., Aspen Merger Sub, Inc., Redwood Merger Sub, Inc. and Redbox Automated Retail, LLC (the "Merger Agreement"), on August 5, 2016, Aspen Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $52.00 per share, in cash, without interest (the "Merger Consideration"). The shares shown on this line were tendered in the Offer. F2 · kind: Pursuant the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive the Merger Consideration. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:17 UTC | DECKERS OUTDOOR CORP DECK · Entity 848 | GrantCommon Stock | 517 | $60.02 | $31,030.34 |
DisclosureSEC source: 0001179110-16-029722 · edgar.xml · nonDerivative · entry 1 CHAN NELSON C · CIK 0001242653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720 F1 · shares: Quarterly shares issued pursuant to the Compensation Plan for the Company's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.