Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Roman DBDR Acquisition Corp. IIDRDB · Entity 5854 | Director · CEO · 10% owner | December 12, 2024 | December 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Roman DBDR Acquisition Corp. II
Report date December 12, 2024 · Filed December 12, 2024
Jointly reported with ROMAN DBDR ACQUISITION SPONSOR II LLC, Basile Donald G
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-12-12 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the registration statement on Form S-1 (File No. 333-282186) of Roman DBDR Acquisition Corp. II (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into shares of Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date. F2: These shares represent the Class B ordinary shares held by Roman DBDR Acquisition Sponsor II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor. The Class B ordinary shares include up to 1,000,000 shares that are subject to forfeiture in the event the underwriters of the Issuer's initial public offering do not exercise in full their over-allotment option as described in the Issuer's registration statement. F3: Dixon Doll, Jr. and Donald G. Basile are the managing members of the Sponsor and hold voting and investment discretion with respect to the Class B ordinary shares held of record by the Sponsor. As such, Messrs. Dixon and Basile may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Messrs. Dixon and Basile disclaim any beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registration statement on Form S-1 (File No. 333-282186) of Roman DBDR Acquisition Corp. II (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into shares of Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.
F2: These shares represent the Class B ordinary shares held by Roman DBDR Acquisition Sponsor II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor. The Class B ordinary shares include up to 1,000,000 shares that are subject to forfeiture in the event the underwriters of the Issuer's initial public offering do not exercise in full their over-allotment option as described in the Issuer's registration statement.
F3: Dixon Doll, Jr. and Donald G. Basile are the managing members of the Sponsor and hold voting and investment discretion with respect to the Class B ordinary shares held of record by the Sponsor. As such, Messrs. Dixon and Basile may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Messrs. Dixon and Basile disclaim any beneficial ownership except to the extent of their pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GPGI, Inc.
Report date August 22, 2023 · Filed August 24, 2023
Section 16 reporting ended · disclosed 2023-08-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-12-27 | IndirectSee footnote | 300,000 |
Reported balance
After 2023-08-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-08-24 · Sale · Disposed 7,792,056 · Balance 300,000 F1: The price reported in Column 8 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 8 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2023 Filed Jan 25, 2023 19:04 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 183,002 | $5.88 | $1,075,209.95 |
DisclosureSEC source: 0001104659-23-006630 · tm234451-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,708,933 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 19:26 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 149,880 | $5.62 | $842,805.22 |
DisclosureSEC source: 0001104659-23-005507 · tm234117-2_4.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,131,935 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.75, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 19:26 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 236,741 | $5.33 | $1,262,066.27 |
DisclosureSEC source: 0001104659-23-005507 · tm234117-2_4.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,281,815 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 17, 2023 Filed Jan 17, 2023 19:22 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 345,462 | $5.22 | $1,804,624.40 |
DisclosureSEC source: 0001104659-23-004353 · tm233728-2_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,518,556 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.305, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 19:22 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 600,000 | $4.88 | $2,925,480.00 |
DisclosureSEC source: 0001104659-23-004353 · tm233728-2_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,864,018 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.85 to $5.055, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 19:22 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 265,796 | $4.89 | $1,299,662.70 |
DisclosureSEC source: 0001104659-23-004353 · tm233728-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,464,018 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $5.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 11, 2023 Filed Jan 11, 2023 20:51 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 21,399 | $5.00 | $106,995.00 |
DisclosureSEC source: 0001104659-23-003170 · tm233222-2_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,729,814 F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 20:51 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 26,803 | $5.00 | $134,090.05 |
DisclosureSEC source: 0001104659-23-003170 · tm233222-2_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,751,213 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.01, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 20:51 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 100,000 | $4.80 | $480,070.00 |
DisclosureSEC source: 0001104659-23-003170 · tm233222-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,778,016 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 18:32 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 1,322 | $4.81 | $6,365.17 |
DisclosureSEC source: 0001104659-22-131020 · tm2233741-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,878,016 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.845, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 19, 2022 Filed Dec 19, 2022 19:18 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 809 | $5.00 | $4,045.00 |
DisclosureSEC source: 0001104659-22-128360 · tm2233083-2_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,879,338 F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 19:18 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 108,961 | $4.82 | $524,876.03 |
DisclosureSEC source: 0001104659-22-128360 · tm2233083-2_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,880,147 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $5.02, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 19:18 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 14,451 | $5.00 | $72,256.45 |
DisclosureSEC source: 0001104659-22-128360 · tm2233083-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,989,108 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 14, 2022 Filed Dec 14, 2022 18:11 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 227,063 | $4.82 | $1,095,510.86 |
DisclosureSEC source: 0001104659-22-127052 · tm2232752-2_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,003,559 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $5.005, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 18:11 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 35,670 | $4.90 | $174,668.86 |
DisclosureSEC source: 0001104659-22-127052 · tm2232752-2_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,230,622 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.86 to $5.00, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 18:11 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 13,307 | $4.88 | $64,955.46 |
DisclosureSEC source: 0001104659-22-127052 · tm2232752-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,266,292 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.85 to $4.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 01, 2022 Filed Dec 1, 2022 19:10 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 9,738 | $5.02 | $48,844.83 |
DisclosureSEC source: 0001104659-22-123789 · tm2231825-2_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,279,599 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 19:10 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 2,200 | $5.20 | $11,440.00 |
DisclosureSEC source: 0001104659-22-123789 · tm2231825-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,289,337 F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 19:33 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 101,633 | $4.86 | $493,570.50 |
DisclosureSEC source: 0001104659-22-121878 · tm2231307-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,291,537 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.85 to $5.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 18, 2022 Filed Jan 23, 2023 17:43 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 240,000 | $5.00 | $1,200,000.00 |
DisclosureSEC source: 0001104659-23-005926 · tm234214-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,891,935 F1 · balance_after: The amount reported in Column 5 of Table I reflects the number of shares of Class A Common Stock of the Issuer held by the Reporting Person as of the date of this Form 4 filing. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 19:02 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 320,000 | $5.00 | $1,600,032.00 |
DisclosureSEC source: 0001104659-22-119235 · tm2230652-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,393,170 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 20:42 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 2,098 | $5.20 | $10,909.60 |
DisclosureSEC source: 0001104659-22-115570 · tm2229949-2_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,713,170 F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 20:42 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 34,216 | $5.20 | $177,991.63 |
DisclosureSEC source: 0001104659-22-115570 · tm2229949-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,715,268 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 19:02 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 11,445 | $5.38 | $61,611.87 |
DisclosureSEC source: 0001104659-22-100934 · tm2226085-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,749,484 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 14, 2022 Filed Sep 14, 2022 20:31 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 26,507 | $5.41 | $143,498.30 |
DisclosureSEC source: 0001104659-22-100136 · tm2225917-4_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,760,929 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.54, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 20:31 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 30,296 | $5.62 | $170,175.66 |
DisclosureSEC source: 0001104659-22-100136 · tm2225917-4_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,787,436 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.78, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:31 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 5,680 | $6.00 | $34,084.54 |
DisclosureSEC source: 0001104659-22-100136 · tm2225917-4_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,817,732 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 19:28 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 11,381 | $6.06 | $68,990.48 |
DisclosureSEC source: 0001104659-22-097969 · tm2225308-2_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,823,412 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.15, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 19:28 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 21,034 | $6.00 | $126,210.31 |
DisclosureSEC source: 0001104659-22-097969 · tm2225308-2_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,834,793 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 31, 2022 Filed Aug 31, 2022 20:33 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 24,215 | $6.01 | $145,575.74 |
DisclosureSEC source: 0001104659-22-096665 · tm2224881d2_4.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,855,827 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.075, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 20:33 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 59,692 | $6.03 | $359,942.76 |
DisclosureSEC source: 0001104659-22-096665 · tm2224881d2_4.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,880,042 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.135, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 20:33 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 42,670 | $6.01 | $256,468.04 |
DisclosureSEC source: 0001104659-22-096665 · tm2224881d2_4.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,939,734 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 26, 2022 Filed Aug 26, 2022 19:20 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 13,516 | $6.06 | $81,956.97 |
DisclosureSEC source: 0001104659-22-095267 · tm2224658-3_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,982,404 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.16, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 19:20 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 515,700 | $5.51 | $2,843,054.10 |
DisclosureSEC source: 0001104659-22-095267 · tm2224658-3_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,995,920 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $6.015, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 19:20 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 1,518 | $5.82 | $8,832.79 |
DisclosureSEC source: 0001104659-22-095267 · tm2224658-3_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,511,620 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.845, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 19:54 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 20,920 | $5.81 | $121,494.99 |
DisclosureSEC source: 0001104659-22-093794 · tm2224298-3_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,513,138 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.99, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 19:54 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 75,201 | $5.81 | $436,955.41 |
DisclosureSEC source: 0001104659-22-093794 · tm2224298-3_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,534,058 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.00, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 19:54 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 15,725 | $6.02 | $94,604.75 |
DisclosureSEC source: 0001104659-22-093794 · tm2224298-3_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,609,259 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.065, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 18, 2022 Filed Aug 18, 2022 19:59 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 102,332 | $6.30 | $645,070.23 |
DisclosureSEC source: 0001104659-22-092683 · tm2224081-3_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,624,984 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.28 to $6.355, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:59 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 54,651 | $6.33 | $346,197.69 |
DisclosureSEC source: 0001104659-22-092683 · tm2224081-3_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,727,316 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.28 to $6.85, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:59 UTC | GPGI, Inc. CMPO · Entity 4098 | SaleClass A Common Stock | 7,033 | $6.86 | $48,240.75 |
DisclosureSEC source: 0001104659-22-092683 · tm2224081-3_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,781,967 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.80 to $7.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 16:33 UTC | GPGI, Inc. CMPO · Entity 4098 | PurchaseClass A Common Stock | 1,330 | $7.64 | $10,161.20 |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · nonDerivative · entry 4 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter's trust Disclosed balance after: 1,330 F4 · ownership.nature: The reporting person purchased shares of Class A Common Stock on the open market for a trust account for the benefit of his daughter who is a dependent of the reporting person. As trustee of his daughter's trust, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the trust. As the beneficiary of the trust is a dependent of the reporting person's household, the reporting person may be deemed to have a pecuniary interest in the shares held thereby. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 16:33 UTC | GPGI, Inc. CMPO · Entity 4098 | PurchaseClass A Common Stock | 1,350 | $7.54 | $10,179.00 |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 1,350 F3 · ownership.nature: The reporting person purchased shares of Class A Common Stock on the open market for accounts for the benefit of his son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 16:33 UTC | GPGI, Inc. CMPO · Entity 4098 | PurchaseClass A Common Stock | 1,300 | $7.52 | $9,776.00 |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 1,300 F3 · ownership.nature: The reporting person purchased shares of Class A Common Stock on the open market for accounts for the benefit of his son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Jan 7, 2022 16:33 UTC | GPGI, Inc. CMPO · Entity 4098 | GrantWarrants · Derivative | 10,837,400 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · derivative · entry 7 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,837,400 Underlying: Class A Common Stock · 10,837,400 shares Expires 2026-12-27 F5 · kind: Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. F5 · price: Pursuant to the terms of the Company's warrants to purchase shares of Class A Common Stock, upon completion of the Business Combination, the warrants became exercisable beginning 30 days thereafter. F6 · ownership.nature: As a managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Jan 7, 2022 16:33 UTC | GPGI, Inc. CMPO · Entity 4098 | Exercise / conversionClass B Common Stock · Derivative | 5,789,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · derivative · entry 6 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 5,789,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · price: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · derivative.exercise_date: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F1 · derivative.expiration_date: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 27, 2021 Filed Jan 7, 2022 16:33 UTC | GPGI, Inc. CMPO · Entity 4098 | Exercise / conversionClass A Common Stock | 5,789,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-002296 · tm222316-1_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,789,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 27, 2021, Roman DBDR Tech Acquisition Corp. closed the previously announced business combination with CompoSecure Holdings, L.L.C. (the "Business Combination") pursuant to which CompoSecure, Inc. became a publicly-traded company (the "Company"). As a result of the Business Combination, each outstanding share of Class B Common Stock converted automatically on a one-for-one basis into shares of Class A Common Stock. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| April 22, 2021 Filed May 10, 2021 16:30 UTC | GPGI, Inc. DBDR · Entity 4098 | PurchaseClass A Common Stock | 100 | $10.15 | $1,015.00 |
DisclosureSEC source: 0001104659-21-063897 · tm2115788d1_4.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 20:45 UTC | GPGI, Inc. DBDR · Entity 4098 | OtherClass B Common Stock · Derivative | 536,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-127522 · tm2036489d2_4.xml · derivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,789,000 Underlying: Class A Common Stock · 536,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the registrant, 536,000 shares of Class B common stock were returned to the registrant for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.